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Nasdaq · USD

HYFM

HYDROFARM HOLDINGS GROUP, INC.

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8322
SEC CIK
0001695295
Parsed reports
228

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2022 Filed Aug 18, 2022 20:57 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
GrantCommon Stock, $0.0001 par value per share 45,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-092597 · tm2224117d4_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,652,395

F1 · shares: On August 17, 2022, Mr. Toler was granted 45,000 restricted stock units ("RSUs") under the Issuer's 2020 Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on August 17, 2023.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 20:57 UTC
PARKER MARK SExecutive Vice President
GrantCommon Stock, $0.0001 par value per share 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-092596 · tm2224117d3_4seq1.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,428

F1 · shares: On August 17, 2022, Mr. Parker was granted 25,000 restricted stock units ("RSUs") under the Issuer's 2020 Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on August 17, 2023.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 20:56 UTC
O'Brien Kevin PatrickChief Accounting Officer
GrantCommon Stock, $0.0001 par value per share 5,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-092595 · tm2224117d2_4seq1.xml · nonDerivative · entry 1

O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,365

F1 · shares: On August 17, 2022, Mr. O'Brien was granted 5,000 restricted stock units ("RSUs") under the Issuer's 2020 Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on August 17, 2023.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 20:55 UTC GrantCommon Stock, $0.0001 par value per share 35,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-092593 · tm2224117d1_4seq1.xml · nonDerivative · entry 2

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,093

F2 · shares: On August 17, 2022, Mr. Lindeman was granted 35,000 RSUs under the Issuer's 2020 Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on August 17, 2023.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 20:55 UTC Tax withholdingCommon Stock, $0.0001 par value per share 2,303 $4.64 $10,685.92
Disclosure

SEC source: 0001104659-22-092593 · tm2224117d1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,093

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units ("RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
August 12, 2022 Filed Aug 12, 2022 20:59 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
PurchaseCommon Stock, $0.0001 par value per share 9,200 $3.75 $34,500.00
Disclosure

SEC source: 0001104659-22-090150 · tm2223370-1_4seq1.xml · nonDerivative · entry 3

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,607,395

Read SEC document
August 12, 2022 Filed Aug 12, 2022 20:59 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
PurchaseCommon Stock, $0.0001 par value per share 800 $3.74 $2,992.00
Disclosure

SEC source: 0001104659-22-090150 · tm2223370-1_4seq1.xml · nonDerivative · entry 2

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,598,195

Read SEC document
August 12, 2022 Filed Aug 12, 2022 20:59 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
PurchaseCommon Stock, $0.0001 par value per share 15,000 $3.71 $55,650.00
Disclosure

SEC source: 0001104659-22-090150 · tm2223370-1_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,597,395

Read SEC document
August 01, 2022 Filed Aug 2, 2022 20:05 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 89 $3.23 $287.47
Disclosure

SEC source: 0001104659-22-085170 · tm2222354-1_4seq1.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,428

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 20:03 UTC Tax withholdingCommon Stock, $0.0001 par value per share 2,303 $3.22 $7,415.66
Disclosure

SEC source: 0001104659-22-081144 · tm2221430-1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,396

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
July 06, 2022 Filed Jul 7, 2022 00:07 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 25,441 $3.48 $88,534.68
Disclosure

SEC source: 0001104659-22-077818 · tm2220589d2_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582,395

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 64,652 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
July 06, 2022 Filed Jul 7, 2022 00:06 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 89 $3.48 $309.72
Disclosure

SEC source: 0001104659-22-077817 · tm2220589d1_4seq1.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,517

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 20:01 UTC Tax withholdingCommon Stock, $0.0001 par value per share 2,303 $3.98 $9,165.94
Disclosure

SEC source: 0001104659-22-073475 · tm2219116d1_4.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,699

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
June 19, 2022 Filed Jun 30, 2022 00:30 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 10,176 $4.05 $41,212.80
Disclosure

SEC source: 0001104659-22-075913 · tm2220070-1_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,607,836

