HWM

SEC source: 0000004281-18-000118 · edgar.xml · nonDerivative · entry 1

Hess David P · CIK 0001304945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,593

SEC source: 0000004281-18-000117 · edgar.xml · nonDerivative · entry 1

COLLINS ARTHUR D JR · CIK 0001038253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,876

SEC source: 0000004281-18-000116 · edgar.xml · nonDerivative · entry 1

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,617

SEC source: 0000004281-18-000106 · edgar.xml · nonDerivative · entry 1

PLANT JOHN C · CIK 0001136562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,127

SEC source: 0000004281-18-000105 · edgar.xml · nonDerivative · entry 1

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,383

SEC source: 0000004281-18-000104 · edgar.xml · nonDerivative · entry 1

Mahoney Sean O · CIK 0001526192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,805

SEC source: 0000004281-18-000103 · edgar.xml · nonDerivative · entry 1

Hess David P · CIK 0001304945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,915

SEC source: 0000004281-18-000102 · edgar.xml · nonDerivative · entry 1

COLLINS ARTHUR D JR · CIK 0001038253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,232

SEC source: 0000004281-18-000101 · edgar.xml · nonDerivative · entry 1

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,939

SEC source: 0000004281-18-000089 · edgar.xml · nonDerivative · entry 1

SCHMIDT ULRICH · CIK 0001142262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,150

SEC source: 0000004281-18-000088 · edgar.xml · nonDerivative · entry 1

PLANT JOHN C · CIK 0001136562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,155

SEC source: 0000004281-18-000087 · edgar.xml · nonDerivative · entry 1

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,268

SEC source: 0000004281-18-000086 · edgar.xml · nonDerivative · entry 1

Miller David J · CIK 0001447777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,184

SEC source: 0000004281-18-000085 · edgar.xml · nonDerivative · entry 1

Mahoney Sean O · CIK 0001526192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,446

SEC source: 0000004281-18-000084 · edgar.xml · nonDerivative · entry 1

Hess David P · CIK 0001304945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,800

SEC source: 0000004281-18-000083 · edgar.xml · nonDerivative · entry 1

GUPTA RAJIV · CIK 0001068731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,817

SEC source: 0000004281-18-000082 · edgar.xml · nonDerivative · entry 1

DOTY ELMER L · CIK 0001241599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,705

SEC source: 0000004281-18-000080 · edgar.xml · nonDerivative · entry 1

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,801

SEC source: 0000004281-18-000081 · edgar.xml · nonDerivative · entry 1

COLLINS ARTHUR D JR · CIK 0001038253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,073

SEC source: 0000004281-18-000079 · edgar.xml · nonDerivative · entry 1

Alving Amy E · CIK 0001490905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,509

SEC source: 0000004281-18-000078 · edgar.xml · nonDerivative · entry 1

ALBAUGH JAMES F · CIK 0001182045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,705

SEC source: 0000004281-18-000093 · edgar.xml · nonDerivative · entry 1

Myron W Paul · CIK 0001688216 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,181

SEC source: 0000004281-18-000094 · edgar.xml · nonDerivative · entry 1

Ramundo Katherine H · CIK 0001509955 · EVP, CLO and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,277

SEC source: 0000902664-18-002296 · p18-1177form4.xml · derivative · entry 4

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 544,000 shares

Expires not disclosed

F2 · security: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder.

F2 · derivative.exercise_price: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder.

F2 · shares: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder.

F2 · price: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder.

F2 · derivative.exercise_date: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder.

F2 · derivative.expiration_date: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder.

F2 · balance_after: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder.

SEC source: 0000902664-18-002296 · p18-1177form4.xml · nonDerivative · entry 3

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,293,450

SEC source: 0000902664-18-002296 · p18-1177form4.xml · nonDerivative · entry 2

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,837,450

F2 · price: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder.

SEC source: 0000902664-18-002296 · p18-1177form4.xml · nonDerivative · entry 1

ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,293,450

F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-18-002295 · p18-1176form4.xml · derivative · entry 4

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 256,000 shares

Expires not disclosed

F2 · security: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder.

