Tapewire

Nasdaq · USD

HURA

TuHURA Biosciences, Inc./NV

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6601
SEC CIK
0001498382
Parsed reports
234

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 22, 2017 Filed Jan 3, 2018 21:59 UTC GrantOptions (Right to Buy) · Derivative 93,600 Not disclosed Strike: $4.95 Not disclosed
Disclosure

SEC source: 0000905718-18-000015 · bacha_form4dec222017.xml · derivative · entry 7

BACHA JEFFREY · CIK 0001432149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,600

Underlying: Common Stock · 93,600 shares

Expires 2020-12-31

F2 · kind: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

F2 · price: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

F2 · derivative.exercise_date: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

F2 · derivative.expiration_date: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

Read SEC document
December 22, 2017 Filed Jan 3, 2018 21:59 UTC Disposition to issuerOptions (Right to Buy) · Derivative 93,600 Not disclosed Strike: $4.95 Not disclosed
Disclosure

SEC source: 0000905718-18-000015 · bacha_form4dec222017.xml · derivative · entry 6

BACHA JEFFREY · CIK 0001432149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 93,600 shares

Expires 2027-02-17

F2 · kind: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

F2 · price: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

F2 · derivative.exercise_date: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

F2 · derivative.expiration_date: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

Read SEC document
December 22, 2017 Filed Jan 3, 2018 21:59 UTC GrantOptions (Right to Buy) · Derivative 87,500 Not disclosed Strike: $4.20 Not disclosed
Disclosure

SEC source: 0000905718-18-000015 · bacha_form4dec222017.xml · derivative · entry 5

BACHA JEFFREY · CIK 0001432149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 87,500 shares

Expires 2020-12-31

F2 · kind: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

F2 · price: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

F2 · derivative.exercise_date: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

F2 · derivative.expiration_date: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

Read SEC document
December 22, 2017 Filed Jan 3, 2018 21:59 UTC Disposition to issuerOptions (Right to Buy) · Derivative 87,500 Not disclosed Strike: $4.20 Not disclosed
Disclosure

SEC source: 0000905718-18-000015 · bacha_form4dec222017.xml · derivative · entry 4

BACHA JEFFREY · CIK 0001432149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,500 shares

Expires 2023-08-15

F2 · kind: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

F2 · price: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

F2 · derivative.exercise_date: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

F2 · derivative.expiration_date: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

Read SEC document
December 22, 2017 Filed Jan 3, 2018 21:59 UTC GrantOptions (Right to Buy) · Derivative 37,500 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0000905718-18-000015 · bacha_form4dec222017.xml · derivative · entry 3

BACHA JEFFREY · CIK 0001432149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2020-12-31

F2 · kind: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

F2 · price: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

F2 · derivative.exercise_date: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

F2 · derivative.expiration_date: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

Read SEC document
December 22, 2017 Filed Jan 3, 2018 21:59 UTC Disposition to issuerOptions (Right to Buy) · Derivative 37,500 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0000905718-18-000015 · bacha_form4dec222017.xml · derivative · entry 2

BACHA JEFFREY · CIK 0001432149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires 2022-02-01

F2 · kind: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

F2 · price: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

F2 · derivative.exercise_date: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

F2 · derivative.expiration_date: Effective January 1, 2018, the Reporting Person's employment with the Issuer terminated. Pursuant to the terms of the Settlement Agreement dated December 22, 2017 between the Reporting Person and the Issuer, all of the Reporting Person's outstanding stock options became fully vested and exercisable on December 22, 2017, and terminate December 31, 2020. The Reporting Person shall continue to serve as a member of the board of directors. The six reported transactions in Table II disclose the deemed cancellation of "old" options and the grant of replacement options resulting from the foregoing amendments to the options.

Read SEC document
December 13, 2017 Filed Jan 3, 2018 22:00 UTC
Brown Dennis MDirector · Chief Scientific Officer
GiftCommon Stock 129,600 $0.00 $0.00
Disclosure

SEC source: 0000905718-18-000016 · brown_form4dec132017.xml · nonDerivative · entry 1

Brown Dennis M · CIK 0001569520 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,246

F1 · kind: This transaction involved a gift of securities by the Reporting Person to his adult children, and an adult custodian of family members. This disposition was made for estate planning purposes.

