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HY

HYSTER-YALE, INC.

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5370
SEC CIK
0001173514
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6,393

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 03, 2017 Filed Jul 6, 2017 13:32 UTC
Poor VincentDirector
GrantClass A Common Stock 403 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-023186 · form4.xml · nonDerivative · entry 1

Poor Vincent · CIK 0001700788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553

F1 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
June 23, 2017 Filed Feb 13, 2018 15:44 UTC
RUSCHELL CAROLINE TMember of a Group
GiftClass A Common Stock 119 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-005327 · form5.xml · nonDerivative · entry 1

RUSCHELL CAROLINE T · CIK 0001247959 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares are held in trust of which Reporting person is both Trustee and Beneficiary

Disclosed balance after: 76,462

Read SEC document
June 09, 2017 Filed Jun 13, 2017 17:34 UTC
Freyer Corymember of a group
SaleClass A Common Stock 3,128 $74.81 $234,007.24
Disclosure

SEC source: 0001127602-17-021266 · form4.xml · nonDerivative · entry 2

Freyer Cory · CIK 0001558783 · member of a group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F2 · price: Weighted Average- share price represents the average price between 74.73 and 74.8176.

Read SEC document
June 01, 2017 Filed Jun 8, 2017 13:40 UTC
TAPLIN FRANK FMember of a Group
SaleClass A Common Stock 1,400 $74.20 $103,881.54
Disclosure

SEC source: 0001127602-17-020850 · form4.xml · nonDerivative · entry 1

TAPLIN FRANK F · CIK 0001247980 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by a Trust for the benefit of Reporting Person

Disclosed balance after: 92,034

F1 · price: Weighted Average- Share price represents average price between 74.1956 and 74.2016

Read SEC document
May 25, 2017 Filed May 26, 2017 14:12 UTC
TAPLIN FRANK FMember of a Group
SaleClass A Common Stock 1,400 $73.93 $103,495.14
Disclosure

SEC source: 0001127602-17-019495 · form4.xml · nonDerivative · entry 2

TAPLIN FRANK F · CIK 0001247980 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by a Trust for the benefit of Reporting Person

Disclosed balance after: 93,434

F2 · price: Weighted Average- Share price represents average price between 73.87910 and 74.07140

Read SEC document
April 03, 2017 Filed Apr 5, 2017 08:18 UTC GrantClass A Common Stock 452 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014238 · form4.xml · nonDerivative · entry 1

LOUGHREY F JOSEPH · CIK 0001031248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 4,631

F1 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:19 UTC
Taplin DiAhnMember of a Group
GrantClass A Common Stock 452 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014239 · form4.xml · nonDerivative · entry 2

Taplin DiAhn · CIK 0001558784 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust fbo Reporting Peron's Spouse

Disclosed balance after: 9,057

F2 · kind: Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:07 UTC
Wong EugeneDirector
GrantClass A Common Stock 288 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014229 · form4.xml · nonDerivative · entry 2

Wong Eugene · CIK 0001317976 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 16,021

F2 · kind: Voluntary Award-Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:07 UTC
Wong EugeneDirector
GrantClass A Common Stock 452 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014229 · form4.xml · nonDerivative · entry 1

Wong Eugene · CIK 0001317976 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,733

F1 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:20 UTC
RANKIN CLAIBORNE RDirector · Member of a Group
GrantClass A Common Stock 452 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014240 · form4.xml · nonDerivative · entry 1

RANKIN CLAIBORNE R · CIK 0001247952 · Director · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin

Disclosed balance after: 129,736

F1 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:17 UTC
BUTLER JOHN C JRMember of a Group
GrantClass A Common Stock 452 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014237 · form4.xml · nonDerivative · entry 1

BUTLER JOHN C JR · CIK 0001247860 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in trust fbo Reporting Person.

Disclosed balance after: 23,976

F1 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:15 UTC
BUTLER HELEN RANKINMember of a Group
GrantClass A Common Stock 452 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014236 · form4.xml · nonDerivative · entry 1

BUTLER HELEN RANKIN · CIK 0001247868 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse serves as Trustee with National City Bank of the J.C. Butler, Jr. Revocable Trust.

