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Howmet Aerospace Inc.

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2911
SEC CIK
0000004281
Parsed reports
577

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 03, 2023 Filed Oct 4, 2023 21:58 UTC
Miller JodyDirector
GrantCommon Stock 741 $45.52 $33,730.32
Disclosure

SEC source: 0001104659-23-106903 · tm2327757-1_4seq1.xml · nonDerivative · entry 1

Miller Jody · CIK 0001325501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,539

Read SEC document
September 29, 2023 Filed Oct 3, 2023 01:41 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 335 $46.59 $15,605.98
Disclosure

SEC source: 0001104659-23-106076 · tm2327477d1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,502

Underlying: Common Stock · 335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 23:20 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 283 $49.72 $14,070.76
Disclosure

SEC source: 0001104659-23-098410 · tm2325569-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,109

Underlying: Common Stock · 283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 11:00 UTC SaleCommon Stock 80,000 $50.06 $4,004,464.00
Disclosure

SEC source: 0001104659-23-090065 · tm2323506-1_4seq1.xml · nonDerivative · entry 1

Marchuk Neil Edward · CIK 0001301291 · EVP, HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,291

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.80 to $50.47. The reporting person undertakes to provide to Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 22:05 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 198 $50.84 $10,065.33
Disclosure

SEC source: 0001104659-23-086464 · tm2322622-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,801

Underlying: Common Stock · 198 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
July 06, 2023 Filed Jul 10, 2023 23:57 UTC GrantCommon Stock 612 $48.95 $29,957.40
Disclosure

SEC source: 0001104659-23-079740 · tm2321005-2_4seq1.xml · nonDerivative · entry 1

CANTIE JOSEPH S · CIK 0001275621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,644

Read SEC document
July 06, 2023 Filed Jul 10, 2023 23:57 UTC
Miller JodyDirector
GrantCommon Stock 650 $48.95 $31,817.50
Disclosure

SEC source: 0001104659-23-079739 · tm2321005-1_4seq1.xml · nonDerivative · entry 1

Miller Jody · CIK 0001325501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,798

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:44 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 204 $49.35 $10,066.38
Disclosure

SEC source: 0001104659-23-078271 · tm2320659-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,638

Underlying: Common Stock · 204 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:11 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 236 $42.78 $10,096.08
Disclosure

SEC source: 0001104659-23-067545 · tm2317693-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,564

Underlying: Common Stock · 236 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
May 19, 2023 Filed May 23, 2023 23:25 UTC GrantCommon Stock 3,559 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-063734 · tm2316637-8_4seq1.xml · nonDerivative · entry 1

SCHMIDT ULRICH · CIK 0001142262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,911

Read SEC document
May 19, 2023 Filed May 23, 2023 23:24 UTC
Miller JodyDirector
GrantCommon Stock 3,559 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-063732 · tm2316637-7_4seq1.xml · nonDerivative · entry 1

Miller Jody · CIK 0001325501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,148

Read SEC document
May 19, 2023 Filed May 23, 2023 23:22 UTC GrantCommon Stock 3,559 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-063731 · tm2316637-6_4seq1.xml · nonDerivative · entry 1

Miller David J · CIK 0001447777 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,675

Read SEC document
May 19, 2023 Filed May 23, 2023 23:20 UTC GrantCommon Stock 3,559 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-063729 · tm2316637-5_4seq1.xml · nonDerivative · entry 1

LEDUC ROBERT F · CIK 0001184190 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,461

Read SEC document
May 19, 2023 Filed May 23, 2023 23:18 UTC GrantCommon Stock 3,559 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-063728 · tm2316637-4_4seq1.xml · nonDerivative · entry 1

CANTIE JOSEPH S · CIK 0001275621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,032

Read SEC document
May 19, 2023 Filed May 23, 2023 23:16 UTC GrantCommon Stock 3,559 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-063726 · tm2316637-3_4seq1.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,932

Read SEC document
May 19, 2023 Filed May 23, 2023 23:15 UTC
Alving Amy EDirector
GrantCommon Stock 3,559 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-063724 · tm2316637-2_4seq1.xml · nonDerivative · entry 1

Alving Amy E · CIK 0001490905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,170