F1 · price: This transaction involved a gift of securities by the Reporting Person to his adult children, and an adult custodian of family members. This disposition was made for estate planning purposes.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 21:32 UTC
Bell John KDirector
PurchaseCommon Stock 18,129 $0.81 $14,684.49
Disclosure

SEC source: 0001213900-17-012293 · f4111517bell_delmar.xml · nonDerivative · entry 2

Bell John K · CIK 0001569585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 95,019

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.8086 to $0.81. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by Onbelay Capital Inc.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:32 UTC
Bell John KDirector
PurchaseCommon Stock 1,871 $0.81 $1,515.51
Disclosure

SEC source: 0001213900-17-012293 · f4111517bell_delmar.xml · nonDerivative · entry 1

Bell John K · CIK 0001569585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 76,890

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.7997 to $0.84. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by Onbelay Capital Inc.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 21:30 UTC
Zarrabian SaiidDirector · Interim CEO
PurchaseCommon Stock 5,900 $0.84 $4,956.00
Disclosure

SEC source: 0001213900-17-012230 · f4111417zarrabian_delmar.xml · nonDerivative · entry 2

Zarrabian Saiid · CIK 0001495521 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child

Disclosed balance after: 5,900

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.8298 to $0.84. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 21:30 UTC
Zarrabian SaiidDirector · Interim CEO
PurchaseCommon Stock 55,000 $0.82 $45,100.00
Disclosure

SEC source: 0001213900-17-012230 · f4111417zarrabian_delmar.xml · nonDerivative · entry 1

Zarrabian Saiid · CIK 0001495521 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.8015 to $0.8385. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 03, 2017 Filed Nov 8, 2017 01:10 UTC
Zarrabian SaiidDirector · Interim CEO
GrantOptions (Right to Buy) · Derivative 120,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001213900-17-011531 · f4110317zarrabian_delmar.xml · derivative · entry 1

Zarrabian Saiid · CIK 0001495521 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2027-11-03

F1 · derivative.exercise_date: The option vests in full on the first anniversary of the date of grant.

Read SEC document
October 06, 2017 Filed Oct 10, 2017 12:10 UTC
BACHA JEFFREYDirector · CEO
PurchaseCommon Stock 2,450 $0.88 $2,156.00
Disclosure

SEC source: 0001213900-17-010402 · f4100617bacha_delmarpharm.xml · nonDerivative · entry 2

BACHA JEFFREY · CIK 0001432149 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,697

Read SEC document
October 06, 2017 Filed Oct 10, 2017 12:10 UTC
BACHA JEFFREYDirector · CEO
PurchaseCommon Stock 7,550 $0.87 $6,568.50
Disclosure

SEC source: 0001213900-17-010402 · f4100617bacha_delmarpharm.xml · nonDerivative · entry 1

BACHA JEFFREY · CIK 0001432149 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,247

Read SEC document
October 05, 2017 Filed Oct 5, 2017 22:05 UTC
Praill Anthony ScottChief Financial Officer
PurchaseCommon Stock 17,500 $0.85 $14,910.00
Disclosure

SEC source: 0001213900-17-010332 · f4100517praill_delmar.xml · nonDerivative · entry 1

Praill Scott · CIK 0001332948 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,366

Read SEC document
September 29, 2017 Filed Oct 2, 2017 19:52 UTC OtherCommon Stock 71 $3.20 $227.20
Disclosure

SEC source: 0001213900-17-010210 · f4092917cranston_delmarpharm.xml · nonDerivative · entry 1

Cranston Lynda Sarah · CIK 0001633660 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Note

Disclosed balance after: 2,486

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F1 · price: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F2 · ownership.nature: Shares are held by J.G. Cranston & Associates, Inc.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 23:55 UTC
BACHA JEFFREYDirector · CEO
OtherCommon Stock 176 $3.20 $563.20
Disclosure

SEC source: 0001213900-17-010216 · f4092917bacha_delmarpharm.xml · nonDerivative · entry 1

BACHA JEFFREY · CIK 0001432149 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,697

