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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2009 Filed Aug 6, 2009 21:21 UTC
MOFFAT ROBERT W JRSenior Vice President
SaleCommon Stock 900 $119.08 $107,172.00
Disclosure

SEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 3

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,780.0306

Read SEC document
August 04, 2009 Filed Aug 6, 2009 21:21 UTC
MOFFAT ROBERT W JRSenior Vice President
SaleCommon Stock 100 $119.07 $11,906.50
Disclosure

SEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 2

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,680.0306

Read SEC document
August 04, 2009 Filed Aug 6, 2009 21:21 UTC
MOFFAT ROBERT W JRSenior Vice President
SaleCommon Stock 251 $119.06 $29,884.06
Disclosure

SEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 1

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,780.0306

Read SEC document
August 03, 2009 Filed Aug 4, 2009 18:34 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 29,032 $0.00 Strike: $103.25 $0.00
Disclosure

SEC source: 0001181431-09-037627 · rrd249760.xml · derivative · entry 4

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,032 shares

Expires 2010-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
August 03, 2009 Filed Aug 4, 2009 18:34 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 41,953 $118.85 $4,986,114.05
Disclosure

SEC source: 0001181431-09-037627 · rrd249760.xml · nonDerivative · entry 3

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,384.6362

Read SEC document
August 03, 2009 Filed Aug 4, 2009 18:34 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionCommon Stock 29,032 $103.25 $2,997,554.00
Disclosure

SEC source: 0001181431-09-037627 · rrd249760.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,337.6362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2009 Filed Aug 4, 2009 18:34 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 1,466 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-037627 · rrd249760.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,305.6362

Read SEC document
July 31, 2009 Filed Aug 3, 2009 17:48 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 14 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-09-037278 · rrd249511.xml · derivative · entry 2

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,726

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 31, 2009 Filed Aug 3, 2009 17:48 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 7 $117.93 Strike: $0.00 $825.51
Disclosure

SEC source: 0001181431-09-037278 · rrd249511.xml · derivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,712

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 31, 2009 Filed Aug 3, 2009 17:48 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-09-037280 · rrd249512.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 31, 2009 Filed Aug 3, 2009 17:49 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 971 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-09-037282 · rrd249545.xml · derivative · entry 3

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971

Underlying: Common Stock · 971 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
July 31, 2009 Filed Aug 3, 2009 17:49 UTC
Adkins Rodney CSenior Vice President
Tax withholdingCommon Stock 462 $118.34 $54,673.08
Disclosure

SEC source: 0001181431-09-037282 · rrd249545.xml · nonDerivative · entry 2

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,840.0913

Read SEC document
July 31, 2009 Filed Aug 3, 2009 17:49 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionCommon Stock 971 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-037282 · rrd249545.xml · nonDerivative · entry 1

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,302.0913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 968 $0.00 Strike: $103.25 $0.00
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · derivative · entry 20

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 968 shares

Expires 2010-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 14,032 $0.00 Strike: $103.25 $0.00
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · derivative · entry 19

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,032 shares

Expires 2010-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 100 $118.74 $11,874.00
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · nonDerivative · entry 18

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,646.2911

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 700 $118.71 $83,097.00
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · nonDerivative · entry 17

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,746.2911

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 100 $118.70 $11,870.00
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · nonDerivative · entry 16

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,446.2911

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 400 $118.69 $47,476.00
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · nonDerivative · entry 15

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,546.2911

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 500 $118.67 $59,335.00
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · nonDerivative · entry 14

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,946.2911

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 800 $118.65 $94,920.00
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · nonDerivative · entry 13

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,446.2911

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 1,700 $118.64 $201,688.00
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · nonDerivative · entry 12

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,246.2911

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 100 $118.63 $11,863.00
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · nonDerivative · entry 11

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,946.2911

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 200 $118.62 $23,724.00
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · nonDerivative · entry 10

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,046.2911

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 200 $118.61 $23,722.00
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · nonDerivative · entry 9

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,246.2911

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 700 $118.60 $83,020.00
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · nonDerivative · entry 8

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,446.2911

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 300 $118.59 $35,577.00
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · nonDerivative · entry 7

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,146.2911

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 2,832 $118.58 $335,818.56
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · nonDerivative · entry 6

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,446.2911

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 5,100 $118.57 $604,707.00
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · nonDerivative · entry 5

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,278.2911

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 200 $118.56 $23,712.00
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · nonDerivative · entry 4

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,378.2911

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 100 $118.55 $11,855.00
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · nonDerivative · entry 3

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,578.2911

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
Exercise / conversionCommon Stock 14,032 $103.25 $1,448,804.00
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · nonDerivative · entry 2

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,678.2911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2009 Filed Jul 31, 2009 16:52 UTC
IWATA JON CSenior Vice President
Exercise / conversionCommon Stock 968 $103.25 $99,946.00
Disclosure

SEC source: 0001181431-09-037122 · rrd249448.xml · nonDerivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,646.2911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2009 Filed Jul 29, 2009 18:10 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 3,689 $0.00 Strike: $82.76 $0.00
Disclosure

SEC source: 0001181431-09-036772 · rrd249251.xml · derivative · entry 4

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,689 shares

Expires 2016-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in one installment on the date shown above.

