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Nasdaq · USD

ICHR

ICHOR HOLDINGS, LTD.

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Tapewire entity
4529
SEC CIK
0001652535
Parsed reports
297

Last 12 months

Inside the activity.

2 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202605
Jun 202603
Jul 202600
Aug 202606
Sep 202606
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2017 Filed Aug 15, 2017 22:34 UTC
ROHRS THOMAS MDirector · CEO and Chairman
Exercise / conversionOption (right to buy) · Derivative 47,224 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001209191-17-049065 · doc4.xml · derivative · entry 6

ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,298

Underlying: Ordinary Shares · 47,224 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests as follows: 25% of the option grant vested on March 12, 2013 and the remainder vests ratably on a quarterly basis over a three year period thereafter. This option has fully vested.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 22:34 UTC
ROHRS THOMAS MDirector · CEO and Chairman
SaleOrdinary Shares, par value $0.0001 94,480 $19.45 $1,837,636.00
Disclosure

SEC source: 0001209191-17-049065 · doc4.xml · nonDerivative · entry 2

ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,078

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 22:34 UTC
ROHRS THOMAS MDirector · CEO and Chairman
Exercise / conversionOrdinary Shares, par value $0.0001 94,480 $8.05 $760,564.00
Disclosure

SEC source: 0001209191-17-049065 · doc4.xml · nonDerivative · entry 1

ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 9, 2017 18:33 UTC SaleOrdinary Shares, par value $0.0001 5,423,692 $18.50 $100,338,302.00
Disclosure

SEC source: 0000899243-17-019978 · doc4.xml · nonDerivative · entry 1

FRANCISCO PARTNERS GP MANAGEMENT III (CAYMAN), LTD. · CIK 0001691635 · 10% owner

FRANCISCO PARTNERS GP III (CAYMAN), L.P. · CIK 0001691636 · 10% owner

FRANCISCO PARTNERS III (CAYMAN), L.P. · CIK 0001691634 · 10% owner

FRANCISCO PARTNERS PARALLEL FUND III (CAYMAN), L.P. · CIK 0001691633 · 10% owner

ICHOR INVESTMENT HOLDINGS, LLC · CIK 0001691632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,620,334

F1 · shares: Includes (a) 4,824,574 ordinary shares that were directly held by Francisco Partners III (Cayman), L.P. ("FP III Cayman"), (b) 55,716 ordinary shares that were directly held by Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and (c) 543,402 ordinary shares that were directly held by Ichor Investment Holdings, LLC ("IIH LLC").

F2 · price: Represents the offering price to the public in the secondary offering of $19.32 per ordinary share, net of underwriters' discount of $0.82 per ordinary share.

F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP Management III (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. An investment committee comprised of Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP III Management, share voting and dispositive power with respect to the shares beneficially held by FP GP III Management.

F4 · ownership.nature: (Continued from footnote 3) Each of FP GP III, FP GF III Management and Messrs. Deb, Golob, Geeslin and Perlman expressly disclaims beneficial ownership of any shares, except to the extent of their pecuniary interest.

Read SEC document
August 08, 2017 Filed Aug 9, 2017 22:33 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
SaleOrdinary Shares, par value $0.0001 24,870 $18.50 $460,095.00
Disclosure

SEC source: 0000899243-17-019977 · doc4.xml · nonDerivative · entry 3

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Represents the offering price to the public in the secondary offering of $19.32 per ordinary share, net of underwriters' discount of $0.82 per Ordinary Share.

Read SEC document
August 08, 2017 Filed Aug 9, 2017 18:32 UTC
CARSON MAURICE EUGENEDirector · See Remarks
SaleOrdinary Shares, par value $0.0001 51,438 $18.50 $951,603.00
Disclosure

SEC source: 0000899243-17-019976 · doc4.xml · nonDerivative · entry 2

CARSON MAURICE EUGENE · CIK 0001263161 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F2 · price: Represents the offering price to the public in the secondary offering of $19.32 per ordinary share, net of underwriters' discount of $0.82 per Ordinary Share.

