Tapewire

NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2006 Filed Nov 2, 2006 21:54 UTC
LOUGHRIDGE MARKSr. VP and CFO
Exercise / conversionCommon Stock 7,462 $51.16 $381,718.61
Disclosure

SEC source: 0001181431-06-061336 · rrd135014.xml · nonDerivative · entry 2

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,216.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2006 Filed Nov 2, 2006 21:54 UTC
LOUGHRIDGE MARKSr. VP and CFO
Exercise / conversionCommon Stock 489 $51.16 $25,014.80
Disclosure

SEC source: 0001181431-06-061336 · rrd135014.xml · nonDerivative · entry 1

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,754.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2006 Filed Nov 2, 2006 21:55 UTC
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 2,772 $0.00 Strike: $36.06 $0.00
Disclosure

SEC source: 0001181431-06-061339 · rrd135013.xml · derivative · entry 9

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,772 shares

Expires 2007-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
November 01, 2006 Filed Nov 2, 2006 21:55 UTC
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 93,228 $0.00 Strike: $36.06 $0.00
Disclosure

SEC source: 0001181431-06-061339 · rrd135013.xml · derivative · entry 8

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 93,228 shares

Expires 2007-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
November 01, 2006 Filed Nov 2, 2006 21:55 UTC
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
SaleCommon Stock 93,228 $91.82 $8,560,549.23
Disclosure

SEC source: 0001181431-06-061339 · rrd135013.xml · nonDerivative · entry 3

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,054.8461

F1 · price: The price shown reflects the weighted average prices of multiple sales, ranging from $91.68 to $91.96 per share.

F2 · balance_after: Includes 2,772 shares acquired as a result the stock option exercises reported herein.

Read SEC document
November 01, 2006 Filed Nov 2, 2006 21:55 UTC
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
Exercise / conversionCommon Stock 93,228 $36.06 $3,362,034.75
Disclosure

SEC source: 0001181431-06-061339 · rrd135013.xml · nonDerivative · entry 2

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,282.8461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2006 Filed Nov 2, 2006 21:55 UTC
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
Exercise / conversionCommon Stock 2,772 $36.06 $99,965.25
Disclosure

SEC source: 0001181431-06-061339 · rrd135013.xml · nonDerivative · entry 1

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,054.8461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:18 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 17 $92.33 Strike: $0.00 $1,569.61
Disclosure

SEC source: 0001181431-06-060881 · rrd134765.xml · derivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:16 UTC
ZEITLER WILLIAM MSenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060877 · rrd134763.xml · derivative · entry 5

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,232

Underlying: Common Stock · 8 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:19 UTC
Shaughnessy Timothy SVP, Controller
GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060885 · rrd134766.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 458

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:19 UTC
Shaughnessy Timothy SVP, Controller
GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060885 · rrd134766.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,996

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:20 UTC
SANFORD LINDA SSenior Vice President
GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060890 · rrd134767.xml · derivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,174

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:21 UTC
Rosenberg Donald JSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060894 · rrd134768.xml · derivative · entry 1

Rosenberg Donald J · CIK 0001347420 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,094

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:22 UTC
Rometty Virginia MSenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060897 · rrd134769.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,261

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:24 UTC
MOFFAT ROBERT W JRSenior Vice President
GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060901 · rrd134771.xml · derivative · entry 1

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,919

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:23 UTC
O DONNELL DANIEL EVP, Secretary
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060900 · rrd134770.xml · derivative · entry 1

O DONNELL DANIEL E · CIK 0001180461 · VP, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,925

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:26 UTC
MILLS STEVEN ASenior Vice President
GrantPhantom Stock Unit · Derivative 9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060903 · rrd134772.xml · derivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,085

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:27 UTC
MACDONALD J RANDALLSenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060905 · rrd134773.xml · derivative · entry 1

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,334

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:28 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060906 · rrd134775.xml · derivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,935

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:29 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060909 · rrd134776.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,326

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:29 UTC
HORN PAUL MSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060914 · rrd134777.xml · derivative · entry 1

HORN PAUL M · CIK 0001180448 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,234

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:30 UTC
HARRELD J BRUCESenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060915 · rrd134778.xml · derivative · entry 1

