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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2009 Filed Jan 29, 2009 21:42 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 300 $92.66 $27,798.00
Disclosure

SEC source: 0001181431-09-005285 · rrd231240.xml · nonDerivative · entry 6

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,342.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 21:42 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 100 $92.65 $9,264.68
Disclosure

SEC source: 0001181431-09-005285 · rrd231240.xml · nonDerivative · entry 5

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,642.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 21:42 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 100 $92.63 $9,263.00
Disclosure

SEC source: 0001181431-09-005285 · rrd231240.xml · nonDerivative · entry 4

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,742.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 21:42 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 100 $92.62 $9,262.02
Disclosure

SEC source: 0001181431-09-005285 · rrd231240.xml · nonDerivative · entry 3

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,842.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 21:42 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 100 $92.62 $9,262.00
Disclosure

SEC source: 0001181431-09-005285 · rrd231240.xml · nonDerivative · entry 2

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,942.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 21:42 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 1,000 $92.61 $92,610.00
Disclosure

SEC source: 0001181431-09-005285 · rrd231240.xml · nonDerivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,042.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 21:43 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 100 $92.82 $9,282.00
Disclosure

SEC source: 0001181431-09-005287 · rrd231241.xml · nonDerivative · entry 4

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,362.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 21:43 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 400 $92.81 $37,124.08
Disclosure

SEC source: 0001181431-09-005287 · rrd231241.xml · nonDerivative · entry 3

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,462.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 21:43 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 500 $92.81 $46,405.00
Disclosure

SEC source: 0001181431-09-005287 · rrd231241.xml · nonDerivative · entry 2

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,862.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 21:43 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 200 $92.79 $18,558.00
Disclosure

SEC source: 0001181431-09-005287 · rrd231241.xml · nonDerivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,362.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:29 UTC
SANFORD LINDA SSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 1,124 $0.00 Strike: $88.96 $0.00
Disclosure

SEC source: 0001181431-09-005306 · rrd231239.xml · derivative · entry 18

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,124 shares

Expires 2009-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:29 UTC
SANFORD LINDA SSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 33,076 $0.00 Strike: $88.96 $0.00
Disclosure

SEC source: 0001181431-09-005306 · rrd231239.xml · derivative · entry 17

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,076 shares

Expires 2009-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:29 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 100 $92.44 $9,244.00
Disclosure

SEC source: 0001181431-09-005306 · rrd231239.xml · nonDerivative · entry 15

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,308.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:29 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 200 $92.43 $18,486.00
Disclosure

SEC source: 0001181431-09-005306 · rrd231239.xml · nonDerivative · entry 14

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,408.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:29 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 200 $92.42 $18,484.00
Disclosure

SEC source: 0001181431-09-005306 · rrd231239.xml · nonDerivative · entry 13

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,608.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:29 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 100 $92.42 $9,241.52
Disclosure

SEC source: 0001181431-09-005306 · rrd231239.xml · nonDerivative · entry 12

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,808.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:29 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 1,534 $92.41 $141,756.94
Disclosure

SEC source: 0001181431-09-005306 · rrd231239.xml · nonDerivative · entry 11

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,908.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:29 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 1,220 $92.40 $112,728.00
Disclosure

SEC source: 0001181431-09-005306 · rrd231239.xml · nonDerivative · entry 10

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,442.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:29 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 300 $92.39 $27,717.00
Disclosure

SEC source: 0001181431-09-005306 · rrd231239.xml · nonDerivative · entry 9

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,662.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:29 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 100 $92.38 $9,238.00
Disclosure

SEC source: 0001181431-09-005306 · rrd231239.xml · nonDerivative · entry 8

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,962.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:29 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 100 $92.37 $9,237.00
Disclosure

SEC source: 0001181431-09-005306 · rrd231239.xml · nonDerivative · entry 7

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,062.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:29 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 200 $92.36 $18,472.00
Disclosure

SEC source: 0001181431-09-005306 · rrd231239.xml · nonDerivative · entry 6

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,162.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:29 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 600 $92.35 $55,410.00
Disclosure

SEC source: 0001181431-09-005306 · rrd231239.xml · nonDerivative · entry 5

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,362.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:29 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 200 $92.34 $18,468.04
Disclosure

SEC source: 0001181431-09-005306 · rrd231239.xml · nonDerivative · entry 4

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,962.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:29 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 400 $92.32 $36,928.00
Disclosure

SEC source: 0001181431-09-005306 · rrd231239.xml · nonDerivative · entry 3

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,162.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:29 UTC
SANFORD LINDA SSenior Vice President
Exercise / conversionCommon Stock 33,076 $88.96 $2,942,275.58
Disclosure

SEC source: 0001181431-09-005306 · rrd231239.xml · nonDerivative · entry 2

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,562.8159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:29 UTC
SANFORD LINDA SSenior Vice President
Exercise / conversionCommon Stock 1,124 $88.96 $99,985.42
Disclosure

