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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2023 Filed Feb 23, 2023 22:10 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 1,877 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001770 · primarydocument.xml · derivative · entry 5

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,634

Underlying: Common Stock · 1,877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:10 UTC
BROWDY MICHELLE HSenior Vice President
GrantEmp. Stock Option (right to buy) · Derivative 54,448 $0.00 Strike: $133.00 $0.00
Disclosure

SEC source: 0001562180-23-001770 · primarydocument.xml · derivative · entry 4

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,448

Underlying: Common Stock · 54,448 shares

Expires 2033-02-20

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:10 UTC
BROWDY MICHELLE HSenior Vice President
GrantRst. Stock Unit · Derivative 9,077 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001770 · primarydocument.xml · derivative · entry 3

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,077

Underlying: Common Stock · 9,077 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,269 of these units on February 21, 2024, 2,269 of these units on February 21, 2025, 2,269 of these units on February 21, 2026, and 2,270 of these units on February 21, 2027.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,269 of these units on February 21, 2024, 2,269 of these units on February 21, 2025, 2,269 of these units on February 21, 2026, and 2,270 of these units on February 21, 2027.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,269 of these units on February 21, 2024, 2,269 of these units on February 21, 2025, 2,269 of these units on February 21, 2026, and 2,270 of these units on February 21, 2027.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,269 of these units on February 21, 2024, 2,269 of these units on February 21, 2025, 2,269 of these units on February 21, 2026, and 2,270 of these units on February 21, 2027.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:10 UTC
BROWDY MICHELLE HSenior Vice President
Tax withholdingCommon Stock 959 $133.01 $127,551.80
Disclosure

SEC source: 0001562180-23-001770 · primarydocument.xml · nonDerivative · entry 2

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,541.746

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:10 UTC
BROWDY MICHELLE HSenior Vice President
Exercise / conversionCommon Stock 1,877 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001770 · primarydocument.xml · nonDerivative · entry 1

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,500.746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:10 UTC
COHN GARY DVice Chairman
Exercise / conversionRst. Stock Unit · Derivative 2,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001771 · primarydocument.xml · derivative · entry 5

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,169

Underlying: Common Stock · 2,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:10 UTC
COHN GARY DVice Chairman
GrantEmp. Stock Option (right to buy) · Derivative 62,659 $0.00 Strike: $133.00 $0.00
Disclosure

SEC source: 0001562180-23-001771 · primarydocument.xml · derivative · entry 4

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,659

Underlying: Common Stock · 62,659 shares

Expires 2033-02-20

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:10 UTC
COHN GARY DVice Chairman
GrantRst. Stock Unit · Derivative 10,446 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001771 · primarydocument.xml · derivative · entry 3

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,446

Underlying: Common Stock · 10,446 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,611 of these units on February 21, 2024, 2,612 of these units on February 21, 2025, 2,611 of these units on February 21, 2026, and 2,612 of these units on February 21, 2027.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,611 of these units on February 21, 2024, 2,612 of these units on February 21, 2025, 2,611 of these units on February 21, 2026, and 2,612 of these units on February 21, 2027.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,611 of these units on February 21, 2024, 2,612 of these units on February 21, 2025, 2,611 of these units on February 21, 2026, and 2,612 of these units on February 21, 2027.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,611 of these units on February 21, 2024, 2,612 of these units on February 21, 2025, 2,611 of these units on February 21, 2026, and 2,612 of these units on February 21, 2027.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:10 UTC
COHN GARY DVice Chairman
Tax withholdingCommon Stock 1,506 $133.01 $200,305.53
Disclosure

SEC source: 0001562180-23-001771 · primarydocument.xml · nonDerivative · entry 2

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,702.873

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:10 UTC
COHN GARY DVice Chairman
Exercise / conversionCommon Stock 2,722 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001771 · primarydocument.xml · nonDerivative · entry 1

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,208.873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:10 UTC
Fehring Nicolas A.VP, Controller
Exercise / conversionRst. Stock Unit · Derivative 394 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001772 · primarydocument.xml · derivative · entry 5

