Last 12 months
Inside the activity.
2 purchase rows · 28 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 6 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 6 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2017 Filed Aug 15, 2017 22:34 UTC |
ROHRS THOMAS MDirector · CEO and Chairman
|
Exercise / conversionOption (right to buy) · Derivative | 47,224 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001209191-17-049065 · doc4.xml · derivative · entry 6 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,298 Underlying: Ordinary Shares · 47,224 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 25% of the option grant vested on March 12, 2013 and the remainder vests ratably on a quarterly basis over a three year period thereafter. This option has fully vested. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 22:34 UTC |
ROHRS THOMAS MDirector · CEO and Chairman
|
SaleOrdinary Shares, par value $0.0001 | 94,480 | $19.45 | $1,837,636.00 |
DisclosureSEC source: 0001209191-17-049065 · doc4.xml · nonDerivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,078 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 22:34 UTC |
ROHRS THOMAS MDirector · CEO and Chairman
|
Exercise / conversionOrdinary Shares, par value $0.0001 | 94,480 | $8.05 | $760,564.00 |
DisclosureSEC source: 0001209191-17-049065 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 18:33 UTC |
ICHOR INVESTMENT HOLDINGS, LLC10% owner
|
SaleOrdinary Shares, par value $0.0001 | 5,423,692 | $18.50 | $100,338,302.00 |
DisclosureSEC source: 0000899243-17-019978 · doc4.xml · nonDerivative · entry 1 FRANCISCO PARTNERS GP MANAGEMENT III (CAYMAN), LTD. · CIK 0001691635 · 10% owner FRANCISCO PARTNERS GP III (CAYMAN), L.P. · CIK 0001691636 · 10% owner FRANCISCO PARTNERS III (CAYMAN), L.P. · CIK 0001691634 · 10% owner FRANCISCO PARTNERS PARALLEL FUND III (CAYMAN), L.P. · CIK 0001691633 · 10% owner ICHOR INVESTMENT HOLDINGS, LLC · CIK 0001691632 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,620,334 F1 · shares: Includes (a) 4,824,574 ordinary shares that were directly held by Francisco Partners III (Cayman), L.P. ("FP III Cayman"), (b) 55,716 ordinary shares that were directly held by Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and (c) 543,402 ordinary shares that were directly held by Ichor Investment Holdings, LLC ("IIH LLC"). F2 · price: Represents the offering price to the public in the secondary offering of $19.32 per ordinary share, net of underwriters' discount of $0.82 per ordinary share. F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP Management III (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. An investment committee comprised of Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP III Management, share voting and dispositive power with respect to the shares beneficially held by FP GP III Management. F4 · ownership.nature: (Continued from footnote 3) Each of FP GP III, FP GF III Management and Messrs. Deb, Golob, Geeslin and Perlman expressly disclaims beneficial ownership of any shares, except to the extent of their pecuniary interest. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 22:33 UTC |
BARROS PHILIP RYAN SR.Chief Technology Officer
|
SaleOrdinary Shares, par value $0.0001 | 24,870 | $18.50 | $460,095.00 |
DisclosureSEC source: 0000899243-17-019977 · doc4.xml · nonDerivative · entry 3 BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Represents the offering price to the public in the secondary offering of $19.32 per ordinary share, net of underwriters' discount of $0.82 per Ordinary Share. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 18:32 UTC |
CARSON MAURICE EUGENEDirector · See Remarks
|
SaleOrdinary Shares, par value $0.0001 | 51,438 | $18.50 | $951,603.00 |
DisclosureSEC source: 0000899243-17-019976 · doc4.xml · nonDerivative · entry 2 CARSON MAURICE EUGENE · CIK 0001263161 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 F2 · price: Represents the offering price to the public in the secondary offering of $19.32 per ordinary share, net of underwriters' discount of $0.82 per Ordinary Share. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 18:32 UTC |
DEB DIPANJANDirector · 10% owner
|
SaleOrdinary Shares, par value $0.0001 | 5,423,692 | $18.50 | $100,338,302.00 |
DisclosureSEC source: 0000899243-17-019975 · doc4.xml · nonDerivative · entry 1 DEB DIPANJAN · CIK 0001217210 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,620,334 F1 · shares: Includes (a) 4,824,574 ordinary shares that were directly held by Francisco Partners III (Cayman), L.P. ("FP III Cayman"), (b) 55,716 ordinary shares that were directly held by Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and (c) 543,402 ordinary shares that were directly held by Ichor Investment Holdings, LLC ("IIH LLC"). F2 · price: Represents the offering price to the public in the secondary offering of $19.32 per ordinary share, net of underwriters' discount of $0.82 per ordinary share. F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP III Management (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. The Reporting Person is a member of an investment committee of FP GP III Management and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of any shares, except to the extent of his pecuniary interest Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 22:33 UTC |
