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NYSE · USD

HWM

Howmet Aerospace Inc.

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2911
SEC CIK
0000004281
Parsed reports
577

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2023 Filed Jan 5, 2023 23:04 UTC GrantCommon Stock 853 $39.55 $33,736.15
Disclosure

SEC source: 0001104659-23-001548 · tm232356-1_4seq1.xml · nonDerivative · entry 1

LEDUC ROBERT F · CIK 0001184190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,902

Read SEC document
December 30, 2022 Filed Jan 4, 2023 01:32 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 383 $39.24 $15,027.01
Disclosure

SEC source: 0001104659-23-000503 · tm231548-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,266

Underlying: Common Stock · 383 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
December 06, 2022 Filed Dec 13, 2023 02:09 UTC
PLANT JOHN CDirector · Executive Chairman and CEO
GiftCommon Stock 284,043 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-125502 · tm2332752-1_5seq1.xml · nonDerivative · entry 2

PLANT JOHN C · CIK 0001136562 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Remainder Trust

Disclosed balance after: 284,043

F2 · ownership.nature: Shares held in a remainder trust for which the reporting person is the sole trustee and grantor and his children are the beneficiaries.

Read SEC document
December 06, 2022 Filed Dec 13, 2023 02:09 UTC
PLANT JOHN CDirector · Executive Chairman and CEO
GiftCommon Stock 284,043 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-125502 · tm2332752-1_5seq1.xml · nonDerivative · entry 1

PLANT JOHN C · CIK 0001136562 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 1,303,687

F1 · ownership.nature: On December 6, 2022, the reporting person transferred for no consideration 284,043 shares of HWM common stock from a grantor retained annuity trust for which the reporting person is the sole trustee, grantor and beneficiary to a remainder trust described below. Concurrently, the reporting person transferred for no consideration 676,824 shares of HWM common stock between trusts for which the reporting person is the sole trustee, grantor and beneficiary in a transaction exempt from reporting pursuant to Rule 16a-13.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 22:01 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 403 $37.29 $15,025.86
Disclosure

SEC source: 0001104659-22-123702 · tm2231789-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,940

Underlying: Common Stock · 403 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in case after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in case after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 21:23 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 430 $34.90 $15,004.85
Disclosure

SEC source: 0001104659-22-114042 · tm2229589-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,545

Underlying: Common Stock · 430 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in case after termination of employment. The reporting person may transfer the phantomstock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in case after termination of employment. The reporting person may transfer the phantomstock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
October 04, 2022 Filed Oct 5, 2022 22:29 UTC GrantCommon Stock 1,007 $33.51 $33,744.57
Disclosure

SEC source: 0001104659-22-106429 · tm2227651-2_4seq1.xml · nonDerivative · entry 1

LEDUC ROBERT F · CIK 0001184190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,049

Read SEC document
October 04, 2022 Filed Oct 5, 2022 22:29 UTC GrantCommon Stock 895 $33.51 $29,991.45
Disclosure

SEC source: 0001104659-22-106428 · tm2227651-1_4seq1.xml · nonDerivative · entry 1

CANTIE JOSEPH S · CIK 0001275621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,003

Read SEC document
September 30, 2022 Filed Oct 4, 2022 13:19 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 482 $31.16 $15,016.71
Disclosure

SEC source: 0001104659-22-105630 · tm2227412d1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,268

Underlying: Common Stock · 482 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in case after termination of employment. The reporting person may transfer the phantomstock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in case after termination of employment. The reporting person may transfer the phantomstock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:15 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 420 $35.75 $15,015.00
Disclosure

SEC source: 0001104659-22-097510 · tm2225089-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,597

Underlying: Common Stock · 420 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in case after termination of employment. The reporting person may transfer the phantomstock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in case after termination of employment. The reporting person may transfer the phantomstock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 20:16 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 272 $36.51 $9,930.72
Disclosure

SEC source: 0001104659-22-085196 · tm2222371-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,185

