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Nasdaq · USD

IBRX

ImmunityBio, Inc.

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Tapewire entity
3618
SEC CIK
0001326110
Parsed reports
218

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202604
Feb 202604
Mar 202600
Apr 202600
May 202600
Jun 202604
Jul 202602
Aug 202600
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2026 Filed Oct 6, 2026 22:06 UTC SaleCommon Stock 25,000 $10.75 $268,760.00
Disclosure

SEC source: 0001326110-26-000085 · wk-form4_1791324382.xml · nonDerivative · entry 1

Simon Barry J. · CIK 0001647994 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,777,788

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 18, 2025.

F2 · price: Represents the weighted average share price of an aggregate total of 25,000 shares sold in the price range of $10.665 to $10.78 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, ImmunityBio, Inc. (the "Issuer") or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 02, 2026 Filed Oct 6, 2026 22:05 UTC
Cohen CherylDirector
Exercise / conversionStock Option (right to buy) · Derivative 55,979 $0.00 Strike: $2.98 $0.00
Disclosure

SEC source: 0001326110-26-000084 · wk-form4_1791324339.xml · derivative · entry 3

Cohen Cheryl · CIK 0001529371 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,979

Underlying: Common Stock · 55,979 shares

Expires 2032-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2026 Filed Oct 6, 2026 22:05 UTC
Cohen CherylDirector
SaleCommon Stock 81,056 $10.50 $851,088.00
Disclosure

SEC source: 0001326110-26-000084 · wk-form4_1791324339.xml · nonDerivative · entry 2

Cohen Cheryl · CIK 0001529371 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,309

F1 · kind: The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on February 27, 2026.

Read SEC document
October 02, 2026 Filed Oct 6, 2026 22:05 UTC
Cohen CherylDirector
Exercise / conversionCommon Stock 55,979 $2.98 $166,817.42
Disclosure

SEC source: 0001326110-26-000084 · wk-form4_1791324339.xml · nonDerivative · entry 1

Cohen Cheryl · CIK 0001529371 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 181,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2026 Filed Jul 7, 2026 00:26 UTC
Cohen CherylDirector
Exercise / conversionStock Option (right to buy) · Derivative 55,979 $0.00 Strike: $2.98 $0.00
Disclosure

SEC source: 0001529371-26-000008 · wk-form4_1783383979.xml · derivative · entry 3

Cohen Cheryl · CIK 0001529371 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,958

Underlying: Common Stock · 55,979 shares

Expires 2032-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2026 Filed Jul 7, 2026 00:26 UTC
Cohen CherylDirector
SaleCommon Stock 131,210 $9.50 $1,246,941.11
Disclosure

SEC source: 0001529371-26-000008 · wk-form4_1783383979.xml · nonDerivative · entry 2

Cohen Cheryl · CIK 0001529371 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,386

F1 · kind: The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on February 27, 2026.

F2 · price: Represents the weighted average share price of an aggregate total of 131,210 shares sold in the price range of $9.50 to $9.52 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, ImmunityBio, Inc. (the "Issuer") or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 02, 2026 Filed Jul 7, 2026 00:26 UTC
Cohen CherylDirector
Exercise / conversionCommon Stock 55,979 $2.98 $166,817.42
Disclosure

SEC source: 0001529371-26-000008 · wk-form4_1783383979.xml · nonDerivative · entry 1

Cohen Cheryl · CIK 0001529371 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 256,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2026 Filed Jul 7, 2026 00:25 UTC Exercise / conversionStock Option (right to buy) · Derivative 124,414 $0.00 Strike: $2.99 $0.00
Disclosure

SEC source: 0001849739-26-000014 · wk-form4_1783383927.xml · derivative · entry 5

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 124,414 shares

Expires 2033-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2026 Filed Jul 7, 2026 00:25 UTC Exercise / conversionStock Option (right to buy) · Derivative 35,064 $0.00 Strike: $2.98 $0.00
Disclosure

SEC source: 0001849739-26-000014 · wk-form4_1783383927.xml · derivative · entry 4

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,064 shares

Expires 2032-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2026 Filed Jul 7, 2026 00:25 UTC SaleCommon Stock 159,478 $9.02 $1,439,065.68
Disclosure

SEC source: 0001849739-26-000014 · wk-form4_1783383927.xml · nonDerivative · entry 3

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2026.