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,184

Underlying: Common Stock · 394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:10 UTC
Fehring Nicolas A.VP, Controller
GrantEmp. Stock Option (right to buy) · Derivative 8,643 $0.00 Strike: $133.00 $0.00
Disclosure

SEC source: 0001562180-23-001772 · primarydocument.xml · derivative · entry 4

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,643

Underlying: Common Stock · 8,643 shares

Expires 2033-02-20

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:10 UTC
Fehring Nicolas A.VP, Controller
GrantRst. Stock Unit · Derivative 2,162 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001772 · primarydocument.xml · derivative · entry 3

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,162

Underlying: Common Stock · 2,162 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 540 of these units on February 21, 2024, 541 of these units on February 21, 2025, 540 of these units on February 21, 2026, and 541 of these units on February 21, 2027.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 540 of these units on February 21, 2024, 541 of these units on February 21, 2025, 540 of these units on February 21, 2026, and 541 of these units on February 21, 2027.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 540 of these units on February 21, 2024, 541 of these units on February 21, 2025, 540 of these units on February 21, 2026, and 541 of these units on February 21, 2027.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 540 of these units on February 21, 2024, 541 of these units on February 21, 2025, 540 of these units on February 21, 2026, and 541 of these units on February 21, 2027.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:10 UTC
Fehring Nicolas A.VP, Controller
Tax withholdingCommon Stock 141 $133.01 $18,753.71
Disclosure

SEC source: 0001562180-23-001772 · primarydocument.xml · nonDerivative · entry 2

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,145.434

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:10 UTC
Fehring Nicolas A.VP, Controller
Exercise / conversionCommon Stock 394 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001772 · primarydocument.xml · nonDerivative · entry 1

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,286.434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:11 UTC
KAVANAUGH JAMES JSr. VP and CFO
Exercise / conversionRst. Stock Unit · Derivative 3,380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001773 · primarydocument.xml · derivative · entry 5

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,140

Underlying: Common Stock · 3,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:11 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantEmp. Stock Option (right to buy) · Derivative 85,777 $0.00 Strike: $133.00 $0.00
Disclosure

SEC source: 0001562180-23-001773 · primarydocument.xml · derivative · entry 4

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,777

Underlying: Common Stock · 85,777 shares

Expires 2033-02-20

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:11 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantRst. Stock Unit · Derivative 14,299 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001773 · primarydocument.xml · derivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,299

Underlying: Common Stock · 14,299 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,574 of these units on February 21, 2024, 3,575 of these units on February 21, 2025, 3,575 of these units on February 21, 2026, and 3,575 of these units on February 21, 2027.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,574 of these units on February 21, 2024, 3,575 of these units on February 21, 2025, 3,575 of these units on February 21, 2026, and 3,575 of these units on February 21, 2027.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,574 of these units on February 21, 2024, 3,575 of these units on February 21, 2025, 3,575 of these units on February 21, 2026, and 3,575 of these units on February 21, 2027.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,574 of these units on February 21, 2024, 3,575 of these units on February 21, 2025, 3,575 of these units on February 21, 2026, and 3,575 of these units on February 21, 2027.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:11 UTC
KAVANAUGH JAMES JSr. VP and CFO
Tax withholdingCommon Stock 1,694 $133.01 $225,310.47
Disclosure

SEC source: 0001562180-23-001773 · primarydocument.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,955.2726

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:11 UTC
KAVANAUGH JAMES JSr. VP and CFO
Exercise / conversionCommon Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001773 · primarydocument.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,649.2726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:11 UTC
KRISHNA ARVINDDirector · Chairman and CEO
Exercise / conversionRst. Stock Unit · Derivative 5,163 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001775 · primarydocument.xml · derivative · entry 5

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,492

Underlying: Common Stock · 5,163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:11 UTC
KRISHNA ARVINDDirector · Chairman and CEO
GrantEmp. Stock Option (right to buy) · Derivative 146,923 $0.00 Strike: $133.00 $0.00
Disclosure