BARROS PHILIP RYAN SR.Chief Technology Officer
|
Exercise / conversionOption (Right to Buy) · Derivative | 318 | $0.00 Strike: $9.42 | $0.00 |
DisclosureSEC source: 0000899243-17-019977 · doc4.xml · derivative · entry 5 BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,595 Underlying: Ordinary Shares · 318 shares Expires 2023-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017. F1 · derivative.exercise_date: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 22:33 UTC |
BARROS PHILIP RYAN SR.Chief Technology Officer
|
Exercise / conversionOption (Right to Buy) · Derivative | 24,552 | $0.00 Strike: $14.90 | $0.00 |
DisclosureSEC source: 0000899243-17-019977 · doc4.xml · derivative · entry 4 BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,410 Underlying: Ordinary Shares · 24,552 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017. F1 · derivative.exercise_date: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 22:33 UTC |
BARROS PHILIP RYAN SR.Chief Technology Officer
|
Exercise / conversionOrdinary Shares, par value $0.0001 | 318 | $9.42 | $2,995.56 |
DisclosureSEC source: 0000899243-17-019977 · doc4.xml · nonDerivative · entry 2 BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 22:33 UTC |
BARROS PHILIP RYAN SR.Chief Technology Officer
|
Exercise / conversionOrdinary Shares, par value $0.0001 | 24,552 | $14.90 | $365,824.80 |
DisclosureSEC source: 0000899243-17-019977 · doc4.xml · nonDerivative · entry 1 BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 18:32 UTC |
CARSON MAURICE EUGENEDirector · See Remarks
|
Exercise / conversionOption (Right to Buy) · Derivative | 26,407 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0000899243-17-019976 · doc4.xml · derivative · entry 3 CARSON MAURICE EUGENE · CIK 0001263161 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,008 Underlying: Ordinary Shares · 26,407 shares Expires 2021-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017. F1 · derivative.exercise_date: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 18:32 UTC |
CARSON MAURICE EUGENEDirector · See Remarks
|
Exercise / conversionOrdinary Shares, par value $0.0001 | 26,407 | $8.05 | $212,576.35 |
DisclosureSEC source: 0000899243-17-019976 · doc4.xml · nonDerivative · entry 1 CARSON MAURICE EUGENE · CIK 0001263161 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:53 UTC |
CARSON MAURICE EUGENEDirector · President, CFO, Director
|
Exercise / conversionOption (right to buy) · Derivative | 12,300 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001209191-17-047392 · doc4.xml · derivative · entry 4 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,927 Underlying: Ordinary Shares · 12,300 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 25% of the option grant vested on March 12, 2013 and the remainder vests ratably on a quarterly basis over a three year period thereafter. This option has fully vested. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:53 UTC |
CARSON MAURICE EUGENEDirector · President, CFO, Director
|
SaleOrdinary Shares, par value $0.0001 | 12,300 | $20.81 | $255,963.00 |
DisclosureSEC source: 0001209191-17-047392 · doc4.xml · nonDerivative · entry 3 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,031 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:53 UTC |
CARSON MAURICE EUGENEDirector · President, CFO, Director
|
SaleOrdinary Shares, par value $0.0001 | 5,000 | $20.82 | $104,100.00 |
DisclosureSEC source: 0001209191-17-047392 · doc4.xml · nonDerivative · entry 2 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,331 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:53 UTC |
CARSON MAURICE EUGENEDirector · President, CFO, Director
|
Exercise / conversionOrdinary Shares, par value $0.0001 | 12,300 | $8.05 | $99,015.00 |
DisclosureSEC source: 0001209191-17-047392 · doc4.xml · nonDerivative · entry 1 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 9, 2017 18:25 UTC Amendment |
CARSON MAURICE EUGENEDirector · President, CFO, Director
|
SaleOrdinary Shares, par value $0.0001 | 12,300 | $20.81 | $255,963.00 |
DisclosureSEC source: 0000899243-17-019970 · doc4a.xml · nonDerivative · entry 1 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,031 F1 · balance_after: This amended Form 4 corrects the numbers of ordinary shares held by the reporting person after giving effect to the reported sale. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:29 UTC |
