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Howmet Aerospace Inc.

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2911
SEC CIK
0000004281
Parsed reports
577

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2022 Filed Jan 7, 2022 01:07 UTC GrantCommon Stock 1,012 $33.32 $33,719.84
Disclosure

SEC source: 0001104659-22-001990 · tm222221d2_4.xml · nonDerivative · entry 1

LEDUC ROBERT F · CIK 0001184190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,815

Read SEC document
January 05, 2022 Filed Jan 7, 2022 01:07 UTC GrantCommon Stock 900 $33.32 $29,988.00
Disclosure

SEC source: 0001104659-22-001989 · tm222221d1_4.xml · nonDerivative · entry 1

CANTIE JOSEPH S · CIK 0001275621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,111

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:28 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 461 $31.69 $14,606.79
Disclosure

SEC source: 0001104659-22-001171 · tm221647d1_4.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,260

Underlying: Common Stock · 461 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employement. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employement. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:40 UTC
Shultz Barbara LouVice President and Controller
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,038 $0.00 Strike: $21.98 $0.00
Disclosure

SEC source: 0001104659-21-139448 · tm2133034-1_4seq1.xml · derivative · entry 3

Shultz Barbara Lou · CIK 0001864896 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,038 shares

Expires 2022-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable in three equal annual installments beginning on January 20, 2013, which was the first anniversary of the date on which the option was granted.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:40 UTC
Shultz Barbara LouVice President and Controller
SaleCommon Stock 2,038 $32.30 $65,827.60
Disclosure

SEC source: 0001104659-21-139448 · tm2133034-1_4seq1.xml · nonDerivative · entry 2

Shultz Barbara Lou · CIK 0001864896 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,332

Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:40 UTC
Shultz Barbara LouVice President and Controller
Exercise / conversionCommon Stock 2,038 $21.98 $44,795.24
Disclosure

SEC source: 0001104659-21-139448 · tm2133034-1_4seq1.xml · nonDerivative · entry 1

Shultz Barbara Lou · CIK 0001864896 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 01:42 UTC GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-130194 · tm2131144d2_4.xml · nonDerivative · entry 1

Marchuk Neil Edward · CIK 0001301291 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,830

Read SEC document
October 25, 2021 Filed Oct 27, 2021 01:41 UTC
Giacobbe KenEVP and CFO
GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-130183 · tm2131144d1_4.xml · nonDerivative · entry 1

Giacobbe Ken · CIK 0001688603 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,606

Read SEC document
October 14, 2021 Filed Oct 19, 2021 00:39 UTC
PLANT JOHN CDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-127313 · tm2130468d1_4.xml · derivative · entry 1

PLANT JOHN C · CIK 0001136562 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,589,999

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Howmet Aerospace Inc. ("Howmet") or, at Howmet's election, cash equivalent to the fair market value thereof.

F2 · derivative.exercise_date: These restricted stock units generally vest on January 1, 2024, contingent on Mr. Plant's continued employment through such date and subject to partial or full accelerated vesting upon the occurrence of certain events. Vested restricted stock units will be settled in shares or cash, as applicable, within 30 days following the vesting date.

F2 · derivative.expiration_date: These restricted stock units generally vest on January 1, 2024, contingent on Mr. Plant's continued employment through such date and subject to partial or full accelerated vesting upon the occurrence of certain events. Vested restricted stock units will be settled in shares or cash, as applicable, within 30 days following the vesting date.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 23:00 UTC GrantCommon Stock 1,058 $31.88 $33,729.04
Disclosure

SEC source: 0001104659-21-123753 · tm2129432-2_4seq1.xml · nonDerivative · entry 1

LEDUC ROBERT F · CIK 0001184190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,803

Read SEC document
October 04, 2021 Filed Oct 6, 2021 22:58 UTC GrantCommon Stock 941 $31.88 $29,999.08
Disclosure

SEC source: 0001104659-21-123752 · tm2129432-1_4seq1.xml · nonDerivative · entry 1

CANTIE JOSEPH S · CIK 0001275621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,211