SEC source: 0001562180-23-001775 · primarydocument.xml · derivative · entry 4

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,923

Underlying: Common Stock · 146,923 shares

Expires 2033-02-20

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:11 UTC
KRISHNA ARVINDDirector · Chairman and CEO
GrantRst. Stock Unit · Derivative 24,492 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001775 · primarydocument.xml · derivative · entry 3

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,492

Underlying: Common Stock · 24,492 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,123 of these units on February 21, 2024, 6,123 of these units on February 21, 2025, 6,123 of these units on February 21, 2026, and 6,123 of these units on February 21, 2027.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,123 of these units on February 21, 2024, 6,123 of these units on February 21, 2025, 6,123 of these units on February 21, 2026, and 6,123 of these units on February 21, 2027.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,123 of these units on February 21, 2024, 6,123 of these units on February 21, 2025, 6,123 of these units on February 21, 2026, and 6,123 of these units on February 21, 2027.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,123 of these units on February 21, 2024, 6,123 of these units on February 21, 2025, 6,123 of these units on February 21, 2026, and 6,123 of these units on February 21, 2027.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:11 UTC
KRISHNA ARVINDDirector · Chairman and CEO
Tax withholdingCommon Stock 2,577 $133.01 $342,753.89
Disclosure

SEC source: 0001562180-23-001775 · primarydocument.xml · nonDerivative · entry 2

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,637.2249

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:11 UTC
KRISHNA ARVINDDirector · Chairman and CEO
Exercise / conversionCommon Stock 5,163 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001775 · primarydocument.xml · nonDerivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,214.2249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:11 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 1,051 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001776 · primarydocument.xml · derivative · entry 5

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,155

Underlying: Common Stock · 1,051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:11 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
GrantEmp. Stock Option (right to buy) · Derivative 41,701 $0.00 Strike: $133.00 $0.00
Disclosure

SEC source: 0001562180-23-001776 · primarydocument.xml · derivative · entry 4

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,701

Underlying: Common Stock · 41,701 shares

Expires 2033-02-20

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:11 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
GrantRst. Stock Unit · Derivative 6,952 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001776 · primarydocument.xml · derivative · entry 3

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,952

Underlying: Common Stock · 6,952 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,738 of these units on February 21, 2024, 1,738 of these units on February 21, 2025, 1,738 of these units on February 21, 2026, and 1,738 of these units on February 21, 2027.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,738 of these units on February 21, 2024, 1,738 of these units on February 21, 2025, 1,738 of these units on February 21, 2026, and 1,738 of these units on February 21, 2027.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,738 of these units on February 21, 2024, 1,738 of these units on February 21, 2025, 1,738 of these units on February 21, 2026, and 1,738 of these units on February 21, 2027.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,738 of these units on February 21, 2024, 1,738 of these units on February 21, 2025, 1,738 of these units on February 21, 2026, and 1,738 of these units on February 21, 2027.

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February 21, 2023 Filed Feb 23, 2023 22:11 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
Tax withholdingCommon Stock 379 $133.01 $50,408.90
Disclosure

SEC source: 0001562180-23-001776 · primarydocument.xml · nonDerivative · entry 2

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,175.987

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February 21, 2023 Filed Feb 23, 2023 22:11 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
Exercise / conversionCommon Stock 1,051 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001776 · primarydocument.xml · nonDerivative · entry 1

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,554.987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 21, 2023 Filed Feb 23, 2023 22:11 UTC
Rosamilia Thomas WSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 2,441 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001777 · primarydocument.xml · derivative · entry 3

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,323

Underlying: Common Stock · 2,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

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February 21, 2023 Filed Feb 23, 2023 22:11 UTC
Rosamilia Thomas WSenior Vice President
Tax withholdingCommon Stock 1,232 $133.01 $163,862.16
Disclosure

SEC source: 0001562180-23-001777 · primarydocument.xml · nonDerivative · entry 2

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,370.163

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:11 UTC
Rosamilia Thomas WSenior Vice President
Exercise / conversionCommon Stock 2,441 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001777 · primarydocument.xml · nonDerivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,602.163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:22 UTC
BROWDY MICHELLE HSenior Vice President
GrantPhantom Stock Unit · Derivative 55 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001339 · primarydocument.xml · derivative · entry 1

