ICHOR INVESTMENT HOLDINGS, LLC

SEC source: 0000899243-18-007640 · doc4.xml · nonDerivative · entry 1

FRANCISCO PARTNERS GP MANAGEMENT III (CAYMAN), LTD. · CIK 0001691635 · 10% owner

FRANCISCO PARTNERS GP III (CAYMAN), L.P. · CIK 0001691636 · 10% owner

FRANCISCO PARTNERS III (CAYMAN), L.P. · CIK 0001691634 · 10% owner

FRANCISCO PARTNERS PARALLEL FUND III (CAYMAN), L.P. · CIK 0001691633 · 10% owner

ICHOR INVESTMENT HOLDINGS, LLC · CIK 0001691632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On March 13, 2018, each of Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman II"), Francisco Partners III (Cayman), L.P. ("FP III Cayman"), Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and Ichor Investment Holdings, LLC ("IIH LLC") made a distribution-in-kind to its partners, on a pro rata basis for no additional consideration, of ordinary shares ("ordinary shares") of Ichor Holdings, Ltd.

F1 · shares: On March 13, 2018, each of Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman II"), Francisco Partners III (Cayman), L.P. ("FP III Cayman"), Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and Ichor Investment Holdings, LLC ("IIH LLC") made a distribution-in-kind to its partners, on a pro rata basis for no additional consideration, of ordinary shares ("ordinary shares") of Ichor Holdings, Ltd.

F2 · shares: Includes (a) 71,375 ordinary shares that were directly held by FP GP Cayman III, (b) 3,380,485 ordinary shares that were directly held by FP III Cayman, (c) 39,863 ordinary shares that were directly held by FPPF III Cayman and (d) 388,790 ordinary shares that were directly held by IIH LLC.

F2 · price: Includes (a) 71,375 ordinary shares that were directly held by FP GP Cayman III, (b) 3,380,485 ordinary shares that were directly held by FP III Cayman, (c) 39,863 ordinary shares that were directly held by FPPF III Cayman and (d) 388,790 ordinary shares that were directly held by IIH LLC.

SEC source: 0000899243-17-026634 · doc4.xml · nonDerivative · entry 1

FRANCISCO PARTNERS GP MANAGEMENT III (CAYMAN), LTD. · CIK 0001691635 · 10% owner

FRANCISCO PARTNERS GP III (CAYMAN), L.P. · CIK 0001691636 · 10% owner

FRANCISCO PARTNERS III (CAYMAN), L.P. · CIK 0001691634 · 10% owner

FRANCISCO PARTNERS PARALLEL FUND III (CAYMAN), L.P. · CIK 0001691633 · 10% owner

ICHOR INVESTMENT HOLDINGS, LLC · CIK 0001691632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,880,513

F1 · kind: On November 14, 2017, each of Francisco Partners III (Cayman), L.P. ("FP III Cayman"), Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and Ichor Investment Holdings, LLC ("IIH LLC") made a distribution-in-kind to its partners, on a pro rata basis for no additional consideration, of ordinary shares of Ichor Holdings, Ltd.

F2 · shares: Includes (a) 1,725,930 ordinary shares that were directly held by FP III Cayman, (b) 19,932 ordinary shares that were directly held by FPPF III Cayman and (c) 194,395 ordinary shares that were directly held by IIH LLC .

F1 · price: On November 14, 2017, each of Francisco Partners III (Cayman), L.P. ("FP III Cayman"), Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and Ichor Investment Holdings, LLC ("IIH LLC") made a distribution-in-kind to its partners, on a pro rata basis for no additional consideration, of ordinary shares of Ichor Holdings, Ltd.

F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP Management III (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. An investment committee comprised of Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP III Management, share voting and dispositive power with respect to the shares beneficially held by FP GP III Management.

F4 · ownership.nature: (Continued from Footnote 3) Each of FP GP III, FP GF III Management and Messrs. Deb, Golob, Geeslin and Perlman expressly disclaims beneficial ownership of any shares, except to the extent of their pecuniary interest.