F2 · derivative.exercise_price: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder.

F2 · shares: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder.

F2 · price: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder.

F2 · derivative.exercise_date: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder.

F2 · derivative.expiration_date: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder.

F2 · balance_after: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder.

F3 · ownership.nature: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.

SEC source: 0000902664-18-002295 · p18-1176form4.xml · nonDerivative · entry 3

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,608,683

F3 · ownership.nature: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.

SEC source: 0000902664-18-002295 · p18-1176form4.xml · nonDerivative · entry 2

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,864,683

F2 · price: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder.

F3 · ownership.nature: Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.

SEC source: 0000902664-18-002295 · p18-1176form4.xml · nonDerivative · entry 1

ELLIOTT ASSOCIATES, L.P. · CIK 0000904495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,608,683

F1 · security: This Form 4 is filed by Elliott Associates, L.P. ("Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000004281-18-000062 · edgar.xml · nonDerivative · entry 1

SCHMIDT ULRICH · CIK 0001142262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,854

SEC source: 0000004281-18-000056 · edgar.xml · nonDerivative · entry 1

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,972

SEC source: 0000004281-18-000055 · edgar.xml · nonDerivative · entry 1

Mahoney Sean O · CIK 0001526192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,150

SEC source: 0000004281-18-000054 · edgar.xml · nonDerivative · entry 1

Hess David P · CIK 0001304945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,504

SEC source: 0000004281-18-000053 · edgar.xml · nonDerivative · entry 1

COLLINS ARTHUR D JR · CIK 0001038253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,777

SEC source: 0000004281-18-000052 · edgar.xml · nonDerivative · entry 1

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,505

SEC source: 0000004281-18-000044 · edgar.xml · nonDerivative · entry 2

Myron W Paul · CIK 0001688216 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By Company 401(k) plan

Disclosed balance after: 21,765.9923

SEC source: 0000004281-18-000038 · edgar.xml · nonDerivative · entry 1

Krakowiak Mark J · CIK 0001729288 · EVP, Strategy and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,760

SEC source: 0000004281-18-000036 · edgar.xml · nonDerivative · entry 2

Hess David P · CIK 0001304945 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 44,166

F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $24.7696 to $24.8237. The reporting person undertakes to provide Arconic Inc., any security holder of Arconic Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

F2 · ownership.nature: Shares held in a revocable trust, of which the reporting person and his spouse are trustees and beneficiaries.

SEC source: 0000004281-18-000033 · edgar.xml · nonDerivative · entry 4

Roegner Eric V · CIK 0001706057 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,028

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award in accordance with Rule 16b-3.

SEC source: 0000004281-18-000033 · edgar.xml · nonDerivative · entry 3

Roegner Eric V · CIK 0001706057 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,979

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award in accordance with Rule 16b-3.

SEC source: 0000004281-18-000033 · edgar.xml · nonDerivative · entry 2

Roegner Eric V · CIK 0001706057 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,574

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award in accordance with Rule 16b-3.

SEC source: 0000004281-18-000033 · edgar.xml · nonDerivative · entry 1

Roegner Eric V · CIK 0001706057 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,274

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award in accordance with Rule 16b-3.

SEC source: 0000004281-18-000032 · edgar.xml · nonDerivative · entry 1

Myron W Paul · CIK 0001688216 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,411

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

SEC source: 0000004281-18-000031 · edgar.xml · nonDerivative · entry 4

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,630

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

SEC source: 0000004281-18-000031 · edgar.xml · nonDerivative · entry 3

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,149

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

SEC source: 0000004281-18-000031 · edgar.xml · nonDerivative · entry 2

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,599

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

SEC source: 0000004281-18-000031 · edgar.xml · nonDerivative · entry 1

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,982

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

SEC source: 0000004281-18-000030 · edgar.xml · nonDerivative · entry 4

Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,331

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.