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,512

Underlying: Common Stock · 55 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:22 UTC
Rosamilia Thomas WSenior Vice President
GrantPhantom Stock Unit · Derivative 315 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001340 · primarydocument.xml · derivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,877

Underlying: Common Stock · 315 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:23 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 116 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001341 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,510

Underlying: Common Stock · 116 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:23 UTC
KRISHNA ARVINDDirector · Chairman and CEO
GrantPhantom Stock Unit · Derivative 219 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001342 · primarydocument.xml · derivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,969

Underlying: Common Stock · 219 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:10 UTC
BROWDY MICHELLE HSenior Vice President
Tax withholdingCommon Stock 6,881 $134.30 $924,083.90
Disclosure

SEC source: 0001562180-23-000957 · primarydocument.xml · nonDerivative · entry 2

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,623.746

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:10 UTC
BROWDY MICHELLE HSenior Vice President
GrantCommon Stock 15,592 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000957 · primarydocument.xml · nonDerivative · entry 1

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,504.746

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2020-2022) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:10 UTC
COHN GARY DVice Chairman
Tax withholdingCommon Stock 4,205 $134.30 $564,710.48
Disclosure

SEC source: 0001562180-23-000958 · primarydocument.xml · nonDerivative · entry 2

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,486.873

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:10 UTC
COHN GARY DVice Chairman
GrantCommon Stock 8,146 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000958 · primarydocument.xml · nonDerivative · entry 1

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,691.873

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2020-2022) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:10 UTC
Fehring Nicolas A.VP, Controller
Tax withholdingCommon Stock 533 $134.30 $71,579.24
Disclosure

SEC source: 0001562180-23-000959 · primarydocument.xml · nonDerivative · entry 2

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,892.434

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:10 UTC
Fehring Nicolas A.VP, Controller
GrantCommon Stock 1,364 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000959 · primarydocument.xml · nonDerivative · entry 1

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,425.434

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2020-2022) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:11 UTC
KAVANAUGH JAMES JSr. VP and CFO
Tax withholdingCommon Stock 12,677 $134.30 $1,702,457.72
Disclosure

SEC source: 0001562180-23-000960 · primarydocument.xml · nonDerivative · entry 4

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,253.3347

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:11 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantCommon Stock 27,463 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000960 · primarydocument.xml · nonDerivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,930.3347

F3 · kind: These shares result from performance share units which vested at the end of the performance period (2020-2022) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:11 UTC
KAVANAUGH JAMES JSr. VP and CFO
SaleCommon Stock 6,570 $134.30 $882,364.14
Disclosure

SEC source: 0001562180-23-000960 · primarydocument.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,467.3347

F2 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $134.16 to $134.57, inclusive.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:11 UTC
KAVANAUGH JAMES JSr. VP and CFO
SaleCommon Stock 31,949 $133.61 $4,268,673.94
Disclosure

SEC source: 0001562180-23-000960 · primarydocument.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,037.3347

F1 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $133.16 to $134.15, inclusive.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:11 UTC
KRISHNA ARVINDDirector · Chairman and CEO
Tax withholdingCommon Stock 43,894 $134.30 $5,894,744.73
Disclosure

SEC source: 0001562180-23-000962 · primarydocument.xml · nonDerivative · entry 4

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,968.9658

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:11 UTC
KRISHNA ARVINDDirector · Chairman and CEO
Tax withholdingCommon Stock 23,042 $134.30 $3,094,425.39
Disclosure

SEC source: 0001562180-23-000962 · primarydocument.xml · nonDerivative · entry 3

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,862.9658

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:11 UTC
KRISHNA ARVINDDirector · Chairman and CEO
GrantCommon Stock 88,602 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000962 · primarydocument.xml · nonDerivative · entry 2

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,904.9658

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2020-2022) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.