Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HYSTER-YALE, INC.HY · Entity 5370 | member of a group | December 31, 2021 | February 10, 2022 |
| NACCO INDUSTRIES INCNC · Entity 5896 | Member of a Group | February 08, 2017 | August 17, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HYSTER-YALE, INC.
Report date December 31, 2021 · Filed February 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 183,040 |
Reported balance
After 2021-07-19 transaction · row 1
1 source rowRow 1 · 2021-07-19 · Gift · Disposed 771 · Balance 183,040 |
NACCO INDUSTRIES INC
Report date February 08, 2017 · Filed August 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 93,543 |
Reported balance
After 2017-02-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-02-08 · Other · Acquired 1,421 · Balance 93,543 F1: Shares distributed from Beatrice Taplin 2011 GRAT as per the terms of the GRAT. F2: N/A F3: Shares owned by the Estate of the Reporting Person's deceased spouse. Reporting Person disclaims beneficial ownership of all such shares. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Spouse/Trust | 0 |
Last balance in matching sequence
After 2017-08-15 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 2 · 2017-08-15 · Other · Disposed 3,835 · Balance 7,669 F4: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement. F2: N/A F5: Represents the proportionate membership interest of the Estate of the Reporting Person's deceased spouse in shares held by Abigail LLC. Reporting Person disclaims beneficial ownership of all such shares. Row 3 · 2017-08-15 · Other · Disposed 3,835 · Balance 3,834 F4: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement. F2: N/A F5: Represents the proportionate membership interest of the Estate of the Reporting Person's deceased spouse in shares held by Abigail LLC. Reporting Person disclaims beneficial ownership of all such shares. Row 4 · 2017-08-15 · Other · Disposed 3,834 · Balance 0 F4: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement. F2: N/A F5: Represents the proportionate membership interest of the Estate of the Reporting Person's deceased spouse in shares held by Abigail LLC. Reporting Person disclaims beneficial ownership of all such shares. |
| Class A Common StockSEC Table I · non-derivative | Direct | 5,564 |
Reported balance
Holding disclosure · report date 2017-02-08 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 5,564 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares distributed from Beatrice Taplin 2011 GRAT as per the terms of the GRAT.
F2: N/A
F3: Shares owned by the Estate of the Reporting Person's deceased spouse. Reporting Person disclaims beneficial ownership of all such shares.
F4: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement.
F5: Represents the proportionate membership interest of the Estate of the Reporting Person's deceased spouse in shares held by Abigail LLC. Reporting Person disclaims beneficial ownership of all such shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 19, 2021 Filed Feb 10, 2022 20:22 UTC | HYSTER-YALE, INC. HY · Entity 5370 | GiftClass A Common Stock | 771 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004214 · form5.xml · nonDerivative · entry 1 Freyer Cory · CIK 0001558783 · member of a group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,040 Read SEC document |
| July 11, 2018 Filed Feb 13, 2019 19:47 UTC | HYSTER-YALE, INC. HY · Entity 5370 | OtherClass A Common Stock | 10,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005594 · form5.xml · nonDerivative · entry 3 Freyer Cory · CIK 0001558783 · member of a group 10b5-1 filing: Not disclosed Ownership: Indirect · Held in deceased Spouse's Trust Disclosed balance after: 0 Read SEC document |
| July 11, 2018 Filed Feb 13, 2019 19:47 UTC | HYSTER-YALE, INC. HY · Entity 5370 | OtherClass A Common Stock | 175,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005594 · form5.xml · nonDerivative · entry 2 Freyer Cory · CIK 0001558783 · member of a group 10b5-1 filing: Not disclosed Ownership: Indirect · Held in deceased Spouse's Trust Disclosed balance after: 0 Read SEC document |
| July 11, 2018 Filed Feb 13, 2019 19:47 UTC | HYSTER-YALE, INC. HY · Entity 5370 | OtherClass A Common Stock | 175,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005594 · form5.xml · nonDerivative · entry 1 Freyer Cory · CIK 0001558783 · member of a group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,811 Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:09 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | OtherClass A Common Stock | 3,834 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-025950 · form4.xml · nonDerivative · entry 4 Freyer Cory · CIK 0001558783 · Member of a Group 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse/Trust Disclosed balance after: 0 F4 · kind: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement. F2 · price: N/A F5 · ownership.nature: Represents the proportionate membership interest of the Estate of the Reporting Person's deceased spouse in shares held by Abigail LLC. Reporting Person disclaims beneficial ownership of all such shares. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:09 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | OtherClass A Common Stock | 3,835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-025950 · form4.xml · nonDerivative · entry 3 Freyer Cory · CIK 0001558783 · Member of a Group 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse/Trust Disclosed balance after: 3,834 F4 · kind: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement. F2 · price: N/A F5 · ownership.nature: Represents the proportionate membership interest of the Estate of the Reporting Person's deceased spouse in shares held by Abigail LLC. Reporting Person disclaims beneficial ownership of all such shares. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:09 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | OtherClass A Common Stock | 3,835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-025950 · form4.xml · nonDerivative · entry 2 Freyer Cory · CIK 0001558783 · Member of a Group 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse/Trust Disclosed balance after: 7,669 F4 · kind: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement. F2 · price: N/A F5 · ownership.nature: Represents the proportionate membership interest of the Estate of the Reporting Person's deceased spouse in shares held by Abigail LLC. Reporting Person disclaims beneficial ownership of all such shares. Read SEC document |
| August 15, 2017 Filed Oct 4, 2017 18:03 UTC | HYSTER-YALE, INC. HY · Entity 5370 | OtherClass A Common Stock | 66,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-029103 · form4.xml · nonDerivative · entry 1 Freyer Cory · CIK 0001558783 · member of a group 10b5-1 filing: Not disclosed Ownership: Indirect · Deceased Spouse's Proportionate Membership interest in shares held by Abigail LLC Disclosed balance after: 0 Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 12:38 UTC | HYSTER-YALE, INC. HY · Entity 5370 | OtherClass B Common Stock · Derivative | 1,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-023469 · form4.xml · derivative · entry 4 Freyer Cory · CIK 0001558783 · member of a group 10b5-1 filing: Not disclosed Ownership: Indirect · Held by deceased spouse's Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 1,957 shares Expires not disclosed F2 · derivative.exercise_price: N/A F1 · kind: Estate of Reporting Person's spouse exchanged Class B shares it owned for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012 F2 · derivative.exercise_date: N/A F2 · derivative.expiration_date: N/A Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 12:38 UTC | HYSTER-YALE, INC. HY · Entity 5370 | OtherClass A Common Stock | 1,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-023469 · form4.xml · nonDerivative · entry 1 Freyer Cory · CIK 0001558783 · member of a group 10b5-1 filing: Not disclosed Ownership: Indirect · Held in deceased Spouse's Trust Disclosed balance after: 186,011 F1 · kind: Estate of Reporting Person's spouse exchanged Class B shares it owned for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012 Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 17:34 UTC | HYSTER-YALE, INC. HY · Entity 5370 | SaleClass A Common Stock | 3,128 | $74.81 | $234,007.24 |
DisclosureSEC source: 0001127602-17-021266 · form4.xml · nonDerivative · entry 2 Freyer Cory · CIK 0001558783 · member of a group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F2 · price: Weighted Average- share price represents the average price between 74.73 and 74.8176. Read SEC document |
| February 08, 2017 Filed Jun 13, 2017 17:34 UTC | HYSTER-YALE, INC. HY · Entity 5370 | OtherClass B Common Stock · Derivative | 1,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-021266 · form4.xml · derivative · entry 4 Freyer Cory · CIK 0001558783 · member of a group 10b5-1 filing: Not disclosed Ownership: Indirect · Held by deceased spouse's Trust Disclosed balance after: 1,957 Underlying: Class A Common Stock · 1,957 shares Expires not disclosed F3 · derivative.exercise_price: N/A F1 · kind: Transfer pursuant to the terms of the Bea Taplin 2011 Taplin Annuity Trust #1 F3 · derivative.exercise_date: N/A F3 · derivative.expiration_date: N/A Read SEC document |
| February 08, 2017 Filed Jun 13, 2017 17:34 UTC | HYSTER-YALE, INC. HY · Entity 5370 | OtherClass A Common Stock | 882 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-021266 · form4.xml · nonDerivative · entry 1 Freyer Cory · CIK 0001558783 · member of a group 10b5-1 filing: Not disclosed Ownership: Indirect · Held in deceased Spouse's Trust Disclosed balance after: 184,054 F1 · kind: Transfer pursuant to the terms of the Bea Taplin 2011 Taplin Annuity Trust #1 Read SEC document |
| February 08, 2017 Filed Aug 17, 2017 21:09 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | OtherClass A Common Stock | 1,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-025950 · form4.xml · nonDerivative · entry 1 Freyer Cory · CIK 0001558783 · Member of a Group 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 93,543 F1 · kind: Shares distributed from Beatrice Taplin 2011 GRAT as per the terms of the GRAT. F2 · price: N/A F3 · ownership.nature: Shares owned by the Estate of the Reporting Person's deceased spouse. Reporting Person disclaims beneficial ownership of all such shares. Read SEC document |
| March 01, 2016 Filed Feb 14, 2017 21:16 UTC | HYSTER-YALE, INC. HY · Entity 5370 | OtherClass A Common Stock | 3,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006002 · form5.xml · nonDerivative · entry 1 Freyer Cory · CIK 0001558783 · member of a group 10b5-1 filing: Not disclosed Ownership: Indirect · Held in Spouse's Trust Disclosed balance after: 183,172 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.