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:12 UTC
Oal Tolga IDirector · Co-Chief Executive Officer
GrantPhantom Stock Units · Derivative 356 $31.62 $11,256.72
Disclosure

SEC source: 0001104659-21-122093 · tm2129089-1_4seq1.xml · derivative · entry 1

Oal Tolga I · CIK 0001653964 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,897

Underlying: Common Stock · 356 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the equivalent of one share of Howmet Aerospace common stock

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and are to be paid out in cash at the termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and are to be paid out in cash at the termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 23:19 UTC
Giacobbe KenEVP and CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,255 $0.00 Strike: $21.98 $0.00
Disclosure

SEC source: 0001104659-21-114785 · tm2127363-1_4seq1.xml · derivative · entry 4

Giacobbe Ken · CIK 0001688603 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,255 shares

Expires 2022-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable in three equal annual installments beginning on January 20, 2013, which was the first anniversary of the date on which the option was granted.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 23:19 UTC
Giacobbe KenEVP and CFO
SaleCommon Stock 4,386 $31.08 $136,316.88
Disclosure

SEC source: 0001104659-21-114785 · tm2127363-1_4seq1.xml · nonDerivative · entry 2

Giacobbe Ken · CIK 0001688603 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,606

F1 · kind: Represents shares sold in the open market, the proceeds of which were used to pay the exercise price and tax withholding obligations incurred upon the exercise of the option.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 23:19 UTC
Giacobbe KenEVP and CFO
Exercise / conversionCommon Stock 5,255 $21.98 $115,504.90
Disclosure

SEC source: 0001104659-21-114785 · tm2127363-1_4seq1.xml · nonDerivative · entry 1

Giacobbe Ken · CIK 0001688603 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 23:50 UTC
Oal Tolga IDirector · Co-Chief Executive Officer
GrantPhantom Stock Units · Derivative 352 $31.97 $11,253.44
Disclosure

SEC source: 0001104659-21-112155 · tm2126840d1_4.xml · derivative · entry 1

Oal Tolga I · CIK 0001653964 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,540

Underlying: Common Stock · 352 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the equivalent of one share of Howmet Aerospace common stock

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and are to be paid out in cash at the termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and are to be paid out in cash at the termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

Read SEC document
July 30, 2021 Filed Aug 4, 2021 00:44 UTC
Oal Tolga IDirector · Co-Chief Executive Officer
GrantPhantom Stock Units · Derivative 333 $32.80 $10,922.40
Disclosure

SEC source: 0001104659-21-099670 · tm2124057-1_4seq1.xml · derivative · entry 1

Oal Tolga I · CIK 0001653964 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,180

Underlying: Common Stock · 333 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the equivalent of one share of Howmet Aerospace common stock

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and are to be paid out in cash at the termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and are to be paid out in cash at the termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

Read SEC document
July 15, 2021 Filed Jul 20, 2021 00:17 UTC
LIN LOLA FELICEEVP, CLO and Secretary
GrantCommon Stock 22,834 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-093660 · tm2122597d1_4.xml · nonDerivative · entry 1

LIN LOLA FELICE · CIK 0001870422 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,834

Read SEC document
July 02, 2021 Filed Jul 6, 2021 22:23 UTC GrantCommon Stock 871 $34.44 $29,997.24
Disclosure

SEC source: 0001104659-21-089514 · tm2121571-2_4seq1.xml · nonDerivative · entry 1

CANTIE JOSEPH S · CIK 0001275621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,270

Read SEC document
July 02, 2021 Filed Jul 6, 2021 22:22 UTC GrantCommon Stock 979 $34.44 $33,716.76
Disclosure

SEC source: 0001104659-21-089513 · tm2121571-1_4seq1.xml · nonDerivative · entry 1

LEDUC ROBERT F · CIK 0001184190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,745

Read SEC document
June 30, 2021 Filed Jul 2, 2021 19:04 UTC
Oal Tolga IDirector · Co-Chief Executive Officer
GrantPhantom Stock Units · Derivative 320 $34.15 $10,926.40
Disclosure

SEC source: 0001104659-21-088784 · tm2121398d2_4.xml · derivative · entry 1

Oal Tolga I · CIK 0001653964 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,837

