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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2019 Filed Mar 4, 2019 21:01 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 1,000 $139.04 $139,040.00
Disclosure

SEC source: 0001562180-19-001579 · primarydocument.xml · nonDerivative · entry 5

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,189

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:01 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 800 $139.03 $111,224.00
Disclosure

SEC source: 0001562180-19-001579 · primarydocument.xml · nonDerivative · entry 4

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,189

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:01 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 714 $139.02 $99,260.28
Disclosure

SEC source: 0001562180-19-001579 · primarydocument.xml · nonDerivative · entry 3

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,989

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:01 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 700 $139.01 $97,307.00
Disclosure

SEC source: 0001562180-19-001579 · primarydocument.xml · nonDerivative · entry 2

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,703

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:01 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 9,646 $139.00 $1,340,794.00
Disclosure

SEC source: 0001562180-19-001579 · primarydocument.xml · nonDerivative · entry 1

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,403

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:03 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 14 $138.13 Strike: $0.00 $1,933.82
Disclosure

SEC source: 0001562180-19-001512 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,787

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:04 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $138.13 Strike: $0.00 $828.78
Disclosure

SEC source: 0001562180-19-001513 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,020

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 25, 2019 Filed Mar 8, 2019 21:03 UTC
Del Bene Robert FVP, Controller
GiftCommon Stock 49 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001819 · primarydocument.xml · nonDerivative · entry 1

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,816.465

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:56 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 14 $138.03 Strike: $0.00 $1,932.42
Disclosure

SEC source: 0001562180-19-001042 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,773

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:57 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $138.03 Strike: $0.00 $828.18
Disclosure

SEC source: 0001562180-19-001043 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,014

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 21:02 UTC
Gherson Diane JSenior Vice President
SaleCommon Stock 1,989 $137.25 $272,990.25
Disclosure

SEC source: 0001562180-19-000975 · primarydocument.xml · nonDerivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,314.5045

Read SEC document
February 07, 2019 Filed Feb 8, 2019 19:30 UTC
BROWDY MICHELLE HSenior Vice President
GrantPhantom Stock Unit · Derivative 42 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000832 · primarydocument.xml · derivative · entry 1

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,544

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 19:34 UTC
Schroeter Martin JSenior Vice President
GrantPhantom Stock Unit · Derivative 191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000833 · primarydocument.xml · derivative · entry 1

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,441

Underlying: Common Stock · 191 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 19:35 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantPhantom Stock Unit · Derivative 415 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000834 · primarydocument.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,668

Underlying: Common Stock · 415 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 19:36 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 105 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000835 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,012

Underlying: Common Stock · 105 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 19:36 UTC
KELLY JOHN E IIIExecutive Vice President
GrantPhantom Stock Unit · Derivative 172 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000836 · primarydocument.xml · derivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,747

Underlying: Common Stock · 172 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 19:37 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 67 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000837 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,762

Underlying: Common Stock · 67 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 19:37 UTC
Gherson Diane JSenior Vice President
GrantPhantom Stock Unit · Derivative 39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000838 · primarydocument.xml · derivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,308

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 19:38 UTC
Del Bene Robert FVP, Controller
GrantPhantom Stock Unit · Derivative 66 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000839 · primarydocument.xml · derivative · entry 1

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,619

Underlying: Common Stock · 66 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 19:38 UTC
Clementi ErichSenior Vice President
GrantPhantom Stock Unit · Derivative 223 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000840 · primarydocument.xml · derivative · entry 1

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,139

Underlying: Common Stock · 223 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2019 Filed Feb 6, 2019 21:35 UTC
Gherson Diane JSenior Vice President
SaleCommon Stock 2,851 $136.05 $387,878.55
Disclosure

SEC source: 0001562180-19-000787 · primarydocument.xml · nonDerivative · entry 2

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,265.5422

Read SEC document
February 05, 2019 Filed Feb 6, 2019 21:35 UTC
Gherson Diane JSenior Vice President
SaleCommon Stock 2,903 $135.29 $392,746.87
Disclosure

