Tapewire

NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

Export transactions ↓
Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2006 Filed Dec 18, 2006 15:13 UTC
LOUGHRIDGE MARKSr. VP and CFO
GrantPhantom Stock Unit · Derivative 9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-070243 · rrd139799.xml · derivative · entry 1

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,890

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
December 15, 2006 Filed Dec 18, 2006 15:14 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-070245 · rrd139801.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,351

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
December 15, 2006 Filed Dec 18, 2006 15:14 UTC
HORN PAUL MSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-070246 · rrd139802.xml · derivative · entry 1

HORN PAUL M · CIK 0001180448 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,275

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
December 15, 2006 Filed Dec 18, 2006 15:15 UTC
HARRELD J BRUCESenior Vice President
GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-070247 · rrd139803.xml · derivative · entry 1

HARRELD J BRUCE · CIK 0001180446 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
December 15, 2006 Filed Dec 18, 2006 15:15 UTC
GREENE JESSE J JRVP, Treasurer
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-070248 · rrd139804.xml · derivative · entry 1

GREENE JESSE J JR · CIK 0001111353 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,216

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
December 15, 2006 Filed Dec 18, 2006 15:16 UTC
ELIX DOUGLAS TSenior Vice President
GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-070249 · rrd139805.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,390

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
December 15, 2006 Filed Dec 18, 2006 15:17 UTC
Daniels Michael ESenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-070252 · rrd139807.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,356

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
December 15, 2006 Filed Dec 18, 2006 15:16 UTC
DONOFRIO NICHOLAS MExecutive Vice President
GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-070250 · rrd139806.xml · derivative · entry 1

DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,155

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:17 UTC
ZEITLER WILLIAM MSenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066807 · rrd137933.xml · derivative · entry 1

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,267

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:21 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 17 $91.92 Strike: $0.00 $1,562.64
Disclosure

SEC source: 0001181431-06-066808 · rrd137934.xml · derivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:29 UTC
SANFORD LINDA SSenior Vice President
GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066810 · rrd137936.xml · derivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,201

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:29 UTC
Shaughnessy Timothy SVP, Controller
GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066809 · rrd137935.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 466

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:29 UTC
Shaughnessy Timothy SVP, Controller
GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066809 · rrd137935.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,019

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:30 UTC
Rosenberg Donald JSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066811 · rrd137937.xml · derivative · entry 1

Rosenberg Donald J · CIK 0001347420 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,112

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:31 UTC
Rometty Virginia MSenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066812 · rrd137938.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,283

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:32 UTC
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
GrantPhantom Stock Unit · Derivative 25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066813 · rrd137939.xml · derivative · entry 1

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,540

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:32 UTC
O DONNELL DANIEL EVP, Secretary
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066814 · rrd137940.xml · derivative · entry 1

O DONNELL DANIEL E · CIK 0001180461 · VP, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,942

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:33 UTC
MOFFAT ROBERT W JRSenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066815 · rrd137941.xml · derivative · entry 1

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,949

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:34 UTC
MILLS STEVEN ASenior Vice President
GrantPhantom Stock Unit · Derivative 9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066816 · rrd137942.xml · derivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,187

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:34 UTC
MACDONALD J RANDALLSenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066817 · rrd137943.xml · derivative · entry 1

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,421

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:35 UTC
LOUGHRIDGE MARKSr. VP and CFO
GrantPhantom Stock Unit · Derivative 10 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066818 · rrd137944.xml · derivative · entry 1

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,882

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:35 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066819 · rrd137945.xml · derivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,973

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:36 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066820 · rrd137946.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,347

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:37 UTC
HARRELD J BRUCESenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066822 · rrd137948.xml · derivative · entry 1

HARRELD J BRUCE · CIK 0001180446 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,194

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:36 UTC
HORN PAUL MSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066821 · rrd137947.xml · derivative · entry 1

HORN PAUL M · CIK 0001180448 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,271

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:38 UTC
GREENE JESSE J JRVP, Treasurer
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066823 · rrd137949.xml · derivative · entry 1

GREENE JESSE J JR · CIK 0001111353 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:38 UTC
ELIX DOUGLAS TSenior Vice President
GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066824 · rrd137950.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,381

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:39 UTC
DONOFRIO NICHOLAS MExecutive Vice President
GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066825 · rrd137951.xml · derivative · entry 1

DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,146

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 30, 2006 Filed Dec 1, 2006 16:39 UTC
Daniels Michael ESenior Vice President
GrantPhantom Stock Unit · Derivative 9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066826 · rrd137952.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,349

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

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November 27, 2006 Filed Nov 28, 2006 21:27 UTC
MOFFAT ROBERT W JRSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 2,828 $0.00 Strike: $36.06 $0.00
Disclosure