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F1 · price: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 23:55 UTC
Bell John KDirector
OtherCommon Stock 282 $3.20 $902.40
Disclosure

SEC source: 0001213900-17-010214 · f4092917bell_delmarpharm.xml · nonDerivative · entry 1

Bell John K · CIK 0001569585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Note

Disclosed balance after: 75,019

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F1 · price: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F2 · ownership.nature: Shares are held by Onbelay Capital Inc.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 23:54 UTC
Brown Dennis MDirector · Chief Scientific Officer
OtherCommon Stock 169 $3.20 $540.80
Disclosure

SEC source: 0001213900-17-010212 · f4092917brown_delmarpharm.xml · nonDerivative · entry 1

Brown Dennis M · CIK 0001569520 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Note

Disclosed balance after: 885,346

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F1 · price: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F2 · ownership.nature: Includes 347,846 shares of the Issuer's common stock owned directly by reporting person and 537,500 shares of the Issuer's common stock held by Valent Technologies LLC, of which Reporting Person is the sole member and owner and holds sole voting and dispositive power over its shares.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 23:51 UTC
Mohr ErichDirector
OtherCommon Stock 528 $3.20 $1,689.60
Disclosure

SEC source: 0001213900-17-010208 · f4092917mohr_delmarpharm.xml · nonDerivative · entry 1

Mohr Erich · CIK 0001298170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,166

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F1 · price: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 23:50 UTC
Praill Anthony ScottChief Financial Officer
OtherCommon Stock 211 $3.20 $675.20
Disclosure

SEC source: 0001213900-17-010206 · f4092917praill_delmarpharm.xml · nonDerivative · entry 1

Praill Scott · CIK 0001332948 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,866

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F1 · price: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 23:48 UTC OtherCommon Stock 74 $3.20 $236.80
Disclosure

SEC source: 0001213900-17-010204 · f4092917toth_delmarpharm.xml · nonDerivative · entry 1

TOTH ROBERT JOSEPH JR · CIK 0001585020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,295

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F1 · price: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 01:02 UTC
Bell John KDirector
ConversionExchangeable Shares · Derivative 25,000 $2.00 $50,000.00
Disclosure

SEC source: 0001213900-17-008160 · f4080117bell_delmar.xml · derivative · entry 2

Bell John K · CIK 0001569585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Exchangeable Shares are shares of a wholly-owned subsidiary of the Issuer that are exchangeable at any time for shares of common stock in the Issuer on the basis of one Exchangeable Share for one share of common stock.

F1 · derivative.exercise_date: Exchangeable Shares are shares of a wholly-owned subsidiary of the Issuer that are exchangeable at any time for shares of common stock in the Issuer on the basis of one Exchangeable Share for one share of common stock.

F1 · derivative.expiration_date: Exchangeable Shares are shares of a wholly-owned subsidiary of the Issuer that are exchangeable at any time for shares of common stock in the Issuer on the basis of one Exchangeable Share for one share of common stock.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 01:02 UTC
Bell John KDirector
ConversionCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-17-008160 · f4080117bell_delmar.xml · nonDerivative · entry 1

Bell John K · CIK 0001569585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Exchangeable Shares are shares of a wholly-owned subsidiary of the Issuer that are exchangeable at any time for shares of common stock in the Issuer on the basis of one Exchangeable Share for one share of common stock.

Read SEC document
July 07, 2017 Filed Jul 11, 2017 21:34 UTC GrantPerformance Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-17-007476 · f4070717cranston_delmarpharm.xml · derivative · entry 2

Cranston Lynda Sarah · CIK 0001633660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2022-07-07

F2 · derivative.exercise_price: Subject to stockholder approval of the Company's 2017 Omnibus Equity Incentive Plan at the Company's annual meeting, each performance stock unit represents the right to receive one share of common stock upon vesting of the unit based on achievement of specified targets related to the Company's financial performance.

F2 · derivative.exercise_date: Subject to stockholder approval of the Company's 2017 Omnibus Equity Incentive Plan at the Company's annual meeting, each performance stock unit represents the right to receive one share of common stock upon vesting of the unit based on achievement of specified targets related to the Company's financial performance.