Underlying: Common Stock · 272 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in case after termination of employment. The reporting person may transfer the phantomstock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in case after termination of employment. The reporting person may transfer the phantomstock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:27 UTC
LIN LOLA FELICEEVP, CLO, CCO and Secretary
Tax withholdingCommon Stock 2,637 $33.32 $87,864.84
Disclosure

SEC source: 0001104659-22-080856 · tm2221388-1_4seq1.xml · nonDerivative · entry 1

LIN LOLA FELICE · CIK 0001870422 · EVP, CLO, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,620

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 20:21 UTC GrantCommon Stock 964 $31.10 $29,980.40
Disclosure

SEC source: 0001104659-22-078048 · tm2220651-2_4seq1.xml · nonDerivative · entry 1

CANTIE JOSEPH S · CIK 0001275621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,108

Read SEC document
July 05, 2022 Filed Jul 7, 2022 20:19 UTC GrantCommon Stock 1,085 $31.10 $33,743.50
Disclosure

SEC source: 0001104659-22-078046 · tm2220651-1_4seq1.xml · nonDerivative · entry 1

LEDUC ROBERT F · CIK 0001184190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,042

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:16 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 312 $31.10 $9,703.20
Disclosure

SEC source: 0001104659-22-076842 · tm2220298-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,056

Underlying: Common Stock · 312 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in case after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in case after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 01:56 UTC
Giacobbe KenEVP and CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,570 $0.00 Strike: $28.98 $0.00
Disclosure

SEC source: 0001104659-22-068715 · tm2217865d1_4.xml · derivative · entry 6

Giacobbe Ken · CIK 0001688603 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,570 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable in three equal annual installments beginning on January 19, 2019, which was the first anniversary of the date on which the option was granted.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 01:56 UTC
Giacobbe KenEVP and CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 53,978 $0.00 Strike: $20.27 $0.00
Disclosure

SEC source: 0001104659-22-068715 · tm2217865d1_4.xml · derivative · entry 5

Giacobbe Ken · CIK 0001688603 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,978 shares

Expires 2027-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable in three equal annual installments beginning on January 13, 2018, which was the first anniversary of the date on which the option was granted.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 01:56 UTC
Giacobbe KenEVP and CFO
SaleCommon Stock 63,304 $36.31 $2,298,435.30
Disclosure

SEC source: 0001104659-22-068715 · tm2217865d1_4.xml · nonDerivative · entry 3

Giacobbe Ken · CIK 0001688603 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,379

F1 · kind: Represents shares sold in the open market, the proceeds of which were used to pay the exercise price and tax withholding obligations incurred upon the exercise of the stock options.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.14 to $36.49. The reporting person undertakes to provide to Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 01:56 UTC
Giacobbe KenEVP and CFO
Exercise / conversionCommon Stock 25,570 $28.98 $741,018.60
Disclosure

SEC source: 0001104659-22-068715 · tm2217865d1_4.xml · nonDerivative · entry 2

Giacobbe Ken · CIK 0001688603 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 01:56 UTC
Giacobbe KenEVP and CFO
Exercise / conversionCommon Stock 53,978 $20.27 $1,094,134.06
Disclosure

SEC source: 0001104659-22-068715 · tm2217865d1_4.xml · nonDerivative · entry 1

Giacobbe Ken · CIK 0001688603 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 20:11 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 273 $35.63 $9,725.63
Disclosure

SEC source: 0001104659-22-067115 · tm2217482-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,623

Underlying: Common Stock · 273 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employement. The reporting person may transfer the phantomstock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employement. The reporting person may transfer the phantomstock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
May 27, 2022 Filed May 31, 2022 22:45 UTC GrantCommon Stock 4,163 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066735 · tm2217337-9_4seq1.xml · nonDerivative · entry 1

SCHMIDT ULRICH · CIK 0001142262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,352

Read SEC document
May 27, 2022 Filed May 31, 2022 22:44 UTC GrantCommon Stock 4,163 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066733 · tm2217337-8_4seq1.xml · nonDerivative · entry 1

PIASECKI NICOLE WEYERHAEUSER · CIK 0001183850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,877

Read SEC document
May 27, 2022 Filed May 31, 2022 22:43 UTC GrantCommon Stock 4,163 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066732 · tm2217337-7_4seq1.xml · nonDerivative · entry 1

