Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2019 Filed May 1, 2019 22:34 UTC |
Zarrabian SaiidDirector · President and CEO
|
Disposition to issuerPerformance Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-007628 · ownership.xml · derivative · entry 1 Zarrabian Saiid · CIK 0001495521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2022-07-07 F1 · derivative.exercise_price: Each performance stock unit represents the right to receive one share of common stock, to vest upon achievement of specified targets related to the Company's financial performance. Such performance stock units were unvested. F1 · derivative.exercise_date: Each performance stock unit represents the right to receive one share of common stock, to vest upon achievement of specified targets related to the Company's financial performance. Such performance stock units were unvested. Read SEC document |
| April 30, 2019 Filed May 1, 2019 22:29 UTC |
Bell John KDirector
|
Disposition to issuerPerformance Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-007623 · ownership.xml · derivative · entry 1 Bell John K · CIK 0001569585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2022-07-07 F1 · derivative.exercise_price: Each performance stock unit represents the right to receive one share of common stock, to vest upon achievement of specified targets related to the Company's financial performance. Such performance stock units were unvested. F1 · derivative.exercise_date: Each performance stock unit represents the right to receive one share of common stock, to vest upon achievement of specified targets related to the Company's financial performance. Such performance stock units were unvested. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 16:37 UTC |
Cranston Lynda SarahDirector
|
OtherCommon Stock | 71 | $0.49 | $34.79 |
DisclosureSEC source: 0001213900-19-005503 · ownership.xml · nonDerivative · entry 1 Cranston Lynda Sarah · CIK 0001633660 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by J.G. Cranston & Associates, Inc. Disclosed balance after: 2,912 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:40 UTC |
TOTH ROBERT JOSEPH JRDirector
|
OtherCommon Stock | 74 | $0.49 | $36.26 |
DisclosureSEC source: 0001213900-19-005509 · ownership.xml · nonDerivative · entry 1 TOTH ROBERT JOSEPH JR · CIK 0001585020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,739 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:38 UTC |
Praill Anthony ScottChief Financial Officer
|
OtherCommon Stock | 211 | $0.49 | $103.39 |
DisclosureSEC source: 0001213900-19-005506 · ownership.xml · nonDerivative · entry 1 Praill Anthony Scott · CIK 0001332948 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,632 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:34 UTC |
Brown Dennis MChief Scientific Officer
|
OtherCommon Stock | 169 | $0.49 | $82.81 |
DisclosureSEC source: 0001213900-19-005499 · ownership.xml · nonDerivative · entry 1 Brown Dennis M · CIK 0001569520 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,260 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:27 UTC |
Bell John KDirector
|
OtherCommon Stock | 282 | $0.49 | $138.18 |
DisclosureSEC source: 0001213900-19-005488 · ownership.xml · nonDerivative · entry 1 Bell John K · CIK 0001569585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Onbelay Capital Inc. Disclosed balance after: 96,711 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 23:20 UTC |
Praill Anthony ScottChief Financial Officer
|
OtherCommon Stock | 211 | $0.34 | $72.14 |
DisclosureSEC source: 0001213900-19-000055 · ownership.xml · nonDerivative · entry 1 Praill Anthony Scott · CIK 0001332948 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,421 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:19 UTC |
Cranston Lynda SarahDirector
|
OtherCommon Stock | 71 | $0.34 | $24.27 |
DisclosureSEC source: 0001213900-19-000053 · ownership.xml · nonDerivative · entry 1 Cranston Lynda Sarah · CIK 0001633660 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by J.G. Cranston & Associates, Inc. Disclosed balance after: 2,841 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 23:17 UTC |
Bell John KDirector
|
OtherCommon Stock | 282 | $0.34 | $96.42 |
DisclosureSEC source: 0001213900-19-000051 · ownership.xml · nonDerivative · entry 1 Bell John K · CIK 0001569585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Onbelay Capital Inc. Disclosed balance after: 96,429 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 23:21 UTC |
TOTH ROBERT JOSEPH JRDirector
|
OtherCommon Stock | 74 | $0.34 | $25.30 |
DisclosureSEC source: 0001213900-19-000057 · ownership.xml · nonDerivative · entry 1 TOTH ROBERT JOSEPH JR · CIK 0001585020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,665 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 23:16 UTC |
Brown Dennis MChief Scientific Officer
|
OtherCommon Stock | 169 | $0.34 | $57.78 |
DisclosureSEC source: 0001213900-19-000049 · ownership.xml · nonDerivative · entry 2 Brown Dennis M · CIK 0001569520 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,091 F2 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| December 21, 2018 Filed Jan 2, 2019 23:16 UTC |
Brown Dennis MChief Scientific Officer
|
GiftCommon Stock | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-000049 · ownership.xml · nonDerivative · entry 1 Brown Dennis M · CIK 0001569520 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,922 F1 · kind: This transaction represents a gift of securities made by the Reporting Person. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 21:37 UTC |