SEC source: 0000899243-17-020974 · doc4.xml · nonDerivative · entry 1

FRANCISCO PARTNERS GP MANAGEMENT III (CAYMAN), LTD. · CIK 0001691635 · 10% owner

FRANCISCO PARTNERS GP III (CAYMAN), L.P. · CIK 0001691636 · 10% owner

FRANCISCO PARTNERS III (CAYMAN), L.P. · CIK 0001691634 · 10% owner

FRANCISCO PARTNERS PARALLEL FUND III (CAYMAN), L.P. · CIK 0001691633 · 10% owner

ICHOR INVESTMENT HOLDINGS, LLC · CIK 0001691632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,820,770

F1 · shares: Includes (a) 711,241 ordinary shares that were directly held by Francisco Partners III (Cayman), L.P. ("FP III Cayman"), (b) 8,214 ordinary shares that were directly held by Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and (c) 80,109 ordinary shares that were directly held by Ichor Investment Holdings, LLC ("IIH LLC").

F2 · price: Represents the offering price to the public in the secondary offering of $19.32 per ordinary share, net of underwriters' discount of $0.82 per ordinary share.

F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP Management III (Cayman), Limited ("FP GP Management III") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP Management III may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP Management III may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. An investment committee comprised of Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP Management III, share voting and dispositive power with respect to the shares beneficially held by FP GP Management III.

F4 · ownership.nature: (continued from footnote 3) Each of FP GP III, FP GP Management III and Messrs. Deb, Golob, Geeslin and Perlman expressly disclaims beneficial ownership of any shares, except to the extent of their pecuniary interest.

SEC source: 0000899243-17-019978 · doc4.xml · nonDerivative · entry 1

FRANCISCO PARTNERS GP MANAGEMENT III (CAYMAN), LTD. · CIK 0001691635 · 10% owner

FRANCISCO PARTNERS GP III (CAYMAN), L.P. · CIK 0001691636 · 10% owner

FRANCISCO PARTNERS III (CAYMAN), L.P. · CIK 0001691634 · 10% owner

FRANCISCO PARTNERS PARALLEL FUND III (CAYMAN), L.P. · CIK 0001691633 · 10% owner

ICHOR INVESTMENT HOLDINGS, LLC · CIK 0001691632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,620,334

F1 · shares: Includes (a) 4,824,574 ordinary shares that were directly held by Francisco Partners III (Cayman), L.P. ("FP III Cayman"), (b) 55,716 ordinary shares that were directly held by Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and (c) 543,402 ordinary shares that were directly held by Ichor Investment Holdings, LLC ("IIH LLC").

F2 · price: Represents the offering price to the public in the secondary offering of $19.32 per ordinary share, net of underwriters' discount of $0.82 per ordinary share.

F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP Management III (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. An investment committee comprised of Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP III Management, share voting and dispositive power with respect to the shares beneficially held by FP GP III Management.

F4 · ownership.nature: (Continued from footnote 3) Each of FP GP III, FP GF III Management and Messrs. Deb, Golob, Geeslin and Perlman expressly disclaims beneficial ownership of any shares, except to the extent of their pecuniary interest.

SEC source: 0000899243-17-011695 · doc4.xml · nonDerivative · entry 1

FRANCISCO PARTNERS GP MANAGEMENT III (CAYMAN), LTD. · CIK 0001691635 · 10% owner

FRANCISCO PARTNERS GP III (CAYMAN), L.P. · CIK 0001691636 · 10% owner

FRANCISCO PARTNERS III (CAYMAN), L.P. · CIK 0001691634 · 10% owner

FRANCISCO PARTNERS PARALLEL FUND III (CAYMAN), L.P. · CIK 0001691633 · 10% owner

ICHOR INVESTMENT HOLDINGS, LLC · CIK 0001691632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 12,044,026

F1 · shares: Includes (a) 5,051,486 ordinary shares that were directly held by Francisco Partners III (Cayman), L.P. ("FP III Cayman"), (b) 58,337 ordinary shares that were directly held by Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and (c) 568,959 ordinary shares that were directly held by Ichor Investment Holdings, LLC ("IIH LLC").