Read SEC document
August 08, 2017 Filed Aug 9, 2017 18:32 UTC
DEB DIPANJANDirector · 10% owner
SaleOrdinary Shares, par value $0.0001 5,423,692 $18.50 $100,338,302.00
Disclosure

SEC source: 0000899243-17-019975 · doc4.xml · nonDerivative · entry 1

DEB DIPANJAN · CIK 0001217210 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,620,334

F1 · shares: Includes (a) 4,824,574 ordinary shares that were directly held by Francisco Partners III (Cayman), L.P. ("FP III Cayman"), (b) 55,716 ordinary shares that were directly held by Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and (c) 543,402 ordinary shares that were directly held by Ichor Investment Holdings, LLC ("IIH LLC").

F2 · price: Represents the offering price to the public in the secondary offering of $19.32 per ordinary share, net of underwriters' discount of $0.82 per ordinary share.

F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP III Management (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. The Reporting Person is a member of an investment committee of FP GP III Management and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of any shares, except to the extent of his pecuniary interest

Read SEC document
August 07, 2017 Filed Aug 9, 2017 22:33 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
Exercise / conversionOption (Right to Buy) · Derivative 318 $0.00 Strike: $9.42 $0.00
Disclosure

SEC source: 0000899243-17-019977 · doc4.xml · derivative · entry 5

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,595

Underlying: Ordinary Shares · 318 shares

Expires 2023-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017.

F1 · derivative.exercise_date: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 22:33 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
Exercise / conversionOption (Right to Buy) · Derivative 24,552 $0.00 Strike: $14.90 $0.00
Disclosure

SEC source: 0000899243-17-019977 · doc4.xml · derivative · entry 4

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,410

Underlying: Ordinary Shares · 24,552 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017.

F1 · derivative.exercise_date: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 22:33 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
Exercise / conversionOrdinary Shares, par value $0.0001 318 $9.42 $2,995.56
Disclosure

SEC source: 0000899243-17-019977 · doc4.xml · nonDerivative · entry 2

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 22:33 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
Exercise / conversionOrdinary Shares, par value $0.0001 24,552 $14.90 $365,824.80
Disclosure

SEC source: 0000899243-17-019977 · doc4.xml · nonDerivative · entry 1

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 18:32 UTC
CARSON MAURICE EUGENEDirector · See Remarks
Exercise / conversionOption (Right to Buy) · Derivative 26,407 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0000899243-17-019976 · doc4.xml · derivative · entry 3

CARSON MAURICE EUGENE · CIK 0001263161 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,008

Underlying: Ordinary Shares · 26,407 shares

Expires 2021-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017.

F1 · derivative.exercise_date: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 18:32 UTC
CARSON MAURICE EUGENEDirector · See Remarks
Exercise / conversionOrdinary Shares, par value $0.0001 26,407 $8.05 $212,576.35
Disclosure

SEC source: 0000899243-17-019976 · doc4.xml · nonDerivative · entry 1

CARSON MAURICE EUGENE · CIK 0001263161 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 16:53 UTC
CARSON MAURICE EUGENEDirector · President, CFO, Director
Exercise / conversionOption (right to buy) · Derivative 12,300 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001209191-17-047392 · doc4.xml · derivative · entry 4

CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,927

Underlying: Ordinary Shares · 12,300 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests as follows: 25% of the option grant vested on March 12, 2013 and the remainder vests ratably on a quarterly basis over a three year period thereafter. This option has fully vested.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 16:53 UTC
CARSON MAURICE EUGENEDirector · President, CFO, Director
SaleOrdinary Shares, par value $0.0001 12,300 $20.81 $255,963.00
Disclosure

SEC source: 0001209191-17-047392 · doc4.xml · nonDerivative · entry 3

CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,031

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 16:53 UTC
CARSON MAURICE EUGENEDirector · President, CFO, Director
SaleOrdinary Shares, par value $0.0001 5,000 $20.82 $104,100.00
Disclosure

SEC source: 0001209191-17-047392 · doc4.xml · nonDerivative · entry 2

CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,331

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 16:53 UTC
CARSON MAURICE EUGENEDirector · President, CFO, Director
Exercise / conversionOrdinary Shares, par value $0.0001 12,300 $8.05 $99,015.00
Disclosure

SEC source: 0001209191-17-047392 · doc4.xml · nonDerivative · entry 1

CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 9, 2017 18:25 UTC Amendment
CARSON MAURICE EUGENEDirector · President, CFO, Director
SaleOrdinary Shares, par value $0.0001 12,300 $20.81 $255,963.00
Disclosure

SEC source: 0000899243-17-019970 · doc4a.xml · nonDerivative · entry 1

CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,031

F1 · balance_after: This amended Form 4 corrects the numbers of ordinary shares held by the reporting person after giving effect to the reported sale.

