Last 12 months
Inside the activity.
3 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 1 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2021 Filed Jun 10, 2021 01:20 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
GrantRst. Stock Unit · Derivative | 19,988 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004164 · primarydocument.xml · derivative · entry 7 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,988 Underlying: Common Stock · 19,988 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 4,997 of these units on June 8, 2022, 4,997 of these units on June 8, 2023, 4,997 of these units on June 8, 2024, and 4,997 of these units on June 8, 2025. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 4,997 of these units on June 8, 2022, 4,997 of these units on June 8, 2023, 4,997 of these units on June 8, 2024, and 4,997 of these units on June 8, 2025. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 4,997 of these units on June 8, 2022, 4,997 of these units on June 8, 2023, 4,997 of these units on June 8, 2024, and 4,997 of these units on June 8, 2025. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 4,997 of these units on June 8, 2022, 4,997 of these units on June 8, 2023, 4,997 of these units on June 8, 2024, and 4,997 of these units on June 8, 2025. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 01:20 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
Tax withholdingCommon Stock | 2,667 | $149.16 | $397,809.72 |
DisclosureSEC source: 0001562180-21-004164 · primarydocument.xml · nonDerivative · entry 6 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,966.3243 Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 01:20 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
Exercise / conversionCommon Stock | 5,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004164 · primarydocument.xml · nonDerivative · entry 5 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,633.3243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 01:20 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
Tax withholdingCommon Stock | 1,391 | $149.16 | $207,481.56 |
DisclosureSEC source: 0001562180-21-004164 · primarydocument.xml · nonDerivative · entry 4 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,128.3243 Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 01:20 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
Exercise / conversionCommon Stock | 2,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004164 · primarydocument.xml · nonDerivative · entry 3 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,519.3243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 01:20 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
Tax withholdingCommon Stock | 969 | $149.16 | $144,536.04 |
DisclosureSEC source: 0001562180-21-004164 · primarydocument.xml · nonDerivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,648.3243 Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 01:20 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
Exercise / conversionCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004164 · primarydocument.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,617.3243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 01:20 UTC |
KRISHNA ARVINDDirector · Chairman and CEO
|
Exercise / conversionRst. Stock Unit · Derivative | 9,767 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004165 · primarydocument.xml · derivative · entry 10 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,301 Underlying: Common Stock · 9,767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 01:20 UTC |
KRISHNA ARVINDDirector · Chairman and CEO
|
Exercise / conversionRst. Stock Unit · Derivative | 3,008 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004165 · primarydocument.xml · derivative · entry 9 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,008 Underlying: Common Stock · 3,008 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 01:20 UTC |
KRISHNA ARVINDDirector · Chairman and CEO
|
Exercise / conversionRst. Stock Unit · Derivative | 2,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004165 · primarydocument.xml · derivative · entry 8 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 01:20 UTC |
KRISHNA ARVINDDirector · Chairman and CEO
|
GrantRst. Stock Unit · Derivative | 33,313 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004165 · primarydocument.xml · derivative · entry 7 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,313 Underlying: Common Stock · 33,313 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 8,328 of these units on June 8, 2022, 8,328 of these units on June 8, 2023, 8,328 of these units on June 8, 2024, and 8,329 of these units on June 8, 2025. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 8,328 of these units on June 8, 2022, 8,328 of these units on June 8, 2023, 8,328 of these units on June 8, 2024, and 8,329 of these units on June 8, 2025. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 8,328 of these units on June 8, 2022, 8,328 of these units on June 8, 2023, 8,328 of these units on June 8, 2024, and 8,329 of these units on June 8, 2025. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 8,328 of these units on June 8, 2022, 8,328 of these units on June 8, 2023, 8,328 of these units on June 8, 2024, and 8,329 of these units on June 8, 2025. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 01:20 UTC |
KRISHNA ARVINDDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 4,694 | $149.16 | $700,157.04 |
DisclosureSEC source: 0001562180-21-004165 · primarydocument.xml · nonDerivative · entry 6 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,968.0548 Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 01:20 UTC |
KRISHNA ARVINDDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 9,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004165 · primarydocument.xml · nonDerivative · entry 5 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,662.0548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 01:20 UTC |
KRISHNA ARVINDDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 1,446 | $149.16 | $215,685.36 |