SEC source: 0001562180-19-000787 · primarydocument.xml · nonDerivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,116.5422

Read SEC document
February 02, 2019 Filed Feb 5, 2019 15:38 UTC
Schroeter Martin JSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 25,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000745 · primarydocument.xml · derivative · entry 5

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 02, 2019 Filed Feb 5, 2019 15:38 UTC
Schroeter Martin JSenior Vice President
Tax withholdingCommon Stock 11,220 $134.27 $1,506,453.30
Disclosure

SEC source: 0001562180-19-000745 · primarydocument.xml · nonDerivative · entry 4

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,742.6516

Read SEC document
February 02, 2019 Filed Feb 5, 2019 15:38 UTC
Schroeter Martin JSenior Vice President
Exercise / conversionCommon Stock 25,158 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000745 · primarydocument.xml · nonDerivative · entry 3

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,962.6516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2019 Filed Feb 5, 2019 15:38 UTC
Gherson Diane JSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 12,579 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000746 · primarydocument.xml · derivative · entry 5

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 02, 2019 Filed Feb 5, 2019 15:38 UTC
Gherson Diane JSenior Vice President
Tax withholdingCommon Stock 6,100 $134.27 $819,016.50
Disclosure

SEC source: 0001562180-19-000746 · primarydocument.xml · nonDerivative · entry 4

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,019.5422

Read SEC document
February 02, 2019 Filed Feb 5, 2019 15:38 UTC
Gherson Diane JSenior Vice President
Exercise / conversionCommon Stock 12,579 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000746 · primarydocument.xml · nonDerivative · entry 3

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,119.5422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2019 Filed Feb 5, 2019 15:38 UTC
Clementi ErichSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 12,579 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000747 · primarydocument.xml · derivative · entry 5

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 02, 2019 Filed Feb 5, 2019 15:38 UTC
Clementi ErichSenior Vice President
Tax withholdingCommon Stock 5,065 $134.27 $680,052.23
Disclosure

SEC source: 0001562180-19-000747 · primarydocument.xml · nonDerivative · entry 4

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,049

Read SEC document
February 02, 2019 Filed Feb 5, 2019 15:38 UTC
Clementi ErichSenior Vice President
Exercise / conversionCommon Stock 12,579 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000747 · primarydocument.xml · nonDerivative · entry 3

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 15:38 UTC
Schroeter Martin JSenior Vice President
Tax withholdingCommon Stock 10,867 $134.27 $1,459,057.76
Disclosure

SEC source: 0001562180-19-000745 · primarydocument.xml · nonDerivative · entry 2

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,804.6516

Read SEC document
February 01, 2019 Filed Feb 5, 2019 15:38 UTC
Schroeter Martin JSenior Vice President
GrantCommon Stock 22,190 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000745 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,671.6516

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2016-2018) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 15:38 UTC
Gherson Diane JSenior Vice President
Tax withholdingCommon Stock 5,793 $134.27 $777,797.15
Disclosure

SEC source: 0001562180-19-000746 · primarydocument.xml · nonDerivative · entry 2

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,540.5422

Read SEC document
February 01, 2019 Filed Feb 5, 2019 15:38 UTC
Gherson Diane JSenior Vice President
GrantCommon Stock 14,202 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000746 · primarydocument.xml · nonDerivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,333.5422

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2016-2018) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 15:38 UTC
Clementi ErichSenior Vice President
Tax withholdingCommon Stock 11,954 $134.27 $1,605,003.81
Disclosure

SEC source: 0001562180-19-000747 · primarydocument.xml · nonDerivative · entry 2

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,535

Read SEC document
February 01, 2019 Filed Feb 5, 2019 15:38 UTC
Clementi ErichSenior Vice President
GrantCommon Stock 24,409 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000747 · primarydocument.xml · nonDerivative · entry 1

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,489

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2016-2018) and were payable in cash or the company's common stock on the transaction date shown.

