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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 20, 2011 Filed Jul 21, 2011 17:44 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 900 $183.17 $164,853.00
Disclosure

SEC source: 0001181431-11-041890 · rrd318179.xml · nonDerivative · entry 10

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,388.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:44 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 900 $183.15 $164,835.00
Disclosure

SEC source: 0001181431-11-041890 · rrd318179.xml · nonDerivative · entry 9

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,288.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:44 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 600 $183.14 $109,884.00
Disclosure

SEC source: 0001181431-11-041890 · rrd318179.xml · nonDerivative · entry 8

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,188.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:44 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 800 $183.13 $146,504.00
Disclosure

SEC source: 0001181431-11-041890 · rrd318179.xml · nonDerivative · entry 7

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,788.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:44 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 2,600 $183.12 $476,112.00
Disclosure

SEC source: 0001181431-11-041890 · rrd318179.xml · nonDerivative · entry 6

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,588.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:44 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 1,800 $183.11 $329,598.00
Disclosure

SEC source: 0001181431-11-041890 · rrd318179.xml · nonDerivative · entry 5

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,188.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:44 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 2,600 $183.10 $476,060.00
Disclosure

SEC source: 0001181431-11-041890 · rrd318179.xml · nonDerivative · entry 4

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,988.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:44 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 1,400 $183.09 $256,326.00
Disclosure

SEC source: 0001181431-11-041890 · rrd318179.xml · nonDerivative · entry 3

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,588.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:44 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 2,637 $183.08 $482,781.96
Disclosure

SEC source: 0001181431-11-041890 · rrd318179.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,988.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:44 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionCommon Stock 25,000 $105.96 $2,649,000.00
Disclosure

SEC source: 0001181431-11-041890 · rrd318179.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,625.1166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:45 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 7,684 $183.86 $1,412,780.24
Disclosure

SEC source: 0001181431-11-041891 · rrd318180.xml · nonDerivative · entry 17

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,941.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:45 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 563 $183.70 $103,423.10
Disclosure

SEC source: 0001181431-11-041891 · rrd318180.xml · nonDerivative · entry 16

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,625.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:45 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 2,900 $183.68 $532,672.00
Disclosure

SEC source: 0001181431-11-041891 · rrd318180.xml · nonDerivative · entry 15

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,188.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:45 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 400 $183.59 $73,436.00
Disclosure

SEC source: 0001181431-11-041891 · rrd318180.xml · nonDerivative · entry 14

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,088.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:45 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 400 $183.58 $73,432.00
Disclosure

SEC source: 0001181431-11-041891 · rrd318180.xml · nonDerivative · entry 13

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,488.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:45 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 500 $183.57 $91,785.00
Disclosure

SEC source: 0001181431-11-041891 · rrd318180.xml · nonDerivative · entry 12

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,888.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:45 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 500 $183.56 $91,780.00
Disclosure

SEC source: 0001181431-11-041891 · rrd318180.xml · nonDerivative · entry 11

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,388.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:45 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 200 $183.54 $36,708.00
Disclosure

SEC source: 0001181431-11-041891 · rrd318180.xml · nonDerivative · entry 10

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,888.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:45 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 300 $183.52 $55,056.00
Disclosure

SEC source: 0001181431-11-041891 · rrd318180.xml · nonDerivative · entry 9

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,088.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:45 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 100 $183.51 $18,351.00
Disclosure

SEC source: 0001181431-11-041891 · rrd318180.xml · nonDerivative · entry 8

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,388.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:45 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 100 $183.49 $18,349.00
Disclosure

SEC source: 0001181431-11-041891 · rrd318180.xml · nonDerivative · entry 7

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,488.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:45 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 200 $183.46 $36,692.00
Disclosure

SEC source: 0001181431-11-041891 · rrd318180.xml · nonDerivative · entry 6

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,588.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:45 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 98 $183.45 $17,978.10
Disclosure

SEC source: 0001181431-11-041891 · rrd318180.xml · nonDerivative · entry 5

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,788.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:45 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 2 $183.44 $366.88
Disclosure

SEC source: 0001181431-11-041891 · rrd318180.xml · nonDerivative · entry 4

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,886.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:45 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 100 $183.32 $18,332.00
Disclosure

SEC source: 0001181431-11-041891 · rrd318180.xml · nonDerivative · entry 3

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,888.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:45 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 400 $183.31 $73,324.00
Disclosure

SEC source: 0001181431-11-041891 · rrd318180.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,988.1166

Read SEC document
July 20, 2011 Filed Jul 21, 2011 17:45 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 300 $183.30 $54,990.00
Disclosure

SEC source: 0001181431-11-041891 · rrd318180.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,388.1166

Read SEC document
July 15, 2011 Filed Jul 18, 2011 14:15 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-041412 · rrd317968.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,664

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 30, 2011 Filed Jul 1, 2011 16:53 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-039154 · rrd316856.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,664

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 30, 2011 Filed Jul 1, 2011 16:56 UTC GrantPromised Fee Share · Derivative 394 $171.60 Strike: $0.00 $67,608.43
Disclosure

SEC source: 0001181431-11-039156 · rrd316857.xml · derivative · entry 1

ZAMBRANO LORENZO H · CIK 0001238094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,111

Underlying: Common Stock · 394 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2011 Filed Jul 1, 2011 16:57 UTC GrantPromised Fee Share · Derivative 394 $171.60 Strike: $0.00 $67,608.43
Disclosure

SEC source: 0001181431-11-039157 · rrd316858.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,718

