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Howmet Aerospace Inc.

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2911
SEC CIK
0000004281
Parsed reports
577

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2017 Filed Feb 7, 2017 00:45 UTC
MYERS TIMOTHY DONALDExecutive Vice President
GrantPhantom Stock · Derivative 5,081 $25.55 $129,794.15
Disclosure

SEC source: 0000004281-17-000036 · edgar.xml · derivative · entry 3

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,873

Underlying: Common Stock · 5,081 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Arconic common stock.

F2 · derivative.exercise_date: Phantom stock units were acquired under the Arconic Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

F2 · derivative.expiration_date: Phantom stock units were acquired under the Arconic Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 00:45 UTC
MYERS TIMOTHY DONALDExecutive Vice President
OtherCommon Stock 3,650 $25.55 $93,239.25
Disclosure

SEC source: 0000004281-17-000036 · edgar.xml · nonDerivative · entry 2

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Company 401(k) plan

Disclosed balance after: 12,120

Read SEC document
February 02, 2017 Filed Feb 2, 2017 23:13 UTC Amendment PurchaseCommon Stock, $1.00 par value 40,000 $25.23 $1,009,268.00
Disclosure

SEC source: 0001140361-17-004229 · doc1.xml · nonDerivative · entry 3

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,832,682

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.

Read SEC document
February 02, 2017 Filed Feb 2, 2017 23:13 UTC Amendment PurchaseCommon Stock, $1.00 par value 24,000 $25.42 $610,072.80
Disclosure

SEC source: 0001140361-17-004229 · doc1.xml · nonDerivative · entry 2

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,792,682

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.

Read SEC document
February 02, 2017 Filed Feb 2, 2017 23:12 UTC Amendment PurchaseCommon Stock, $1.00 par value 85,000 $25.23 $2,144,694.50
Disclosure

SEC source: 0001140361-17-004228 · doc1.xml · nonDerivative · entry 3

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,519,451

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International.

Read SEC document
February 02, 2017 Filed Feb 2, 2017 23:12 UTC Amendment PurchaseCommon Stock, $1.00 par value 51,000 $25.42 $1,296,404.70
Disclosure

SEC source: 0001140361-17-004228 · doc1.xml · nonDerivative · entry 2

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,434,451

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:45 UTC
MYERS TIMOTHY DONALDExecutive Vice President
SaleCommon Stock 4,337 $25.34 $109,898.28
Disclosure

SEC source: 0000004281-17-000036 · edgar.xml · nonDerivative · entry 1

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,688

Read SEC document
February 01, 2017 Filed Feb 2, 2017 23:13 UTC Amendment PurchaseCommon Stock, $1.00 par value 80,000 $25.33 $2,026,160.00
Disclosure

SEC source: 0001140361-17-004229 · doc1.xml · nonDerivative · entry 1

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,768,682

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 23:12 UTC Amendment PurchaseCommon Stock, $1.00 par value 170,000 $25.33 $4,305,590.00
Disclosure

SEC source: 0001140361-17-004228 · doc1.xml · nonDerivative · entry 1

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,383,451

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International.

Read SEC document
January 27, 2017 Filed Jan 27, 2017 22:26 UTC PurchaseCommon Stock, $1.00 par value 170,000 $22.62 $3,845,910.00
Disclosure

SEC source: 0001140361-17-003231 · doc1.xml · nonDerivative · entry 7

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,213,451

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International.

