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HURA

TuHURA Biosciences, Inc./NV

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6601
SEC CIK
0001498382
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234

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Dec 202500
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 26, 2020 Filed Jun 30, 2020 20:14 UTC
Bell John KDirector
GrantOptions (Right to Buy) · Derivative 39,567 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0001213900-20-016315 · ownership.xml · derivative · entry 3

Bell John K · CIK 0001569585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 39,567 shares

Expires 2029-09-05

F2 · kind: On September 5, 2019, the reporting person received options to purchase 39,567 shares which were subject to stockholder approval of the increase in the number of shares authorized for issuance under the DelMar Pharmaceuticals, Inc. 2017 Omnibus Equity Incentive Plan, as amended, at the 2020 Annual Meeting of Stockholders. Stockholder approval of the increase was obtained on June 26, 2020.

F3 · derivative.exercise_date: The shares subject to the option vest in twelve (12) equal monthly installments beginning on October 5, 2019.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:12 UTC GrantOption (Right to Buy) · Derivative 39,567 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0001213900-20-016310 · ownership.xml · derivative · entry 2

TOTH ROBERT JOSEPH JR · CIK 0001585020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 39,567 shares

Expires 2029-09-05

F2 · kind: On September 5, 2019, the reporting person received options to purchase 39,567 shares which were subject to stockholder approval of the increase in the number of shares authorized for issuance under the DelMar Pharmaceuticals, Inc. 2017 Omnibus Equity Incentive Plan, as amended, at the 2020 Annual Meeting of Stockholders. Stockholder approval of the increase was obtained on June 26, 2020.

F3 · derivative.exercise_date: The shares subject to the option vest in twelve (12) equal monthly installments beginning on October 5, 2019.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:08 UTC
Zarrabian SaiidDirector · President and CEO
GrantOptions (Right to Buy) · Derivative 241,438 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0001213900-20-016303 · ownership.xml · derivative · entry 1

Zarrabian Saiid · CIK 0001495521 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,650

Underlying: Common Stock · 241,438 shares

Expires 2029-09-05

F1 · kind: On September 5, 2019, the reporting person received options to purchase 241,438 shares which were subject to stockholder approval of the increase in the number of shares authorized for issuance under the DelMar Pharmaceuticals, Inc. 2017 Omnibus Equity Incentive Plan, as amended, at the 2020 Annual Meeting of Stockholders. Stockholder approval of the increase was obtained on June 26, 2020.

F2 · derivative.exercise_date: 1/6th of the options vested on March 5, 2020 with the remaining shares vesting in equal monthly installments over a period of 30 months commencing on April 5, 2020.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:07 UTC
Brown Dennis MChief Scientific Officer
GrantOptions (Right to Buy) · Derivative 250,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0001213900-20-016299 · ownership.xml · derivative · entry 4

Brown Dennis M · CIK 0001569520 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2029-11-12

F5 · kind: On November 12, 2019, the reporting person received options to purchase 250,000 shares which were subject to stockholder approval of the increase in the number of shares authorized for issuance under the DelMar Pharmaceuticals, Inc. 2017 Omnibus Equity Incentive Plan, as amended, at the 2020 Annual Meeting of Stockholders. Stockholder approval of the increase was obtained on June 26, 2020.

F6 · derivative.exercise_date: The options vested based on the achievement of certain clinical milestones.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:07 UTC
Brown Dennis MChief Scientific Officer
GrantOptions (Right to Buy) · Derivative 52,756 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0001213900-20-016299 · ownership.xml · derivative · entry 3

Brown Dennis M · CIK 0001569520 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 52,756 shares

Expires 2029-09-05

F3 · kind: On September 5, 2019, the reporting person received options to purchase 52,756 shares which were subject to stockholder approval of the increase in the number of shares authorized for issuance under the DelMar Pharmaceuticals, Inc. 2017 Omnibus Equity Incentive Plan, as amended, at the 2020 Annual Meeting of Stockholders. Stockholder approval of the increase was obtained on June 26, 2020.

F4 · derivative.exercise_date: 1/6th of the options vested on March 5, 2020 with the remaining shares vesting in equal monthly installments over a period of 30 months commencing on April 5, 2020.

