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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2018 Filed Jul 2, 2018 20:03 UTC GrantPromised Fee Share · Derivative 582 $139.70 Strike: $0.00 $81,305.40
Disclosure

SEC source: 0001562180-18-003147 · primarydocument.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,041

Underlying: Common Stock · 582 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:04 UTC GrantPromised Fee Share · Derivative 582 $139.70 Strike: $0.00 $81,305.40
Disclosure

SEC source: 0001562180-18-003148 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461

Underlying: Common Stock · 582 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:04 UTC GrantPromised Fee Share · Derivative 582 $139.70 Strike: $0.00 $81,305.40
Disclosure

SEC source: 0001562180-18-003149 · primarydocument.xml · derivative · entry 1

VOSER PETER R. · CIK 0001628797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,375

Underlying: Common Stock · 582 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:05 UTC GrantPromised Fee Share · Derivative 618 $139.70 Strike: $0.00 $86,334.60
Disclosure

SEC source: 0001562180-18-003150 · primarydocument.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,802

Underlying: Common Stock · 618 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:05 UTC GrantPromised Fee Share · Derivative 349 $139.70 Strike: $0.00 $48,755.30
Disclosure

SEC source: 0001562180-18-003151 · primarydocument.xml · derivative · entry 1

Swedish Joseph · CIK 0001179745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877

Underlying: Common Stock · 349 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:05 UTC GrantPromised Fee Share · Derivative 582 $139.70 Strike: $0.00 $81,305.40
Disclosure

SEC source: 0001562180-18-003152 · primarydocument.xml · derivative · entry 1

OWENS JAMES W · CIK 0001171767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,912

Underlying: Common Stock · 582 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:05 UTC GrantPromised Fee Share · Derivative 582 $139.70 Strike: $0.00 $81,305.40
Disclosure

SEC source: 0001562180-18-003153 · primarydocument.xml · derivative · entry 1

OLAYAN HUTHAM S · CIK 0001357222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,162

Underlying: Common Stock · 582 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:05 UTC GrantPromised Fee Share · Derivative 582 $139.70 Strike: $0.00 $81,305.40
Disclosure

SEC source: 0001562180-18-003154 · primarydocument.xml · derivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,668

Underlying: Common Stock · 582 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:06 UTC GrantPromised Fee Share · Derivative 618 $139.70 Strike: $0.00 $86,334.60
Disclosure

SEC source: 0001562180-18-003155 · primarydocument.xml · derivative · entry 1

JACKSON SHIRLEY A · CIK 0001168019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,390

Underlying: Common Stock · 618 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:06 UTC
Gorsky AlexDirector
GrantPromised Fee Share · Derivative 582 $139.70 Strike: $0.00 $81,305.40
Disclosure

SEC source: 0001562180-18-003156 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,942

Underlying: Common Stock · 582 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:06 UTC
FARR DAVID NDirector
GrantPromised Fee Share · Derivative 349 $139.70 Strike: $0.00 $48,755.30
Disclosure

SEC source: 0001562180-18-003157 · primarydocument.xml · derivative · entry 1

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,182

Underlying: Common Stock · 349 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:06 UTC GrantPromised Fee Share · Derivative 689 $139.70 Strike: $0.00 $96,253.30
Disclosure

SEC source: 0001562180-18-003158 · primarydocument.xml · derivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,381

Underlying: Common Stock · 689 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 22, 2018 Filed Aug 6, 2018 20:35 UTC
FARR DAVID NDirector
PurchaseCommon Stock 1,100 $141.46 $155,610.95
Disclosure

SEC source: 0001562180-18-003492 · primarydocument.xml · nonDerivative · entry 1

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,008

Read SEC document
June 15, 2018 Filed Jun 18, 2018 15:46 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $145.39 Strike: $0.00 $872.34
Disclosure

SEC source: 0001562180-18-003029 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,016

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 09, 2018 Filed Jun 12, 2018 12:13 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002952 · primarydocument.xml · derivative · entry 10

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 09, 2018 Filed Jun 12, 2018 12:13 UTC
BROWDY MICHELLE HSenior Vice President
Tax withholdingCommon Stock 188 $145.41 $27,336.14
Disclosure

SEC source: 0001562180-18-002952 · primarydocument.xml · nonDerivative · entry 6

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,220.932

Read SEC document
June 09, 2018 Filed Jun 12, 2018 12:13 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionCommon Stock 382 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002952 · primarydocument.xml · nonDerivative · entry 5

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,408.932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:12 UTC
Clementi ErichSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 3,319 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002951 · primarydocument.xml · derivative · entry 7

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,638

Underlying: Common Stock · 3,319 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:12 UTC
Clementi ErichSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 2,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002951 · primarydocument.xml · derivative · entry 6