LEDUC ROBERT F · CIK 0001184190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,957

Read SEC document
May 27, 2022 Filed May 31, 2022 22:42 UTC
Miller JodyDirector
GrantCommon Stock 4,163 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066730 · tm2217337-6_4seq1.xml · nonDerivative · entry 1

Miller Jody · CIK 0001325501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,877

Read SEC document
May 27, 2022 Filed May 31, 2022 22:41 UTC GrantCommon Stock 4,163 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066729 · tm2217337-5_4seq1.xml · nonDerivative · entry 1

Miller David J · CIK 0001447777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,116

Read SEC document
May 27, 2022 Filed May 31, 2022 22:36 UTC
Alving Amy EDirector
GrantCommon Stock 4,163 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066725 · tm2217337-2_4seq1.xml · nonDerivative · entry 1

Alving Amy E · CIK 0001490905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,611

Read SEC document
May 27, 2022 Filed May 31, 2022 22:39 UTC GrantCommon Stock 4,163 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066727 · tm2217337-4_4seq1.xml · nonDerivative · entry 1

CANTIE JOSEPH S · CIK 0001275621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,144

Read SEC document
May 27, 2022 Filed May 31, 2022 22:38 UTC GrantCommon Stock 4,163 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066726 · tm2217337-3_4seq1.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,373

Read SEC document
May 27, 2022 Filed May 31, 2022 22:35 UTC GrantCommon Stock 4,163 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-066724 · tm2217337-1_4seq1.xml · nonDerivative · entry 1

ALBAUGH JAMES F · CIK 0001182045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,233

Read SEC document
May 05, 2022 Filed May 9, 2022 23:13 UTC
Shultz Barbara LouVice President and Controller
GrantCommon Stock 1,765 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-057728 · tm2214960-5_4seq1.xml · nonDerivative · entry 1

Shultz Barbara Lou · CIK 0001864896 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,504

Read SEC document
May 05, 2022 Filed May 9, 2022 23:12 UTC GrantCommon Stock 19,199 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-057727 · tm2214960-4_4seq1.xml · nonDerivative · entry 1

Marchuk Neil Edward · CIK 0001301291 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,987

Read SEC document
May 05, 2022 Filed May 9, 2022 23:12 UTC
LIN LOLA FELICEEVP, CLO and Secretary
GrantCommon Stock 12,423 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-057726 · tm2214960-3_4seq1.xml · nonDerivative · entry 1

LIN LOLA FELICE · CIK 0001870422 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,257

Read SEC document
May 05, 2022 Filed May 9, 2022 23:12 UTC
Giacobbe KenExecutive VP and CFO
GrantCommon Stock 18,069 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-057725 · tm2214960-2_4seq1.xml · nonDerivative · entry 1

Giacobbe Ken · CIK 0001688603 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,135

Read SEC document
May 05, 2022 Filed May 9, 2022 23:11 UTC
CHANATRY MICHAEL NIEMVice President
GrantCommon Stock 6,212 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-057724 · tm2214960-1_4seq1.xml · nonDerivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,570

Read SEC document
April 29, 2022 Filed May 4, 2022 13:25 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 281 $34.59 $9,719.79
Disclosure

SEC source: 0001104659-22-055596 · tm2214461-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,351

Underlying: Common Stock · 281 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employement. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employement. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 21:07 UTC GrantCommon Stock 870 $34.45 $29,971.50
Disclosure

SEC source: 0001104659-22-043679 · tm2212214-2_4seq1.xml · nonDerivative · entry 1

CANTIE JOSEPH S · CIK 0001275621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,981

Read SEC document
April 05, 2022 Filed Apr 7, 2022 21:06 UTC GrantCommon Stock 979 $34.45 $33,726.55
Disclosure

SEC source: 0001104659-22-043678 · tm2212214-1_4seq1.xml · nonDerivative · entry 1

LEDUC ROBERT F · CIK 0001184190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,794

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:29 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 267 $36.42 $9,724.14
Disclosure

SEC source: 0001104659-22-042330 · tm2211631-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,048

Underlying: Common Stock · 267 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employement. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employement. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:30 UTC
PLANT JOHN CDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 495,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-042331 · tm2211631-2_4seq1.xml · derivative · entry 4

PLANT JOHN C · CIK 0001136562 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,094,999

Underlying: Common Stock · 495,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Reflects vesting of one-third of each restricted stock unit awards granted April 2, 2020 and June 9, 2020.