F2 · price: Represents the weighted average share price of an aggregate total of 159,478 shares sold in the price range of $9.00 to $9.07 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, ImmunityBio, Inc. (the "Issuer") or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 01, 2026 Filed Jul 7, 2026 00:25 UTC Exercise / conversionCommon Stock 124,414 $2.99 $371,997.86
Disclosure

SEC source: 0001849739-26-000014 · wk-form4_1783383927.xml · nonDerivative · entry 2

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 159,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2026 Filed Jul 7, 2026 00:25 UTC Exercise / conversionCommon Stock 35,064 $2.98 $104,490.72
Disclosure

SEC source: 0001849739-26-000014 · wk-form4_1783383927.xml · nonDerivative · entry 1

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 21:04 UTC Exercise / conversionStock Option (right to buy) · Derivative 300 $0.00 Strike: $2.99 $0.00
Disclosure

SEC source: 0001849739-26-000011 · wk-form4_1782939871.xml · derivative · entry 12

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,414

Underlying: Common Stock · 300 shares

Expires 2033-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 21:04 UTC Exercise / conversionStock Option (right to buy) · Derivative 700 $0.00 Strike: $2.98 $0.00
Disclosure

SEC source: 0001849739-26-000011 · wk-form4_1782939871.xml · derivative · entry 11

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,064

Underlying: Common Stock · 700 shares

Expires 2032-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 21:04 UTC SaleCommon Stock 1,000 $9.00 $9,000.00
Disclosure

SEC source: 0001849739-26-000011 · wk-form4_1782939871.xml · nonDerivative · entry 7

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2026.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 21:04 UTC Exercise / conversionCommon Stock 300 $2.99 $897.00
Disclosure

SEC source: 0001849739-26-000011 · wk-form4_1782939871.xml · nonDerivative · entry 6

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 21:04 UTC Exercise / conversionCommon Stock 700 $2.98 $2,086.00
Disclosure

SEC source: 0001849739-26-000011 · wk-form4_1782939871.xml · nonDerivative · entry 5

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2026 Filed Jul 1, 2026 21:04 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.84 $0.00
Disclosure

SEC source: 0001849739-26-000011 · wk-form4_1782939871.xml · derivative · entry 10

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 132,786

Underlying: Common Stock · 30,000 shares

Expires 2035-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2026 Filed Jul 1, 2026 21:04 UTC Exercise / conversionStock Option (right to buy) · Derivative 33,549 $0.00 Strike: $2.99 $0.00
Disclosure

SEC source: 0001849739-26-000011 · wk-form4_1782939871.xml · derivative · entry 9

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,714

Underlying: Common Stock · 33,549 shares

Expires 2033-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2026 Filed Jul 1, 2026 21:04 UTC Exercise / conversionStock Option (right to buy) · Derivative 32,173 $0.00 Strike: $2.98 $0.00
Disclosure

SEC source: 0001849739-26-000011 · wk-form4_1782939871.xml · derivative · entry 8

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,764

Underlying: Common Stock · 32,173 shares

Expires 2032-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2026 Filed Jul 1, 2026 21:04 UTC SaleCommon Stock 95,722 $9.01 $862,215.92
Disclosure

SEC source: 0001849739-26-000011 · wk-form4_1782939871.xml · nonDerivative · entry 4

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2026.

F2 · price: Represents the weighted average share price of an aggregate total of 95,722 shares sold in the price range of $9.00 to $9.08 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, ImmunityBio, Inc. (the "Issuer") or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 29, 2026 Filed Jul 1, 2026 21:04 UTC Exercise / conversionCommon Stock 30,000 $2.84 $85,200.00
Disclosure

SEC source: 0001849739-26-000011 · wk-form4_1782939871.xml · nonDerivative · entry 3

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2026 Filed Jul 1, 2026 21:04 UTC Exercise / conversionCommon Stock 33,549 $2.99 $100,311.51
Disclosure

SEC source: 0001849739-26-000011 · wk-form4_1782939871.xml · nonDerivative · entry 2

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2026 Filed Jul 1, 2026 21:04 UTC Exercise / conversionCommon Stock 32,173 $2.98 $95,875.54
Disclosure

SEC source: 0001849739-26-000011 · wk-form4_1782939871.xml · nonDerivative · entry 1

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2026 Filed Jun 27, 2026 01:00 UTC SaleCommon Stock 25,000 $7.88 $196,907.50
Disclosure

SEC source: 0001647994-26-000011 · wk-form4_1782522004.xml · nonDerivative · entry 1

Simon Barry J. · CIK 0001647994 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,802,788

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 18, 2025.