CARSON MAURICE EUGENEDirector · President, CFO, Director
|
Exercise / conversionOption (right to buy) · Derivative | 12,300 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001209191-17-044802 · doc4.xml · derivative · entry 4 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,227 Underlying: Ordinary Shares · 12,300 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 25% of the award vested on March 12, 2013 and the remainder vests ratably on a quarterly basis over a three year period thereafter. The option has fully vested. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:29 UTC |
CARSON MAURICE EUGENEDirector · President, CFO, Director
|
SaleOrdinary Shares, par value $0.0001 | 12,300 | $20.75 | $255,225.00 |
DisclosureSEC source: 0001209191-17-044802 · doc4.xml · nonDerivative · entry 3 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,031 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:29 UTC |
CARSON MAURICE EUGENEDirector · President, CFO, Director
|
SaleOrdinary Shares, par value $0.0001 | 5,000 | $20.76 | $103,800.00 |
DisclosureSEC source: 0001209191-17-044802 · doc4.xml · nonDerivative · entry 2 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,331 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:29 UTC |
CARSON MAURICE EUGENEDirector · President, CFO, Director
|
Exercise / conversionOrdinary Shares, par value $0.0001 | 12,300 | $8.05 | $99,015.00 |
DisclosureSEC source: 0001209191-17-044802 · doc4.xml · nonDerivative · entry 1 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 16:58 UTC |
BARROS PHILIP RYAN SR.Chief Technology Officer
|
Exercise / conversionOption (right to buy) · Derivative | 3,560 | $0.00 Strike: $14.90 | $0.00 |
DisclosureSEC source: 0001209191-17-038748 · doc4.xml · derivative · entry 5 BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,962 Underlying: Ordinary Shares · 3,560 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested as follows: 25% of the option grant vested on March 12, 2013 and the remainder vested ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 16:58 UTC |
BARROS PHILIP RYAN SR.Chief Technology Officer
|
Exercise / conversionOption (right to buy) · Derivative | 32,090 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001209191-17-038748 · doc4.xml · derivative · entry 4 BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,928 Underlying: Ordinary Shares · 32,090 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested as follows: 25% of the option grant vested on March 12, 2013 and the remainder vested ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 16:58 UTC |
BARROS PHILIP RYAN SR.Chief Technology Officer
|
SaleOrdinary Shares, par value $0.0001 | 35,650 | $25.84 | $921,196.00 |
DisclosureSEC source: 0001209191-17-038748 · doc4.xml · nonDerivative · entry 3 BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 16:58 UTC |
BARROS PHILIP RYAN SR.Chief Technology Officer
|
Exercise / conversionOrdinary Shares, par value $0.0001 | 3,560 | $14.90 | $53,044.00 |
DisclosureSEC source: 0001209191-17-038748 · doc4.xml · nonDerivative · entry 2 BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 16:58 UTC |
BARROS PHILIP RYAN SR.Chief Technology Officer
|
Exercise / conversionOrdinary Shares, par value $0.0001 | 32,090 | $8.05 | $258,324.50 |
DisclosureSEC source: 0001209191-17-038748 · doc4.xml · nonDerivative · entry 1 BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 12:59 UTC |
CARSON MAURICE EUGENEDirector · President, CFO, Director
|
Exercise / conversionOption (right to buy) · Derivative | 12,300 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001209191-17-038749 · doc4.xml · derivative · entry 3 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,527 Underlying: Ordinary Shares · 12,300 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested as follows: 25% of the option grant vested on March 12, 2013 and the remainder vested ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 12:59 UTC |
CARSON MAURICE EUGENEDirector · President, CFO, Director
|
SaleOrdinary Shares, par value $0.0001 | 17,300 | $25.83 | $446,859.00 |
DisclosureSEC source: 0001209191-17-038749 · doc4.xml · nonDerivative · entry 2 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,409 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 12:59 UTC |
CARSON MAURICE EUGENEDirector · President, CFO, Director
|
Exercise / conversionOrdinary Shares, par value $0.0001 | 12,300 | $8.05 | $99,015.00 |
DisclosureSEC source: 0001209191-17-038749 · doc4.xml · nonDerivative · entry 1 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2017 Filed May 3, 2017 18:09 UTC |
ICHOR INVESTMENT HOLDINGS, LLC10% owner
|
SaleOrdinary Shares, par value $0.0001 | 5,678,782 | $18.53 | $105,199,436.55 |