DisclosureSEC source: 0001562180-21-004165 · primarydocument.xml · nonDerivative · entry 4 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,895.0548 Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 01:20 UTC |
KRISHNA ARVINDDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 3,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004165 · primarydocument.xml · nonDerivative · entry 3 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,341.0548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 01:20 UTC |
KRISHNA ARVINDDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 1,082 | $149.16 | $161,391.12 |
DisclosureSEC source: 0001562180-21-004165 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,333.0548 Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 01:20 UTC |
KRISHNA ARVINDDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004165 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,415.0548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:25 UTC |
LAMOREAUX NICKLE JACLYNSenior Vice President
|
Exercise / conversionRst. Stock Unit · Derivative | 463 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004137 · primarydocument.xml · derivative · entry 3 LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 927 Underlying: Common Stock · 463 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:25 UTC |
LAMOREAUX NICKLE JACLYNSenior Vice President
|
Tax withholdingCommon Stock | 158 | $147.96 | $23,377.68 |
DisclosureSEC source: 0001562180-21-004137 · primarydocument.xml · nonDerivative · entry 2 LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,204.04 Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:25 UTC |
LAMOREAUX NICKLE JACLYNSenior Vice President
|
Exercise / conversionCommon Stock | 463 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004137 · primarydocument.xml · nonDerivative · entry 1 LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,362.04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:25 UTC |
KRISHNA ARVINDDirector · Chairman and CEO
|
Exercise / conversionRst. Stock Unit · Derivative | 3,891 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004138 · primarydocument.xml · derivative · entry 3 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,783 Underlying: Common Stock · 3,891 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:25 UTC |
KRISHNA ARVINDDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 1,870 | $147.96 | $276,685.20 |
DisclosureSEC source: 0001562180-21-004138 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,165.0548 Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:25 UTC |
KRISHNA ARVINDDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 3,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004138 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,035.0548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:25 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
Exercise / conversionRst. Stock Unit · Derivative | 3,761 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004139 · primarydocument.xml · derivative · entry 3 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,524 Underlying: Common Stock · 3,761 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:25 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
Tax withholdingCommon Stock | 1,822 | $147.96 | $269,583.12 |
DisclosureSEC source: 0001562180-21-004139 · primarydocument.xml · nonDerivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,617.3243 Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:25 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
Exercise / conversionCommon Stock | 3,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004139 · primarydocument.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,439.3243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:26 UTC |
Del Bene Robert FVP, Controller
|
Exercise / conversionRst. Stock Unit · Derivative | 1,389 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004140 · primarydocument.xml · derivative · entry 3 Del Bene Robert F · CIK 0001695828 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,781 Underlying: Common Stock · 1,389 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:26 UTC |
Del Bene Robert FVP, Controller
|
Tax withholdingCommon Stock | 531 | $147.96 | $78,566.76 |
DisclosureSEC source: 0001562180-21-004140 · primarydocument.xml · nonDerivative · entry 2 Del Bene Robert F · CIK 0001695828 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,818.817 Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:26 UTC |
Del Bene Robert FVP, Controller
|
Exercise / conversionCommon Stock | 1,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004140 · primarydocument.xml · nonDerivative · entry 1 Del Bene Robert F · CIK 0001695828 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,349.817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:26 UTC |
BROWDY MICHELLE HSenior Vice President
|
Exercise / conversionRst. Stock Unit · Derivative | 2,788 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004141 · primarydocument.xml · derivative · entry 3 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,579 Underlying: Common Stock · 2,788 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:26 UTC |
BROWDY MICHELLE HSenior Vice President
|
Tax withholdingCommon Stock | 1,366 | $147.96 | $202,113.36 |
DisclosureSEC source: 0001562180-21-004141 · primarydocument.xml · nonDerivative · entry 2 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,544.393 Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 21:26 UTC |
BROWDY MICHELLE HSenior Vice President
|
Exercise / conversionCommon Stock | 2,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004141 · primarydocument.xml · nonDerivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,910.393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 20:37 UTC |
LAMOREAUX NICKLE JACLYNSenior Vice President
|
Exercise / conversionRst. Stock Unit · Derivative | 1,837 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004071 · primarydocument.xml · derivative · entry 3 LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,838 Underlying: Common Stock · 1,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 20:37 UTC |