Hoffman Robert E.Director
|
GrantOptions (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001213900-18-015511 · ownership.xml · derivative · entry 1 HOFFMAN ROBERT · CIK 0001166288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-11-08 F1 · derivative.exercise_date: The shares subject to the option vest in twelve (12) equal monthly installments beginning on December 8, 2018. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 21:40 UTC |
Ferrara NapoleoneDirector
|
GrantOptions (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001213900-18-015519 · ownership.xml · derivative · entry 1 Ferrara Napoleone · CIK 0001744779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-11-08 F1 · derivative.exercise_date: The shares subject to the option vest in twelve (12) equal monthly installments beginning on December 8, 2018. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 16:40 UTC |
Cranston Lynda SarahDirector
|
GrantOptions (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001213900-18-015518 · ownership.xml · derivative · entry 1 Cranston Lynda Sarah · CIK 0001633660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-11-08 F1 · derivative.exercise_date: The shares subject to the option vest in twelve (12) equal monthly installments beginning on December 8, 2018. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 21:38 UTC |
TOTH ROBERT JOSEPH JRDirector
|
GrantOptions (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001213900-18-015513 · ownership.xml · derivative · entry 1 TOTH ROBERT JOSEPH JR · CIK 0001585020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-11-08 F1 · derivative.exercise_date: The shares subject to the option vest in twelve (12) equal monthly installments beginning on December 8, 2018. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 21:37 UTC |
Praill Anthony ScottChief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001213900-18-015512 · ownership.xml · derivative · entry 1 Praill Anthony Scott · CIK 0001332948 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2028-11-08 F1 · derivative.exercise_date: 1/6th of the options vest on May 8, 2019 with the remaining shares vesting in equal monthly installments over a period of 30 months commencing on June 8, 2019. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 21:35 UTC |
Bell John KDirector
|
GrantOptions (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001213900-18-015507 · ownership.xml · derivative · entry 1 Bell John K · CIK 0001569585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-11-08 F1 · derivative.exercise_date: The shares subject to the option vest in twelve (12) equal monthly installments beginning on December 8, 2018. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 16:07 UTC |
Cranston Lynda SarahDirector
|
OtherCommon Stock | 71 | $3.20 | $227.20 |
DisclosureSEC source: 0001213900-18-013296 · ownership.xml · nonDerivative · entry 1 Cranston Lynda Sarah · CIK 0001633660 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by J.G. Cranston & Associates, Inc. Disclosed balance after: 2,770 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 20:08 UTC |
Praill Anthony ScottChief Financial Officer
|
OtherCommon Stock | 211 | $3.20 | $675.20 |
DisclosureSEC source: 0001213900-18-013297 · ownership.xml · nonDerivative · entry 1 Praill Anthony Scott · CIK 0001332948 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,210 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 20:10 UTC |
TOTH ROBERT JOSEPH JRDirector
|
OtherCommon Stock | 74 | $3.20 | $236.80 |
DisclosureSEC source: 0001213900-18-013299 · ownership.xml · nonDerivative · entry 1 TOTH ROBERT JOSEPH JR · CIK 0001585020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,591 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 20:07 UTC |
Brown Dennis MChief Scientific Officer
|
OtherCommon Stock | 169 | $3.20 | $540.80 |
DisclosureSEC source: 0001213900-18-013295 · ownership.xml · nonDerivative · entry 1 Brown Dennis M · CIK 0001569520 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,922 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 20:05 UTC |
Bell John KDirector
|
OtherCommon Stock | 282 | $3.20 | $902.40 |
DisclosureSEC source: 0001213900-18-013294 · ownership.xml · nonDerivative · entry 1 Bell John K · CIK 0001569585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Onbelay Capital Inc. Disclosed balance after: 96,147 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 16:40 UTC |
Cranston Lynda SarahDirector
|
OtherCommon Stock | 71 | $3.20 | $227.20 |
DisclosureSEC source: 0001213900-18-008712 · ownership.xml · nonDerivative · entry 1 Cranston Lynda Sarah · CIK 0001633660 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by J.G. Cranston & Associates, Inc. Disclosed balance after: 2,699 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:43 UTC |
TOTH ROBERT JOSEPH JRDirector
|
OtherCommon Stock | 74 | $3.20 | $236.80 |
DisclosureSEC source: 0001213900-18-008716 · ownership.xml · nonDerivative · entry 1 TOTH ROBERT JOSEPH JR · CIK 0001585020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,517 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:41 UTC |
Praill Anthony ScottChief Financial Officer
|
OtherCommon Stock | 211 | $3.20 | $675.20 |