Read SEC document
January 27, 2017 Filed Jan 27, 2017 22:25 UTC PurchaseCommon Stock, $1.00 par value 80,000 $22.62 $1,809,840.00
Disclosure

SEC source: 0001140361-17-003230 · doc1.xml · nonDerivative · entry 7

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,688,682

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:26 UTC PurchaseCommon Stock, $1.00 par value 34,000 $22.79 $774,982.40
Disclosure

SEC source: 0001140361-17-003231 · doc1.xml · nonDerivative · entry 6

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,043,451

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:26 UTC PurchaseCommon Stock, $1.00 par value 34,000 $22.65 $770,045.60
Disclosure

SEC source: 0001140361-17-003231 · doc1.xml · nonDerivative · entry 5

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,009,451

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:26 UTC PurchaseCommon Stock, $1.00 par value 68,000 $22.64 $1,539,520.00
Disclosure

SEC source: 0001140361-17-003231 · doc1.xml · nonDerivative · entry 4

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,975,451

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:26 UTC PurchaseCommon Stock, $1.00 par value 34,000 $22.85 $776,770.80
Disclosure

SEC source: 0001140361-17-003231 · doc1.xml · nonDerivative · entry 3

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,907,451

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:25 UTC PurchaseCommon Stock, $1.00 par value 32,000 $22.64 $724,480.00
Disclosure

SEC source: 0001140361-17-003230 · doc1.xml · nonDerivative · entry 6

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,608,682

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:25 UTC PurchaseCommon Stock, $1.00 par value 16,000 $22.65 $362,374.40
Disclosure

SEC source: 0001140361-17-003230 · doc1.xml · nonDerivative · entry 5

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,576,682

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:25 UTC PurchaseCommon Stock, $1.00 par value 16,000 $22.85 $365,539.20
Disclosure

SEC source: 0001140361-17-003230 · doc1.xml · nonDerivative · entry 4

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,560,682

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:25 UTC PurchaseCommon Stock, $1.00 par value 16,000 $22.79 $364,697.60
Disclosure

SEC source: 0001140361-17-003230 · doc1.xml · nonDerivative · entry 3

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,544,682

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 22:26 UTC PurchaseCommon Stock, $1.00 par value 170,000 $22.56 $3,834,690.00
Disclosure

SEC source: 0001140361-17-003231 · doc1.xml · nonDerivative · entry 2

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,873,451

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 22:26 UTC PurchaseCommon Stock, $1.00 par value 34,000 $22.57 $767,380.00
Disclosure

SEC source: 0001140361-17-003231 · doc1.xml · nonDerivative · entry 1

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,703,451

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 22:25 UTC PurchaseCommon Stock, $1.00 par value 80,000 $22.56 $1,804,560.00
Disclosure

SEC source: 0001140361-17-003230 · doc1.xml · nonDerivative · entry 2

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,528,682

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 22:25 UTC PurchaseCommon Stock, $1.00 par value 16,000 $22.57 $361,120.00
Disclosure

SEC source: 0001140361-17-003230 · doc1.xml · nonDerivative · entry 1

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,448,682

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.

Read SEC document
January 24, 2017 Filed Jan 25, 2017 13:43 UTC PurchaseCommon Stock, $1.00 par value 53,317 $22.21 $1,184,143.91
Disclosure

SEC source: 0001140361-17-002775 · doc1.xml · nonDerivative · entry 4

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,432,682

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.

Read SEC document
January 24, 2017 Filed Jan 25, 2017 13:43 UTC PurchaseCommon Stock, $1.00 par value 90,683 $21.74 $1,971,267.05
Disclosure

SEC source: 0001140361-17-002775 · doc1.xml · nonDerivative · entry 3

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,379,365

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.

Read SEC document
January 24, 2017 Filed Jan 25, 2017 13:45 UTC PurchaseCommon Stock, $1.00 par value 192,700 $21.74 $4,188,912.60
Disclosure

SEC source: 0001140361-17-002776 · doc1.xml · nonDerivative · entry 4

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,669,451

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International.