Read SEC document
July 07, 2017 Filed Jul 11, 2017 21:34 UTC GrantOptions (Right to Buy) · Derivative 36,000 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001213900-17-007476 · f4070717cranston_delmarpharm.xml · derivative · entry 1

Cranston Lynda Sarah · CIK 0001633660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2027-07-07

F1 · derivative.exercise_date: 12,000 options vest on June 30, 2018, and 3,000 options vest each three months thereafter starting September 30, 2018.

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July 07, 2017 Filed Jul 12, 2017 01:41 UTC GrantPerformance Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0000905718-17-000668 · zarrabian_form4jul72017.xml · derivative · entry 2

Zarrabian Saiid · CIK 0001495521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2022-07-07

F2 · derivative.exercise_price: Subject to stockholder approval of the Company's 2017 Omnibus Equity Incentive Plan at the Company's annual meeting, each performance stock unit represents the right to receive one share of common stock upon vesting of the unit based on targets related to the Company's financial performance.

F2 · derivative.exercise_date: Subject to stockholder approval of the Company's 2017 Omnibus Equity Incentive Plan at the Company's annual meeting, each performance stock unit represents the right to receive one share of common stock upon vesting of the unit based on targets related to the Company's financial performance.

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July 07, 2017 Filed Jul 12, 2017 01:41 UTC GrantOptions (Right to Buy) · Derivative 36,000 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0000905718-17-000668 · zarrabian_form4jul72017.xml · derivative · entry 1

Zarrabian Saiid · CIK 0001495521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2027-07-07

F1 · derivative.exercise_date: 12,000 options vest on June 30, 2018, and 3,000 options vest each three months thereafter starting September 30, 2018.

Read SEC document
July 07, 2017 Filed Jul 12, 2017 01:37 UTC GrantPerformance Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-17-007480 · f4070717toth_delmarpharma.xml · derivative · entry 2

TOTH ROBERT JOSEPH JR · CIK 0001585020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2022-07-07

F2 · derivative.exercise_price: Subject to stockholder approval of the Company's 2017 Omnibus Equity Incentive Plan at the Company's annual meeting, each performance stock unit represents the right to receive one share of common stock upon vesting of the unit based on achievement of specified targets related to the Company's financial performance.

F2 · derivative.exercise_date: Subject to stockholder approval of the Company's 2017 Omnibus Equity Incentive Plan at the Company's annual meeting, each performance stock unit represents the right to receive one share of common stock upon vesting of the unit based on achievement of specified targets related to the Company's financial performance.

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July 07, 2017 Filed Jul 12, 2017 01:37 UTC GrantOptions (Right to Buy) · Derivative 36,000 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001213900-17-007480 · f4070717toth_delmarpharma.xml · derivative · entry 1

TOTH ROBERT JOSEPH JR · CIK 0001585020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2027-07-07

F1 · derivative.exercise_date: 12,000 options vest on June 30, 2018, and 3,000 options vest each three months thereafter starting September 30, 2018.

Read SEC document
July 07, 2017 Filed Jul 12, 2017 01:35 UTC
Mohr ErichDirector
GrantPerformance Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-17-007478 · f4070717mohr_delmarpharma.xml · derivative · entry 2

Mohr Erich · CIK 0001298170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2022-07-07

F2 · derivative.exercise_price: Subject to stockholder approval of the Company's 2017 Omnibus Equity Incentive Plan at the Company's annual meeting, each performance stock unit represents the right to receive one share of common stock upon vesting of the unit based on achievement of specified targets related to the Company's financial performance.

F2 · derivative.exercise_date: Subject to stockholder approval of the Company's 2017 Omnibus Equity Incentive Plan at the Company's annual meeting, each performance stock unit represents the right to receive one share of common stock upon vesting of the unit based on achievement of specified targets related to the Company's financial performance.

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July 07, 2017 Filed Jul 12, 2017 01:35 UTC
Mohr ErichDirector
GrantOptions (Right to Buy) · Derivative 36,000 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001213900-17-007478 · f4070717mohr_delmarpharma.xml · derivative · entry 1

Mohr Erich · CIK 0001298170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2027-07-07

F1 · derivative.exercise_date: 12,000 options vest on June 30, 2018, and 3,000 options vest each three months thereafter starting September 30, 2018.