DisclosureSEC source: 0000899243-17-011695 · doc4.xml · nonDerivative · entry 1 FRANCISCO PARTNERS GP MANAGEMENT III (CAYMAN), LTD. · CIK 0001691635 · 10% owner FRANCISCO PARTNERS GP III (CAYMAN), L.P. · CIK 0001691636 · 10% owner FRANCISCO PARTNERS III (CAYMAN), L.P. · CIK 0001691634 · 10% owner FRANCISCO PARTNERS PARALLEL FUND III (CAYMAN), L.P. · CIK 0001691633 · 10% owner ICHOR INVESTMENT HOLDINGS, LLC · CIK 0001691632 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,044,026 F1 · shares: Includes (a) 5,051,486 ordinary shares that were directly held by Francisco Partners III (Cayman), L.P. ("FP III Cayman"), (b) 58,337 ordinary shares that were directly held by Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and (c) 568,959 ordinary shares that were directly held by Ichor Investment Holdings, LLC ("IIH LLC"). F2 · price: Represents the offering price to the public in the secondary offering of $19.50 per ordinary share, net of underwriters' discount of $0.975 per ordinary share. F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP III Management (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. F4 · ownership.nature: (Continued from Footnote 3) An investment committee comprised of Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP III Management, share voting and dispositive power with respect to the shares beneficially held by FP GP III Management. Each of FP GP III, FP GF III Management and Messrs. Deb, Golob, Geeslin and Perlman expressly disclaims beneficial ownership of any shares, except to the extent of their pecuniary interest. Read SEC document |
| May 02, 2017 Filed May 3, 2017 22:09 UTC |
BARROS PHILIP RYAN SR.Chief Technology Officer
|
SaleOrdinary Shares, par value $0.0001 | 35,550 | $18.53 | $658,563.75 |
DisclosureSEC source: 0000899243-17-011694 · doc4.xml · nonDerivative · entry 2 BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Represents the offering price to the public in the secondary offering of $19.50 per ordinary share, net of underwriters' discount of $0.975 per Ordinary Share. Read SEC document |
| May 02, 2017 Filed May 3, 2017 18:07 UTC |
CARSON MAURICE EUGENEDirector · See Remarks
|
SaleOrdinary Shares, par value $0.0001 | 66,775 | $18.53 | $1,237,006.88 |
DisclosureSEC source: 0000899243-17-011692 · doc4.xml · nonDerivative · entry 1 CARSON MAURICE EUGENE · CIK 0001263161 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,409 F1 · price: Represents the offering price to the public in the secondary offering of $19.50 per ordinary share, net of underwriters' discount of $0.975 per Ordinary Share. Read SEC document |
| May 02, 2017 Filed May 3, 2017 22:05 UTC |
ROHRS THOMAS MDirector · Chief Executive Officer
|
SaleOrdinary Shares, par value $0.0001 | 126,354 | $18.53 | $2,340,707.85 |
DisclosureSEC source: 0000899243-17-011690 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,098 F1 · price: Represents the offering price to the public in the secondary offering of $19.50 per ordinary share, net of underwriters' discount of $0.975 per Ordinary Share. Read SEC document |
| May 02, 2017 Filed May 3, 2017 18:05 UTC |
DEB DIPANJANDirector · 10% owner
|
SaleOrdinary Shares, par value $0.0001 | 5,678,782 | $18.53 | $105,199,436.55 |
DisclosureSEC source: 0000899243-17-011689 · doc4.xml · nonDerivative · entry 1 DEB DIPANJAN · CIK 0001217210 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,044,026 F1 · shares: Includes (a) 5,051,486 ordinary shares that were directly held by Francisco Partners III (Cayman), L.P. ("FP III Cayman"), (b) 58,337 ordinary shares that were directly held by Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and (c) 568,959 ordinary shares that were directly held by Ichor Investment Holdings, LLC ("IIH LLC"). F2 · price: Represents the offering price to the public in the secondary offering of $19.50 per ordinary share, net of underwriters' discount of $0.975 per ordinary share. F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP III Management (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. The Reporting Person is a member of an investment committee of FP GP III Management and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of any shares, except to the extent of his pecuniary interest Read SEC document |
| May 01, 2017 Filed May 3, 2017 22:09 UTC |
BARROS PHILIP RYAN SR.Chief Technology Officer
|
Exercise / conversionOption (Right to buy) · Derivative | 35,550 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0000899243-17-011694 · doc4.xml · derivative · entry 3 BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,018 Underlying: Ordinary Shares · 35,550 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option was exercised on May 1, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on May 2, 2017. F1 · derivative.exercise_date: Option was exercised on May 1, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on May 2, 2017. Read SEC document |