F2 · price: Represents the offering price to the public in the secondary offering of $19.50 per ordinary share, net of underwriters' discount of $0.975 per ordinary share.

F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP III Management (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC.

F4 · ownership.nature: (Continued from Footnote 3) An investment committee comprised of Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP III Management, share voting and dispositive power with respect to the shares beneficially held by FP GP III Management. Each of FP GP III, FP GF III Management and Messrs. Deb, Golob, Geeslin and Perlman expressly disclaims beneficial ownership of any shares, except to the extent of their pecuniary interest.

SEC source: 0000899243-16-035394 · doc4.xml · derivative · entry 2

FRANCISCO PARTNERS GP MANAGEMENT III (CAYMAN), LTD. · CIK 0001691635 · 10% owner

FRANCISCO PARTNERS GP III (CAYMAN), L.P. · CIK 0001691636 · 10% owner

FRANCISCO PARTNERS III (CAYMAN), L.P. · CIK 0001691634 · 10% owner

FRANCISCO PARTNERS PARALLEL FUND III (CAYMAN), L.P. · CIK 0001691633 · 10% owner

ICHOR INVESTMENT HOLDINGS, LLC · CIK 0001691632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Ordinary Shares · 142,728,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F1 · kind: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F1 · price: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F1 · derivative.exercise_date: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F1 · derivative.expiration_date: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP III Management (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. An investment committee comprised of Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP III Management, share voting and dispositive power with respect to the shares beneficially held by FP GP III Management.

F4 · ownership.nature: (continued from footnote 3) Each of FP GP III, FP GF III Management and Messrs. Deb, Golob, Geeslin and Perlman expressly disclaims beneficial ownership of any shares, except to the extent of their pecuniary interest.

F5 · ownership.nature: Includes (a) 126,962,006.38 Preferred Shares directly held by FP III Cayman, (b) 1,466,214.62 Preferred Shares directly held by FPPF III Cayman and (c) 14,300,000.00 Preferred Shares directly held by IIH LLC.

SEC source: 0000899243-16-035394 · doc4.xml · nonDerivative · entry 1

FRANCISCO PARTNERS GP MANAGEMENT III (CAYMAN), LTD. · CIK 0001691635 · 10% owner

FRANCISCO PARTNERS GP III (CAYMAN), L.P. · CIK 0001691636 · 10% owner

FRANCISCO PARTNERS III (CAYMAN), L.P. · CIK 0001691634 · 10% owner

FRANCISCO PARTNERS PARALLEL FUND III (CAYMAN), L.P. · CIK 0001691633 · 10% owner

ICHOR INVESTMENT HOLDINGS, LLC · CIK 0001691632 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 17,222,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F1 · price: The Series A Preferred Convertible Shares of the Issuer (the "Preferred Shares") converted into ordinary shares of the Issuer (the "Ordinary Shares") effective on December 9, 2016 on a one-for-one basis. The Issuer completed a 1-for-8.053363 reverse share split effective immediately after the conversion of the Preferred Shares. The amount stated in Table I gives effect to the reverse stock split. Fractional shares resulting from the reverse share split were rounded down to the nearest whole share and paid in cash. The Preferred Shares did not have an expiration date.

F2 · ownership.nature: Includes (a) 15,765,091 Ordinary Shares directly held by Francisco Partners III (Cayman), L.P. ("FP III Cayman"), (b) 182,062 Ordinary Shares directly held by Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and (c) 1,775,655 Ordinary Shares directly held by Ichor Investment Holdings, LLC ("IIH LLC").

F3 · ownership.nature: Francisco Partners GP III (Cayman), L.P. ("FP GP Cayman III") is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP III Management (Cayman), Limited ("FP GP III Management") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP III Management may be deemed to share voting and dispositive power with respect to the shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. An investment committee comprised of Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP III Management, share voting and dispositive power with respect to the shares beneficially held by FP GP III Management.

F4 · ownership.nature: (continued from footnote 3) Each of FP GP III, FP GF III Management and Messrs. Deb, Golob, Geeslin and Perlman expressly disclaims beneficial ownership of any shares, except to the extent of their pecuniary interest.