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Howmet Aerospace Inc.

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2911
SEC CIK
0000004281
Parsed reports
577

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 24, 2024 Filed May 30, 2024 00:55 UTC
Smith GunnerDirector
GrantCommon Stock 1,889 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-066284 · tm2415880-9_4seq1.xml · nonDerivative · entry 1

Smith Gunner · CIK 0001748562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,083

Read SEC document
May 24, 2024 Filed May 30, 2024 00:55 UTC GrantCommon Stock 1,889 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-066281 · tm2415880-8_4seq1.xml · nonDerivative · entry 1

SCHMIDT ULRICH · CIK 0001142262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,800

Read SEC document
May 24, 2024 Filed May 30, 2024 00:55 UTC GrantCommon Stock 1,889 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-066282 · tm2415880-4_4seq1.xml · nonDerivative · entry 1

CANTIE JOSEPH S · CIK 0001275621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,219

Read SEC document
May 24, 2024 Filed May 30, 2024 00:54 UTC GrantCommon Stock 1,889 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-066280 · tm2415880-3_4seq1.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,821

Read SEC document
May 24, 2024 Filed May 30, 2024 00:53 UTC
Alving Amy EDirector
GrantCommon Stock 1,889 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-066278 · tm2415880-2_4seq1.xml · nonDerivative · entry 1

Alving Amy E · CIK 0001490905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,059

Read SEC document
May 24, 2024 Filed May 30, 2024 00:54 UTC
Miller JodyDirector
GrantCommon Stock 1,889 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-066279 · tm2415880-7_4seq1.xml · nonDerivative · entry 1

Miller Jody · CIK 0001325501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,067

Read SEC document
May 24, 2024 Filed May 30, 2024 00:53 UTC GrantCommon Stock 1,889 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-066277 · tm2415880-6_4seq1.xml · nonDerivative · entry 1

Miller David J · CIK 0001447777 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,564

Read SEC document
May 24, 2024 Filed May 30, 2024 00:52 UTC GrantCommon Stock 1,889 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-066275 · tm2415880-1_4seq1.xml · nonDerivative · entry 1

ALBAUGH JAMES F · CIK 0001182045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,681

Read SEC document
May 10, 2024 Filed May 15, 2024 01:25 UTC
Shultz Barbara LouVice President and Controller
Tax withholdingCommon Stock 1,329 $80.87 $107,476.23
Disclosure

SEC source: 0001104659-24-061353 · tm2414528-5_4seq1.xml · nonDerivative · entry 3

Shultz Barbara Lou · CIK 0001864896 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,332

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
May 10, 2024 Filed May 15, 2024 01:25 UTC
Shultz Barbara LouVice President and Controller
GrantCommon Stock 3,052 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-061353 · tm2414528-5_4seq1.xml · nonDerivative · entry 2

Shultz Barbara Lou · CIK 0001864896 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,661

Read SEC document
May 10, 2024 Filed May 15, 2024 01:25 UTC
Shultz Barbara LouVice President and Controller
Tax withholdingCommon Stock 835 $80.87 $67,526.45
Disclosure

SEC source: 0001104659-24-061353 · tm2414528-5_4seq1.xml · nonDerivative · entry 1

Shultz Barbara Lou · CIK 0001864896 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,609

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
May 10, 2024 Filed May 15, 2024 01:22 UTC Tax withholdingCommon Stock 23,561 $80.87 $1,905,378.07
Disclosure

SEC source: 0001104659-24-061351 · tm2414528-4_4seq1.xml · nonDerivative · entry 3

Marchuk Neil Edward · CIK 0001301291 · EVP, HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,301

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
May 10, 2024 Filed May 15, 2024 01:22 UTC GrantCommon Stock 54,173 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-061351 · tm2414528-4_4seq1.xml · nonDerivative · entry 2

Marchuk Neil Edward · CIK 0001301291 · EVP, HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,862

Read SEC document
May 10, 2024 Filed May 15, 2024 01:22 UTC Tax withholdingCommon Stock 9,879 $80.87 $798,914.73
Disclosure