LAMOREAUX NICKLE JACLYNSenior Vice President
|
Tax withholdingCommon Stock | 625 | $144.97 | $90,603.13 |
DisclosureSEC source: 0001562180-21-004071 · primarydocument.xml · nonDerivative · entry 2 LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,899.04 Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 20:37 UTC |
LAMOREAUX NICKLE JACLYNSenior Vice President
|
Exercise / conversionCommon Stock | 1,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004071 · primarydocument.xml · nonDerivative · entry 1 LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,524.04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 18:57 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
GrantPhantom Stock Unit · Derivative | 22 | $143.74 Strike: $0.00 | $3,162.28 |
DisclosureSEC source: 0001562180-21-003860 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,061 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 16, 2021 Filed May 18, 2021 21:19 UTC |
Whitehurst James MPresident
|
Tax withholdingCommon Stock | 12,072 | $145.11 | $1,751,767.92 |
DisclosureSEC source: 0001562180-21-003558 · primarydocument.xml · nonDerivative · entry 2 Whitehurst James Moon · CIK 0001292272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,324.423 F2 · shares: Represents shares withheld from the reporting person to satisfy the reporting person's tax obligations related to vesting of restricted stock awards that vested on May 16, 2021. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:19 UTC |
Whitehurst James MPresident
|
Tax withholdingCommon Stock | 16,141 | $145.11 | $2,342,220.51 |
DisclosureSEC source: 0001562180-21-003558 · primarydocument.xml · nonDerivative · entry 1 Whitehurst James Moon · CIK 0001292272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,600.423 F1 · shares: Represents shares withheld from the reporting person to satisfy the reporting person's tax obligations related to vesting of restricted stock awards that vested on May 15, 2021. Read SEC document |
| May 14, 2021 Filed May 17, 2021 16:34 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
GrantPhantom Stock Unit · Derivative | 21 | $144.68 Strike: $0.00 | $3,038.28 |
DisclosureSEC source: 0001562180-21-003491 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,039 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 07, 2021 Filed May 10, 2021 20:47 UTC |
KRISHNA ARVINDDirector · Chairman and CEO
|
GrantPhantom Stock Unit · Derivative | 176 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003368 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,767 Underlying: Common Stock · 176 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 07, 2021 Filed May 10, 2021 20:47 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
GrantPhantom Stock Unit · Derivative | 90 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003369 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,018 Underlying: Common Stock · 90 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 07, 2021 Filed May 10, 2021 20:47 UTC |
Del Bene Robert FVP, Controller
|
GrantPhantom Stock Unit · Derivative | 38 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003370 · primarydocument.xml · derivative · entry 1 Del Bene Robert F · CIK 0001695828 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,356 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 07, 2021 Filed May 10, 2021 20:47 UTC |
BROWDY MICHELLE HSenior Vice President
|
GrantPhantom Stock Unit · Derivative | 45 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003371 · primarydocument.xml · derivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,960 Underlying: Common Stock · 45 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| April 30, 2021 Filed May 3, 2021 18:32 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
GrantPhantom Stock Unit · Derivative | 22 | $141.88 Strike: $0.00 | $3,121.36 |
DisclosureSEC source: 0001562180-21-003080 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,930 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:53 UTC |
Whitehurst James MPresident
|
Tax withholdingCommon Stock | 2,241 | $133.59 | $299,375.19 |
DisclosureSEC source: 0001562180-21-002861 · primarydocument.xml · nonDerivative · entry 1 Whitehurst James Moon · CIK 0001292272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,819.423 F1 · shares: Represents shares withheld from the reporting person to satisfy the reporting person's tax obligations related to vesting of restricted stock awards that vested on April 16, 2021. Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 15:45 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
GrantPhantom Stock Unit · Derivative | 23 | $132.58 Strike: $0.00 | $3,049.34 |
DisclosureSEC source: 0001562180-21-002839 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,908 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 21:07 UTC |
KAVANAUGH JAMES JSr. VP and CFO
|
GrantPhantom Stock Unit · Derivative | 23 | $133.26 Strike: $0.00 | $3,064.98 |
DisclosureSEC source: 0001562180-21-002509 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,886 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 21:07 UTC |
WADDELL FREDERICK HDirector
|
GrantPromised Fee Share · Derivative | 648 | $133.26 Strike: $0.00 | $86,352.48 |
DisclosureSEC source: 0001562180-21-002510 · primarydocument.xml · derivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,203 Underlying: Common Stock · 648 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 21:07 UTC |
VOSER PETER R.Director
|
GrantPromised Fee Share · Derivative | 610 | $133.26 Strike: $0.00 | $81,288.60 |
DisclosureSEC source: 0001562180-21-002511 · primarydocument.xml · derivative · entry 1 VOSER PETER R. · CIK 0001628797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,791 Underlying: Common Stock · 610 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 21:07 UTC |
TAUREL SIDNEYDirector
|
GrantPromised Fee Share · Derivative | 610 | $133.26 Strike: $0.00 | $81,288.60 |
DisclosureSEC source: 0001562180-21-002513 · primarydocument.xml · derivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,931 Underlying: Common Stock · 610 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.