Read SEC document
July 10, 2017 Filed Jul 11, 2017 17:29 UTC
CARSON MAURICE EUGENEDirector · President, CFO, Director
Exercise / conversionOption (right to buy) · Derivative 12,300 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001209191-17-044802 · doc4.xml · derivative · entry 4

CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,227

Underlying: Ordinary Shares · 12,300 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests as follows: 25% of the award vested on March 12, 2013 and the remainder vests ratably on a quarterly basis over a three year period thereafter. The option has fully vested.

Read SEC document
July 10, 2017 Filed Jul 11, 2017 17:29 UTC
CARSON MAURICE EUGENEDirector · President, CFO, Director
SaleOrdinary Shares, par value $0.0001 12,300 $20.75 $255,225.00
Disclosure

SEC source: 0001209191-17-044802 · doc4.xml · nonDerivative · entry 3

CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,031

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 10, 2017 Filed Jul 11, 2017 17:29 UTC
CARSON MAURICE EUGENEDirector · President, CFO, Director
SaleOrdinary Shares, par value $0.0001 5,000 $20.76 $103,800.00
Disclosure

SEC source: 0001209191-17-044802 · doc4.xml · nonDerivative · entry 2

CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,331

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 10, 2017 Filed Jul 11, 2017 17:29 UTC
CARSON MAURICE EUGENEDirector · President, CFO, Director
Exercise / conversionOrdinary Shares, par value $0.0001 12,300 $8.05 $99,015.00
Disclosure

SEC source: 0001209191-17-044802 · doc4.xml · nonDerivative · entry 1

CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 16:58 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
Exercise / conversionOption (right to buy) · Derivative 3,560 $0.00 Strike: $14.90 $0.00
Disclosure

SEC source: 0001209191-17-038748 · doc4.xml · derivative · entry 5

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,962

Underlying: Ordinary Shares · 3,560 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as follows: 25% of the option grant vested on March 12, 2013 and the remainder vested ratably on a quarterly basis over a three year period thereafter.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 16:58 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
Exercise / conversionOption (right to buy) · Derivative 32,090 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001209191-17-038748 · doc4.xml · derivative · entry 4

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,928

Underlying: Ordinary Shares · 32,090 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as follows: 25% of the option grant vested on March 12, 2013 and the remainder vested ratably on a quarterly basis over a three year period thereafter.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 16:58 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
SaleOrdinary Shares, par value $0.0001 35,650 $25.84 $921,196.00
Disclosure

SEC source: 0001209191-17-038748 · doc4.xml · nonDerivative · entry 3

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 16:58 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
Exercise / conversionOrdinary Shares, par value $0.0001 3,560 $14.90 $53,044.00
Disclosure

SEC source: 0001209191-17-038748 · doc4.xml · nonDerivative · entry 2

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 16:58 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
Exercise / conversionOrdinary Shares, par value $0.0001 32,090 $8.05 $258,324.50
Disclosure

SEC source: 0001209191-17-038748 · doc4.xml · nonDerivative · entry 1

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 12:59 UTC
CARSON MAURICE EUGENEDirector · President, CFO, Director
Exercise / conversionOption (right to buy) · Derivative 12,300 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001209191-17-038749 · doc4.xml · derivative · entry 3

CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,527

Underlying: Ordinary Shares · 12,300 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as follows: 25% of the option grant vested on March 12, 2013 and the remainder vested ratably on a quarterly basis over a three year period thereafter.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 12:59 UTC
CARSON MAURICE EUGENEDirector · President, CFO, Director
SaleOrdinary Shares, par value $0.0001 17,300 $25.83 $446,859.00
Disclosure