F2 · price: Represents the weighted average share price of an aggregate total of 25,000 shares sold in the price range of $7.875 to $7.885 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, ImmunityBio, Inc. (the "Issuer") or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 00:11 UTC GrantStock Option (right to buy) · Derivative 65,600 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001371407-26-000003 · wk-form4_1781136707.xml · derivative · entry 1

BLASZYK MICHAEL D · CIK 0001371407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,600

Underlying: Common Stock · 65,600 shares

Expires 2036-06-09

F1 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the Issuer's 2025 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the shares subject to the award will vest on the earlier to occur of June 9, 2027 or the date immediately preceding the next annual meeting of stockholders.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 00:11 UTC
Wendel BruceDirector
GrantStock Option (right to buy) · Derivative 65,600 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001364846-26-000003 · wk-form4_1781136701.xml · derivative · entry 1

Wendel Bruce · CIK 0001364846 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,600

Underlying: Common Stock · 65,600 shares

Expires 2036-06-09

F1 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the Issuer's 2025 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the shares subject to the award will vest on the earlier to occur of June 9, 2027 or the date immediately preceding the next annual meeting of stockholders.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 00:11 UTC GrantStock Option (right to buy) · Derivative 65,600 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001822674-26-000003 · wk-form4_1781136692.xml · derivative · entry 1

MAXWELL LINDA · CIK 0001822674 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,600

Underlying: Common Stock · 65,600 shares

Expires 2036-06-09

F1 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the Issuer's 2025 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the shares subject to the award will vest on the earlier to occur of June 9, 2027 or the date immediately preceding the next annual meeting of stockholders.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 00:11 UTC
Clark WesleyDirector
GrantStock Option (right to buy) · Derivative 65,600 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001349193-26-000003 · wk-form4_1781136683.xml · derivative · entry 1

Clark Wesley · CIK 0001349193 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,600

Underlying: Common Stock · 65,600 shares

Expires 2036-06-09

F1 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the Issuer's 2025 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the shares subject to the award will vest on the earlier to occur of June 9, 2027 or the date immediately preceding the next annual meeting of stockholders.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 00:11 UTC
Cohen CherylDirector
GrantStock Option (right to buy) · Derivative 65,600 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001529371-26-000003 · wk-form4_1781136674.xml · derivative · entry 1

Cohen Cheryl · CIK 0001529371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,600

Underlying: Common Stock · 65,600 shares

Expires 2036-06-09

F1 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the Issuer's 2025 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the shares subject to the award will vest on the earlier to occur of June 9, 2027 or the date immediately preceding the next annual meeting of stockholders.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 00:11 UTC GrantStock Option (right to buy) · Derivative 65,600 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001849739-26-000007 · wk-form4_1781136666.xml · derivative · entry 1

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,600

Underlying: Common Stock · 65,600 shares

Expires 2036-06-09

F1 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the Issuer's 2025 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the shares subject to the award will vest on the earlier to occur of June 9, 2027 or the date immediately preceding the next annual meeting of stockholders.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 21:29 UTC SaleCommon Stock 23,033 $7.18 $165,305.54
Disclosure

SEC source: 0001647994-26-000008 · wk-form4_1780694977.xml · nonDerivative · entry 1

Simon Barry J. · CIK 0001647994 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,827,788

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 18, 2025.

F2 · price: Represents the weighted average share price of an aggregate total of 23,033 shares sold in the price range of $7.125 to $7.225 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, ImmunityBio, Inc. (the "Issuer") or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 31, 2026 Filed Apr 3, 2026 00:08 UTC
SOON-SHIONG PATRICKDirector · See remarks · 10% owner
ConversionSecond Amended and Restated Convertible Promissory Note · Derivative Not disclosed $0.00 Strike: $5.43 $25,000,000.00
Disclosure

SEC source: 0001189020-26-000008 · wk-form4_1775174919.xml · derivative · entry 10

SOON-SHIONG PATRICK · CIK 0001189020 · Director · See remarks · 10% owner

CALIFORNIA CAPITAL EQUITY, LLC · CIK 0001517764 · 10% owner

Cambridge Equities, LP · CIK 0001629222 · 10% owner

MP 13 Ventures, LLC · CIK 0001629186 · 10% owner

Nant Capital, LLC · CIK 0001675758 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · kind: Nant Capital has the right at any time after December 10, 2024 and on or before December 31, 2027 to convert all or a portion of the outstanding principal amount of this Second Amended and Restated Promissory Note, as amended January 23, 2026, into fully paid and nonassessable shares of the Issuer's common stock at a price per share equal to $5.427. On March 31, 2026, Nant Capital delivered notice to the Issuer electing to convert outstanding principal in the amount of $25,000,000 into 4,606,596 shares of the Issuer's common stock.