Read SEC document
March 31, 2020 Filed Mar 31, 2020 16:16 UTC OtherCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-008217 · ownership.xml · nonDerivative · entry 1

Cranston Lynda Sarah · CIK 0001633660 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by J.G. Cranston & Associates, Inc.

Disclosed balance after: 324

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
March 31, 2020 Filed Mar 31, 2020 20:28 UTC
Praill Anthony ScottChief Financial Officer
OtherCommon Stock 22 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-008229 · ownership.xml · nonDerivative · entry 1

Praill Anthony Scott · CIK 0001332948 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,452

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
March 31, 2020 Filed Mar 31, 2020 20:15 UTC
Bell John KDirector
OtherCommon Stock 29 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-008214 · ownership.xml · nonDerivative · entry 1

Bell John K · CIK 0001569585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Onbelay Capital Inc.

Disclosed balance after: 9,788

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
March 31, 2020 Filed Mar 31, 2020 20:18 UTC OtherCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-008219 · ownership.xml · nonDerivative · entry 1

TOTH ROBERT JOSEPH JR · CIK 0001585020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
March 31, 2020 Filed Mar 31, 2020 20:15 UTC
Brown Dennis MChief Scientific Officer
OtherCommon Stock 17 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-008213 · ownership.xml · nonDerivative · entry 1

Brown Dennis M · CIK 0001569520 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,994

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 16:15 UTC OtherCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0000905718-20-000016 · delmarph_fm4dec312019.xml · nonDerivative · entry 1

Cranston Lynda Sarah · CIK 0001633660 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by J.G. Cranston & Associates, Inc.

Disclosed balance after: 316

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:17 UTC
Praill Anthony ScottChief Financial Officer
OtherCommon Stock 22 $0.00 $0.00
Disclosure

SEC source: 0000905718-20-000018 · delmarph_fm4dec32019.xml · nonDerivative · entry 1

Praill Anthony Scott · CIK 0001332948 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,430

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:20 UTC
Brown Dennis MChief Scientific Officer
OtherCommon Stock 17 $0.00 $0.00
Disclosure

SEC source: 0000905718-20-000020 · delmarph_fm4dec312019.xml · nonDerivative · entry 2

Brown Dennis M · CIK 0001569520 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,977

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:10 UTC
Bell John KDirector
OtherCommon Stock 29 $0.00 $0.00
Disclosure

SEC source: 0000905718-20-000012 · delmarph_fm4dec312019.xml · nonDerivative · entry 1

Bell John K · CIK 0001569585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Onbelay Capital Inc.

Disclosed balance after: 9,759

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:12 UTC OtherCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0000905718-20-000014 · delmarph_fm4dec312019.xml · nonDerivative · entry 1

TOTH ROBERT JOSEPH JR · CIK 0001585020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,198

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
December 27, 2019 Filed Jan 2, 2020 21:20 UTC
Brown Dennis MChief Scientific Officer
GiftCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0000905718-20-000020 · delmarph_fm4dec312019.xml · nonDerivative · entry 1

Brown Dennis M · CIK 0001569520 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,960

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:18 UTC
Brown Dennis MChief Scientific Officer
GrantOptions (Right to Buy) · Derivative 250,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0000905718-19-000941 · delmarph_fm4nov122019.xml · derivative · entry 1

Brown Dennis M · CIK 0001569520 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2029-11-12

F1 · derivative.exercise_date: Subject to stockholder approval of the increase in the number of shares authorized for issuance under the DelMar Pharmaceuticals, Inc. 2017 Omnibus Equity Incentive Plan, as amended, at the next annual meeting, the options vest upon the achievement of certain clinical development milestones.