SEC source: 0001209191-17-038749 · doc4.xml · nonDerivative · entry 2

CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,409

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 12:59 UTC
CARSON MAURICE EUGENEDirector · President, CFO, Director
Exercise / conversionOrdinary Shares, par value $0.0001 12,300 $8.05 $99,015.00
Disclosure

SEC source: 0001209191-17-038749 · doc4.xml · nonDerivative · entry 1

CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2017 Filed May 3, 2017 18:09 UTC SaleOrdinary Shares, par value $0.0001 5,678,782 $18.53 $105,199,436.55
Disclosure

SEC source: 0000899243-17-011695 · doc4.xml · nonDerivative · entry 1

FRANCISCO PARTNERS GP MANAGEMENT III (CAYMAN), LTD. · CIK 0001691635 · 10% owner

FRANCISCO PARTNERS GP III (CAYMAN), L.P. · CIK 0001691636 · 10% owner

FRANCISCO PARTNERS III (CAYMAN), L.P. · CIK 0001691634 · 10% owner

FRANCISCO PARTNERS PARALLEL FUND III (CAYMAN), L.P. · CIK 0001691633 · 10% owner

ICHOR INVESTMENT HOLDINGS, LLC · CIK 0001691632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 12,044,026

F1 · shares: Includes (a) 5,051,486 ordinary shares that were directly held by Francisco Partners III (Cayman), L.P. ("FP III Cayman"), (b) 58,337 ordinary shares that were directly held by Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and (c) 568,959 ordinary shares that were directly held by Ichor Investment Holdings, LLC ("IIH LLC").

F2 · price: Represents the offering price to the public in the secondary offering of $19.50 per ordinary share, net of underwriters' discount of $0.975 per ordinary share.

F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP III Management (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC.

F4 · ownership.nature: (Continued from Footnote 3) An investment committee comprised of Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP III Management, share voting and dispositive power with respect to the shares beneficially held by FP GP III Management. Each of FP GP III, FP GF III Management and Messrs. Deb, Golob, Geeslin and Perlman expressly disclaims beneficial ownership of any shares, except to the extent of their pecuniary interest.

Read SEC document
May 02, 2017 Filed May 3, 2017 22:09 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
SaleOrdinary Shares, par value $0.0001 35,550 $18.53 $658,563.75
Disclosure

SEC source: 0000899243-17-011694 · doc4.xml · nonDerivative · entry 2

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Represents the offering price to the public in the secondary offering of $19.50 per ordinary share, net of underwriters' discount of $0.975 per Ordinary Share.

Read SEC document
May 02, 2017 Filed May 3, 2017 18:07 UTC
CARSON MAURICE EUGENEDirector · See Remarks
SaleOrdinary Shares, par value $0.0001 66,775 $18.53 $1,237,006.88
Disclosure

SEC source: 0000899243-17-011692 · doc4.xml · nonDerivative · entry 1

CARSON MAURICE EUGENE · CIK 0001263161 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,409

F1 · price: Represents the offering price to the public in the secondary offering of $19.50 per ordinary share, net of underwriters' discount of $0.975 per Ordinary Share.

Read SEC document
May 02, 2017 Filed May 3, 2017 22:05 UTC
ROHRS THOMAS MDirector · Chief Executive Officer
SaleOrdinary Shares, par value $0.0001 126,354 $18.53 $2,340,707.85
Disclosure

SEC source: 0000899243-17-011690 · doc4.xml · nonDerivative · entry 1

ROHRS THOMAS M · CIK 0001254354 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,098

F1 · price: Represents the offering price to the public in the secondary offering of $19.50 per ordinary share, net of underwriters' discount of $0.975 per Ordinary Share.

Read SEC document
May 02, 2017 Filed May 3, 2017 18:05 UTC
DEB DIPANJANDirector · 10% owner
SaleOrdinary Shares, par value $0.0001 5,678,782 $18.53 $105,199,436.55
Disclosure

SEC source: 0000899243-17-011689 · doc4.xml · nonDerivative · entry 1

DEB DIPANJAN · CIK 0001217210 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,044,026

F1 · shares: Includes (a) 5,051,486 ordinary shares that were directly held by Francisco Partners III (Cayman), L.P. ("FP III Cayman"), (b) 58,337 ordinary shares that were directly held by Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and (c) 568,959 ordinary shares that were directly held by Ichor Investment Holdings, LLC ("IIH LLC").