F9 · underlyingValue: Nant Capital has the right at any time after December 10, 2024 and on or before December 31, 2027 to convert all or a portion of the outstanding principal amount of this Second Amended and Restated Promissory Note, as amended January 23, 2026, into fully paid and nonassessable shares of the Issuer's common stock at a price per share equal to $5.427. On March 31, 2026, Nant Capital delivered notice to the Issuer electing to convert outstanding principal in the amount of $25,000,000 into 4,606,596 shares of the Issuer's common stock.

F1 · ownership.nature: Shares held by Nant Capital, LLC, an investment vehicle of the Reporting Person.

Read SEC document
March 31, 2026 Filed Apr 3, 2026 00:08 UTC
SOON-SHIONG PATRICKDirector · See remarks · 10% owner
ConversionCommon Stock 4,606,596 $5.43 $24,999,996.49
Disclosure

SEC source: 0001189020-26-000008 · wk-form4_1775174919.xml · nonDerivative · entry 1

SOON-SHIONG PATRICK · CIK 0001189020 · Director · See remarks · 10% owner

CALIFORNIA CAPITAL EQUITY, LLC · CIK 0001517764 · 10% owner

Cambridge Equities, LP · CIK 0001629222 · 10% owner

MP 13 Ventures, LLC · CIK 0001629186 · 10% owner

Nant Capital, LLC · CIK 0001675758 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 251,018,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by Nant Capital, LLC, an investment vehicle of the Reporting Person.

Read SEC document
February 24, 2026 Filed Feb 27, 2026 01:12 UTC SaleCommon Stock 75,000 $12.01 $900,787.50
Disclosure

SEC source: 0001647994-26-000006 · wk-form4_1772154743.xml · nonDerivative · entry 1

Simon Barry J. · CIK 0001647994 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,850,821

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 4, 2024.

F2 · price: Represents the weighted average share price of an aggregate total of 75,000 shares sold in the price range of $12.00 to $12.025 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, ImmunityBio, Inc. (the "Issuer") or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 01:03 UTC SaleCommon Stock 165,000 $10.25 $1,691,101.50
Disclosure

SEC source: 0001647994-26-000004 · wk-form4_1771981423.xml · nonDerivative · entry 4

Simon Barry J. · CIK 0001647994 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,925,821

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 4, 2024.

F4 · price: Represents the weighted average share price of an aggregate total of 165,000 shares sold in the price range of $9.89 to $10.635 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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February 23, 2026 Filed Feb 25, 2026 01:05 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.98 $0.00
Disclosure

SEC source: 0001849739-26-000004 · wk-form4_1771981555.xml · derivative · entry 3

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,937

Underlying: Common Stock · 25,000 shares

Expires 2032-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the award vested on June 12, 2023, the date immediately preceding the 2023 annual meeting of stockholders.

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February 23, 2026 Filed Feb 25, 2026 01:05 UTC SaleCommon Stock 25,000 $10.00 $250,000.00
Disclosure

SEC source: 0001849739-26-000004 · wk-form4_1771981555.xml · nonDerivative · entry 2

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2025.

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February 23, 2026 Filed Feb 25, 2026 01:05 UTC Exercise / conversionCommon Stock 25,000 $2.98 $74,500.00
Disclosure

SEC source: 0001849739-26-000004 · wk-form4_1771981555.xml · nonDerivative · entry 1

Selecky Christobel · CIK 0001849739 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 22, 2026 Filed Feb 25, 2026 01:03 UTC Exercise / conversionRestricted Stock Units · Derivative 15,243 $0.00 $0.00
Disclosure

SEC source: 0001647994-26-000004 · wk-form4_1771981423.xml · derivative · entry 5

Simon Barry J. · CIK 0001647994 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,245

Underlying: Common Stock · 15,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ImmunityBio, Inc. (the "Issuer") common stock.

F5 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan) through each applicable vesting date, 33.33% of the shares subject to the RSU award shall vest in equal annual installments on each of the first and second anniversaries of the vesting commencement date and 33.34% of the shares subject to the RSU award shall vest on the third anniversary of the vesting commencement date, such that all shares shall be fully vested on the third anniversary of the vesting commencement date. The vesting commencement date for this RSU award is February 22, 2024.