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 25,860 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 21:17 UTC GrantCommon Stock 24,131 $5.18 $124,998.58
Disclosure

SEC source: 0001104659-22-070606 · tm2218319-4_4seq1.xml · nonDerivative · entry 1

Chung Patrick · CIK 0001834801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,250

F1 · balance_after: Includes 24,131 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest at the Issuer's next annual meeting of stockholders.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 21:08 UTC
Peters SusanDirector
GrantCommon Stock 24,131 $5.18 $124,998.58
Disclosure

SEC source: 0001104659-22-070593 · tm2218319-2_4seq1.xml · nonDerivative · entry 1

Peters Susan · CIK 0001582683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,250

F1 · balance_after: Includes 24,131 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest at the Issuer's next annual meeting of stockholders.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 21:12 UTC
Denis MelisaDirector
GrantCommon Stock 24,131 $5.18 $124,998.58
Disclosure

SEC source: 0001104659-22-070600 · tm2218319-3_4seq1.xml · nonDerivative · entry 1

Denis Melisa · CIK 0001834132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,950

F1 · balance_after: Includes 24,131 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest at the Issuer's next annual meeting of stockholders.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 21:20 UTC GrantCommon Stock 24,131 $5.18 $124,998.58
Disclosure

SEC source: 0001104659-22-070608 · tm2218319-5_4seq1.xml · nonDerivative · entry 1

MOSS RICHARD D · CIK 0001236872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

F1 · balance_after: Includes 24,131 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest at the Issuer's next annual meeting of stockholders.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 21:04 UTC GrantCommon Stock 24,131 $5.18 $124,998.58
Disclosure

SEC source: 0001104659-22-070588 · tm2218319-1_4seq1.xml · nonDerivative · entry 1

Persofsky Renah · CIK 0001835209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,750

F1 · balance_after: Includes 24,131 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest at the Issuer's next annual meeting of stockholders.

Read SEC document
June 04, 2022 Filed Jun 6, 2022 21:29 UTC
Fitch TerencePresident
Tax withholdingCommon Stock, $0.0001 par value per share 6,948 $6.24 $43,355.52
Disclosure

SEC source: 0001104659-22-068610 · tm2217830-1_4seq1.xml · nonDerivative · entry 1

Fitch Terence · CIK 0001835158 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,500

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 23,274 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:01 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 89 $6.89 $613.21
Disclosure

SEC source: 0001104659-22-068063 · tm2217686-1_4seq1.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,606

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 17, 2022 Filed May 17, 2022 22:12 UTC Tax withholdingCommon Stock, $0.0001 par value per share 2,303 $7.51 $17,295.53
Disclosure

SEC source: 0001104659-22-062143 · tm2215890-1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,002

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:02 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 89 $9.55 $849.95
Disclosure

SEC source: 0001104659-22-055812 · tm2214494-1_4.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,695

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
April 18, 2022 Filed Apr 25, 2022 20:01 UTC Tax withholdingCommon Stock, $0.0001 par value per share 2,303 $12.31 $28,349.93
Disclosure

SEC source: 0001104659-22-049605 · tm2213472-1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,305

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
April 04, 2022 Filed Apr 4, 2022 20:21 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 25,441 $15.16 $385,685.56
Disclosure

SEC source: 0001104659-22-042230 · tm2211610-2_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,618,012

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 64,652 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
April 04, 2022 Filed Apr 4, 2022 20:20 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 89 $15.15 $1,348.35
Disclosure

SEC source: 0001104659-22-042227 · tm2211610-1_4seq1.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,784

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:27 UTC
Toler William DouglasCEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 12,500 $15.74 $196,750.00
Disclosure

SEC source: 0001104659-22-038794 · tm2210638-4_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,643,453

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 31,766 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:25 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 2,105 $15.74 $33,132.70
Disclosure

SEC source: 0001104659-22-038792 · tm2210638-3_4seq1.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,873

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,988 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:24 UTC Tax withholdingCommon Stock, $0.0001 par value per share 3,456 $15.74 $54,397.44
Disclosure

SEC source: 0001104659-22-038790 · tm2210638-2_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,608