Read SEC document
May 19, 2023 Filed May 23, 2023 23:13 UTC GrantCommon Stock 3,559 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-063723 · tm2316637-1_4seq1.xml · nonDerivative · entry 1

ALBAUGH JAMES F · CIK 0001182045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,792

Read SEC document
May 07, 2023 Filed May 9, 2023 20:33 UTC
Shultz Barbara LouVice President and Controller
Tax withholdingCommon Stock 481 $44.00 $21,164.00
Disclosure

SEC source: 0001104659-23-057767 · tm2315155-4_4seq1.xml · nonDerivative · entry 1

Shultz Barbara Lou · CIK 0001864896 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,061

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
May 07, 2023 Filed May 9, 2023 20:32 UTC Tax withholdingCommon Stock 61,969 $44.00 $2,726,636.00
Disclosure

SEC source: 0001104659-23-057766 · tm2315155-3_4seq1.xml · nonDerivative · entry 3

Marchuk Neil Edward · CIK 0001301291 · EVP, HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,291

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
May 07, 2023 Filed May 9, 2023 20:32 UTC GrantCommon Stock 140,954 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-057766 · tm2315155-3_4seq1.xml · nonDerivative · entry 2

Marchuk Neil Edward · CIK 0001301291 · EVP, HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,260

Read SEC document
May 07, 2023 Filed May 9, 2023 20:32 UTC Tax withholdingCommon Stock 24,445 $44.00 $1,075,580.00
Disclosure

SEC source: 0001104659-23-057766 · tm2315155-3_4seq1.xml · nonDerivative · entry 1

Marchuk Neil Edward · CIK 0001301291 · EVP, HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,306

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
May 07, 2023 Filed May 9, 2023 20:32 UTC
Giacobbe KenEVP and CFO
Tax withholdingCommon Stock 52,014 $44.00 $2,288,616.00
Disclosure

SEC source: 0001104659-23-057764 · tm2315155-2_4seq1.xml · nonDerivative · entry 3

Giacobbe Ken · CIK 0001688603 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,535

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
May 07, 2023 Filed May 9, 2023 20:32 UTC
Giacobbe KenEVP and CFO
GrantCommon Stock 119,598 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-057764 · tm2315155-2_4seq1.xml · nonDerivative · entry 2

Giacobbe Ken · CIK 0001688603 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,549

Read SEC document
May 07, 2023 Filed May 9, 2023 20:32 UTC
Giacobbe KenEVP and CFO
Tax withholdingCommon Stock 20,518 $44.00 $902,792.00
Disclosure

SEC source: 0001104659-23-057764 · tm2315155-2_4seq1.xml · nonDerivative · entry 1

Giacobbe Ken · CIK 0001688603 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,951

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
May 07, 2023 Filed May 9, 2023 20:31 UTC
CHANATRY MICHAEL NIEMVice President
Tax withholdingCommon Stock 18,305 $44.00 $805,420.00
Disclosure

SEC source: 0001104659-23-057761 · tm2315155-1_4seq1.xml · nonDerivative · entry 3

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,347

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
May 07, 2023 Filed May 9, 2023 20:31 UTC
CHANATRY MICHAEL NIEMVice President
GrantCommon Stock 42,715 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-057761 · tm2315155-1_4seq1.xml · nonDerivative · entry 2

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,652

Read SEC document
May 07, 2023 Filed May 9, 2023 20:31 UTC
CHANATRY MICHAEL NIEMVice President
Tax withholdingCommon Stock 7,221 $44.00 $317,724.00
Disclosure

SEC source: 0001104659-23-057761 · tm2315155-1_4seq1.xml · nonDerivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,937

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
April 28, 2023 Filed May 1, 2023 23:29 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 230 $43.89 $10,094.70
Disclosure

SEC source: 0001104659-23-054635 · tm2314344-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,236

Underlying: Common Stock · 230 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
April 04, 2023 Filed Apr 5, 2023 21:01 UTC GrantCommon Stock 712 $42.12 $29,989.44
Disclosure

SEC source: 0001104659-23-042223 · tm2311878-2_4seq1.xml · nonDerivative · entry 1