Read SEC document
January 24, 2017 Filed Jan 25, 2017 13:45 UTC PurchaseCommon Stock, $1.00 par value 113,300 $22.21 $2,516,336.35
Disclosure

SEC source: 0001140361-17-002776 · doc1.xml · nonDerivative · entry 3

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,476,751

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 13:43 UTC PurchaseCommon Stock, $1.00 par value 40,000 $21.20 $848,128.00
Disclosure

SEC source: 0001140361-17-002775 · doc1.xml · nonDerivative · entry 2

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,288,682

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 13:43 UTC PurchaseCommon Stock, $1.00 par value 72,000 $21.23 $1,528,538.40
Disclosure

SEC source: 0001140361-17-002775 · doc1.xml · nonDerivative · entry 1

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,248,682

F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 13:45 UTC PurchaseCommon Stock, $1.00 par value 85,000 $21.20 $1,802,272.00
Disclosure

SEC source: 0001140361-17-002776 · doc1.xml · nonDerivative · entry 2

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,363,451

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 13:45 UTC PurchaseCommon Stock, $1.00 par value 153,000 $21.23 $3,248,144.10
Disclosure

SEC source: 0001140361-17-002776 · doc1.xml · nonDerivative · entry 1

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,278,451

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 23:16 UTC
MYERS TIMOTHY DONALDExecutive Vice President
Tax withholdingCommon Stock 617 $20.74 $12,796.58
Disclosure

SEC source: 0000004281-17-000026 · edgar.xml · nonDerivative · entry 4

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,025

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 23:16 UTC
MYERS TIMOTHY DONALDExecutive Vice President
Tax withholdingCommon Stock 525 $20.74 $10,888.50
Disclosure

SEC source: 0000004281-17-000026 · edgar.xml · nonDerivative · entry 3

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,642

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 23:16 UTC
MYERS TIMOTHY DONALDExecutive Vice President
Tax withholdingCommon Stock 989 $20.74 $20,511.86
Disclosure

SEC source: 0000004281-17-000026 · edgar.xml · nonDerivative · entry 2

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,167

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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January 17, 2017 Filed Jan 19, 2017 23:16 UTC
MYERS TIMOTHY DONALDExecutive Vice President
Tax withholdingCommon Stock 2,553 $20.74 $52,949.22
Disclosure

SEC source: 0000004281-17-000026 · edgar.xml · nonDerivative · entry 1

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,156

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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January 17, 2017 Filed Jan 19, 2017 23:17 UTC
Myron W PaulVice President and Controller
Tax withholdingCommon Stock 3,112 $20.74 $64,542.88
Disclosure

SEC source: 0000004281-17-000027 · edgar.xml · nonDerivative · entry 1

Myron W Paul · CIK 0001688216 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,323

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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January 17, 2017 Filed Jan 19, 2017 23:15 UTC
Meggers KayExecutive Vice President
Tax withholdingCommon Stock 4,979 $20.74 $103,264.46
Disclosure

SEC source: 0000004281-17-000025 · edgar.xml · nonDerivative · entry 3

Meggers Kay · CIK 0001536489 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,641

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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January 17, 2017 Filed Jan 19, 2017 23:15 UTC
Meggers KayExecutive Vice President
Tax withholdingCommon Stock 5,432 $20.74 $112,659.68
Disclosure

SEC source: 0000004281-17-000025 · edgar.xml · nonDerivative · entry 2

Meggers Kay · CIK 0001536489 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,620

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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January 17, 2017 Filed Jan 19, 2017 23:15 UTC
Meggers KayExecutive Vice President
Tax withholdingCommon Stock 9,925 $20.74 $205,844.50
Disclosure

SEC source: 0000004281-17-000025 · edgar.xml · nonDerivative · entry 1

Meggers Kay · CIK 0001536489 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,052

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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January 17, 2017 Filed Jan 19, 2017 23:13 UTC
KLEINFELD KLAUSDirector · Chairman and CEO
Tax withholdingCommon Stock 41,942 $20.74 $869,877.08
Disclosure

SEC source: 0000004281-17-000023 · edgar.xml · nonDerivative · entry 3

KLEINFELD KLAUS · CIK 0001268014 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 918,498