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 12,574 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:23 UTC
Fitch TerencePresident
Tax withholdingCommon Stock, $0.0001 par value per share 1,837 $15.74 $28,914.38
Disclosure

SEC source: 0001104659-22-038789 · tm2210638-1_4seq1.xml · nonDerivative · entry 1

Fitch Terence · CIK 0001835158 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,448

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,353 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 23:55 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
GrantCommon Stock, $0.0001 par value per share 95,299 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-037647 · tm2210402-4_4.xml · nonDerivative · entry 2

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,655,953

F2 · shares: On the Grant Date, Mr. Toler was also granted 95,299 RSUs under the Plan. The RSUs vest in three equal annual installments beginning on the Grant Date.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 23:55 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
GrantCommon Stock, $0.0001 par value per share 20,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-037647 · tm2210402-4_4.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560,654

F1 · shares: On March 23, 2022 (the "Grant Date"), Mr. Toler was granted 20,000 restricted stock units ("RSUs") under the Issuer's 2020 Employee, Director and Consultant Equity Incentive Plan (the "Plan"). The RSUs vest in three equal annual installments beginning on first anniversary of the Grant Date.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 23:54 UTC
PARKER MARK SExecutive Vice President
GrantCommon Stock, $0.0001 par value per share 20,966 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-037646 · tm2210402-3_4.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,978

F1 · shares: On March 23, 2022 (the "Grant Date"), Mr. Parker was granted 20,966 restricted stock units ("RSUs") under the Issuer's 2020 Employee, Director and Consultant Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on the Grant Date.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 23:54 UTC GrantCommon Stock, $0.0001 par value per share 37,723 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-037645 · tm2210402-2_4.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,064

F1 · shares: On March 23, 2022 (the "Grant Date"), Mr. Lindeman was granted 37,723 restricted stock units ("RSUs") under the Issuer's 2020 Employee, Director and Consultant Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on the Grant Date.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 23:53 UTC
Fitch TerencePresident
GrantCommon Stock, $0.0001 par value per share 19,060 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-037643 · tm2210402-1_4.xml · nonDerivative · entry 1

Fitch Terence · CIK 0001835158 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,285

F1 · shares: On March 23, 2022 (the "Grant Date"), Mr. Fitch was granted 19,060 restricted stock units ("RSUs") under the Issuer's 2020 Employee, Director and Consultant Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on the Grant Date.

Read SEC document
March 21, 2022 Filed Mar 22, 2022 20:01 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 10,177 $17.02 $173,212.54
Disclosure

SEC source: 0001104659-22-036541 · tm2210151-2_4.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540,654

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 25,861 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 21, 2022 Filed Mar 22, 2022 20:00 UTC
Rumley Joseph DChief Accounting Officer
Tax withholdingCommon Stock, $0.0001 par value per share 1,044 $17.02 $17,768.88
Disclosure

SEC source: 0001104659-22-036539 · tm2210151-1_4.xml · nonDerivative · entry 1

Rumley Joseph D · CIK 0001501160 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,961

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,546 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 20:02 UTC
O'Brien Kevin PatrickChief Accounting Officer
GrantCommon Stock, $0.0001 par value per share 25,365 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-037011 · tm2210259d2_4.xml · nonDerivative · entry 1

O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,365

F1 · shares: On March 21, 2022 (the "Grant Date"), Mr. O'Brien was granted 25,365 restricted stock units ("RSUs") under the Issuer's 2020 Employee, Director and Consultant Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on March 21, 2023.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 21:27 UTC Tax withholdingCommon Stock, $0.0001 par value per share 2,308 $14.87 $34,319.96
Disclosure

SEC source: 0001104659-22-035698 · tm229803-1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,341

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 00:01 UTC
Fitch TerencePresident
SaleCommon Stock, $0.0001 par value per share 3,500 $14.64 $51,240.00
Disclosure

SEC source: 0001104659-22-035181 · tm229699d1_4.xml · nonDerivative · entry 2

Fitch Terence · CIK 0001835158 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,225

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March 15, 2022 Filed Mar 18, 2022 00:01 UTC
Fitch TerencePresident
SaleCommon Stock, $0.0001 par value per share 13,100 $13.38 $175,278.00
Disclosure

SEC source: 0001104659-22-035181 · tm229699d1_4.xml · nonDerivative · entry 1

Fitch Terence · CIK 0001835158 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,725

F1 · price: The price reflects the weighted average selling price of the shares of common stock sold. These shares of common stock were sold in multiple transactions at prices ranging from $13.36 to $13.475 per share. Mr. Fitch undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of common stock sold on each date.

