Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Limoneira COLMNR · Entity 6108 | CFO, Secretary and Treasurer | December 22, 2017 | December 27, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Limoneira CO
Report date December 22, 2017 · Filed December 27, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,642 |
Ending reported balance
After 2017-12-24 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-12-22 · Grant · Acquired 4,068 · Balance 19,723 F1: Reflects the granting of restricted stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan as approved by the shareholders. Row 2 · 2017-12-23 · Tax withholding · Disposed 1,275 · Balance 18,448 F2: Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards. Row 3 · 2017-12-24 · Tax withholding · Disposed 806 · Balance 17,642 F2: Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the granting of restricted stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan as approved by the shareholders.
F2: Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HYDROFARM HOLDINGS GROUP, INC.
Report date March 21, 2022 · Filed March 22, 2022
Section 16 reporting ended · disclosed 2022-03-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | Direct | 5,961 |
Reported balance
After 2022-03-21 transaction · row 1
1 source rowRow 1 · 2022-03-21 · Tax withholding · Disposed 1,044 · Balance 5,961 F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,546 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,546 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2022 Filed Mar 22, 2022 20:00 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 1,044 | $17.02 | $17,768.88 |
DisclosureSEC source: 0001104659-22-036539 · tm2210151-1_4.xml · nonDerivative · entry 1 Rumley Joseph D · CIK 0001501160 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,961 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,546 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 22:01 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 368 | $25.51 | $9,387.68 |
DisclosureSEC source: 0001104659-21-153193 · tm2136240d1_4seq1.xml · nonDerivative · entry 1 Rumley Joseph D · CIK 0001501160 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,005 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,091 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 20:09 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | GrantCommon Stock, $0.0001 par value per share | 7,273 | $58.44 | $425,034.12 |
DisclosureSEC source: 0001104659-21-092104 · tm2122063d2_form4.xml · nonDerivative · entry 1 Rumley Joseph D · CIK 0001501160 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,373 F1 · shares: On July 12, 2021, Mr. Rumley was granted 7,273 restricted stock units ("RSUs") under the Issuer's 2020 Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on July 12, 2022. Read SEC document |
| December 24, 2017 Filed Dec 27, 2017 21:00 UTC | Limoneira CO LMNR · Entity 6108 | Tax withholdingCommon Stock | 806 | $22.86 | $18,425.16 |
DisclosureSEC source: 0001144204-17-065457 · tv482142_4.xml · nonDerivative · entry 3 Rumley Joseph D · CIK 0001501160 · CFO, Secretary and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,642 F2 · shares: Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards. Read SEC document |
| December 23, 2017 Filed Dec 27, 2017 21:00 UTC | Limoneira CO LMNR · Entity 6108 | Tax withholdingCommon Stock | 1,275 | $22.86 | $29,146.50 |
DisclosureSEC source: 0001144204-17-065457 · tv482142_4.xml · nonDerivative · entry 2 Rumley Joseph D · CIK 0001501160 · CFO, Secretary and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,448 F2 · shares: Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:00 UTC | Limoneira CO LMNR · Entity 6108 | GrantCommon Stock | 4,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-065457 · tv482142_4.xml · nonDerivative · entry 1 Rumley Joseph D · CIK 0001501160 · CFO, Secretary and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,723 F1 · shares: Reflects the granting of restricted stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan as approved by the shareholders. Read SEC document |
| December 26, 2016 Filed Dec 29, 2016 01:12 UTC | Limoneira CO LMNR · Entity 6108 | Tax withholdingCommon Stock | 1,001 | $19.92 | $19,939.92 |
DisclosureSEC source: 0001144204-16-141616 · v455864_4.xml · nonDerivative · entry 3 Rumley Joseph D · CIK 0001501160 · CFO, Secretary and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,655 F2 · shares: Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards. Read SEC document |
| December 24, 2016 Filed Dec 29, 2016 01:12 UTC | Limoneira CO LMNR · Entity 6108 | Tax withholdingCommon Stock | 635 | $19.92 | $12,649.20 |
DisclosureSEC source: 0001144204-16-141616 · v455864_4.xml · nonDerivative · entry 2 Rumley Joseph D · CIK 0001501160 · CFO, Secretary and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,656 F2 · shares: Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards. Read SEC document |
| December 23, 2016 Filed Dec 29, 2016 01:12 UTC | Limoneira CO LMNR · Entity 6108 | GrantCommon Stock | 4,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-141616 · v455864_4.xml · nonDerivative · entry 1 Rumley Joseph D · CIK 0001501160 · CFO, Secretary and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,291 F1 · shares: Reflects the granting of restricted stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan as approved by the shareholders. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.