Underlying: Common Stock · 320 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the equivalent of one share of Howmet Aerospace common stock

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and are to be paid out in cash at the termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and are to be paid out in cash at the termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 22:03 UTC
PLANT JOHN CDirector · Chairman and Co-CEO
Exercise / conversionRestricted Stock Units · Derivative 161,667 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-080319 · tm2119559-1_4.xml · derivative · entry 4

PLANT JOHN C · CIK 0001136562 · Director · Chairman and Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,089,999

Underlying: Common Stock · 161,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Reflects vesting of one-third of the restricted stock units granted on June 9, 2020 in accordance with their terms.

F1 · derivative.exercise_price: Each restricted stock unit converted into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Reflects vesting of one-third of the restricted stock units granted on June 9, 2020 in accordance with their terms.

F4 · derivative.expiration_date: Reflects vesting of one-third of the restricted stock units granted on June 9, 2020 in accordance with their terms.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 22:03 UTC
PLANT JOHN CDirector · Chairman and Co-CEO
Tax withholdingCommon Stock 70,293 $35.03 $2,462,363.79
Disclosure

SEC source: 0001104659-21-080319 · tm2119559-1_4.xml · nonDerivative · entry 2

PLANT JOHN C · CIK 0001136562 · Director · Chairman and Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,121,673

F2 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 22:03 UTC
PLANT JOHN CDirector · Chairman and Co-CEO
Exercise / conversionCommon Stock 161,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-080319 · tm2119559-1_4.xml · nonDerivative · entry 1

PLANT JOHN C · CIK 0001136562 · Director · Chairman and Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,191.966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into common stock on a one-for-one basis.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 23:30 UTC
Oal Tolga IDirector · Co-Chief Executive Officer
GrantPhantom Stock Units · Derivative 310 $35.27 $10,932.15
Disclosure

SEC source: 0001104659-21-075249 · tm2118198-10_4seq1.xml · derivative · entry 1

Oal Tolga I · CIK 0001653964 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,511

Underlying: Common Stock · 310 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the equivalent of one share of Howmet Aerospace common stock

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and are to be paid out in cash at the termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and are to be paid out in cash at the termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 23:30 UTC GrantCommon Stock 4,228 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-075247 · tm2118198-9_4seq1.xml · nonDerivative · entry 1

SCHMIDT ULRICH · CIK 0001142262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,189

Read SEC document
May 27, 2021 Filed Jun 1, 2021 23:30 UTC GrantCommon Stock 4,228 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-075245 · tm2118198-8_4seq1.xml · nonDerivative · entry 1

PIASECKI NICOLE WEYERHAEUSER · CIK 0001183850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

Read SEC document
May 27, 2021 Filed Jun 1, 2021 23:29 UTC
Miller JodyDirector
GrantCommon Stock 4,228 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-075244 · tm2118198-7_4seq1.xml · nonDerivative · entry 1

Miller Jody · CIK 0001325501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

Read SEC document
May 27, 2021 Filed Jun 1, 2021 23:29 UTC GrantCommon Stock 4,228 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-075243 · tm2118198-6_4seq1.xml · nonDerivative · entry 1

Miller David J · CIK 0001447777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,953

Read SEC document
May 27, 2021 Filed Jun 1, 2021 23:28 UTC GrantCommon Stock 4,228 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-075241 · tm2118198-5_4seq1.xml · nonDerivative · entry 1

LEDUC ROBERT F · CIK 0001184190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,766

Read SEC document
May 27, 2021 Filed Jun 1, 2021 23:28 UTC GrantCommon Stock 4,228 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-075240 · tm2118198-4_4seq1.xml · nonDerivative · entry 1

CANTIE JOSEPH S · CIK 0001275621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,399

Read SEC document
May 27, 2021 Filed Jun 1, 2021 23:27 UTC
Alving Amy EDirector
GrantCommon Stock 4,228 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-075238 · tm2118198-2_4seq1.xml · nonDerivative · entry 1

Alving Amy E · CIK 0001490905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,448