F5 · derivative.expiration_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan) through each applicable vesting date, 33.33% of the shares subject to the RSU award shall vest in equal annual installments on each of the first and second anniversaries of the vesting commencement date and 33.34% of the shares subject to the RSU award shall vest on the third anniversary of the vesting commencement date, such that all shares shall be fully vested on the third anniversary of the vesting commencement date. The vesting commencement date for this RSU award is February 22, 2024.

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February 22, 2026 Filed Feb 25, 2026 01:03 UTC Tax withholdingCommon Stock 6,026 $8.70 $52,426.20
Disclosure

SEC source: 0001647994-26-000004 · wk-form4_1771981423.xml · nonDerivative · entry 3

Simon Barry J. · CIK 0001647994 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,090,821

F3 · price: On February 22, 2026, the Reporting Person's RSUs vested. The closing price of Immunity Bio, Inc.'s common stock on February 20, 2026 was the settlement price used to calculate the shares withheld.

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February 22, 2026 Filed Feb 25, 2026 01:03 UTC Exercise / conversionCommon Stock 15,243 $0.00 $0.00
Disclosure

SEC source: 0001647994-26-000004 · wk-form4_1771981423.xml · nonDerivative · entry 2

Simon Barry J. · CIK 0001647994 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,096,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ImmunityBio, Inc. (the "Issuer") common stock.

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February 22, 2026 Filed Feb 25, 2026 01:05 UTC
Sachs David C.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 40,650 $0.00 $0.00
Disclosure

SEC source: 0001848899-26-000005 · wk-form4_1771981509.xml · derivative · entry 3

Sachs David C. · CIK 0001848899 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,651

Underlying: Common Stock · 40,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ImmunityBio, Inc. (the "Issuer") common stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan) through each applicable vesting date, 33.33% of the shares subject to the RSU award shall vest in equal annual installments on each of the first and second anniversaries of the vesting commencement date and 33.34% of the shares subject to the RSU award shall vest on the third anniversary of the vesting commencement date, such that all shares shall be fully vested on the third anniversary of the vesting commencement date. The vesting commencement date for this RSU award is February 22, 2024.

F3 · derivative.expiration_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan) through each applicable vesting date, 33.33% of the shares subject to the RSU award shall vest in equal annual installments on each of the first and second anniversaries of the vesting commencement date and 33.34% of the shares subject to the RSU award shall vest on the third anniversary of the vesting commencement date, such that all shares shall be fully vested on the third anniversary of the vesting commencement date. The vesting commencement date for this RSU award is February 22, 2024.

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February 22, 2026 Filed Feb 25, 2026 01:05 UTC
Sachs David C.Chief Financial Officer
Tax withholdingCommon Stock 20,682 $8.70 $179,933.40
Disclosure

SEC source: 0001848899-26-000005 · wk-form4_1771981509.xml · nonDerivative · entry 2

Sachs David C. · CIK 0001848899 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,143

F2 · price: On February 22, 2026, the Reporting Person's RSUs vested. The closing price of Immunity Bio, Inc.'s common stock on February 20, 2026 was the settlement price used to calculate the shares withheld.

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February 22, 2026 Filed Feb 25, 2026 01:05 UTC
Sachs David C.Chief Financial Officer
Exercise / conversionCommon Stock 40,650 $0.00 $0.00
Disclosure

SEC source: 0001848899-26-000005 · wk-form4_1771981509.xml · nonDerivative · entry 1

Sachs David C. · CIK 0001848899 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ImmunityBio, Inc. (the "Issuer") common stock.

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February 22, 2026 Filed Feb 25, 2026 01:05 UTC
SOON-SHIONG PATRICKDirector · See remarks · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 114,329 $0.00 $0.00
Disclosure

SEC source: 0001189020-26-000006 · wk-form4_1771981503.xml · derivative · entry 11

SOON-SHIONG PATRICK · CIK 0001189020 · Director · See remarks · 10% owner

CALIFORNIA CAPITAL EQUITY, LLC · CIK 0001517764 · 10% owner

Cambridge Equities, LP · CIK 0001629222 · 10% owner

MP 13 Ventures, LLC · CIK 0001629186 · 10% owner

Nant Capital, LLC · CIK 0001675758 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,329

Underlying: Common Stock · 114,329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ImmunityBio, Inc. (the "Issuer") common stock.