Read SEC document
November 12, 2019 Filed Sep 24, 2020 23:28 UTC Amendment
Brown Dennis MChief Scientific Officer
GrantOptions (Right to Buy) · Derivative 250,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0000905718-20-000982 · kintara_fm4anov142019.xml · derivative · entry 1

Brown Dennis M · CIK 0001569520 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2029-11-12

F1 · derivative.exercise_date: This amendment is being filed to update the vesting schedule of the option award made to the reporting person pursuant to the 2017 Omnibus Equity Incentive Plan, as amended. Subject to continued employment, 1/6th of the options vested on March 22, 2021, with the remaining shares vesting in equal monthly installments over a period of 30 months commencing on April 22, 2021.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 16:22 UTC OtherCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0000905718-19-000815 · delmarph_fm4sept302019.xml · nonDerivative · entry 1

Cranston Lynda Sarah · CIK 0001633660 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by J.G. Cranston & Associates, Inc.

Disclosed balance after: 308

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:20 UTC
Bell John KDirector
OtherCommon Stock 29 $0.00 $0.00
Disclosure

SEC source: 0000905718-19-000813 · delmarph_fm4sept302019.xml · nonDerivative · entry 1

Bell John K · CIK 0001569585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Onbelay Capital Inc.

Disclosed balance after: 9,730

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:32 UTC OtherCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0000905718-19-000817 · delmarph_fm4sept302019.xml · nonDerivative · entry 1

TOTH ROBERT JOSEPH JR · CIK 0001585020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,190

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:14 UTC
Praill Anthony ScottChief Financial Officer
OtherCommon Stock 22 $0.00 $0.00
Disclosure

SEC source: 0000905718-19-000811 · delmarph_fm4sept302019.xml · nonDerivative · entry 1

Praill Anthony Scott · CIK 0001332948 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,408

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:09 UTC
Brown Dennis MChief Scientific Officer
OtherCommon Stock 17 $0.00 $0.00
Disclosure

SEC source: 0000905718-19-000809 · delmarph_fm4sept302019.xml · nonDerivative · entry 1

Brown Dennis M · CIK 0001569520 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,460

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 20:22 UTC
Bell John KDirector
PurchaseCommon Stock 35,000 $0.68 $23,744.00
Disclosure

SEC source: 0000905718-19-000777 · delmarph_fm4sept132019.xml · nonDerivative · entry 1

Bell John K · CIK 0001569585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,701

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.6551 to $0.68 per share, inclusive. The reporting person undertakes to provide to DelMar Pharmaceuticals, Inc., any security holder of DelMar Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
September 13, 2019 Filed Sep 19, 2019 21:45 UTC Amendment
Bell John KDirector
PurchaseCommon Stock 35,000 $0.68 $23,744.00
Disclosure

SEC source: 0000905718-19-000779 · delmarph_fm4amsept132019.xml · nonDerivative · entry 1

Bell John K · CIK 0001569585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Registered Retirement Income Fund

Disclosed balance after: 35,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.6551 to $0.68 per share, inclusive. The reporting person undertakes to provide to DelMar Pharmaceuticals, Inc., any security holder of DelMar Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · ownership.nature: This Form 4/A amends the Form 4 filed by the reporting person on September 16, 2019 solely to amend the disclosure of the shares beneficially owned as of such date by the reporting person.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 20:52 UTC GrantOptions (Right to Buy) · Derivative 35,433 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0000905718-19-000771 · delmarph_fm4sept52019.xml · derivative · entry 2

Ferrara Napoleone · CIK 0001744779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,433

Underlying: Common Stock · 35,433 shares

Expires 2029-09-05

F2 · derivative.exercise_date: The shares subject to the option vest in twelve (12) equal monthly installments beginning on October 5, 2019.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 20:52 UTC GrantOptions (Right to Buy) · Derivative 39,567 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0000905718-19-000771 · delmarph_fm4sept52019.xml · derivative · entry 1

Ferrara Napoleone · CIK 0001744779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,567

Underlying: Common Stock · 39,567 shares

Expires 2029-09-05

F1 · derivative.exercise_date: Subject to stockholder approval of the increase in the number of shares authorized for issuance under the DelMar Pharmaceuticals, Inc. 2017 Omnibus Equity Incentive Plan, as amended, at the next annual meeting, the shares subject to the option vest in twelve (12) equal monthly installments beginning on October 5, 2019.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 20:46 UTC GrantOptions (Right to Buy) · Derivative 35,433 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0000905718-19-000767 · delmarph_fm4sept52019.xml · derivative · entry 2