Disclosed balance after: 23,976

F1 · kind: Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:13 UTC GrantClass A Common Stock 452 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014234 · form4.xml · nonDerivative · entry 1

LABARRE DENNIS W · CIK 0001247923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,308

F1 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:11 UTC GrantClass A Common Stock 288 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014232 · form4.xml · nonDerivative · entry 2

STROPKI JOHN M · CIK 0001194166 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,956

F2 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:11 UTC GrantClass A Common Stock 452 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014232 · form4.xml · nonDerivative · entry 1

STROPKI JOHN M · CIK 0001194166 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,668

F1 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:10 UTC GrantClass A Common Stock 452 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014231 · form4.xml · nonDerivative · entry 1

Jumper John P · CIK 0001346943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,210

F1 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:09 UTC GrantClass A Common Stock 452 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014230 · form4.xml · nonDerivative · entry 1

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,884

F1 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:04 UTC
RANKIN CHLOE OMember of a Group
GrantClass A Common Stock 452 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014227 · form4.xml · nonDerivative · entry 1

RANKIN CHLOE O · CIK 0001247951 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin

Disclosed balance after: 129,736

F1 · kind: Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:06 UTC
Poor VincentDirector
GrantClass A Common Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014228 · form4.xml · nonDerivative · entry 1

Poor Vincent · CIK 0001700788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150

F1 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 12:03 UTC
TAPLIN BRITTON TDirector · Director/Member of a Group
GrantClass A Common Stock 452 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014226 · form4.xml · nonDerivative · entry 2

TAPLIN BRITTON T · CIK 0001247982 · Director · Director/Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Trust fbo Reporting Person

Disclosed balance after: 9,057

F2 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:32 UTC
RANKIN ALFRED M ET ALDirector · Chairman
GrantClass A Common Stock 13,461 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009200 · form4.xml · nonDerivative · entry 1

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.

Disclosed balance after: 82,835

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:12 UTC
BITTENBENDER CHARLES AVP, GC and Secretary
Tax withholdingClass A Common Stock 55 $60.93 $3,350.88
Disclosure

SEC source: 0001127602-17-009166 · form4.xml · nonDerivative · entry 4

BITTENBENDER CHARLES A · CIK 0001247850 · VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust fbo Reporting Person

Disclosed balance after: 32,683

F3 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:12 UTC
BITTENBENDER CHARLES AVP, GC and Secretary
Exercise / conversionClass A Common Stock 1,528 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009166 · form4.xml · nonDerivative · entry 3

BITTENBENDER CHARLES A · CIK 0001247850 · VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust fbo Reporting Person

Disclosed balance after: 32,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:51 UTC
RANKIN VICTOIRE GMember of a Group
GrantClass A Common Stock 13,461 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009222 · form4.xml · nonDerivative · entry 1

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr

Disclosed balance after: 82,835

F1 · kind: Spouse's LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:30 UTC
Somayajula GopichandExecutive Officer
Tax withholdingClass A Common Stock 89 $60.93 $5,422.33
Disclosure

SEC source: 0001127602-17-009198 · form4.xml · nonDerivative · entry 2

Somayajula Gopichand · CIK 0001577041 · Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:30 UTC
Somayajula GopichandExecutive Officer
Exercise / conversionClass A Common Stock 863 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009198 · form4.xml · nonDerivative · entry 1

Somayajula Gopichand · CIK 0001577041 · Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:28 UTC
Ulmer RaymondVP Finance Americas of NMHG
Tax withholdingClass A Common Stock 36 $60.93 $2,193.30
Disclosure

SEC source: 0001127602-17-009197 · form4.xml · nonDerivative · entry 2

Ulmer Raymond · CIK 0001607955 · VP Finance Americas of NMHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,018

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:28 UTC
Ulmer RaymondVP Finance Americas of NMHG
Exercise / conversionClass A Common Stock 591 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009197 · form4.xml · nonDerivative · entry 1

Ulmer Raymond · CIK 0001607955 · VP Finance Americas of NMHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:27 UTC
SCHILLING KENNETH CVice President and CFO
GrantClass A Common Stock 1,682 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009194 · form4.xml · nonDerivative · entry 1

SCHILLING KENNETH C · CIK 0001247961 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,211

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:26 UTC
WILSON COLINOfficer of a subsidiary
GrantClass A Common Stock 6,932 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009193 · form4.xml · nonDerivative · entry 1

WILSON COLIN · CIK 0001247998 · Officer of a subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,476

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:24 UTC
Breier GregoryVice President-Tax
Tax withholdingClass A Common Stock 22 $60.93 $1,340.35
Disclosure

SEC source: 0001127602-17-009192 · form4.xml · nonDerivative · entry 2

Breier Gregory · CIK 0001607958 · Vice President-Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,854

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:24 UTC
Breier GregoryVice President-Tax
Exercise / conversionClass A Common Stock 514 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009192 · form4.xml · nonDerivative · entry 1

Breier Gregory · CIK 0001607958 · Vice President-Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:23 UTC
Taylor Suzanne SchulzeDeputy GC and Asst Secty
Tax withholdingClass A Common Stock 13 $60.93 $792.03
Disclosure

SEC source: 0001127602-17-009191 · form4.xml · nonDerivative · entry 2

Taylor Suzanne Schulze · CIK 0001395289 · Deputy GC and Asst Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:23 UTC
Taylor Suzanne SchulzeDeputy GC and Asst Secty
Exercise / conversionClass A Common Stock 1,229 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009191 · form4.xml · nonDerivative · entry 1