SEC source: 0001181431-06-066172 · rrd137572.xml · derivative · entry 6

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,828 shares

Expires 2007-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

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November 27, 2006 Filed Nov 28, 2006 21:27 UTC
MOFFAT ROBERT W JRSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 1,954 $0.00 Strike: $51.16 $0.00
Disclosure

SEC source: 0001181431-06-066172 · rrd137572.xml · derivative · entry 5

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,954 shares

Expires 2008-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

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November 27, 2006 Filed Nov 28, 2006 21:27 UTC
MOFFAT ROBERT W JRSenior Vice President
SaleCommon Stock 20,527 $92.90 $1,906,863.88
Disclosure

SEC source: 0001181431-06-066172 · rrd137572.xml · nonDerivative · entry 4

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,939.8421

F1 · price: The price shown reflects the weighted average of multiple sales, ranging from $92.78 to $92.98 per share.

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November 27, 2006 Filed Nov 28, 2006 21:27 UTC
MOFFAT ROBERT W JRSenior Vice President
SaleCommon Stock 2,828 $92.90 $262,708.19
Disclosure

SEC source: 0001181431-06-066172 · rrd137572.xml · nonDerivative · entry 3

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,466.8421

F1 · price: The price shown reflects the weighted average of multiple sales, ranging from $92.78 to $92.98 per share.

Read SEC document
November 27, 2006 Filed Nov 28, 2006 21:27 UTC
MOFFAT ROBERT W JRSenior Vice President
Exercise / conversionCommon Stock 2,828 $36.06 $101,984.75
Disclosure

SEC source: 0001181431-06-066172 · rrd137572.xml · nonDerivative · entry 2

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,294.8421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2006 Filed Nov 28, 2006 21:27 UTC
MOFFAT ROBERT W JRSenior Vice President
Exercise / conversionCommon Stock 1,954 $51.16 $99,956.87
Disclosure

SEC source: 0001181431-06-066172 · rrd137572.xml · nonDerivative · entry 1

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,466.8421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2006 Filed Nov 16, 2006 20:44 UTC
ZEITLER WILLIAM MSenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-064305 · rrd136536.xml · derivative · entry 1

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,259

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 15, 2006 Filed Nov 16, 2006 20:44 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 17 $93.11 Strike: $0.00 $1,582.87
Disclosure

SEC source: 0001181431-06-064308 · rrd136537.xml · derivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 15, 2006 Filed Nov 16, 2006 20:45 UTC
Shaughnessy Timothy SVP, Controller
GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-064310 · rrd136538.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 463

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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November 15, 2006 Filed Nov 16, 2006 20:45 UTC
Shaughnessy Timothy SVP, Controller
GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-064310 · rrd136538.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,012

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 15, 2006 Filed Nov 16, 2006 20:47 UTC
SANFORD LINDA SSenior Vice President
GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-064311 · rrd136075.xml · derivative · entry 8

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,194

Underlying: Common Stock · 7 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 15, 2006 Filed Nov 16, 2006 20:48 UTC
Rosenberg Donald JSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-064313 · rrd136539.xml · derivative · entry 1

Rosenberg Donald J · CIK 0001347420 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,106

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 15, 2006 Filed Nov 16, 2006 20:49 UTC
Rometty Virginia MSenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-064316 · rrd136540.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,275

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 15, 2006 Filed Nov 16, 2006 20:50 UTC
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
GrantPhantom Stock Unit · Derivative 25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-064318 · rrd136541.xml · derivative · entry 1

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,513

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 15, 2006 Filed Nov 16, 2006 20:50 UTC
O DONNELL DANIEL EVP, Secretary
GrantPhantom Stock Unit · Derivative 5 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-064319 · rrd136542.xml · derivative · entry 1

O DONNELL DANIEL E · CIK 0001180461 · VP, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,936

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 15, 2006 Filed Nov 16, 2006 20:51 UTC
MOFFAT ROBERT W JRSenior Vice President
GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-064321 · rrd136543.xml · derivative · entry 1

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,941

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 15, 2006 Filed Nov 16, 2006 20:52 UTC
MILLS STEVEN ASenior Vice President
GrantPhantom Stock Unit · Derivative 9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-064322 · rrd136544.xml · derivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,177

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 15, 2006 Filed Nov 16, 2006 20:53 UTC
MACDONALD J RANDALLSenior Vice President
GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-064324 · rrd136545.xml · derivative · entry 1

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,412

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 15, 2006 Filed Nov 16, 2006 20:53 UTC
LOUGHRIDGE MARKSr. VP and CFO
GrantPhantom Stock Unit · Derivative 10 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-064325 · rrd136546.xml · derivative · entry 1

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,872

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 15, 2006 Filed Nov 16, 2006 20:54 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-064326 · rrd136547.xml · derivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,965

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
November 15, 2006 Filed Nov 16, 2006 20:55 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-06-064328 · rrd136548.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,342

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.