CANTIE JOSEPH S · CIK 0001275621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,473

Read SEC document
April 04, 2023 Filed Apr 5, 2023 21:00 UTC
Miller JodyDirector
GrantCommon Stock 712 $42.12 $29,989.44
Disclosure

SEC source: 0001104659-23-042220 · tm2311878-1_4seq1.xml · nonDerivative · entry 1

Miller Jody · CIK 0001325501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,589

Read SEC document
March 31, 2023 Filed Apr 3, 2023 21:04 UTC
PLANT JOHN CDirector · Executive Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-040964 · tm2311409-1_4seq1.xml · derivative · entry 6

PLANT JOHN C · CIK 0001136562 · Director · Executive Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 2,100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converted into common stock on a one-for-one basis.

F5 · derivative.exercise_date: Reflects vesting of the restricted stock unit awards granted on April 2, 2020 and June 9, 2020, upon satisfaction of the conditions of Mr. Plant's continued service as Howmet's Chief Executive Officer through such date and the achievement of certain stock price targets.

F5 · derivative.expiration_date: Reflects vesting of the restricted stock unit awards granted on April 2, 2020 and June 9, 2020, upon satisfaction of the conditions of Mr. Plant's continued service as Howmet's Chief Executive Officer through such date and the achievement of certain stock price targets.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 21:04 UTC
PLANT JOHN CDirector · Executive Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 494,999 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-040964 · tm2311409-1_4seq1.xml · derivative · entry 5

PLANT JOHN C · CIK 0001136562 · Director · Executive Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,600,000

Underlying: Common Stock · 494,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converted into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Reflects vesting of the remaining one-third of each of the restricted stock unit awards granted on April 2, 2020 and June 9, 2020, upon satisfaction of the condition of the continued employment of Mr. Plant as Chief Executive Officer of Howmet Aerospace Inc. (Howmet) through such date.

F4 · derivative.expiration_date: Reflects vesting of the remaining one-third of each of the restricted stock unit awards granted on April 2, 2020 and June 9, 2020, upon satisfaction of the condition of the continued employment of Mr. Plant as Chief Executive Officer of Howmet Aerospace Inc. (Howmet) through such date.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 21:04 UTC
PLANT JOHN CDirector · Executive Chairman & CEO
Tax withholdingCommon Stock 1,128,307 $42.37 $47,806,367.59
Disclosure

SEC source: 0001104659-23-040964 · tm2311409-1_4seq1.xml · nonDerivative · entry 3

PLANT JOHN C · CIK 0001136562 · Director · Executive Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,780,871

F2 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 21:04 UTC
PLANT JOHN CDirector · Executive Chairman & CEO
Exercise / conversionCommon Stock 2,100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-040964 · tm2311409-1_4seq1.xml · nonDerivative · entry 2

PLANT JOHN C · CIK 0001136562 · Director · Executive Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,909,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into common stock on a one-for-one basis.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 21:04 UTC
PLANT JOHN CDirector · Executive Chairman & CEO
Exercise / conversionCommon Stock 494,999 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-040964 · tm2311409-1_4seq1.xml · nonDerivative · entry 1

PLANT JOHN C · CIK 0001136562 · Director · Executive Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 809,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into common stock on a one-for-one basis.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 12:53 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 238 $42.44 $10,099.53
Disclosure

SEC source: 0001104659-23-041247 · tm2311678-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,085

Underlying: Common Stock · 238 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 22:59 UTC SaleCommon Stock 57,000 $43.61 $2,485,576.20
Disclosure

SEC source: 0001104659-23-030178 · tm238969-1_4seq1.xml · nonDerivative · entry 1

Marchuk Neil Edward · CIK 0001301291 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,751

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.51 to $43.75. The reporting person undertakes to provide to Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:31 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 6,375 $43.14 $274,985.63
Disclosure

SEC source: 0001104659-23-028033 · tm238380-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,796

Underlying: Common Stock · 6,375 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 23:01 UTC
Shultz Barbara LouVice President and Controller
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,627 $0.00 Strike: $23.86 $0.00
Disclosure

SEC source: 0001104659-23-025439 · tm237848-1_4seq1.xml · derivative · entry 3

Shultz Barbara Lou · CIK 0001864896 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,627 shares