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,250

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:12 UTC
Clementi ErichSenior Vice President
GrantRst. Stock Unit · Derivative 12,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002951 · primarydocument.xml · derivative · entry 5

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,032

Underlying: Common Stock · 12,032 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,008 of these units on 06/08/2019, 3,008 of these units on 06/08/2020, 3,008 of these units on 06/08/2021, and 3,008 of these units on 06/08/2022.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,008 of these units on 06/08/2019, 3,008 of these units on 06/08/2020, 3,008 of these units on 06/08/2021, and 3,008 of these units on 06/08/2022.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,008 of these units on 06/08/2019, 3,008 of these units on 06/08/2020, 3,008 of these units on 06/08/2021, and 3,008 of these units on 06/08/2022.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,008 of these units on 06/08/2019, 3,008 of these units on 06/08/2020, 3,008 of these units on 06/08/2021, and 3,008 of these units on 06/08/2022.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:12 UTC
Clementi ErichSenior Vice President
Tax withholdingCommon Stock 1,626 $145.41 $236,428.53
Disclosure

SEC source: 0001562180-18-002951 · primarydocument.xml · nonDerivative · entry 4

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,080

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:12 UTC
Clementi ErichSenior Vice President
Exercise / conversionCommon Stock 3,319 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002951 · primarydocument.xml · nonDerivative · entry 3

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:12 UTC
Clementi ErichSenior Vice President
Tax withholdingCommon Stock 1,347 $145.41 $195,860.54
Disclosure

SEC source: 0001562180-18-002951 · primarydocument.xml · nonDerivative · entry 2

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,387

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:12 UTC
Clementi ErichSenior Vice President
Exercise / conversionCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002951 · primarydocument.xml · nonDerivative · entry 1

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:13 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 1,991 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002952 · primarydocument.xml · derivative · entry 9

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,984

Underlying: Common Stock · 1,991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:13 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002952 · primarydocument.xml · derivative · entry 8

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:13 UTC
BROWDY MICHELLE HSenior Vice President
GrantRst. Stock Unit · Derivative 8,313 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002952 · primarydocument.xml · derivative · entry 7

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,313

Underlying: Common Stock · 8,313 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,078 of these units on 06/08/2019, 2,078 of these units on 06/08/2020, 2,078 of these units on 06/08/2021, and 2,079 of these units on 06/08/2022.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,078 of these units on 06/08/2019, 2,078 of these units on 06/08/2020, 2,078 of these units on 06/08/2021, and 2,079 of these units on 06/08/2022.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,078 of these units on 06/08/2019, 2,078 of these units on 06/08/2020, 2,078 of these units on 06/08/2021, and 2,079 of these units on 06/08/2022.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,078 of these units on 06/08/2019, 2,078 of these units on 06/08/2020, 2,078 of these units on 06/08/2021, and 2,079 of these units on 06/08/2022.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:13 UTC
BROWDY MICHELLE HSenior Vice President
Tax withholdingCommon Stock 975 $145.41 $141,769.88
Disclosure

SEC source: 0001562180-18-002952 · primarydocument.xml · nonDerivative · entry 4

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,026.932

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:13 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionCommon Stock 1,991 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002952 · primarydocument.xml · nonDerivative · entry 3

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,001.932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:13 UTC
BROWDY MICHELLE HSenior Vice President
Tax withholdingCommon Stock 857 $145.41 $124,612.09
Disclosure

SEC source: 0001562180-18-002952 · primarydocument.xml · nonDerivative · entry 2

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,010.932

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:13 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002952 · primarydocument.xml · nonDerivative · entry 1

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,867.932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:14 UTC
Gherson Diane JSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002953 · primarydocument.xml · derivative · entry 7

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

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June 08, 2018 Filed Jun 12, 2018 12:14 UTC
Gherson Diane JSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 1,931 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002953 · primarydocument.xml · derivative · entry 6

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,863

Underlying: Common Stock · 1,931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

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June 08, 2018 Filed Jun 12, 2018 12:14 UTC
Gherson Diane JSenior Vice President
GrantRst. Stock Unit · Derivative 8,313 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002953 · primarydocument.xml · derivative · entry 5

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,313

Underlying: Common Stock · 8,313 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,078 of these units on 06/08/2019, 2,078 of these units on 06/08/2020, 2,078 of these units on 06/08/2021, and 2,079 of these units on 06/08/2022.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,078 of these units on 06/08/2019, 2,078 of these units on 06/08/2020, 2,078 of these units on 06/08/2021, and 2,079 of these units on 06/08/2022.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,078 of these units on 06/08/2019, 2,078 of these units on 06/08/2020, 2,078 of these units on 06/08/2021, and 2,079 of these units on 06/08/2022.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,078 of these units on 06/08/2019, 2,078 of these units on 06/08/2020, 2,078 of these units on 06/08/2021, and 2,079 of these units on 06/08/2022.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:14 UTC
Gherson Diane JSenior Vice President
Tax withholdingCommon Stock 937 $145.41 $136,244.49
Disclosure