Read SEC document
July 28, 2009 Filed Jul 29, 2009 18:10 UTC
Adkins Rodney CSenior Vice President
SaleCommon Stock 3,689 $117.50 $433,457.50
Disclosure

SEC source: 0001181431-09-036772 · rrd249251.xml · nonDerivative · entry 3

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,331.0913

Read SEC document
July 28, 2009 Filed Jul 29, 2009 18:10 UTC
Adkins Rodney CSenior Vice President
SaleCommon Stock 2,322 $117.50 $272,835.00
Disclosure

SEC source: 0001181431-09-036772 · rrd249251.xml · nonDerivative · entry 2

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,020.0913

Read SEC document
July 28, 2009 Filed Jul 29, 2009 18:10 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionCommon Stock 3,689 $82.76 $305,301.64
Disclosure

SEC source: 0001181431-09-036772 · rrd249251.xml · nonDerivative · entry 1

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,342.0913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2009 Filed Jul 28, 2009 18:59 UTC
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
GrantRst. Stock Unit · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-09-036597 · rrd249131.xml · derivative · entry 2

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F3 · derivative.exercise_price: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement.

F3 · kind: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement.

F3 · derivative.exercise_date: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement.

F3 · derivative.expiration_date: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement.

Read SEC document
July 27, 2009 Filed Jul 28, 2009 18:59 UTC
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
Exercise / conversionRst. Stock Unit · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-09-036597 · rrd249131.xml · derivative · entry 1

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units in connection with grant made on July 27, 1999.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
July 15, 2009 Filed Jul 16, 2009 14:52 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 15 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-09-035496 · rrd248584.xml · derivative · entry 2

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,709

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 15, 2009 Filed Jul 16, 2009 14:52 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 8 $107.22 Strike: $0.00 $857.76
Disclosure

SEC source: 0001181431-09-035496 · rrd248584.xml · derivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,694

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 15, 2009 Filed Jul 16, 2009 14:54 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 5 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-09-035499 · rrd248585.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,256

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 30, 2009 Filed Jul 1, 2009 16:50 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 16 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-09-033015 · rrd247344.xml · derivative · entry 2

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,687

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 30, 2009 Filed Jul 1, 2009 16:50 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 8 $104.42 Strike: $0.00 $835.36
Disclosure

SEC source: 0001181431-09-033015 · rrd247344.xml · derivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,671

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 30, 2009 Filed Jul 1, 2009 16:51 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 5 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-09-033017 · rrd247345.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,252

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 30, 2009 Filed Jul 1, 2009 16:53 UTC GrantPromised Fee Share · Derivative 596 $104.93 Strike: $0.00 $62,538.28
Disclosure

SEC source: 0001181431-09-033018 · rrd247386.xml · derivative · entry 1

ZAMBRANO LORENZO H · CIK 0001238094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,025

Underlying: Common Stock · 596 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2009 Filed Jul 1, 2009 16:54 UTC GrantPromised Fee Share · Derivative 620 $104.93 Strike: $0.00 $65,056.60
Disclosure

SEC source: 0001181431-09-033019 · rrd247387.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,426

Underlying: Common Stock · 620 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2009 Filed Jul 1, 2009 16:55 UTC
SPERO JOAN EDirector
GrantPromised Fee Share · Derivative 596 $104.93 Strike: $0.00 $62,538.28
Disclosure

SEC source: 0001181431-09-033020 · rrd247389.xml · derivative · entry 1

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,591

Underlying: Common Stock · 596 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2009 Filed Jul 1, 2009 16:56 UTC GrantPromised Fee Share · Derivative 596 $104.93 Strike: $0.00 $62,538.28
Disclosure

SEC source: 0001181431-09-033021 · rrd247390.xml · derivative · entry 1

OWENS JAMES W · CIK 0001171767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,252

Underlying: Common Stock · 596 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2009 Filed Jul 1, 2009 16:56 UTC GrantPromised Fee Share · Derivative 596 $104.93 Strike: $0.00 $62,538.28
Disclosure

SEC source: 0001181431-09-033022 · rrd247391.xml · derivative · entry 1

Nishimuro Taizo · CIK 0001444684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,990

Underlying: Common Stock · 596 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.