Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HYSTER-YALE, INC.HY · Entity 5370 | Assoc. General Counsel | February 19, 2019 | February 21, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HYSTER-YALE, INC.
Report date February 19, 2019 · Filed February 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,292 |
Ending reported balance
After 2019-02-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-02-19 · Exercise / conversion · Acquired 328 · Balance 1,295 F1: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan Row 2 · 2019-02-19 · Tax withholding · Disposed 3 · Balance 1,292 F2: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-02-19 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 0 F3: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan
F2: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award
F3: N/A
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2019 Filed Feb 21, 2019 20:54 UTC | HYSTER-YALE, INC. HY · Entity 5370 | Tax withholdingClass A Common Stock | 3 | $73.62 | $220.85 |
DisclosureSEC source: 0001127602-19-007504 · form4.xml · nonDerivative · entry 2 Gerbick Amy · CIK 0001609375 · Assoc. General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292 F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 20:54 UTC | HYSTER-YALE, INC. HY · Entity 5370 | Exercise / conversionClass A Common Stock | 328 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007504 · form4.xml · nonDerivative · entry 1 Gerbick Amy · CIK 0001609375 · Assoc. General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 17:41 UTC | HYSTER-YALE, INC. HY · Entity 5370 | Tax withholdingClass A Common Stock | 28 | $79.66 | $2,230.34 |
DisclosureSEC source: 0001127602-18-009000 · form4.xml · nonDerivative · entry 2 Gerbick Amy · CIK 0001609375 · Assoc. General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967 F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 17:41 UTC | HYSTER-YALE, INC. HY · Entity 5370 | Exercise / conversionClass A Common Stock | 376 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009000 · form4.xml · nonDerivative · entry 1 Gerbick Amy · CIK 0001609375 · Assoc. General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 20:20 UTC | HYSTER-YALE, INC. HY · Entity 5370 | Tax withholdingClass A Common Stock | 10 | $60.93 | $609.25 |
DisclosureSEC source: 0001127602-17-009185 · form4.xml · nonDerivative · entry 2 Gerbick Amy · CIK 0001609375 · Assistant General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621 F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 20:20 UTC | HYSTER-YALE, INC. HY · Entity 5370 | Exercise / conversionClass A Common Stock | 236 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009185 · form4.xml · nonDerivative · entry 1 Gerbick Amy · CIK 0001609375 · Assistant General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan Read SEC document |
| February 27, 2017 Filed Mar 13, 2017 12:15 UTC Amendment | HYSTER-YALE, INC. HY · Entity 5370 | Tax withholdingClass A Common Stock | 8 | $60.93 | $487.40 |
DisclosureSEC source: 0001127602-17-011325 · form4a.xml · nonDerivative · entry 2 Gerbick Amy · CIK 0001609375 · Assoc. General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619 F3 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award Read SEC document |
| February 27, 2017 Filed Mar 13, 2017 12:15 UTC Amendment | HYSTER-YALE, INC. HY · Entity 5370 | Exercise / conversionClass A Common Stock | 232 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011325 · form4a.xml · nonDerivative · entry 1 Gerbick Amy · CIK 0001609375 · Assoc. General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan F2 · shares: Original Form 4 included incorrect number of shares [awarded pursuant to the Company's Long-Term Incentive Compensation Plan] Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.