SEC source: 0001562180-18-002953 · primarydocument.xml · nonDerivative · entry 4

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,507.0802

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:14 UTC
Gherson Diane JSenior Vice President
Exercise / conversionCommon Stock 1,931 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002953 · primarydocument.xml · nonDerivative · entry 3

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,444.0802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:14 UTC
Gherson Diane JSenior Vice President
Tax withholdingCommon Stock 849 $145.41 $123,448.85
Disclosure

SEC source: 0001562180-18-002953 · primarydocument.xml · nonDerivative · entry 2

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,513.0802

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:14 UTC
Gherson Diane JSenior Vice President
Exercise / conversionCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002953 · primarydocument.xml · nonDerivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,362.0802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:15 UTC
KEVERIAN KENNETH MSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002954 · primarydocument.xml · derivative · entry 8

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:15 UTC
KEVERIAN KENNETH MSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 1,991 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002954 · primarydocument.xml · derivative · entry 7

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,984

Underlying: Common Stock · 1,991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:15 UTC
KEVERIAN KENNETH MSenior Vice President
GrantRst. Stock Unit · Derivative 7,657 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002954 · primarydocument.xml · derivative · entry 6

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,657

Underlying: Common Stock · 7,657 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,914 of these units on 06/08/2019, 1,914 of these units on 06/08/2020, 1,914 of these units on 06/08/2021, and 1,915 of these units on 06/08/2022.

F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,914 of these units on 06/08/2019, 1,914 of these units on 06/08/2020, 1,914 of these units on 06/08/2021, and 1,915 of these units on 06/08/2022.

F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,914 of these units on 06/08/2019, 1,914 of these units on 06/08/2020, 1,914 of these units on 06/08/2021, and 1,915 of these units on 06/08/2022.

F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,914 of these units on 06/08/2019, 1,914 of these units on 06/08/2020, 1,914 of these units on 06/08/2021, and 1,915 of these units on 06/08/2022.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:15 UTC
KEVERIAN KENNETH MSenior Vice President
Tax withholdingCommon Stock 975 $145.41 $141,769.88
Disclosure

SEC source: 0001562180-18-002954 · primarydocument.xml · nonDerivative · entry 4

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,655.157

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:15 UTC
KEVERIAN KENNETH MSenior Vice President
Exercise / conversionCommon Stock 1,991 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002954 · primarydocument.xml · nonDerivative · entry 3

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,630.157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:15 UTC
KEVERIAN KENNETH MSenior Vice President
Tax withholdingCommon Stock 857 $145.41 $124,612.09
Disclosure

SEC source: 0001562180-18-002954 · primarydocument.xml · nonDerivative · entry 2

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,639.157

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:15 UTC
KEVERIAN KENNETH MSenior Vice President
Exercise / conversionCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002954 · primarydocument.xml · nonDerivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,496.157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:17 UTC
Schroeter Martin JSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 3,017 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002955 · primarydocument.xml · derivative · entry 7

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,035

Underlying: Common Stock · 3,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:17 UTC
Schroeter Martin JSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 2,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002955 · primarydocument.xml · derivative · entry 6

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,250

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:17 UTC
Schroeter Martin JSenior Vice President
GrantRst. Stock Unit · Derivative 13,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002955 · primarydocument.xml · derivative · entry 5

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 13,125 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,281 of these units on 06/08/2019, 3,281 of these units on 06/08/2020, 3,281 of these units on 06/08/2021, and 3,282 of these units on 06/08/2022.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,281 of these units on 06/08/2019, 3,281 of these units on 06/08/2020, 3,281 of these units on 06/08/2021, and 3,282 of these units on 06/08/2022.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,281 of these units on 06/08/2019, 3,281 of these units on 06/08/2020, 3,281 of these units on 06/08/2021, and 3,282 of these units on 06/08/2022.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,281 of these units on 06/08/2019, 3,281 of these units on 06/08/2020, 3,281 of these units on 06/08/2021, and 3,282 of these units on 06/08/2022.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:17 UTC
Schroeter Martin JSenior Vice President
Tax withholdingCommon Stock 1,478 $145.41 $214,908.59
Disclosure

SEC source: 0001562180-18-002955 · primarydocument.xml · nonDerivative · entry 4

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,575.3937

Read SEC document
June 08, 2018 Filed Jun 12, 2018 12:17 UTC
Schroeter Martin JSenior Vice President
Exercise / conversionCommon Stock 3,017 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002955 · primarydocument.xml · nonDerivative · entry 3

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,053.3937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.