IBM

SEC source: 0001562180-25-001368 · primarydocument.xml · derivative · entry 1

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,345

Underlying: Common Stock · 6,345 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,586 of these units on February 18, 2026, 1,586 of these units on February 18, 2027, 1,586 of these units on February 18, 2028, and 1,587 of these units on February 18, 2029.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,586 of these units on February 18, 2026, 1,586 of these units on February 18, 2027, 1,586 of these units on February 18, 2028, and 1,587 of these units on February 18, 2029.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,586 of these units on February 18, 2026, 1,586 of these units on February 18, 2027, 1,586 of these units on February 18, 2028, and 1,587 of these units on February 18, 2029.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,586 of these units on February 18, 2026, 1,586 of these units on February 18, 2027, 1,586 of these units on February 18, 2028, and 1,587 of these units on February 18, 2029.

SEC source: 0001562180-25-001369 · primarydocument.xml · derivative · entry 2

Robinson Anne · CIK 0002026599 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,553

Underlying: Common Stock · 27,553 shares

Expires 2035-02-17

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

SEC source: 0001562180-25-001369 · primarydocument.xml · derivative · entry 1

Robinson Anne · CIK 0002026599 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,889

Underlying: Common Stock · 6,889 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,722 of these units on February 18, 2026, 1,722 of these units on February 18, 2027, 1,722 of these units on February 18, 2028, and 1,723 of these units on February 18, 2029.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,722 of these units on February 18, 2026, 1,722 of these units on February 18, 2027, 1,722 of these units on February 18, 2028, and 1,723 of these units on February 18, 2029.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,722 of these units on February 18, 2026, 1,722 of these units on February 18, 2027, 1,722 of these units on February 18, 2028, and 1,723 of these units on February 18, 2029.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,722 of these units on February 18, 2026, 1,722 of these units on February 18, 2027, 1,722 of these units on February 18, 2028, and 1,723 of these units on February 18, 2029.

SEC source: 0001562180-25-001370 · primarydocument.xml · derivative · entry 2

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,786

Underlying: Common Stock · 40,786 shares

Expires 2035-02-17

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

SEC source: 0001562180-25-001370 · primarydocument.xml · derivative · entry 1

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,197

Underlying: Common Stock · 10,197 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,549 of these units on February 18, 2026, 2,549 of these units on February 18, 2027, 2,549 of these units on February 18, 2028, and 2,550 of these units on February 18, 2029.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,549 of these units on February 18, 2026, 2,549 of these units on February 18, 2027, 2,549 of these units on February 18, 2028, and 2,550 of these units on February 18, 2029.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,549 of these units on February 18, 2026, 2,549 of these units on February 18, 2027, 2,549 of these units on February 18, 2028, and 2,550 of these units on February 18, 2029.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,549 of these units on February 18, 2026, 2,549 of these units on February 18, 2027, 2,549 of these units on February 18, 2028, and 2,550 of these units on February 18, 2029.

SEC source: 0001562180-25-001167 · primarydocument.xml · derivative · entry 3

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 02/11/2020, the reporting person was granted 35,601 RSUs, 21,360 of which vested 02/11/24, and 14,241 of which vested on 02/11/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

SEC source: 0001562180-25-001167 · primarydocument.xml · nonDerivative · entry 2

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,391.275

SEC source: 0001562180-25-001167 · primarydocument.xml · nonDerivative · entry 1

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,814.275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-25-001104 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,234

Underlying: Common Stock · 68 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess Savings Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

SEC source: 0001562180-25-001105 · primarydocument.xml · derivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,338

Underlying: Common Stock · 129 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess Savings Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

SEC source: 0001562180-25-001106 · primarydocument.xml · derivative · entry 1

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess Savings Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

SEC source: 0001562180-25-000834 · primarydocument.xml · nonDerivative · entry 2

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,327.338

SEC source: 0001562180-25-000834 · primarydocument.xml · nonDerivative · entry 1

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,130.338

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2022-2024) and were payable in cash or the company's common stock on the transaction date shown.

SEC source: 0001562180-25-000835 · primarydocument.xml · nonDerivative · entry 2

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,916.611

SEC source: 0001562180-25-000835 · primarydocument.xml · nonDerivative · entry 1

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,822.611

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2022-2024) and were payable in cash or the company's common stock on the transaction date shown.

SEC source: 0001562180-25-000836 · primarydocument.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,615.6516

SEC source: 0001562180-25-000836 · primarydocument.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,951.6516

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2022-2024) and were payable in cash or the company's common stock on the transaction date shown.