Read SEC document
July 07, 2017 Filed Jul 12, 2017 01:33 UTC
Bell John KDirector
GrantPerformance Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-17-007474 · f4070717bell_delmarpharma.xml · derivative · entry 2

Bell John K · CIK 0001569585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2022-07-07

F2 · derivative.exercise_price: Subject to stockholder approval of the Company's 2017 Omnibus Equity Incentive Plan at the Company's annual meeting, each performance stock unit represents the right to receive one share of common stock upon vesting of the unit based on achievement of specified targets related to the Company's financial performance.

F2 · derivative.exercise_date: Subject to stockholder approval of the Company's 2017 Omnibus Equity Incentive Plan at the Company's annual meeting, each performance stock unit represents the right to receive one share of common stock upon vesting of the unit based on achievement of specified targets related to the Company's financial performance.

Read SEC document
July 07, 2017 Filed Jul 12, 2017 01:33 UTC
Bell John KDirector
GrantOptions (Right to Buy) · Derivative 36,000 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001213900-17-007474 · f4070717bell_delmarpharma.xml · derivative · entry 1

Bell John K · CIK 0001569585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2027-07-07

F1 · derivative.exercise_date: 12,000 options vest on June 30, 2018, and 3,000 options vest each three months thereafter starting September 30, 2018.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 14:27 UTC OtherCommon Stock 71 $3.20 $227.20
Disclosure

SEC source: 0001213900-17-007145 · f4063017cranston_delmar.xml · nonDerivative · entry 1

Cranston Lynda Sarah · CIK 0001633660 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Note

Disclosed balance after: 2,415

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F1 · price: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F2 · ownership.nature: Shares are held by J.G. Cranston & Associates, Inc.

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June 30, 2017 Filed Jul 5, 2017 18:31 UTC OtherCommon Stock 74 $3.20 $236.80
Disclosure

SEC source: 0001213900-17-007151 · f4063017toth_delmarpharma.xml · nonDerivative · entry 1

TOTH ROBERT JOSEPH JR · CIK 0001585020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,221

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F1 · price: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 18:30 UTC
Praill Anthony ScottChief Financial Officer
OtherCommon Stock 211 $3.20 $675.20
Disclosure

SEC source: 0001213900-17-007149 · f4063017praill_delmarpharma.xml · nonDerivative · entry 1

Praill Scott · CIK 0001332948 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,655

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F1 · price: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 18:29 UTC
Mohr ErichDirector
OtherCommon Stock 528 $3.20 $1,689.60
Disclosure

SEC source: 0001213900-17-007147 · f4063017mohr_delmarpharma.xml · nonDerivative · entry 1

Mohr Erich · CIK 0001298170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,638

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F1 · price: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 18:25 UTC
Brown Dennis MDirector · Chief Scientific Officer
OtherCommon Stock 169 $3.20 $540.80
Disclosure

SEC source: 0001213900-17-007143 · f4063017brown_delmarpharma.xml · nonDerivative · entry 1

Brown Dennis M · CIK 0001569520 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Note

Disclosed balance after: 885,177

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F1 · price: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F2 · ownership.nature: Includes 347,677 shares of the Issuer's common stock owned directly by reporting person and 537,500 shares of the Issuer's common stock held by Valent Technologies LLC, of which Reporting Person is the sole member and owner and holds sole voting and dispositive power over its shares.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 18:24 UTC
Bell John KDirector
OtherCommon Stock 282 $3.20 $902.40
Disclosure

SEC source: 0001213900-17-007141 · f4063017bell_delmarpharma.xml · nonDerivative · entry 1

Bell John K · CIK 0001569585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Note

Disclosed balance after: 49,737

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F1 · price: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F2 · ownership.nature: Shares are held by Onbelay Capital Inc.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 18:23 UTC
BACHA JEFFREYDirector · CEO
OtherCommon Stock 176 $3.20 $563.20
Disclosure

SEC source: 0001213900-17-007139 · f4063017bacha_delmarpharma.xml · nonDerivative · entry 1

BACHA JEFFREY · CIK 0001432149 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,521

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F1 · price: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 11:31 UTC PurchaseCommon Stock 2,083 $3.60 $7,498.80
Disclosure

SEC source: 0001213900-17-006882 · f4062617cranston_delmarpha.xml · nonDerivative · entry 1

Cranston Lynda Sarah · CIK 0001633660 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Note

Disclosed balance after: 2,344

F1 · price: The Reporting Person purchased the shares in a private transaction for an aggregate purchase price of CDN $10,000. Reported price is based on exchange rate of 0.75.

