Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HYSTER-YALE, INC.HY · Entity 5370 | VP Finance Americas of NMHG | February 09, 2023 | February 13, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HYSTER-YALE, INC.
Report date February 09, 2023 · Filed February 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 8,079 |
Reported balance
After 2023-02-09 transaction · row 1
1 source rowRow 1 · 2023-02-09 · Exercise / conversion · Acquired 1,947 · Balance 8,079 F1: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 1 |
Reported balance
Holding disclosure · report date 2023-02-09 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 1 F2: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan
F2: N/A
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2023 Filed Feb 13, 2023 19:35 UTC | HYSTER-YALE, INC. HY · Entity 5370 | Exercise / conversionClass A Common Stock | 1,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004811 · form4.xml · nonDerivative · entry 1 Ulmer Raymond · CIK 0001607955 · VP Finance Americas of NMHG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 16:50 UTC | HYSTER-YALE, INC. HY · Entity 5370 | Exercise / conversionClass A Common Stock | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-008195 · form4.xml · nonDerivative · entry 1 Ulmer Raymond · CIK 0001607955 · VP Finance Americas of NMHG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 18:55 UTC | HYSTER-YALE, INC. HY · Entity 5370 | Exercise / conversionClass A Common Stock | 889 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006625 · form4.xml · nonDerivative · entry 1 Ulmer Raymond · CIK 0001607955 · VP Finance Americas of NMHG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: LTIP Award - Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 20:48 UTC | HYSTER-YALE, INC. HY · Entity 5370 | Tax withholdingClass A Common Stock | 8 | $73.62 | $588.92 |
DisclosureSEC source: 0001127602-19-007501 · form4.xml · nonDerivative · entry 2 Ulmer Raymond · CIK 0001607955 · VP Finance Americas of NMHG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,663 F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 20:48 UTC | HYSTER-YALE, INC. HY · Entity 5370 | Exercise / conversionClass A Common Stock | 924 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007501 · form4.xml · nonDerivative · entry 1 Ulmer Raymond · CIK 0001607955 · VP Finance Americas of NMHG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 17:29 UTC | HYSTER-YALE, INC. HY · Entity 5370 | Tax withholdingClass A Common Stock | 66 | $79.66 | $5,257.23 |
DisclosureSEC source: 0001127602-18-008986 · form4.xml · nonDerivative · entry 2 Ulmer Raymond · CIK 0001607955 · VP Finance Americas of NMHG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,747 F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 17:29 UTC | HYSTER-YALE, INC. HY · Entity 5370 | Exercise / conversionClass A Common Stock | 801 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008986 · form4.xml · nonDerivative · entry 1 Ulmer Raymond · CIK 0001607955 · VP Finance Americas of NMHG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 20:28 UTC | HYSTER-YALE, INC. HY · Entity 5370 | Tax withholdingClass A Common Stock | 36 | $60.93 | $2,193.30 |
DisclosureSEC source: 0001127602-17-009197 · form4.xml · nonDerivative · entry 2 Ulmer Raymond · CIK 0001607955 · VP Finance Americas of NMHG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,018 F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 20:28 UTC | HYSTER-YALE, INC. HY · Entity 5370 | Exercise / conversionClass A Common Stock | 591 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009197 · form4.xml · nonDerivative · entry 1 Ulmer Raymond · CIK 0001607955 · VP Finance Americas of NMHG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan Read SEC document |
| February 27, 2017 Filed Mar 13, 2017 11:59 UTC Amendment | HYSTER-YALE, INC. HY · Entity 5370 | Tax withholdingClass A Common Stock | 32 | $60.93 | $1,949.60 |
DisclosureSEC source: 0001127602-17-011314 · form4a.xml · nonDerivative · entry 2 Ulmer Raymond · CIK 0001607955 · VP Finance Americas of NMHG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,012 F3 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award Read SEC document |
| February 27, 2017 Filed Mar 13, 2017 11:59 UTC Amendment | HYSTER-YALE, INC. HY · Entity 5370 | Exercise / conversionClass A Common Stock | 581 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011314 · form4a.xml · nonDerivative · entry 1 Ulmer Raymond · CIK 0001607955 · VP Finance Americas of NMHG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan F2 · shares: Original Form 4 included incorrect number of shares [awarded pursuant to the Company's Long-Term Incentive Compensation Plan] Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.