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February 01, 2019 Filed Feb 5, 2019 15:39 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
Tax withholdingCommon Stock 27,784 $134.27 $3,730,418.76
Disclosure

SEC source: 0001562180-19-000748 · primarydocument.xml · nonDerivative · entry 2

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,755.334

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February 01, 2019 Filed Feb 5, 2019 15:39 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantCommon Stock 59,025 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000748 · primarydocument.xml · nonDerivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,539.334

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2016-2018) and were payable in cash or the company's common stock on the transaction date shown.

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February 01, 2019 Filed Feb 5, 2019 15:39 UTC
KEVERIAN KENNETH MSenior Vice President
Tax withholdingCommon Stock 6,081 $134.27 $816,465.47
Disclosure

SEC source: 0001562180-19-000749 · primarydocument.xml · nonDerivative · entry 2

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,128.425

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February 01, 2019 Filed Feb 5, 2019 15:39 UTC
KEVERIAN KENNETH MSenior Vice President
GrantCommon Stock 14,646 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000749 · primarydocument.xml · nonDerivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,209.425

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2016-2018) and were payable in cash or the company's common stock on the transaction date shown.

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February 01, 2019 Filed Feb 5, 2019 15:39 UTC
KELLY JOHN E IIIExecutive Vice President
Tax withholdingCommon Stock 10,855 $134.27 $1,457,446.58
Disclosure

SEC source: 0001562180-19-000750 · primarydocument.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,687.4755

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February 01, 2019 Filed Feb 5, 2019 15:39 UTC
KELLY JOHN E IIIExecutive Vice President
GrantCommon Stock 24,409 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000750 · primarydocument.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,542.4755

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2016-2018) and were payable in cash or the company's common stock on the transaction date shown.

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February 01, 2019 Filed Feb 5, 2019 15:39 UTC
KAVANAUGH JAMES JSr. VP and CFO
Tax withholdingCommon Stock 7,546 $134.27 $1,013,163.69
Disclosure

SEC source: 0001562180-19-000751 · primarydocument.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,386.2916

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February 01, 2019 Filed Feb 5, 2019 15:39 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantCommon Stock 15,533 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000751 · primarydocument.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,932.2916

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2016-2018) and were payable in cash or the company's common stock on the transaction date shown.

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February 01, 2019 Filed Feb 5, 2019 15:40 UTC
Del Bene Robert FVP, Controller
Tax withholdingCommon Stock 944 $134.27 $126,746.16
Disclosure

SEC source: 0001562180-19-000752 · primarydocument.xml · nonDerivative · entry 2

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,865.465

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February 01, 2019 Filed Feb 5, 2019 15:40 UTC
Del Bene Robert FVP, Controller
GrantCommon Stock 2,390 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000752 · primarydocument.xml · nonDerivative · entry 1

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,809.465

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2016-2018) and were payable in cash or the company's common stock on the transaction date shown.

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February 01, 2019 Filed Feb 5, 2019 15:40 UTC
BROWDY MICHELLE HSenior Vice President
Tax withholdingCommon Stock 6,079 $134.27 $816,196.94
Disclosure

SEC source: 0001562180-19-000753 · primarydocument.xml · nonDerivative · entry 2

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,022.254

Read SEC document
February 01, 2019 Filed Feb 5, 2019 15:40 UTC
BROWDY MICHELLE HSenior Vice President
GrantCommon Stock 14,646 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000753 · primarydocument.xml · nonDerivative · entry 1

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,101.254

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2016-2018) and were payable in cash or the company's common stock on the transaction date shown.

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January 31, 2019 Filed Feb 1, 2019 20:29 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 14 $134.42 Strike: $0.00 $1,881.88
Disclosure

SEC source: 0001562180-19-000650 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,695

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.