Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ICHOR HOLDINGS, LTD.ICHR · Entity 4529 | Director · President, CFO, and Secretary | December 01, 2017 | December 04, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ICHOR HOLDINGS, LTD.
Report date December 01, 2017 · Filed December 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, par value $0.0001SEC Table I · non-derivative | Direct | 30,622 |
Ending reported balance
After 2017-12-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-12-01 · Exercise / conversion · Acquired 12,300 · Balance 47,922 Row 2 · 2017-12-01 · Sale · Disposed 17,300 · Balance 30,622 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.05 · Expires 2021-09-19 | Direct | 135,589 |
Reported balance
After 2017-12-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-12-01 · Exercise / conversion · Disposed 12,300 · Balance 135,589 F2: The option vests as follows: 25% of the option vested on September 19, 2015 and the remainder vests ratably on a quarterly basis over a three year period thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: The option vests as follows: 25% of the option vested on September 19, 2015 and the remainder vests ratably on a quarterly basis over a three year period thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2017 Filed Dec 4, 2017 17:41 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 12,300 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001209191-17-063636 · doc4.xml · derivative · entry 3 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,589 Underlying: Ordinary Shares · 12,300 shares Expires 2021-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 25% of the option vested on September 19, 2015 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 17:41 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 17,300 | $26.38 | $456,374.00 |
DisclosureSEC source: 0001209191-17-063636 · doc4.xml · nonDerivative · entry 2 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,622 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 17:41 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 12,300 | $8.05 | $99,015.00 |
DisclosureSEC source: 0001209191-17-063636 · doc4.xml · nonDerivative · entry 1 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 12:42 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 11,973 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001209191-17-058742 · doc4.xml · derivative · entry 4 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,889 Underlying: Ordinary Shares · 11,973 shares Expires 2021-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests as follows: 25% of the option grant vested on September 19, 2015 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 12:42 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 327 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001209191-17-058742 · doc4.xml · derivative · entry 3 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 327 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 25% of the award vested on March 12, 2013 and the remainder vests ratably on a quarterly basis over a three year period thereafter. The option has fully vested. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 12:42 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 17,300 | $29.37 | $508,101.00 |
DisclosureSEC source: 0001209191-17-058742 · doc4.xml · nonDerivative · entry 2 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,622 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 12:42 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 12,300 | $8.05 | $99,015.00 |
DisclosureSEC source: 0001209191-17-058742 · doc4.xml · nonDerivative · entry 1 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 15:30 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 12,300 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001209191-17-054940 · doc4.xml · derivative · entry 3 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327 Underlying: Ordinary Shares · 12,300 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested as follows: 25% of the option grant vested on March 12, 2013 and the remainder vested ratably on a quarterly basis over a three year period thereafter. This option has fully vested. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 15:30 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 17,300 | $27.65 | $478,345.00 |
DisclosureSEC source: 0001209191-17-054940 · doc4.xml · nonDerivative · entry 2 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,622 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 15:30 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 12,300 | $8.05 | $99,015.00 |
DisclosureSEC source: 0001209191-17-054940 · doc4.xml · nonDerivative · entry 1 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2017 Filed Sep 6, 2017 18:24 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 12,300 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001209191-17-051750 · doc4.xml · derivative · entry 3 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,627 Underlying: Ordinary Shares · 12,300 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 25% of the option grant vested on March 12, 2013 and the remainder vests ratably on a quarterly basis over a three year period thereafter. This option has fully vested. Read SEC document |
| September 06, 2017 Filed Sep 6, 2017 18:24 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 17,300 | $22.42 | $387,866.00 |
DisclosureSEC source: 0001209191-17-051750 · doc4.xml · nonDerivative · entry 2 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 06, 2017 Filed Sep 6, 2017 18:24 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 12,300 | $8.05 | $99,015.00 |
DisclosureSEC source: 0001209191-17-051750 · doc4.xml · nonDerivative · entry 1 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 14:29 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 17,146 | $18.50 | $317,201.00 |
DisclosureSEC source: 0001209191-17-050070 · doc4.xml · nonDerivative · entry 2 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 F2 · price: Represents the offering price to the public in the secondary offering of $19.32 per ordinary share, net of underwriters' discount of $0.82 per Ordinary Share. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 14:29 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 17,146 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001209191-17-050070 · doc4.xml · derivative · entry 3 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,862 Underlying: Ordinary Shares · 17,146 shares Expires 2021-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option was exercised on August 22, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. for which the closing of the underwriters' over-allotment option occurred on August 23, 2017. F1 · derivative.exercise_date: Option was exercised on August 22, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. for which the closing of the underwriters' over-allotment option occurred on August 23, 2017. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 14:29 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 17,146 | $8.05 | $138,025.30 |