F1 · derivative.exercise_price: Each restricted stock unit converted into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Reflects vesting of one-third of each restricted stock unit awards granted April 2, 2020 and June 9, 2020.

F4 · derivative.expiration_date: Reflects vesting of one-third of each restricted stock unit awards granted April 2, 2020 and June 9, 2020.

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March 31, 2022 Filed Apr 4, 2022 21:30 UTC
PLANT JOHN CDirector · Chief Executive Officer
Tax withholdingCommon Stock 215,227 $35.94 $7,735,258.38
Disclosure

SEC source: 0001104659-22-042331 · tm2211631-2_4seq1.xml · nonDerivative · entry 2

PLANT JOHN C · CIK 0001136562 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,179

F2 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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March 31, 2022 Filed Apr 4, 2022 21:30 UTC
PLANT JOHN CDirector · Chief Executive Officer
Exercise / conversionCommon Stock 495,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-042331 · tm2211631-2_4seq1.xml · nonDerivative · entry 1

PLANT JOHN C · CIK 0001136562 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into common stock on a one-for-one basis.

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March 15, 2022 Filed Mar 17, 2022 20:06 UTC Tax withholdingCommon Stock 22,042 $34.10 $751,632.20
Disclosure

SEC source: 0001104659-22-035008 · tm229628-1_4seq1.xml · nonDerivative · entry 1

Marchuk Neil Edward · CIK 0001301291 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,788

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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February 28, 2022 Filed Mar 3, 2022 02:33 UTC
Giacobbe KenExecutive VP and CFO
Tax withholdingCommon Stock 27,632 $35.92 $992,541.44
Disclosure

SEC source: 0001104659-22-029551 · tm228290-3_4.xml · nonDerivative · entry 2

Giacobbe Ken · CIK 0001688603 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,066

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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February 28, 2022 Filed Mar 3, 2022 02:33 UTC
Giacobbe KenExecutive VP and CFO
Tax withholdingCommon Stock 6,908 $35.92 $248,135.36
Disclosure

SEC source: 0001104659-22-029551 · tm228290-3_4.xml · nonDerivative · entry 1

Giacobbe Ken · CIK 0001688603 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,698

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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February 28, 2022 Filed Mar 3, 2022 02:32 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 227 $35.99 $8,169.73
Disclosure

SEC source: 0001104659-22-029550 · tm228290-2_4.xml · derivative · entry 4

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,702

Underlying: Common Stock · 227 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F3 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F3 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

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February 28, 2022 Filed Mar 3, 2022 02:32 UTC
CHANATRY MICHAEL NIEMVice President
Tax withholdingCommon Stock 4,996 $35.92 $179,456.32
Disclosure

SEC source: 0001104659-22-029550 · tm228290-2_4.xml · nonDerivative · entry 2

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,358

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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February 28, 2022 Filed Mar 3, 2022 02:32 UTC
CHANATRY MICHAEL NIEMVice President
Tax withholdingCommon Stock 4,996 $35.92 $179,456.32
Disclosure

SEC source: 0001104659-22-029550 · tm228290-2_4.xml · nonDerivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,354

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 02:32 UTC
Shultz Barbara LouVice President and Controller
Tax withholdingCommon Stock 593 $35.92 $21,300.56
Disclosure

SEC source: 0001104659-22-029548 · tm228290d1_4.xml · nonDerivative · entry 1

Shultz Barbara Lou · CIK 0001864896 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,739

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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January 31, 2022 Filed Feb 2, 2022 21:13 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 266 $30.68 $8,160.88
Disclosure

SEC source: 0001104659-22-010847 · tm225282d1_4.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,582

Underlying: Common Stock · 266 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employement. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employement. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.