SEC source: 0001104659-24-061351 · tm2414528-4_4seq1.xml · nonDerivative · entry 1

Marchuk Neil Edward · CIK 0001301291 · EVP, HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,689

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
May 10, 2024 Filed May 15, 2024 01:19 UTC
LIN LOLA FELICEEVP, CL&CO and Secretary
Tax withholdingCommon Stock 14,083 $80.87 $1,138,892.21
Disclosure

SEC source: 0001104659-24-061349 · tm2414528-2_4seq1.xml · nonDerivative · entry 3

LIN LOLA FELICE · CIK 0001870422 · EVP, CL&CO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,124

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
May 10, 2024 Filed May 15, 2024 01:19 UTC
LIN LOLA FELICEEVP, CL&CO and Secretary
GrantCommon Stock 32,381 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-061349 · tm2414528-2_4seq1.xml · nonDerivative · entry 2

LIN LOLA FELICE · CIK 0001870422 · EVP, CL&CO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,207

Read SEC document
May 10, 2024 Filed May 15, 2024 01:19 UTC
LIN LOLA FELICEEVP, CL&CO and Secretary
Tax withholdingCommon Stock 5,905 $80.87 $477,537.35
Disclosure

SEC source: 0001104659-24-061349 · tm2414528-2_4seq1.xml · nonDerivative · entry 1

LIN LOLA FELICE · CIK 0001870422 · EVP, CL&CO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,826

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
May 10, 2024 Filed May 15, 2024 01:17 UTC
Giacobbe KenEVP and CFO
Tax withholdingCommon Stock 21,015 $80.87 $1,699,483.05
Disclosure

SEC source: 0001104659-24-061346 · tm2414528-3_4seq1.xml · nonDerivative · entry 3

Giacobbe Ken · CIK 0001688603 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,407

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
May 10, 2024 Filed May 15, 2024 01:17 UTC
Giacobbe KenEVP and CFO
GrantCommon Stock 48,318 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-061346 · tm2414528-3_4seq1.xml · nonDerivative · entry 2

Giacobbe Ken · CIK 0001688603 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,422

Read SEC document
May 10, 2024 Filed May 15, 2024 01:17 UTC
Giacobbe KenEVP and CFO
Tax withholdingCommon Stock 8,811 $80.87 $712,545.57
Disclosure

SEC source: 0001104659-24-061346 · tm2414528-3_4seq1.xml · nonDerivative · entry 1

Giacobbe Ken · CIK 0001688603 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,104

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
May 10, 2024 Filed May 15, 2024 01:14 UTC
CHANATRY MICHAEL NIEMVice President
Tax withholdingCommon Stock 6,591 $80.87 $533,014.17
Disclosure

SEC source: 0001104659-24-061344 · tm2414528-1_4seq1.xml · nonDerivative · entry 3

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,478

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
May 10, 2024 Filed May 15, 2024 01:14 UTC
CHANATRY MICHAEL NIEMVice President
GrantCommon Stock 15,375 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-061344 · tm2414528-1_4seq1.xml · nonDerivative · entry 2

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,069

Read SEC document
May 10, 2024 Filed May 15, 2024 01:14 UTC
CHANATRY MICHAEL NIEMVice President
Tax withholdingCommon Stock 2,763 $80.87 $223,443.81
Disclosure

SEC source: 0001104659-24-061344 · tm2414528-1_4seq1.xml · nonDerivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,694

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
April 30, 2024 Filed May 2, 2024 20:15 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 156 $67.46 $10,523.76
Disclosure

SEC source: 0001104659-24-056394 · tm2413380-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,012

Underlying: Common Stock · 156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 20:30 UTC
CHANATRY MICHAEL NIEMVice President
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-047805 · tm2411993-1_4seq1.xml · nonDerivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,457

Read SEC document
April 02, 2024 Filed Apr 4, 2024 21:55 UTC GrantCommon Stock 459 $65.26 $29,954.34
Disclosure

SEC source: 0001104659-24-043707 · tm2411069-2_4seq1.xml · nonDerivative · entry 1

CANTIE JOSEPH S · CIK 0001275621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,330