F2 · ownership.nature: Shares are held by J.G. Cranston & Associates, Inc.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 15:34 UTC
Praill Anthony ScottChief Financial Officer
PurchaseCommon Stock 4,167 $3.60 $15,001.20
Disclosure

SEC source: 0001213900-17-006886 · f4062617praill_delmarpharma.xml · nonDerivative · entry 1

Praill Scott · CIK 0001332948 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,444

F1 · price: The Reporting Person purchased the shares in a private transaction for an aggregate purchase price of CDN $20,000. Reported price is based on exchange rate of 0.75.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 15:33 UTC
Mohr ErichDirector
PurchaseCommon Stock 4,167 $3.60 $15,001.20
Disclosure

SEC source: 0001213900-17-006884 · f4062617mohr_delmarpharma.xml · nonDerivative · entry 1

Mohr Erich · CIK 0001298170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,110

F1 · price: The Reporting Person purchased the shares in a private transaction for an aggregate purchase price of CDN $20,000. Reported price is based on exchange rate of 0.75.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 15:30 UTC
Bell John KDirector
PurchaseCommon Stock 4,167 $3.60 $15,001.20
Disclosure

SEC source: 0001213900-17-006880 · f4062617bell_delmarpharma.xml · nonDerivative · entry 1

Bell John K · CIK 0001569585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Note

Disclosed balance after: 49,455

F1 · price: The Reporting Person purchased the shares in a private transaction for an aggregate purchase price of CDN $20,000. Reported price is based on exchange rate of 0.75.

F2 · ownership.nature: Shares are held by Onbelay Capital Inc.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 15:29 UTC
BACHA JEFFREYDirector · CEO
PurchaseCommon Stock 6,700 $3.60 $24,120.00
Disclosure

SEC source: 0001213900-17-006878 · f4062617bacha_delmarpharma.xml · nonDerivative · entry 1

BACHA JEFFREY · CIK 0001432149 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,345

F1 · price: The Reporting Person purchased the shares in a private transaction for an aggregate purchase price of CDN $32,160. Reported price is based on exchange rate of 0.75.

Read SEC document
June 06, 2017 Filed Jun 6, 2017 21:23 UTC
Praill Anthony ScottChief Financial Officer
PurchaseCommon Stock 9,500 $2.10 $19,950.00
Disclosure

SEC source: 0001213900-17-006200 · f4060617praill_delmarpharma.xml · nonDerivative · entry 1

Praill Scott · CIK 0001332948 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,277

Read SEC document
June 06, 2017 Filed Jun 6, 2017 21:12 UTC
BACHA JEFFREYDirector · CEO
PurchaseCommon Stock 5,000 $2.12 $10,600.00
Disclosure

SEC source: 0001213900-17-006196 · f4060617bacha_delmarpharma.xml · nonDerivative · entry 1

BACHA JEFFREY · CIK 0001432149 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,645

Read SEC document
June 06, 2017 Filed Jun 7, 2017 15:46 UTC
Bell John KDirector
PurchaseCommon Stock 10,000 $2.12 $21,200.00
Disclosure

SEC source: 0001213900-17-006217 · f4060617bell_delmarpharma.xml · nonDerivative · entry 1

Bell John K · CIK 0001569585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Note

Disclosed balance after: 45,288

F1 · ownership.nature: Shares are held by Onbelay Capital Inc.

Read SEC document
May 05, 2017 Filed May 8, 2017 20:58 UTC
BACHA JEFFREYDirector · Chief Executive Officer
PurchaseCommon Stock 2,500 $2.20 $5,500.00
Disclosure

SEC source: 0001213900-17-004749 · f4050517bacha_delmarpharma.xml · nonDerivative · entry 1

BACHA JEFFREY · CIK 0001432149 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,645

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.