Underlying: Common Stock · 394 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2011 Filed Jul 1, 2011 16:58 UTC
SPERO JOAN EDirector
GrantPromised Fee Share · Derivative 365 $171.60 Strike: $0.00 $62,632.18
Disclosure

SEC source: 0001181431-11-039158 · rrd316859.xml · derivative · entry 1

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,601

Underlying: Common Stock · 365 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2011 Filed Jul 1, 2011 16:59 UTC GrantPromised Fee Share · Derivative 219 $171.60 Strike: $0.00 $37,579.31
Disclosure

SEC source: 0001181431-11-039159 · rrd316860.xml · derivative · entry 1

OWENS JAMES W · CIK 0001171767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,876

Underlying: Common Stock · 219 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2011 Filed Jul 1, 2011 16:59 UTC GrantPromised Fee Share · Derivative 365 $171.60 Strike: $0.00 $62,632.18
Disclosure

SEC source: 0001181431-11-039160 · rrd316861.xml · derivative · entry 1

MCNERNEY W JAMES JR · CIK 0001182055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,017

Underlying: Common Stock · 365 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2011 Filed Jul 1, 2011 17:00 UTC GrantPromised Fee Share · Derivative 365 $171.60 Strike: $0.00 $62,632.18
Disclosure

SEC source: 0001181431-11-039161 · rrd316862.xml · derivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,361

Underlying: Common Stock · 365 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2011 Filed Jul 1, 2011 17:01 UTC GrantPromised Fee Share · Derivative 365 $171.60 Strike: $0.00 $62,632.18
Disclosure

SEC source: 0001181431-11-039162 · rrd316863.xml · derivative · entry 1

JACKSON SHIRLEY A · CIK 0001168019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,748

Underlying: Common Stock · 365 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2011 Filed Jul 1, 2011 17:01 UTC GrantPromised Fee Share · Derivative 401 $171.60 Strike: $0.00 $68,809.60
Disclosure

SEC source: 0001181431-11-039163 · rrd316864.xml · derivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,129

Underlying: Common Stock · 401 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2011 Filed Jul 1, 2011 17:02 UTC GrantPromised Fee Share · Derivative 365 $171.60 Strike: $0.00 $62,632.18
Disclosure

SEC source: 0001181431-11-039164 · rrd316865.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,673

Underlying: Common Stock · 365 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2011 Filed Jul 1, 2011 17:02 UTC GrantPromised Fee Share · Derivative 365 $171.60 Strike: $0.00 $62,632.18
Disclosure

SEC source: 0001181431-11-039165 · rrd316866.xml · derivative · entry 1

BRODY WILLIAM R MD PHD · CIK 0001145157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,875

Underlying: Common Stock · 365 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2011 Filed Jul 1, 2011 17:03 UTC GrantPromised Fee Share · Derivative 365 $171.60 Strike: $0.00 $62,632.18
Disclosure

SEC source: 0001181431-11-039166 · rrd316867.xml · derivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,030

Underlying: Common Stock · 365 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 15, 2011 Filed Jun 16, 2011 14:14 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-036845 · rrd315539.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,663

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 08, 2011 Filed Jun 9, 2011 20:30 UTC
Shaughnessy Timothy SSenior Vice President
GrantRst. Stock Unit · Derivative 817 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-035940 · rrd314951.xml · derivative · entry 8

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 817

Underlying: Common Stock · 817 shares

Expires not disclosed

F4 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 204 of these units on June 8, 2012, for 204 of these units on June 8, 2013, for 204 of these units on June 8, 2014, and for the remaining 205 of these units on June 8, 2015.

F4 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 204 of these units on June 8, 2012, for 204 of these units on June 8, 2013, for 204 of these units on June 8, 2014, and for the remaining 205 of these units on June 8, 2015.

F4 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 204 of these units on June 8, 2012, for 204 of these units on June 8, 2013, for 204 of these units on June 8, 2014, and for the remaining 205 of these units on June 8, 2015.

F4 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 204 of these units on June 8, 2012, for 204 of these units on June 8, 2013, for 204 of these units on June 8, 2014, and for the remaining 205 of these units on June 8, 2015.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 08, 2011 Filed Jun 9, 2011 20:30 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 213 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-035940 · rrd314951.xml · derivative · entry 7

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 641

Underlying: Common Stock · 213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 08, 2011 Filed Jun 9, 2011 20:30 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 278 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-035940 · rrd314951.xml · derivative · entry 6

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 556

Underlying: Common Stock · 278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 08, 2011 Filed Jun 9, 2011 20:30 UTC
Shaughnessy Timothy SSenior Vice President
Tax withholdingCommon Stock 78 $164.06 $12,796.29
Disclosure

SEC source: 0001181431-11-035940 · rrd314951.xml · nonDerivative · entry 4

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 2,395.359

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 08, 2011 Filed Jun 9, 2011 20:30 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionCommon Stock 213 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-035940 · rrd314951.xml · nonDerivative · entry 3

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 2,473.359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 08, 2011 Filed Jun 9, 2011 20:30 UTC
Shaughnessy Timothy SSenior Vice President
Tax withholdingCommon Stock 101 $164.06 $16,569.56
Disclosure

SEC source: 0001181431-11-035940 · rrd314951.xml · nonDerivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 2,260.359

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 08, 2011 Filed Jun 9, 2011 20:30 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionCommon Stock 278 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-035940 · rrd314951.xml · nonDerivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 2,361.359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 31, 2011 Filed Jun 1, 2011 14:46 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-033791 · rrd313846.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,662

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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May 31, 2011 Filed Jul 25, 2011 18:41 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 120 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-042284 · rrd318359.xml · nonDerivative · entry 6

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,249.8713

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.