F2 · price: Represents the offering price to the public in the secondary offering of $19.50 per ordinary share, net of underwriters' discount of $0.975 per ordinary share.

F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP III Management (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. The Reporting Person is a member of an investment committee of FP GP III Management and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of any shares, except to the extent of his pecuniary interest

Read SEC document
May 01, 2017 Filed May 3, 2017 22:09 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
Exercise / conversionOption (Right to buy) · Derivative 35,550 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0000899243-17-011694 · doc4.xml · derivative · entry 3

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,018

Underlying: Ordinary Shares · 35,550 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option was exercised on May 1, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on May 2, 2017.

F1 · derivative.exercise_date: Option was exercised on May 1, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on May 2, 2017.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:09 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
Exercise / conversionOrdinary Shares, par value $0.0001 35,550 $8.05 $286,177.50
Disclosure

SEC source: 0000899243-17-011694 · doc4.xml · nonDerivative · entry 1

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option was exercised on May 1, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on May 2, 2017.

Read SEC document
April 13, 2017 Filed Apr 18, 2017 01:55 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
GrantRestricted Stock Unit · Derivative 12,800 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-010375 · doc4.xml · derivative · entry 2

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,800

Underlying: Ordinary Shares · 12,800 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

F1 · derivative.exercise_date: The option vests as follows: 25% of the award vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

F2 · derivative.expiration_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

Read SEC document
April 13, 2017 Filed Apr 18, 2017 01:55 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
GrantOption (Right to buy) · Derivative 28,400 $0.00 Strike: $17.14 $0.00
Disclosure

SEC source: 0000899243-17-010375 · doc4.xml · derivative · entry 1

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,400

Underlying: Ordinary Shares · 28,400 shares

Expires 2024-04-13

F1 · derivative.exercise_date: The option vests as follows: 25% of the award vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:56 UTC
CARSON MAURICE EUGENEDirector · See Remarks
GrantRestricted Stock Unit · Derivative 22,300 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-010376 · doc4.xml · derivative · entry 2

CARSON MAURICE EUGENE · CIK 0001263161 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,300

Underlying: Ordinary Shares · 22,300 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

F2 · derivative.exercise_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

F2 · derivative.expiration_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:56 UTC
CARSON MAURICE EUGENEDirector · See Remarks
GrantOption (Right to buy) · Derivative 50,300 $0.00 Strike: $17.14 $0.00
Disclosure

SEC source: 0000899243-17-010376 · doc4.xml · derivative · entry 1

CARSON MAURICE EUGENE · CIK 0001263161 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,300

Underlying: Ordinary Shares · 50,300 shares

Expires 2024-04-13

F1 · derivative.exercise_date: The option vests as follows: 25% of the award vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

Read SEC document
April 13, 2017 Filed Apr 18, 2017 01:56 UTC
ROHRS THOMAS MDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-010377 · doc4.xml · derivative · entry 2

ROHRS THOMAS M · CIK 0001254354 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Ordinary Shares · 35,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

F2 · derivative.exercise_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

F2 · derivative.expiration_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

Read SEC document
April 13, 2017 Filed Apr 18, 2017 01:56 UTC
ROHRS THOMAS MDirector · Chief Executive Officer
GrantOption (Right to buy) · Derivative 80,000 $0.00 Strike: $17.14 $0.00
Disclosure

SEC source: 0000899243-17-010377 · doc4.xml · derivative · entry 1

ROHRS THOMAS M · CIK 0001254354 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Ordinary Shares · 80,000 shares

Expires 2024-04-13

F1 · derivative.exercise_date: The option vests as follows: 25% of the award vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:05 UTC ConversionSeries A Preferred Convertible Shares · Derivative 142,728,221 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-035394 · doc4.xml · derivative · entry 2

FRANCISCO PARTNERS GP MANAGEMENT III (CAYMAN), LTD. · CIK 0001691635 · 10% owner

FRANCISCO PARTNERS GP III (CAYMAN), L.P. · CIK 0001691636 · 10% owner

FRANCISCO PARTNERS III (CAYMAN), L.P. · CIK 0001691634 · 10% owner

FRANCISCO PARTNERS PARALLEL FUND III (CAYMAN), L.P. · CIK 0001691633 · 10% owner

ICHOR INVESTMENT HOLDINGS, LLC · CIK 0001691632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Ordinary Shares · 142,728,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F1 · kind: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F1 · price: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F1 · derivative.exercise_date: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F1 · derivative.expiration_date: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP III Management (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. An investment committee comprised of Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP III Management, share voting and dispositive power with respect to the shares beneficially held by FP GP III Management.