DisclosureSEC source: 0001209191-17-050070 · doc4.xml · nonDerivative · entry 1 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option was exercised on August 22, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. for which the closing of the underwriters' over-allotment option occurred on August 23, 2017. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 18:32 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 51,438 | $18.50 | $951,603.00 |
DisclosureSEC source: 0000899243-17-019976 · doc4.xml · nonDerivative · entry 2 CARSON MAURICE EUGENE · CIK 0001263161 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 F2 · price: Represents the offering price to the public in the secondary offering of $19.32 per ordinary share, net of underwriters' discount of $0.82 per Ordinary Share. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 18:32 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (Right to Buy) · Derivative | 26,407 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0000899243-17-019976 · doc4.xml · derivative · entry 3 CARSON MAURICE EUGENE · CIK 0001263161 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,008 Underlying: Ordinary Shares · 26,407 shares Expires 2021-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017. F1 · derivative.exercise_date: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 18:32 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 26,407 | $8.05 | $212,576.35 |
DisclosureSEC source: 0000899243-17-019976 · doc4.xml · nonDerivative · entry 1 CARSON MAURICE EUGENE · CIK 0001263161 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:53 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 12,300 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001209191-17-047392 · doc4.xml · derivative · entry 4 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,927 Underlying: Ordinary Shares · 12,300 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 25% of the option grant vested on March 12, 2013 and the remainder vests ratably on a quarterly basis over a three year period thereafter. This option has fully vested. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:53 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 12,300 | $20.81 | $255,963.00 |
DisclosureSEC source: 0001209191-17-047392 · doc4.xml · nonDerivative · entry 3 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,031 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:53 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 5,000 | $20.82 | $104,100.00 |
DisclosureSEC source: 0001209191-17-047392 · doc4.xml · nonDerivative · entry 2 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,331 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:53 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 12,300 | $8.05 | $99,015.00 |
DisclosureSEC source: 0001209191-17-047392 · doc4.xml · nonDerivative · entry 1 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 9, 2017 18:25 UTC Amendment | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 12,300 | $20.81 | $255,963.00 |
DisclosureSEC source: 0000899243-17-019970 · doc4a.xml · nonDerivative · entry 1 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,031 F1 · balance_after: This amended Form 4 corrects the numbers of ordinary shares held by the reporting person after giving effect to the reported sale. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:29 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 12,300 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001209191-17-044802 · doc4.xml · derivative · entry 4 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,227 Underlying: Ordinary Shares · 12,300 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 25% of the award vested on March 12, 2013 and the remainder vests ratably on a quarterly basis over a three year period thereafter. The option has fully vested. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:29 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 12,300 | $20.75 | $255,225.00 |
DisclosureSEC source: 0001209191-17-044802 · doc4.xml · nonDerivative · entry 3 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,031 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:29 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 5,000 | $20.76 | $103,800.00 |
DisclosureSEC source: 0001209191-17-044802 · doc4.xml · nonDerivative · entry 2 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,331 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:29 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 12,300 | $8.05 | $99,015.00 |
DisclosureSEC source: 0001209191-17-044802 · doc4.xml · nonDerivative · entry 1 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 12:59 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 12,300 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001209191-17-038749 · doc4.xml · derivative · entry 3 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,527 Underlying: Ordinary Shares · 12,300 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested as follows: 25% of the option grant vested on March 12, 2013 and the remainder vested ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 12:59 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 17,300 | $25.83 | $446,859.00 |
DisclosureSEC source: 0001209191-17-038749 · doc4.xml · nonDerivative · entry 2 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,409 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 12:59 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 12,300 | $8.05 | $99,015.00 |
DisclosureSEC source: 0001209191-17-038749 · doc4.xml · nonDerivative · entry 1 CARSON MAURICE EUGENE · CIK 0001263161 · Director · President, CFO, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2017 Filed May 3, 2017 18:07 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 66,775 | $18.53 | $1,237,006.88 |
DisclosureSEC source: 0000899243-17-011692 · doc4.xml · nonDerivative · entry 1 CARSON MAURICE EUGENE · CIK 0001263161 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,409 F1 · price: Represents the offering price to the public in the secondary offering of $19.50 per ordinary share, net of underwriters' discount of $0.975 per Ordinary Share. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 21:56 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantRestricted Stock Unit · Derivative | 22,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010376 · doc4.xml · derivative · entry 2 CARSON MAURICE EUGENE · CIK 0001263161 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,300 Underlying: Ordinary Shares · 22,300 shares Expires not disclosed F2 · derivative.exercise_price: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. F2 · derivative.exercise_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. F2 · derivative.expiration_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 21:56 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOption (Right to buy) · Derivative | 50,300 | $0.00 Strike: $17.14 | $0.00 |
DisclosureSEC source: 0000899243-17-010376 · doc4.xml · derivative · entry 1 CARSON MAURICE EUGENE · CIK 0001263161 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,300 Underlying: Ordinary Shares · 50,300 shares Expires 2024-04-13 F1 · derivative.exercise_date: The option vests as follows: 25% of the award vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.