DisclosureSEC source: 0001213900-18-008714 · ownership.xml · nonDerivative · entry 1 Praill Anthony Scott · CIK 0001332948 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,999 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:38 UTC |
Brown Dennis MChief Scientific Officer
|
OtherCommon Stock | 169 | $3.20 | $540.80 |
DisclosureSEC source: 0001213900-18-008710 · ownership.xml · nonDerivative · entry 1 Brown Dennis M · CIK 0001569520 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,753 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:36 UTC |
Bell John KDirector
|
OtherCommon Stock | 282 | $3.20 | $902.40 |
DisclosureSEC source: 0001213900-18-008708 · ownership.xml · nonDerivative · entry 1 Bell John K · CIK 0001569585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Onbelay Capital Inc. Disclosed balance after: 95,865 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 23:51 UTC |
Ferrara NapoleoneDirector
|
GrantPerformance Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-008296 · ownership.xml · derivative · entry 2 Ferrara Napoleone · CIK 0001744779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2022-07-07 F2 · derivative.exercise_price: Each performance stock unit represents the right to receive one share of common stock upon vesting of the unit based on achievement of specified targets related to the Company's financial performance. F2 · derivative.exercise_date: Each performance stock unit represents the right to receive one share of common stock upon vesting of the unit based on achievement of specified targets related to the Company's financial performance. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 23:51 UTC |
Ferrara NapoleoneDirector
|
GrantOptions (Right to Buy) · Derivative | 54,514 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001213900-18-008296 · ownership.xml · derivative · entry 1 Ferrara Napoleone · CIK 0001744779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,514 Underlying: Common Stock · 54,514 shares Expires 2028-06-22 F1 · derivative.exercise_date: One-third of the award vests on May 31, 2019, the remainder of the award vests in equal installments each three months thereafter, commencing on August 31, 2019 Read SEC document |
| May 21, 2018 Filed May 22, 2018 10:25 UTC |
Zarrabian SaiidDirector · President and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 836,465 | $0.00 Strike: $0.98 | $0.00 |
DisclosureSEC source: 0001213900-18-006696 · f4052118zarrabian_delmar.xml · derivative · entry 1 Zarrabian Saiid · CIK 0001495521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 836,465 Underlying: Common Stock · 836,465 shares Expires 2028-05-21 F1 · derivative.exercise_date: 1/6th of the options vest on November 21, 2018 with the remaining shares vesting in equal monthly installments over a period of 30 months commencing on December 21, 2018. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 20:15 UTC |
Hoffman Robert E.Director
|
GrantPerformance Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-004593 · f4041318hoffman_delmar.xml · derivative · entry 2 HOFFMAN ROBERT · CIK 0001166288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2022-07-07 F2 · derivative.exercise_price: Each performance stock unit represents the right to receive one share of common stock upon vesting of the unit based on achievement of specified targets related to the Company's financial performance. F2 · derivative.exercise_date: Each performance stock unit represents the right to receive one share of common stock upon vesting of the unit based on achievement of specified targets related to the Company's financial performance. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 20:15 UTC |
Hoffman Robert E.Director
|
GrantOptions (Right to Buy) · Derivative | 36,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001213900-18-004593 · f4041318hoffman_delmar.xml · derivative · entry 1 HOFFMAN ROBERT · CIK 0001166288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Stock · 36,000 shares Expires 2028-04-13 F1 · derivative.exercise_date: 12,000 options vest on March 31, 2019, and 3,000 options vest each three months thereafter starting June 30, 2019. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 16:05 UTC |
Cranston Lynda SarahDirector
|
OtherCommon Stock | 71 | $3.20 | $227.20 |
DisclosureSEC source: 0001213900-18-003986 · f4033018cranston_delmar.xml · nonDerivative · entry 1 Cranston Lynda Sarah · CIK 0001633660 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by J.G. Cranston & Associates, Inc. Disclosed balance after: 2,628 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 20:10 UTC |
TOTH ROBERT JOSEPH JRDirector
|
OtherCommon Stock | 74 | $3.20 | $236.80 |
DisclosureSEC source: 0001213900-18-003993 · f4033018toth_delmar.xml · nonDerivative · entry 1 TOTH ROBERT JOSEPH JR · CIK 0001585020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,443 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 20:08 UTC |
Praill Anthony ScottChief Financial Officer
|
OtherCommon Stock | 211 | $3.20 | $675.20 |
DisclosureSEC source: 0001213900-18-003991 · f4033018praill_delmar.xml · nonDerivative · entry 1 Praill Anthony Scott · CIK 0001332948 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,788 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 20:07 UTC |
Mohr ErichDirector
|
OtherCommon Stock | 528 | $3.20 | $1,689.60 |