F11 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan) through each applicable vesting date, 33.33% of the shares subject to the RSU award shall vest in equal annual installments on each of the first and second anniversaries of the vesting commencement date and 33.34% of the shares subject to the RSU award shall vest on the third anniversary of the vesting commencement date, such that all shares shall be fully vested on the third anniversary of the vesting commencement date. The vesting commencement date for this RSU award is February 22, 2024.

F11 · derivative.expiration_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan) through each applicable vesting date, 33.33% of the shares subject to the RSU award shall vest in equal annual installments on each of the first and second anniversaries of the vesting commencement date and 33.34% of the shares subject to the RSU award shall vest on the third anniversary of the vesting commencement date, such that all shares shall be fully vested on the third anniversary of the vesting commencement date. The vesting commencement date for this RSU award is February 22, 2024.

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February 22, 2026 Filed Feb 25, 2026 01:05 UTC
SOON-SHIONG PATRICKDirector · See remarks · 10% owner
Tax withholdingCommon Stock 58,170 $8.70 $506,079.00
Disclosure

SEC source: 0001189020-26-000006 · wk-form4_1771981503.xml · nonDerivative · entry 2

SOON-SHIONG PATRICK · CIK 0001189020 · Director · See remarks · 10% owner

CALIFORNIA CAPITAL EQUITY, LLC · CIK 0001517764 · 10% owner

Cambridge Equities, LP · CIK 0001629222 · 10% owner

MP 13 Ventures, LLC · CIK 0001629186 · 10% owner

Nant Capital, LLC · CIK 0001675758 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,757,911

F2 · price: On February 22, 2026, the Reporting Person's RSUs vested. The closing price of Immunity Bio, Inc.'s common stock on February 20, 2026 was the settlement price used to calculate the shares withheld.

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February 22, 2026 Filed Feb 25, 2026 01:05 UTC
SOON-SHIONG PATRICKDirector · See remarks · 10% owner
Exercise / conversionCommon Stock 114,329 $0.00 $0.00
Disclosure

SEC source: 0001189020-26-000006 · wk-form4_1771981503.xml · nonDerivative · entry 1

SOON-SHIONG PATRICK · CIK 0001189020 · Director · See remarks · 10% owner

CALIFORNIA CAPITAL EQUITY, LLC · CIK 0001517764 · 10% owner

Cambridge Equities, LP · CIK 0001629222 · 10% owner

MP 13 Ventures, LLC · CIK 0001629186 · 10% owner

Nant Capital, LLC · CIK 0001675758 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,816,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ImmunityBio, Inc. (the "Issuer") common stock.

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February 22, 2026 Filed Feb 25, 2026 01:05 UTC
LAUER REGAN JChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4,065 $0.00 $0.00
Disclosure

SEC source: 0001200637-26-000004 · wk-form4_1771981498.xml · derivative · entry 3

LAUER REGAN J · CIK 0001200637 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,065

Underlying: Common Stock · 4,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ImmunityBio, Inc. (the "Issuer") common stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan) through each applicable vesting date, 33.33% of the shares subject to the RSU award shall vest in equal annual installments on each of the first and second anniversaries of the vesting commencement date and 33.34% of the shares subject to the RSU award shall vest on the third anniversary of the vesting commencement date, such that all shares shall be fully vested on the third anniversary of the vesting commencement date. The vesting commencement date for this RSU award is February 22, 2024.

F3 · derivative.expiration_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan) through each applicable vesting date, 33.33% of the shares subject to the RSU award shall vest in equal annual installments on each of the first and second anniversaries of the vesting commencement date and 33.34% of the shares subject to the RSU award shall vest on the third anniversary of the vesting commencement date, such that all shares shall be fully vested on the third anniversary of the vesting commencement date. The vesting commencement date for this RSU award is February 22, 2024.

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February 22, 2026 Filed Feb 25, 2026 01:05 UTC
LAUER REGAN JChief Accounting Officer
Tax withholdingCommon Stock 1,673 $8.70 $14,555.10
Disclosure

SEC source: 0001200637-26-000004 · wk-form4_1771981498.xml · nonDerivative · entry 2

LAUER REGAN J · CIK 0001200637 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,875

F2 · price: On February 22, 2026, the Reporting Person's RSUs vested. The closing price of Immunity Bio, Inc.'s common stock on February 20, 2026 was the settlement price used to calculate the shares withheld.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.