Expires 2024-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable in three equal annual installments beginning on January 16, 2015, which was the first anniversary of the date on which the option was granted.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 23:01 UTC
Shultz Barbara LouVice President and Controller
SaleCommon Stock 4,627 $42.16 $195,077.56
Disclosure

SEC source: 0001104659-23-025439 · tm237848-1_4seq1.xml · nonDerivative · entry 2

Shultz Barbara Lou · CIK 0001864896 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,542

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.16 to $42.17. The reporting person undertakes to provide to Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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February 23, 2023 Filed Feb 24, 2023 23:01 UTC
Shultz Barbara LouVice President and Controller
Exercise / conversionCommon Stock 4,627 $23.86 $110,400.22
Disclosure

SEC source: 0001104659-23-025439 · tm237848-1_4seq1.xml · nonDerivative · entry 1

Shultz Barbara Lou · CIK 0001864896 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 16, 2023 Filed Feb 22, 2023 02:32 UTC
Giacobbe KenEVP and CFO
GrantCommon Stock 16,299 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-023941 · tm237510-4_4seq1.xml · nonDerivative · entry 2

Giacobbe Ken · CIK 0001688603 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,469

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February 16, 2023 Filed Feb 22, 2023 02:32 UTC
Giacobbe KenEVP and CFO
SaleCommon Stock 111,209 $43.07 $4,790,094.14
Disclosure

SEC source: 0001104659-23-023941 · tm237510-4_4seq1.xml · nonDerivative · entry 1

Giacobbe Ken · CIK 0001688603 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,170

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.85 to $43.38. The reporting person undertakes to provide to Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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February 16, 2023 Filed Feb 22, 2023 02:32 UTC
Shultz Barbara LouVice President and Controller
GrantCommon Stock 2,038 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-023942 · tm237510-5_4seq1.xml · nonDerivative · entry 1

Shultz Barbara Lou · CIK 0001864896 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,542

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February 16, 2023 Filed Feb 22, 2023 02:32 UTC GrantCommon Stock 16,764 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-023940 · tm237510d3_4seq1.xml · nonDerivative · entry 1

Marchuk Neil Edward · CIK 0001301291 · EVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,751

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February 16, 2023 Filed Feb 22, 2023 02:31 UTC
LIN LOLA FELICEEVP, CL&CO and Secretary
GrantCommon Stock 11,176 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-023939 · tm237510d2_4seq1.xml · nonDerivative · entry 1

LIN LOLA FELICE · CIK 0001870422 · EVP, CL&CO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,796

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February 16, 2023 Filed Feb 22, 2023 02:30 UTC
CHANATRY MICHAEL NIEMVice President
GrantCommon Stock 5,588 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-023938 · tm237510d1_4seq1.xml · nonDerivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,158

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February 16, 2023 Filed Mar 9, 2023 01:10 UTC Amendment
Giacobbe KenEVP and CFO
SaleCommon Stock 111,209 $43.07 $4,790,094.14
Disclosure

SEC source: 0001104659-23-030210 · tm238989d1_4a.xml · nonDerivative · entry 1

Giacobbe Ken · CIK 0001688603 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,170

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.85 to $43.38. The reporting person undertakes to provide to Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F1 · acquired: On February 21, 2023, the reporting person filed a Form 4 that inadvertently contained a typographical error that showed an "A" in column 4 of Table I. In fact, as reported in this amendment, the correct letter is "D". All other information in the previously filed Form 4, including the transaction code in column 3 and the amount of securities beneficially owned following the reported transaction in column 5, remains unchanged.

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January 31, 2023 Filed Feb 2, 2023 21:31 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 208 $40.27 $8,376.16
Disclosure

SEC source: 0001104659-23-009921 · tm235270d1_4.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,452

Underlying: Common Stock · 208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

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January 04, 2023 Filed Jan 5, 2023 23:06 UTC GrantCommon Stock 758 $39.55 $29,978.90
Disclosure

SEC source: 0001104659-23-001550 · tm232356-2_4seq1.xml · nonDerivative · entry 1

CANTIE JOSEPH S · CIK 0001275621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,761

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.