| May 01, 2017 Filed May 3, 2017 22:09 UTC |
BARROS PHILIP RYAN SR.Chief Technology Officer
|
Exercise / conversionOrdinary Shares, par value $0.0001 | 35,550 | $8.05 | $286,177.50 |
DisclosureSEC source: 0000899243-17-011694 · doc4.xml · nonDerivative · entry 1 BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option was exercised on May 1, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on May 2, 2017. Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 01:55 UTC |
BARROS PHILIP RYAN SR.Chief Technology Officer
|
GrantRestricted Stock Unit · Derivative | 12,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010375 · doc4.xml · derivative · entry 2 BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,800 Underlying: Ordinary Shares · 12,800 shares Expires not disclosed F2 · derivative.exercise_price: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. F1 · derivative.exercise_date: The option vests as follows: 25% of the award vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. F2 · derivative.expiration_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 01:55 UTC |
BARROS PHILIP RYAN SR.Chief Technology Officer
|
GrantOption (Right to buy) · Derivative | 28,400 | $0.00 Strike: $17.14 | $0.00 |
DisclosureSEC source: 0000899243-17-010375 · doc4.xml · derivative · entry 1 BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,400 Underlying: Ordinary Shares · 28,400 shares Expires 2024-04-13 F1 · derivative.exercise_date: The option vests as follows: 25% of the award vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 21:56 UTC |
CARSON MAURICE EUGENEDirector · See Remarks
|
GrantRestricted Stock Unit · Derivative | 22,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010376 · doc4.xml · derivative · entry 2 CARSON MAURICE EUGENE · CIK 0001263161 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,300 Underlying: Ordinary Shares · 22,300 shares Expires not disclosed F2 · derivative.exercise_price: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. F2 · derivative.exercise_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. F2 · derivative.expiration_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 21:56 UTC |
CARSON MAURICE EUGENEDirector · See Remarks
|
GrantOption (Right to buy) · Derivative | 50,300 | $0.00 Strike: $17.14 | $0.00 |
DisclosureSEC source: 0000899243-17-010376 · doc4.xml · derivative · entry 1 CARSON MAURICE EUGENE · CIK 0001263161 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,300 Underlying: Ordinary Shares · 50,300 shares Expires 2024-04-13 F1 · derivative.exercise_date: The option vests as follows: 25% of the award vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 01:56 UTC |
ROHRS THOMAS MDirector · Chief Executive Officer
|
GrantRestricted Stock Unit · Derivative | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010377 · doc4.xml · derivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Ordinary Shares · 35,000 shares Expires not disclosed F2 · derivative.exercise_price: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. F2 · derivative.exercise_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. F2 · derivative.expiration_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 01:56 UTC |
ROHRS THOMAS MDirector · Chief Executive Officer
|
GrantOption (Right to buy) · Derivative | 80,000 | $0.00 Strike: $17.14 | $0.00 |
DisclosureSEC source: 0000899243-17-010377 · doc4.xml · derivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Ordinary Shares · 80,000 shares Expires 2024-04-13 F1 · derivative.exercise_date: The option vests as follows: 25% of the award vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 16:05 UTC |
ICHOR INVESTMENT HOLDINGS, LLC10% owner
|
ConversionSeries A Preferred Convertible Shares · Derivative | 142,728,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035394 · doc4.xml · derivative · entry 2 FRANCISCO PARTNERS GP MANAGEMENT III (CAYMAN), LTD. · CIK 0001691635 · 10% owner FRANCISCO PARTNERS GP III (CAYMAN), L.P. · CIK 0001691636 · 10% owner FRANCISCO PARTNERS III (CAYMAN), L.P. · CIK 0001691634 · 10% owner FRANCISCO PARTNERS PARALLEL FUND III (CAYMAN), L.P. · CIK 0001691633 · 10% owner ICHOR INVESTMENT HOLDINGS, LLC · CIK 0001691632 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Ordinary Shares · 142,728,221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date. F1 · kind: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date. F1 · price: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date. F1 · derivative.exercise_date: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date. F1 · derivative.expiration_date: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date. F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP III Management (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. An investment committee comprised of Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP III Management, share voting and dispositive power with respect to the shares beneficially held by FP GP III Management. F4 · ownership.nature: (continued from footnote 3) Each of FP GP III, FP GF III Management and Messrs. Deb, Golob, Geeslin and Perlman expressly disclaims beneficial ownership of any shares, except to the extent of their pecuniary interest. F5 · ownership.nature: Includes (a) 126,962,006.38 Preferred Shares directly held by FP III Cayman, (b) 1,466,214.62 Preferred Shares directly held by FPPF III Cayman and (c) 14,300,000.00 Preferred Shares directly held by IIH LLC. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 16:05 UTC |