SEC source: 0001181431-09-005306 · rrd231239.xml · nonDerivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,486.8159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:32 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 200 $92.60 $18,520.00
Disclosure

SEC source: 0001181431-09-005308 · rrd231388.xml · nonDerivative · entry 10

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,042.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:32 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 300 $92.58 $27,774.06
Disclosure

SEC source: 0001181431-09-005308 · rrd231388.xml · nonDerivative · entry 9

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,242.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:32 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 100 $92.56 $9,256.00
Disclosure

SEC source: 0001181431-09-005308 · rrd231388.xml · nonDerivative · entry 8

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,542.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:32 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 300 $92.52 $27,756.12
Disclosure

SEC source: 0001181431-09-005308 · rrd231388.xml · nonDerivative · entry 7

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,642.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:32 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 700 $92.52 $64,764.21
Disclosure

SEC source: 0001181431-09-005308 · rrd231388.xml · nonDerivative · entry 6

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,942.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:32 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 800 $92.52 $74,016.00
Disclosure

SEC source: 0001181431-09-005308 · rrd231388.xml · nonDerivative · entry 5

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,642.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:32 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 300 $92.48 $27,744.06
Disclosure

SEC source: 0001181431-09-005308 · rrd231388.xml · nonDerivative · entry 4

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,442.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:32 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 166 $92.48 $15,351.68
Disclosure

SEC source: 0001181431-09-005308 · rrd231388.xml · nonDerivative · entry 3

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,742.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:32 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 100 $92.47 $9,247.00
Disclosure

SEC source: 0001181431-09-005308 · rrd231388.xml · nonDerivative · entry 2

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,908.8159

Read SEC document
January 28, 2009 Filed Jan 29, 2009 22:32 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 1,300 $92.45 $120,185.00
Disclosure

SEC source: 0001181431-09-005308 · rrd231388.xml · nonDerivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,008.8159

Read SEC document
January 28, 2009 Filed Feb 3, 2009 23:14 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 2,271 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-006246 · rrd231567.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,095.0901

Read SEC document
January 28, 2009 Filed Feb 3, 2009 23:14 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 488 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-006246 · rrd231567.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,366.0901

Read SEC document
January 15, 2009 Filed Jan 16, 2009 16:07 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-09-003021 · rrd230315.xml · derivative · entry 2

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,223

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
January 15, 2009 Filed Jan 16, 2009 16:07 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 10 $84.12 Strike: $0.00 $841.20
Disclosure

SEC source: 0001181431-09-003021 · rrd230315.xml · derivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,222

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 31, 2008 Filed Jan 2, 2009 19:26 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-09-000113 · rrd228313.xml · derivative · entry 2

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,213

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 31, 2008 Filed Jan 2, 2009 19:26 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 10 $84.16 Strike: $0.00 $841.60
Disclosure

SEC source: 0001181431-09-000113 · rrd228313.xml · derivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,194

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 31, 2008 Filed Jan 2, 2009 19:27 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-09-000115 · rrd228314.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,018

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 31, 2008 Filed Jan 2, 2009 19:27 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 8 $84.16 Strike: $0.00 $673.28
Disclosure

SEC source: 0001181431-09-000115 · rrd228314.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,012

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 31, 2008 Filed Jan 2, 2009 19:28 UTC GrantPromised Fee Share · Derivative 693 $84.28 Strike: $0.00 $58,406.04
Disclosure

SEC source: 0001181431-09-000116 · rrd228315.xml · derivative · entry 1

ZAMBRANO LORENZO H · CIK 0001238094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,696

Underlying: Common Stock · 693 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2008 Filed Jan 2, 2009 19:29 UTC GrantPromised Fee Share · Derivative 717 $84.28 Strike: $0.00 $60,428.76
Disclosure

SEC source: 0001181431-09-000119 · rrd228316.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,021

Underlying: Common Stock · 717 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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December 31, 2008 Filed Jan 2, 2009 19:30 UTC
SPERO JOAN EDirector
GrantPromised Fee Share · Derivative 693 $84.28 Strike: $0.00 $58,406.04
Disclosure

SEC source: 0001181431-09-000120 · rrd228317.xml · derivative · entry 1

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,266

Underlying: Common Stock · 693 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2008 Filed Jan 2, 2009 19:30 UTC GrantPromised Fee Share · Derivative 693 $84.28 Strike: $0.00 $58,406.04
Disclosure

SEC source: 0001181431-09-000121 · rrd228318.xml · derivative · entry 1

OWENS JAMES W · CIK 0001171767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,953

Underlying: Common Stock · 693 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2008 Filed Jan 2, 2009 19:31 UTC GrantPromised Fee Share · Derivative 693 $84.28 Strike: $0.00 $58,406.04
Disclosure

SEC source: 0001181431-09-000123 · rrd228319.xml · derivative · entry 1

Nishimuro Taizo · CIK 0001444684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737

Underlying: Common Stock · 693 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.