HARRELD J BRUCE · CIK 0001180446 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,163

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:31 UTC
GREENE JESSE J JRVP, Treasurer
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060918 · rrd134779.xml · derivative · entry 1

GREENE JESSE J JR · CIK 0001111353 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,192

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:32 UTC
ELIX DOUGLAS TSenior Vice President
GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060919 · rrd134780.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,343

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:33 UTC
DONOFRIO NICHOLAS MExecutive Vice President
GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060921 · rrd134781.xml · derivative · entry 1

DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,092

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2006 Filed Nov 1, 2006 21:34 UTC
Daniels Michael ESenior Vice President
GrantPhantom Stock Unit · Derivative 9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060922 · rrd134782.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,306

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2006 Filed Nov 2, 2006 21:54 UTC
LOUGHRIDGE MARKSr. VP and CFO
GrantPhantom Stock Unit · Derivative 10 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-061336 · rrd135014.xml · derivative · entry 6

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,844

Underlying: Common Stock · 10 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 31, 2006 Filed Nov 2, 2006 21:55 UTC
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
GrantPhantom Stock Unit · Derivative 25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-061339 · rrd135013.xml · derivative · entry 10

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,322

Underlying: Common Stock · 25 shares

Expires not disclosed

F5 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F6 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F7 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F7 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
October 27, 2006 Filed Oct 30, 2006 21:07 UTC
MACDONALD J RANDALLSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 38,920 $0.00 Strike: $78.13 $0.00
Disclosure

SEC source: 0001181431-06-060222 · rrd134422.xml · derivative · entry 3

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,974

Underlying: Common Stock · 38,920 shares

Expires 2013-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four equal annual installments; the most recent vesting occurred on the date shown above.

Read SEC document
October 27, 2006 Filed Oct 30, 2006 21:07 UTC
MACDONALD J RANDALLSenior Vice President
SaleCommon Stock 38,920 $91.36 $3,555,703.96
Disclosure

SEC source: 0001181431-06-060222 · rrd134422.xml · nonDerivative · entry 2

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,088.6297

Read SEC document
October 27, 2006 Filed Oct 30, 2006 21:07 UTC
MACDONALD J RANDALLSenior Vice President
Exercise / conversionCommon Stock 38,920 $78.13 $3,040,819.60
Disclosure

SEC source: 0001181431-06-060222 · rrd134422.xml · nonDerivative · entry 1

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,008.6297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2006 Filed Nov 1, 2006 21:16 UTC
ZEITLER WILLIAM MSenior Vice President
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060877 · rrd134763.xml · nonDerivative · entry 3

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,608.4384

Read SEC document
October 24, 2006 Filed Nov 1, 2006 21:16 UTC
ZEITLER WILLIAM MSenior Vice President
GiftCommon Stock 185 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060877 · rrd134763.xml · nonDerivative · entry 2

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,108.4384

Read SEC document
October 24, 2006 Filed Nov 1, 2006 21:16 UTC
ZEITLER WILLIAM MSenior Vice President
GiftCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-060877 · rrd134763.xml · nonDerivative · entry 1

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,293.4384

Read SEC document
October 23, 2006 Filed Oct 24, 2006 17:53 UTC
HORN PAUL MSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 19,000 $0.00 Strike: $36.06 $0.00
Disclosure

SEC source: 0001181431-06-059349 · rrd133936.xml · derivative · entry 3

HORN PAUL M · CIK 0001180448 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,000 shares

Expires 2007-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
October 23, 2006 Filed Oct 24, 2006 17:53 UTC
HORN PAUL MSenior Vice President
SaleCommon Stock 19,000 $91.45 $1,737,460.70
Disclosure

SEC source: 0001181431-06-059349 · rrd133936.xml · nonDerivative · entry 2

HORN PAUL M · CIK 0001180448 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,192.4381

Read SEC document
October 23, 2006 Filed Oct 24, 2006 17:53 UTC
HORN PAUL MSenior Vice President
Exercise / conversionCommon Stock 19,000 $36.06 $685,187.50
Disclosure

SEC source: 0001181431-06-059349 · rrd133936.xml · nonDerivative · entry 1

HORN PAUL M · CIK 0001180448 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,192.4381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 23, 2006 Filed Oct 24, 2006 17:54 UTC
O DONNELL DANIEL EVP, Secretary
SaleCommon Stock 897 $91.32 $81,914.04
Disclosure