DisclosureSEC source: 0001213900-18-003989 · f4033018mohr_delmar.xml · nonDerivative · entry 1 Mohr Erich · CIK 0001298170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,222 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 20:04 UTC |
Brown Dennis MDirector · Chief Scientific Officer
|
OtherCommon Stock | 169 | $3.20 | $540.80 |
DisclosureSEC source: 0001213900-18-003982 · f4033018brown_delmar.xml · nonDerivative · entry 1 Brown Dennis M · CIK 0001569520 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,584 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 20:02 UTC |
Bell John KDirector
|
OtherCommon Stock | 282 | $3.20 | $902.40 |
DisclosureSEC source: 0001213900-18-003979 · f4033018bell_delmar.xml · nonDerivative · entry 1 Bell John K · CIK 0001569585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Onbelay Capital Inc. Disclosed balance after: 95,583 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 20:01 UTC |
BACHA JEFFREYDirector
|
OtherCommon Stock | 176 | $3.20 | $563.20 |
DisclosureSEC source: 0001213900-18-003977 · f4033018bacha_delmar.xml · nonDerivative · entry 1 BACHA JEFFREY · CIK 0001432149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,049 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 16:57 UTC |
Cranston Lynda SarahDirector
|
OtherCommon Stock | 71 | $3.20 | $227.20 |
DisclosureSEC source: 0000905718-18-000013 · cranston_form4dec312017.xml · nonDerivative · entry 1 Cranston Lynda Sarah · CIK 0001633660 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by J.G. Cranston & Associates, Inc. Disclosed balance after: 2,557 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:00 UTC |
Brown Dennis MDirector · Chief Scientific Officer
|
OtherCommon Stock | 169 | $3.20 | $540.80 |
DisclosureSEC source: 0000905718-18-000016 · brown_form4dec132017.xml · nonDerivative · entry 2 Brown Dennis M · CIK 0001569520 · Director · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,415 F2 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. F2 · price: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:59 UTC |
BACHA JEFFREYDirector
|
OtherCommon Stock | 176 | $3.20 | $563.20 |
DisclosureSEC source: 0000905718-18-000015 · bacha_form4dec222017.xml · nonDerivative · entry 1 BACHA JEFFREY · CIK 0001432149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,873 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:58 UTC |
Bell John KDirector
|
OtherCommon Stock | 282 | $3.20 | $902.40 |
DisclosureSEC source: 0000905718-18-000014 · bell_form4dec312017.xml · nonDerivative · entry 1 Bell John K · CIK 0001569585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Onbelay Capital Inc. Disclosed balance after: 95,301 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:55 UTC |
Praill Anthony ScottChief Financial Officer
|
ConversionExchangeable Shares · Derivative | 25,000 | $2.00 | $50,000.00 |
DisclosureSEC source: 0000905718-18-000012 · praill_form4dec312017.xml · derivative · entry 3 Praill Anthony Scott · CIK 0001332948 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Exchangeable Shares are shares of a wholly-owned subsidiary of the Issuer that are exchangeable at any time for shares of common stock in the Issuer on the basis of one Exchangeable Share for one share of common stock. F2 · derivative.exercise_date: Exchangeable Shares are shares of a wholly-owned subsidiary of the Issuer that are exchangeable at any time for shares of common stock in the Issuer on the basis of one Exchangeable Share for one share of common stock. F2 · derivative.expiration_date: Exchangeable Shares are shares of a wholly-owned subsidiary of the Issuer that are exchangeable at any time for shares of common stock in the Issuer on the basis of one Exchangeable Share for one share of common stock. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:55 UTC |
Praill Anthony ScottChief Financial Officer
|
ConversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905718-18-000012 · praill_form4dec312017.xml · nonDerivative · entry 2 Praill Anthony Scott · CIK 0001332948 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Exchangeable Shares are shares of a wholly-owned subsidiary of the Issuer that are exchangeable at any time for shares of common stock in the Issuer on the basis of one Exchangeable Share for one share of common stock. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:55 UTC |
Praill Anthony ScottChief Financial Officer
|
OtherCommon Stock | 211 | $3.20 | $675.20 |
DisclosureSEC source: 0000905718-18-000012 · praill_form4dec312017.xml · nonDerivative · entry 1 Praill Anthony Scott · CIK 0001332948 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,577 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:54 UTC |
TOTH ROBERT JOSEPH JRDirector
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OtherCommon Stock | 74 | $3.20 | $236.80 |
DisclosureSEC source: 0000905718-18-000011 · toth_form4dec312017.xml · nonDerivative · entry 1 TOTH ROBERT JOSEPH JR · CIK 0001585020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,369 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:53 UTC |
Mohr ErichDirector
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OtherCommon Stock | 528 | $3.20 | $1,689.60 |
DisclosureSEC source: 0000905718-18-000010 · mohr_form4dec312017.xml · nonDerivative · entry 1 Mohr Erich · CIK 0001298170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,694 F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.