Read SEC document
April 02, 2024 Filed Apr 4, 2024 21:53 UTC GrantCommon Stock 201 $65.26 $13,117.26
Disclosure

SEC source: 0001104659-24-043705 · tm2411069-1_4seq1.xml · nonDerivative · entry 1

LEDUC ROBERT F · CIK 0001184190 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,662

Read SEC document
March 29, 2024 Filed Apr 1, 2024 20:41 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 154 $68.38 $10,529.75
Disclosure

SEC source: 0001104659-24-041901 · tm2410350-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,849

Underlying: Common Stock · 154 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
March 04, 2024 Filed Mar 4, 2024 23:49 UTC SaleCommon Stock 45,000 $67.44 $3,034,872.00
Disclosure

SEC source: 0001104659-24-030608 · tm247946-1_4seq1.xml · nonDerivative · entry 1

Marchuk Neil Edward · CIK 0001301291 · EVP, HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,568

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.01 to $67.70. The reporting person undertakes to provide Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:51 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 361 $66.58 $24,035.38
Disclosure

SEC source: 0001104659-24-030075 · tm247795-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,714

Underlying: Common Stock · 361 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:49 UTC
PLANT JOHN CDirector · Executive Chairman & CEO
GrantCommon Stock 89,142 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-025659 · tm246782-6_4seq1.xml · nonDerivative · entry 1

PLANT JOHN C · CIK 0001136562 · Director · Executive Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,152,403

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:47 UTC GrantCommon Stock 13,277 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-025658 · tm246782-5_4seq1.xml · nonDerivative · entry 1

Marchuk Neil Edward · CIK 0001301291 · EVP, HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,568

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:46 UTC
Shultz Barbara LouVice President and Controller
GrantCommon Stock 1,383 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-025657 · tm246782-4_4seq1.xml · nonDerivative · entry 1

Shultz Barbara Lou · CIK 0001864896 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,444

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:44 UTC
LIN LOLA FELICEEVP, CL&CO and Secretary
GrantCommon Stock 7,935 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-025656 · tm246782-3_4seq1.xml · nonDerivative · entry 1

LIN LOLA FELICE · CIK 0001870422 · EVP, CL&CO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,731

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:42 UTC
Giacobbe KenEVP and CFO
GrantCommon Stock 11,380 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-025655 · tm246782-2_4seq1.xml · nonDerivative · entry 1

Giacobbe Ken · CIK 0001688603 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,915

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:40 UTC
CHANATRY MICHAEL NIEMVice President
GrantCommon Stock 4,110 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-025654 · tm246782-1_4seq1.xml · nonDerivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,457

Read SEC document
February 01, 2024 Filed Feb 2, 2024 22:28 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 153 $56.86 $8,698.82
Disclosure

SEC source: 0001104659-24-010185 · tm245134-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,473

Underlying: Common Stock · 153 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 23:30 UTC
Miller JodyDirector
GrantCommon Stock 639 $52.76 $33,713.64
Disclosure

SEC source: 0001104659-24-001471 · tm242139-2_4seq1.xml · nonDerivative · entry 1

Miller Jody · CIK 0001325501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,178

Read SEC document
January 03, 2024 Filed Jan 4, 2024 23:29 UTC GrantCommon Stock 568 $52.76 $29,967.68
Disclosure

SEC source: 0001104659-24-001470 · tm242139-1_4seq1.xml · nonDerivative · entry 1

CANTIE JOSEPH S · CIK 0001275621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,871

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:34 UTC
PLANT JOHN CDirector · Executive Chairman & CEO
Exercise / conversionRestricted Stock Unit · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-001047 · tm241893-1_4seq1.xml · derivative · entry 5

PLANT JOHN C · CIK 0001136562 · Director · Executive Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converted into common stock on a one-for-one basis.

F5 · derivative.exercise_date: Reflects vesting of the restricted stock units granted on October 14, 2021, upon satisfaction of the condition of Mr. Plant's continued employment through such date.