Read SEC document
May 27, 2021 Filed Jun 1, 2021 23:28 UTC GrantCommon Stock 4,228 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-075239 · tm2118198-3_4seq1.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,210

Read SEC document
May 27, 2021 Filed Jun 1, 2021 23:26 UTC GrantCommon Stock 4,228 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-075237 · tm2118198-1_4seq1.xml · nonDerivative · entry 1

ALBAUGH JAMES F · CIK 0001182045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,070

Read SEC document
May 25, 2021 Filed May 28, 2021 01:02 UTC
Shultz Barbara LouVice President and Controller
GrantCommon Stock 1,919 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-073524 · tm2117865d2_4.xml · nonDerivative · entry 1

Shultz Barbara Lou · CIK 0001864896 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,332

Read SEC document
May 16, 2021 Filed May 18, 2021 00:02 UTC
Myron W PaulVice President and Controller
Tax withholdingCommon Stock 14,691 $33.25 $488,475.75
Disclosure

SEC source: 0001104659-21-068406 · tm2116792-1_4.xml · nonDerivative · entry 1

Myron W Paul · CIK 0001688216 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,424

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
May 15, 2021 Filed May 18, 2021 00:03 UTC
Oal Tolga IDirector · Co-Chief Executive Officer
Tax withholdingCommon Stock 12,020 $33.25 $399,665.00
Disclosure

SEC source: 0001104659-21-068407 · tm2116792-2_4.xml · nonDerivative · entry 1

Oal Tolga I · CIK 0001653964 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,085

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
May 10, 2021 Filed May 13, 2021 01:32 UTC GrantCommon Stock 20,258 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-065362 · tm2116229d1_4.xml · nonDerivative · entry 1

Giacobbe Ken · CIK 0001688603 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,737

Read SEC document
May 10, 2021 Filed May 13, 2021 01:27 UTC GrantCommon Stock 22,714 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-065360 · tm2116229d2_4.xml · nonDerivative · entry 1

Marchuk Neil Edward · CIK 0001301291 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,830

Read SEC document
May 10, 2021 Filed May 13, 2021 01:14 UTC
Oal Tolga IDirector · Co-Chief Executive Officer
GrantCommon Stock 45,427 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-065337 · tm2116229d3_4.xml · nonDerivative · entry 1

Oal Tolga I · CIK 0001653964 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,105

Read SEC document
April 30, 2021 Filed May 4, 2021 21:01 UTC
Oal Tolga IDirector · Co-Chief Executive Officer
GrantPhantom Stock Units · Derivative 273 $32.04 $8,746.92
Disclosure

SEC source: 0001104659-21-061066 · tm2115187-1_4seq1.xml · derivative · entry 1

Oal Tolga I · CIK 0001653964 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,216

Underlying: Common Stock · 273 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the equivalent of one share of Howmet Aerospace common stock

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and are to be paid out in cash at the termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and are to be paid out in cash at the termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 20:17 UTC GrantCommon Stock 982 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-048719 · tm2112649-1_4seq1.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982

Read SEC document
April 05, 2021 Filed Apr 7, 2021 22:32 UTC GrantCommon Stock 1,052 $32.07 $33,737.64
Disclosure

SEC source: 0001104659-21-047717 · tm2112459-2_4seq1.xml · nonDerivative · entry 1

LEDUC ROBERT F · CIK 0001184190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,538

Read SEC document
April 05, 2021 Filed Apr 7, 2021 22:31 UTC GrantCommon Stock 935 $32.07 $29,985.45
Disclosure

SEC source: 0001104659-21-047716 · tm2112459-1_4seq1.xml · nonDerivative · entry 1

CANTIE JOSEPH S · CIK 0001275621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,171

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:35 UTC
Oal Tolga IDirector · Co-Chief Executive Officer
GrantPhantom Stock Units · Derivative 272 $32.14 $8,742.08
Disclosure

SEC source: 0001104659-21-046116 · tm2112027d1_4seq1.xml · derivative · entry 1

Oal Tolga I · CIK 0001653964 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,943

Underlying: Common Stock · 272 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the equivalent of one share of Howmet Aerospace common stock

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and are to be paid out in cash at the termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and are to be paid out in cash at the termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

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March 31, 2021 Filed Apr 2, 2021 20:34 UTC
PLANT JOHN CDirector · Chairman and Co-CEO
Exercise / conversionRestricted Stock Units · Derivative 333,334 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-046114 · tm2112046d1_4seq1.xml · derivative · entry 4

PLANT JOHN C · CIK 0001136562 · Director · Chairman and Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,251,666

Underlying: Common Stock · 333,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: These time-vested restricted stock units were part of an equity award granted on April 2, 2020 and vested on March 31, 2021.