F4 · ownership.nature: (continued from footnote 3) Each of FP GP III, FP GF III Management and Messrs. Deb, Golob, Geeslin and Perlman expressly disclaims beneficial ownership of any shares, except to the extent of their pecuniary interest.

F5 · ownership.nature: Includes (a) 126,962,006.38 Preferred Shares directly held by FP III Cayman, (b) 1,466,214.62 Preferred Shares directly held by FPPF III Cayman and (c) 14,300,000.00 Preferred Shares directly held by IIH LLC.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:05 UTC ConversionOrdinary shares 17,222,808 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-035394 · doc4.xml · nonDerivative · entry 1

FRANCISCO PARTNERS GP MANAGEMENT III (CAYMAN), LTD. · CIK 0001691635 · 10% owner

FRANCISCO PARTNERS GP III (CAYMAN), L.P. · CIK 0001691636 · 10% owner

FRANCISCO PARTNERS III (CAYMAN), L.P. · CIK 0001691634 · 10% owner

FRANCISCO PARTNERS PARALLEL FUND III (CAYMAN), L.P. · CIK 0001691633 · 10% owner

ICHOR INVESTMENT HOLDINGS, LLC · CIK 0001691632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 17,222,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F1 · price: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F2 · ownership.nature: Includes (a) 15,765,091 Ordinary Shares directly held by Francisco Partners III (Cayman), L.P. ("FP III Cayman"), (b) 182,062 Ordinary Shares directly held by Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and (c) 1,775,655 Ordinary Shares directly held by Ichor Investment Holdings, LLC ("IIH LLC").

F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP III Management (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. An investment committee comprised of Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP III Management, share voting and dispositive power with respect to the shares beneficially held by FP GP III Management.

F4 · ownership.nature: (continued from footnote 3) Each of FP GP III, FP GF III Management and Messrs. Deb, Golob, Geeslin and Perlman expressly disclaims beneficial ownership of any shares, except to the extent of their pecuniary interest.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:05 UTC
DEB DIPANJANDirector · 10% owner
ConversionSeries A Preferred Convertible Shares · Derivative 142,728,221 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-035396 · doc4.xml · derivative · entry 2

DEB DIPANJAN · CIK 0001217210 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Ordinary Shares · 142,728,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F1 · kind: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F1 · price: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F1 · derivative.exercise_date: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F1 · derivative.expiration_date: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP III Management (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. The Reporting Person is a member of an investment committee of FP GP III Management and may be deemed to beneficially own such shares. The Reporting person disclaims beneficial ownership of any shares, except to the extent of his pecuniary interest.

F4 · ownership.nature: Includes (a) 126,962,006.38 Preferred Shares directly held by FP III Cayman, (b) 1,466,214.62 Preferred Shares directly held by FPPF III Cayman and (c) 14,300,000.00 Preferred Shares directly held by IIH LLC.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:05 UTC
DEB DIPANJANDirector · 10% owner
ConversionOrdinary shares 17,222,808 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-035396 · doc4.xml · nonDerivative · entry 1

DEB DIPANJAN · CIK 0001217210 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 17,222,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F1 · price: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F2 · ownership.nature: Includes (a) 15,765,091 Ordinary Shares directly held by Francisco Partners III (Cayman), L.P. ("FP III Cayman"), (b) 182,062 Ordinary Shares directly held by Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and (c) 1,775,655 Ordinary Shares directly held by Ichor Investment Holdings, LLC ("IIH LLC").

F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP III Management (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. The Reporting Person is a member of an investment committee of FP GP III Management and may be deemed to beneficially own such shares. The Reporting person disclaims beneficial ownership of any shares, except to the extent of his pecuniary interest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.