F5 · derivative.expiration_date: Reflects vesting of the restricted stock units granted on October 14, 2021, upon satisfaction of the condition of Mr. Plant's continued employment through such date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:34 UTC
PLANT JOHN CDirector · Executive Chairman & CEO
Tax withholdingCommon Stock 217,610 $54.12 $11,777,053.20
Disclosure

SEC source: 0001104659-24-001047 · tm241893-1_4seq1.xml · nonDerivative · entry 2

PLANT JOHN C · CIK 0001136562 · Director · Executive Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,063,261

F2 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:34 UTC
PLANT JOHN CDirector · Executive Chairman & CEO
Exercise / conversionCommon Stock 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001047 · tm241893-1_4seq1.xml · nonDerivative · entry 1

PLANT JOHN C · CIK 0001136562 · Director · Executive Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,280,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into common stock on a one-for-one basis.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 22:34 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 287 $54.25 $15,568.32
Disclosure

SEC source: 0001104659-24-000419 · tm241557-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,359

Underlying: Common Stock · 287 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:24 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 298 $52.23 $15,564.54
Disclosure

SEC source: 0001104659-23-123348 · tm2332148-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,109

Underlying: Common Stock · 298 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 02:15 UTC
PLANT JOHN CDirector · Executive Chairman & CEO
GiftCommon Stock 102,501 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-120843 · tm2331473-1_4seq1.xml · nonDerivative · entry 3

PLANT JOHN C · CIK 0001136562 · Director · Executive Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Remainder Trust

Disclosed balance after: 386,544

F1 · shares: On November 21, 2023, the reporting person transferred from his grantor retained annuity trust 140,451 and 102,501 shares of HWM common stock to a trust and a remainder trust, respectively.

F3 · ownership.nature: Shares held in a remainder trust, of which the reporting person is the trustee and grantor, and his children are the beneficiaries.

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November 21, 2023 Filed Nov 23, 2023 02:15 UTC
PLANT JOHN CDirector · Executive Chairman & CEO
GiftCommon Stock 140,451 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-120843 · tm2331473-1_4seq1.xml · nonDerivative · entry 2

PLANT JOHN C · CIK 0001136562 · Director · Executive Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,201,186

F1 · shares: On November 21, 2023, the reporting person transferred from his grantor retained annuity trust 140,451 and 102,501 shares of HWM common stock to a trust and a remainder trust, respectively.

F2 · ownership.nature: Shares held in a trust, of which the reporting person is the trustee and grantor, and his spouse is the beneficiary.

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November 21, 2023 Filed Nov 23, 2023 02:15 UTC
PLANT JOHN CDirector · Executive Chairman & CEO
GiftCommon Stock 242,952 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-120843 · tm2331473-1_4seq1.xml · nonDerivative · entry 1

PLANT JOHN C · CIK 0001136562 · Director · Executive Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By GRAT

Disclosed balance after: 0

F1 · shares: On November 21, 2023, the reporting person transferred from his grantor retained annuity trust 140,451 and 102,501 shares of HWM common stock to a trust and a remainder trust, respectively.

F1 · ownership.nature: On November 21, 2023, the reporting person transferred from his grantor retained annuity trust 140,451 and 102,501 shares of HWM common stock to a trust and a remainder trust, respectively.

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October 31, 2023 Filed Nov 2, 2023 23:40 UTC
CHANATRY MICHAEL NIEMVice President
GrantPhantom Stock Units · Derivative 356 $43.83 $15,601.70
Disclosure

SEC source: 0001104659-23-113914 · tm2329778-1_4seq1.xml · derivative · entry 1

CHANATRY MICHAEL NIEM · CIK 0001898777 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,901

Underlying: Common Stock · 356 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.

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October 06, 2023 Filed Oct 10, 2023 21:27 UTC
Smith GunnerDirector
GrantCommon Stock 2,194 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-108364 · tm2328166-1_4seq1.xml · nonDerivative · entry 1

Smith Gunner · CIK 0001748562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,194

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October 03, 2023 Filed Oct 4, 2023 21:59 UTC GrantCommon Stock 659 $45.52 $29,997.68
Disclosure

SEC source: 0001104659-23-106904 · tm2327757-2_4seq1.xml · nonDerivative · entry 1

CANTIE JOSEPH S · CIK 0001275621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,303

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.