ICHOR INVESTMENT HOLDINGS, LLC10% owner
|
ConversionOrdinary shares | 17,222,808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035394 · doc4.xml · nonDerivative · entry 1 FRANCISCO PARTNERS GP MANAGEMENT III (CAYMAN), LTD. · CIK 0001691635 · 10% owner FRANCISCO PARTNERS GP III (CAYMAN), L.P. · CIK 0001691636 · 10% owner FRANCISCO PARTNERS III (CAYMAN), L.P. · CIK 0001691634 · 10% owner FRANCISCO PARTNERS PARALLEL FUND III (CAYMAN), L.P. · CIK 0001691633 · 10% owner ICHOR INVESTMENT HOLDINGS, LLC · CIK 0001691632 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,222,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date. F1 · price: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date. F2 · ownership.nature: Includes (a) 15,765,091 Ordinary Shares directly held by Francisco Partners III (Cayman), L.P. ("FP III Cayman"), (b) 182,062 Ordinary Shares directly held by Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and (c) 1,775,655 Ordinary Shares directly held by Ichor Investment Holdings, LLC ("IIH LLC"). F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP III Management (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. An investment committee comprised of Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP III Management, share voting and dispositive power with respect to the shares beneficially held by FP GP III Management. F4 · ownership.nature: (continued from footnote 3) Each of FP GP III, FP GF III Management and Messrs. Deb, Golob, Geeslin and Perlman expressly disclaims beneficial ownership of any shares, except to the extent of their pecuniary interest. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 16:05 UTC |
DEB DIPANJANDirector · 10% owner
|
ConversionSeries A Preferred Convertible Shares · Derivative | 142,728,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035396 · doc4.xml · derivative · entry 2 DEB DIPANJAN · CIK 0001217210 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Ordinary Shares · 142,728,221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date. F1 · kind: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date. F1 · price: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date. F1 · derivative.exercise_date: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date. F1 · derivative.expiration_date: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date. F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP III Management (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. The Reporting Person is a member of an investment committee of FP GP III Management and may be deemed to beneficially own such shares. The Reporting person disclaims beneficial ownership of any shares, except to the extent of his pecuniary interest. F4 · ownership.nature: Includes (a) 126,962,006.38 Preferred Shares directly held by FP III Cayman, (b) 1,466,214.62 Preferred Shares directly held by FPPF III Cayman and (c) 14,300,000.00 Preferred Shares directly held by IIH LLC. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 16:05 UTC |
DEB DIPANJANDirector · 10% owner
|
ConversionOrdinary shares | 17,222,808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035396 · doc4.xml · nonDerivative · entry 1 DEB DIPANJAN · CIK 0001217210 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,222,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date. F1 · price: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date. F2 · ownership.nature: Includes (a) 15,765,091 Ordinary Shares directly held by Francisco Partners III (Cayman), L.P. ("FP III Cayman"), (b) 182,062 Ordinary Shares directly held by Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and (c) 1,775,655 Ordinary Shares directly held by Ichor Investment Holdings, LLC ("IIH LLC"). F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP III Management (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. The Reporting Person is a member of an investment committee of FP GP III Management and may be deemed to beneficially own such shares. The Reporting person disclaims beneficial ownership of any shares, except to the extent of his pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.