SEC source: 0001181431-06-059350 · rrd133779.xml · nonDerivative · entry 5

O DONNELL DANIEL E · CIK 0001180461 · VP, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,620.5909

Read SEC document
October 23, 2006 Filed Oct 24, 2006 17:54 UTC
O DONNELL DANIEL EVP, Secretary
SaleCommon Stock 2,365 $91.10 $215,451.50
Disclosure

SEC source: 0001181431-06-059350 · rrd133779.xml · nonDerivative · entry 4

O DONNELL DANIEL E · CIK 0001180461 · VP, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,517.5909

Read SEC document
October 20, 2006 Filed Oct 23, 2006 20:00 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 10,000 $89.95 $899,500.00
Disclosure

SEC source: 0001181431-06-059212 · rrd133695.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,365.0271

Read SEC document
October 20, 2006 Filed Oct 23, 2006 20:00 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-059212 · rrd133695.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,365.0271

Read SEC document
October 20, 2006 Filed Oct 23, 2006 20:01 UTC
IWATA JON CSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 33,228 $0.00 Strike: $36.06 $0.00
Disclosure

SEC source: 0001181431-06-059215 · rrd133781.xml · derivative · entry 3

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,228 shares

Expires 2007-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
October 20, 2006 Filed Oct 23, 2006 20:01 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 33,228 $90.43 $3,004,940.95
Disclosure

SEC source: 0001181431-06-059215 · rrd133781.xml · nonDerivative · entry 2

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,209.1497

Read SEC document
October 20, 2006 Filed Oct 23, 2006 20:01 UTC
IWATA JON CSenior Vice President
Exercise / conversionCommon Stock 33,228 $36.06 $1,198,284.75
Disclosure

SEC source: 0001181431-06-059215 · rrd133781.xml · nonDerivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,437.1497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2006 Filed Oct 24, 2006 17:54 UTC
O DONNELL DANIEL EVP, Secretary
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 2,772 $0.00 Strike: $36.06 $0.00
Disclosure

SEC source: 0001181431-06-059350 · rrd133779.xml · derivative · entry 8

O DONNELL DANIEL E · CIK 0001180461 · VP, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,772 shares

Expires 2007-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
October 20, 2006 Filed Oct 24, 2006 17:54 UTC
O DONNELL DANIEL EVP, Secretary
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 3,414 $0.00 Strike: $36.06 $0.00
Disclosure

SEC source: 0001181431-06-059350 · rrd133779.xml · derivative · entry 7

O DONNELL DANIEL E · CIK 0001180461 · VP, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,414 shares

Expires 2007-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
October 20, 2006 Filed Oct 24, 2006 17:54 UTC
O DONNELL DANIEL EVP, Secretary
SaleCommon Stock 6,186 $90.65 $560,785.03
Disclosure

SEC source: 0001181431-06-059350 · rrd133779.xml · nonDerivative · entry 3

O DONNELL DANIEL E · CIK 0001180461 · VP, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,882.5909

Read SEC document
October 20, 2006 Filed Oct 24, 2006 17:54 UTC
O DONNELL DANIEL EVP, Secretary
Exercise / conversionCommon Stock 3,414 $36.06 $123,117.38
Disclosure

SEC source: 0001181431-06-059350 · rrd133779.xml · nonDerivative · entry 2

O DONNELL DANIEL E · CIK 0001180461 · VP, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,068.5909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2006 Filed Oct 24, 2006 17:54 UTC
O DONNELL DANIEL EVP, Secretary
Exercise / conversionCommon Stock 2,772 $36.06 $99,965.25
Disclosure

SEC source: 0001181431-06-059350 · rrd133779.xml · nonDerivative · entry 1

O DONNELL DANIEL E · CIK 0001180461 · VP, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,654.5909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2006 Filed Oct 20, 2006 18:38 UTC
MILLS STEVEN ASenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 489 $0.00 Strike: $51.16 $0.00
Disclosure

SEC source: 0001181431-06-059054 · rrd133681.xml · derivative · entry 5

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 489 shares

Expires 2008-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.