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March 09, 2022 Filed Mar 14, 2022 20:01 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
PurchaseCommon Stock, $0.0001 par value per share 4,000 $14.27 $57,080.00
Disclosure

SEC source: 0001104659-22-033293 · tm229105-1_4.xml · nonDerivative · entry 3

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550,831

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March 08, 2022 Filed Mar 14, 2022 20:01 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
PurchaseCommon Stock, $0.0001 par value per share 5,000 $13.06 $65,300.00
Disclosure

SEC source: 0001104659-22-033293 · tm229105-1_4.xml · nonDerivative · entry 2

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,546,831

F2 · shares: The price reflects the average purchase price of the shares of common stock purchased. These shares of common stock were purchased in multiple transactions at prices ranging from $13.04 to $13.0899 per share. Mr. Toler undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of common stock purchased on each date.

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March 07, 2022 Filed Mar 9, 2022 23:19 UTC
Fitch TerencePresident
Tax withholdingCommon Stock, $0.0001 par value per share 7,068 $14.47 $102,273.96
Disclosure

SEC source: 0001104659-22-032100 · tm228789-1_4.xml · nonDerivative · entry 1

Fitch Terence · CIK 0001835158 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,825

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 23,275 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · price: The reported price in Column 4 is a weighted average sale price.

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March 04, 2022 Filed Mar 14, 2022 20:01 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
PurchaseCommon Stock, $0.0001 par value per share 16,000 $14.67 $234,720.00
Disclosure

SEC source: 0001104659-22-033293 · tm229105-1_4.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,541,831

F1 · shares: The price reflects the average purchase price of the shares of common stock purchased. These shares of common stock were purchased in multiple transactions at prices ranging from $14.66 to $14.7254 per share. Mr. Toler undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of common stock purchased on each date.

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February 28, 2022 Filed Mar 10, 2022 22:03 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 105 $20.25 $2,126.25
Disclosure

SEC source: 0001104659-22-032489 · tm228954d2_4.xml · nonDerivative · entry 2

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,012

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 25, 2022 Filed Mar 1, 2022 23:53 UTC GrantCommon Stock, $0.0001 par value per share 10,000 $20.40 $204,000.00
Disclosure

SEC source: 0001104659-22-028852 · tm228071-1_4.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,649

F1 · shares: On February 25, 2022, Mr. Lindeman was granted 10,000 restricted stock units ("RSUs") under the Issuer's 2020 Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on February 25, 2023.

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February 25, 2022 Filed Mar 10, 2022 22:03 UTC
PARKER MARK SExecutive Vice President
GrantCommon Stock, $0.0001 par value per share 5,000 $20.40 $102,000.00
Disclosure

SEC source: 0001104659-22-032489 · tm228954d2_4.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,117

F1 · shares: On February 25, 2022, Mr. Parker was granted 5,000 restricted stock units ("RSUs") under the Issuer's 2020 Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on February 25, 2023.

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February 17, 2022 Filed Feb 18, 2022 22:00 UTC Tax withholdingCommon Stock, $0.0001 par value per share 2,308 $20.77 $47,937.16
Disclosure

SEC source: 0001104659-22-025222 · tm227161-1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,649

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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January 19, 2022 Filed Jan 20, 2022 23:45 UTC Tax withholdingCommon Stock, $0.0001 par value per share 2,581 $22.92 $59,156.52
Disclosure

SEC source: 0001104659-22-006093 · tm224047d1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,957

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.