Taylor Suzanne Schulze · CIK 0001395289 · Deputy GC and Asst Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:22 UTC
Pascarelli Charles FExecutive Officer
GrantClass A Common Stock 2,731 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009189 · form4.xml · nonDerivative · entry 1

Pascarelli Charles F · CIK 0001577016 · Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,867

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:21 UTC
Frentzko BrianVP and Treasurer
Tax withholdingClass A Common Stock 22 $60.93 $1,340.35
Disclosure

SEC source: 0001127602-17-009186 · form4.xml · nonDerivative · entry 2

Frentzko Brian · CIK 0001558841 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:21 UTC
Frentzko BrianVP and Treasurer
Exercise / conversionClass A Common Stock 514 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009186 · form4.xml · nonDerivative · entry 1

Frentzko Brian · CIK 0001558841 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:20 UTC
Gerbick AmyAssistant General Counsel
Tax withholdingClass A Common Stock 10 $60.93 $609.25
Disclosure

SEC source: 0001127602-17-009185 · form4.xml · nonDerivative · entry 2

Gerbick Amy · CIK 0001609375 · Assistant General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:20 UTC
Gerbick AmyAssistant General Counsel
Exercise / conversionClass A Common Stock 236 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009185 · form4.xml · nonDerivative · entry 1

Gerbick Amy · CIK 0001609375 · Assistant General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:18 UTC
MILLER LAUREN EOfficer of a subsidiary
Tax withholdingClass A Common Stock 7 $60.93 $426.48
Disclosure

SEC source: 0001127602-17-009183 · form4.xml · nonDerivative · entry 2

MILLER LAUREN E · CIK 0001247936 · Officer of a subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,368

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:18 UTC
MILLER LAUREN EOfficer of a subsidiary
Exercise / conversionClass A Common Stock 1,147 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009183 · form4.xml · nonDerivative · entry 1

MILLER LAUREN E · CIK 0001247936 · Officer of a subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:16 UTC
Salgado Anthony JOfficer of Subsidiary
GrantClass A Common Stock 1,189 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009178 · form4.xml · nonDerivative · entry 1

Salgado Anthony J · CIK 0001665271 · Officer of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,189

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:15 UTC Tax withholdingClass A Common Stock 22 $60.93 $1,340.35
Disclosure

SEC source: 0001127602-17-009174 · form4.xml · nonDerivative · entry 2

LANGER JENNIFER M · CIK 0001539140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,288

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:15 UTC Exercise / conversionClass A Common Stock 514 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009174 · form4.xml · nonDerivative · entry 1

LANGER JENNIFER M · CIK 0001539140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 27, 2017 Filed Mar 1, 2017 20:13 UTC
Prasad RajivVP GPD - NMHG
Tax withholdingClass A Common Stock 115 $60.93 $7,006.38
Disclosure

SEC source: 0001127602-17-009170 · form4.xml · nonDerivative · entry 2

Prasad Rajiv · CIK 0001558950 · VP GPD - NMHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,245

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

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February 27, 2017 Filed Mar 1, 2017 20:13 UTC
Prasad RajivVP GPD - NMHG
Exercise / conversionClass A Common Stock 2,537 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009170 · form4.xml · nonDerivative · entry 1

Prasad Rajiv · CIK 0001558950 · VP GPD - NMHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

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February 27, 2017 Filed Mar 1, 2017 20:10 UTC
RICKEY VICTORIA LOfficer of a subsidiary
Tax withholdingClass A Common Stock 162 $60.93 $9,869.85
Disclosure

SEC source: 0001127602-17-009163 · form4.xml · nonDerivative · entry 2

RICKEY VICTORIA L · CIK 0001247957 · Officer of a subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,386

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

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February 27, 2017 Filed Mar 1, 2017 20:10 UTC
RICKEY VICTORIA LOfficer of a subsidiary
Exercise / conversionClass A Common Stock 1,617 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009163 · form4.xml · nonDerivative · entry 1

RICKEY VICTORIA L · CIK 0001247957 · Officer of a subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

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February 27, 2017 Filed Mar 13, 2017 12:08 UTC Amendment
RANKIN ALFRED M ET ALDirector · Chairman
GrantClass A Common Stock 13,243 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011320 · form4a.xml · nonDerivative · entry 1

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.

Disclosed balance after: 82,617

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

F2 · shares: Original Form 4 included incorrect number of shares [awarded pursuant to the Company's Long-Term Incentive Compensation Plan]

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February 27, 2017 Filed Mar 13, 2017 12:19 UTC Amendment
BITTENBENDER CHARLES AVP, GC and Secretary
Tax withholdingClass A Common Stock 48 $60.93 $2,924.40
Disclosure

SEC source: 0001127602-17-011328 · form4a.xml · nonDerivative · entry 4

BITTENBENDER CHARLES A · CIK 0001247850 · VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust fbo Reporting Person

Disclosed balance after: 32,666

F4 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.