SEC source: 0001562180-25-000837 · primarydocument.xml · nonDerivative · entry 2

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,716.4471

SEC source: 0001562180-25-000837 · primarydocument.xml · nonDerivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,965.4471

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2022-2024) and were payable in cash or the company's common stock on the transaction date shown.

SEC source: 0001562180-25-000840 · primarydocument.xml · nonDerivative · entry 4

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,882.471

SEC source: 0001562180-25-000840 · primarydocument.xml · nonDerivative · entry 3

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,328.471

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2022-2024) and were payable in cash or the company's common stock on the transaction date shown.

SEC source: 0001562180-25-000840 · primarydocument.xml · nonDerivative · entry 2

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,593.471

SEC source: 0001562180-25-000840 · primarydocument.xml · nonDerivative · entry 1

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,089.471

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2022-2024) and were payable in cash or the company's common stock on the transaction date shown.

SEC source: 0001562180-25-000841 · primarydocument.xml · nonDerivative · entry 2

Robinson Anne · CIK 0002026599 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,579

SEC source: 0001562180-25-000841 · primarydocument.xml · nonDerivative · entry 1

Robinson Anne · CIK 0002026599 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,679

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2022-2024) and were payable in cash or the company's common stock on the transaction date shown.

SEC source: 0001562180-25-000842 · primarydocument.xml · nonDerivative · entry 2

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,100.275

SEC source: 0001562180-25-000842 · primarydocument.xml · nonDerivative · entry 1

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,344.275

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2022-2024) and were payable in cash or the company's common stock on the transaction date shown.

SEC source: 0001562180-25-000166 · primarydocument.xml · derivative · entry 3

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,114 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 01/04/21, the reporting person was granted 19,794 RSUs, 4,948 of which vested on 01/04/22, 4,949 of which vested on 01/04/23, 4,948 of which vested on 01/04/24, and 4,949 of which vested on 01/04/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

SEC source: 0001562180-25-000166 · primarydocument.xml · nonDerivative · entry 2

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,745.338

SEC source: 0001562180-25-000166 · primarydocument.xml · nonDerivative · entry 1

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,942.338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-25-000012 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,611

Underlying: Common Stock · 399 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-25-000013 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,082

Underlying: Common Stock · 421 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-25-000014 · primarydocument.xml · derivative · entry 1

VOSER PETER R. · CIK 0001628797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,252

Underlying: Common Stock · 433 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-25-000015 · primarydocument.xml · derivative · entry 1

Pollack Martha E · CIK 0001765271 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,599

Underlying: Common Stock · 251 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-25-000016 · primarydocument.xml · derivative · entry 1

Miebach Michael · CIK 0001771933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,156

Underlying: Common Stock · 399 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-25-000017 · primarydocument.xml · derivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,948

Underlying: Common Stock · 399 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-25-000018 · primarydocument.xml · derivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,768

Underlying: Common Stock · 421 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-25-000019 · primarydocument.xml · derivative · entry 1

HOWARD MICHELLE J · CIK 0001769389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,397

Underlying: Common Stock · 359 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-25-000020 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,022

Underlying: Common Stock · 455 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-25-000021 · primarydocument.xml · derivative · entry 1

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,226

Underlying: Common Stock · 251 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-25-000022 · primarydocument.xml · derivative · entry 1

Buberl Thomas · CIK 0001738987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,187

Underlying: Common Stock · 399 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-25-000023 · primarydocument.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,904

Underlying: Common Stock · 399 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-24-007670 · primarydocument.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 936

SEC source: 0001562180-24-007671 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,177

Underlying: Common Stock · 80 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess Savings Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

SEC source: 0001562180-24-007672 · primarydocument.xml · derivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,229

Underlying: Common Stock · 151 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess Savings Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

SEC source: 0001562180-24-007673 · primarydocument.xml · derivative · entry 1

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess Savings Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

SEC source: 0001562180-24-007628 · primarydocument.xml · nonDerivative · entry 1

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,389.936

SEC source: 0001562180-24-007073 · primarydocument.xml · derivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,161

Underlying: Common Stock · 396 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-24-007074 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,514

Underlying: Common Stock · 419 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

SEC source: 0001562180-24-007075 · primarydocument.xml · derivative · entry 1

VOSER PETER R. · CIK 0001628797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,614

Underlying: Common Stock · 430 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.