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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January 17, 2017 Filed Jan 19, 2017 23:13 UTC
KLEINFELD KLAUSDirector · Chairman and CEO
Tax withholdingCommon Stock 33,862 $20.74 $702,297.88
Disclosure

SEC source: 0000004281-17-000023 · edgar.xml · nonDerivative · entry 2

KLEINFELD KLAUS · CIK 0001268014 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,440

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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January 17, 2017 Filed Jan 19, 2017 23:13 UTC
KLEINFELD KLAUSDirector · Chairman and CEO
Tax withholdingCommon Stock 58,765 $20.74 $1,218,786.10
Disclosure

SEC source: 0000004281-17-000023 · edgar.xml · nonDerivative · entry 1

KLEINFELD KLAUS · CIK 0001268014 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,302

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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January 17, 2017 Filed Jan 19, 2017 23:14 UTC
Giacobbe KenExec. VP and CFO
Tax withholdingCommon Stock 1,059 $20.74 $21,963.66
Disclosure

SEC source: 0000004281-17-000024 · edgar.xml · nonDerivative · entry 4

Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,030

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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January 17, 2017 Filed Jan 19, 2017 23:14 UTC
Giacobbe KenExec. VP and CFO
Tax withholdingCommon Stock 856 $20.74 $17,753.44
Disclosure

SEC source: 0000004281-17-000024 · edgar.xml · nonDerivative · entry 3

Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,089

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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January 17, 2017 Filed Jan 19, 2017 23:14 UTC
Giacobbe KenExec. VP and CFO
Tax withholdingCommon Stock 1,632 $20.74 $33,847.68
Disclosure

SEC source: 0000004281-17-000024 · edgar.xml · nonDerivative · entry 2

Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,945

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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January 17, 2017 Filed Jan 19, 2017 23:14 UTC
Giacobbe KenExec. VP and CFO
Tax withholdingCommon Stock 3,960 $20.74 $82,130.40
Disclosure

SEC source: 0000004281-17-000024 · edgar.xml · nonDerivative · entry 1

Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,577

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

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January 13, 2017 Filed Jan 19, 2017 02:24 UTC
Tragl KarlExecutive Vice President
GrantEmployee Stock Option (right to buy) · Derivative 76,680 Not disclosed Strike: $21.13 Not disclosed
Disclosure

SEC source: 0000004281-17-000022 · edgar.xml · derivative · entry 2

Tragl Karl · CIK 0001668060 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,680

Underlying: Common Stock · 76,680 shares

Expires 2027-01-13

F2 · price: Employee stock options are granted without payment of consideration.

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning January 13, 2018.

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January 13, 2017 Filed Jan 19, 2017 02:24 UTC
Tragl KarlExecutive Vice President
Disposition to issuerCommon Stock 23,986 $0.00 $0.00
Disclosure

SEC source: 0000004281-17-000022 · edgar.xml · nonDerivative · entry 1

Tragl Karl · CIK 0001668060 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,986

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January 13, 2017 Filed Jan 19, 2017 02:24 UTC
Ramundo Katherine HEVP, CLO and Corp Secretary
GrantEmployee Stock Option (right to buy) · Derivative 38,340 Not disclosed Strike: $21.13 Not disclosed
Disclosure

SEC source: 0000004281-17-000021 · edgar.xml · derivative · entry 1

Ramundo Katherine H · CIK 0001509955 · EVP, CLO and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,340

Underlying: Common Stock · 38,340 shares

Expires 2027-01-13

F2 · price: Employee stock options are granted without payment of consideration.

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning January 13, 2018.

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January 13, 2017 Filed Jan 19, 2017 02:23 UTC
Nair VasanthaExecutive Vice President
GrantCommon Stock 5,269 $0.00 $0.00
Disclosure

SEC source: 0000004281-17-000020 · edgar.xml · nonDerivative · entry 2

Nair Vasantha · CIK 0001659258 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,502

F1 · balance_after: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F2 · balance_after: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.