F1 · derivative.exercise_price: Each restricted stock unit converted into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These time-vested restricted stock units were part of an equity award granted on April 2, 2020 and vested on March 31, 2021.

F4 · derivative.expiration_date: These time-vested restricted stock units were part of an equity award granted on April 2, 2020 and vested on March 31, 2021.

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March 31, 2021 Filed Apr 2, 2021 20:34 UTC
PLANT JOHN CDirector · Chairman and Co-CEO
Tax withholdingCommon Stock 144,934 $32.13 $4,656,729.42
Disclosure

SEC source: 0001104659-21-046114 · tm2112046d1_4seq1.xml · nonDerivative · entry 2

PLANT JOHN C · CIK 0001136562 · Director · Chairman and Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030,299

F2 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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March 31, 2021 Filed Apr 2, 2021 20:34 UTC
PLANT JOHN CDirector · Chairman and Co-CEO
Exercise / conversionCommon Stock 333,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-046114 · tm2112046d1_4seq1.xml · nonDerivative · entry 1

PLANT JOHN C · CIK 0001136562 · Director · Chairman and Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,175,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into common stock on a one-for-one basis.

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March 15, 2021 Filed Mar 17, 2021 22:20 UTC Tax withholdingCommon Stock 22,042 $31.82 $701,376.44
Disclosure

SEC source: 0001104659-21-037855 · tm2110059d1_4.xml · nonDerivative · entry 1

Marchuk Neil Edward · CIK 0001301291 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,116

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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March 09, 2021 Filed Mar 10, 2021 21:12 UTC
PLANT JOHN CDirector · Chairman and Co-CEO
Exercise / conversionRestricted Stock Unit · Derivative 60,833 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-034445 · tm219341d1_4seq1.xml · derivative · entry 4

PLANT JOHN C · CIK 0001136562 · Director · Chairman and Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,585,000

Underlying: Common Stock · 60,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: These restricted stock units vested on March 9, 2021, upon satisfaction of the conditions that an Average Price (as defined in the Letter Agreement by and between Howmet Aerospace and Mr. Plant, dated as of August 1, 2019 and, to take into account the separation of Howmet Aerospace, as set forth in the Employee Matters Agreement, dated as of March 31, 2020, by and between Howmet Aerospace and Arconic Corporation) of $36 per share is achieved, and the continued employment of Mr. Plant as Chief Executive Officer of Howmet Aerospace through such date.

F1 · derivative.exercise_price: Each restricted stock unit converted into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These restricted stock units vested on March 9, 2021, upon satisfaction of the conditions that an Average Price (as defined in the Letter Agreement by and between Howmet Aerospace and Mr. Plant, dated as of August 1, 2019 and, to take into account the separation of Howmet Aerospace, as set forth in the Employee Matters Agreement, dated as of March 31, 2020, by and between Howmet Aerospace and Arconic Corporation) of $36 per share is achieved, and the continued employment of Mr. Plant as Chief Executive Officer of Howmet Aerospace through such date.

F4 · derivative.expiration_date: These restricted stock units vested on March 9, 2021, upon satisfaction of the conditions that an Average Price (as defined in the Letter Agreement by and between Howmet Aerospace and Mr. Plant, dated as of August 1, 2019 and, to take into account the separation of Howmet Aerospace, as set forth in the Employee Matters Agreement, dated as of March 31, 2020, by and between Howmet Aerospace and Arconic Corporation) of $36 per share is achieved, and the continued employment of Mr. Plant as Chief Executive Officer of Howmet Aerospace through such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.