HOFFMAN ROBERT · CIK 0001166288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,433

Underlying: Common Stock · 35,433 shares

Expires 2029-09-05

F2 · derivative.exercise_date: The shares subject to the option vest in twelve (12) equal monthly installments beginning on October 5, 2019.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 20:46 UTC GrantOptions (Right to Buy) · Derivative 39,567 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0000905718-19-000767 · delmarph_fm4sept52019.xml · derivative · entry 1

HOFFMAN ROBERT · CIK 0001166288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,567

Underlying: Common Stock · 39,567 shares

Expires 2029-09-05

F1 · derivative.exercise_date: Subject to stockholder approval of the increase in the number of shares authorized for issuance under the DelMar Pharmaceuticals, Inc. 2017 Omnibus Equity Incentive Plan, as amended, at the next annual meeting, the shares subject to the option vest in twelve (12) equal monthly installments beginning on October 5, 2019.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 16:36 UTC GrantOptions (Right to Buy) · Derivative 35,433 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0000905718-19-000761 · delmarph_fm4sept52019.xml · derivative · entry 2

Cranston Lynda Sarah · CIK 0001633660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,433

Underlying: Common Stock · 35,433 shares

Expires 2029-09-05

F2 · derivative.exercise_date: The shares subject to the option vest in twelve (12) equal monthly installments beginning on October 5, 2019.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 16:36 UTC GrantOptions (Right to Buy) · Derivative 39,567 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0000905718-19-000761 · delmarph_fm4sept52019.xml · derivative · entry 1

Cranston Lynda Sarah · CIK 0001633660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,567

Underlying: Common Stock · 39,567 shares

Expires 2029-09-05

F1 · derivative.exercise_date: Subject to stockholder approval of the increase in the number of shares authorized for issuance under the DelMar Pharmaceuticals, Inc. 2017 Omnibus Equity Incentive Plan, as amended, at the next annual meeting, the shares subject to the option vest in twelve (12) equal monthly installments beginning on October 5, 2019.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 20:42 UTC
Brown Dennis MChief Scientific Officer
GrantOptions (Right to Buy) · Derivative 47,244 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0000905718-19-000765 · delmarph_fm4sept52019.xml · derivative · entry 2

Brown Dennis M · CIK 0001569520 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,244

Underlying: Common Stock · 47,244 shares

Expires 2029-09-05

F2 · derivative.exercise_date: 1/6th of the options vest on March 5, 2020 with the remaining shares vesting in equal monthly installments over a period of 30 months commencing on April 5, 2020.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 20:42 UTC
Brown Dennis MChief Scientific Officer
GrantOptions (Right to Buy) · Derivative 52,756 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0000905718-19-000765 · delmarph_fm4sept52019.xml · derivative · entry 1

Brown Dennis M · CIK 0001569520 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,756

Underlying: Common Stock · 52,756 shares

Expires 2029-09-05

F1 · derivative.exercise_date: Subject to stockholder approval of the increase in the number of shares authorized for issuance under the DelMar Pharmaceuticals, Inc. 2017 Omnibus Equity Incentive Plan, as amended, at the next annual meeting, 1/6th of the options vest on March 5, 2020 with the remaining shares vesting in equal monthly installments over a period of 30 months commencing on April 5, 2020.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 20:49 UTC
Bell John KDirector
GrantOptions (Right to Buy) · Derivative 35,433 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0000905718-19-000769 · delmarph_fm4sept52019.xml · derivative · entry 2

Bell John K · CIK 0001569585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,433

Underlying: Common Stock · 35,433 shares

Expires 2029-09-05

F2 · derivative.exercise_date: The shares subject to the option vest in twelve (12) equal monthly installments beginning on October 5, 2019.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 20:49 UTC
Bell John KDirector
GrantOptions (Right to Buy) · Derivative 39,567 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0000905718-19-000769 · delmarph_fm4sept52019.xml · derivative · entry 1

Bell John K · CIK 0001569585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,567

Underlying: Common Stock · 39,567 shares

Expires 2029-09-05

F1 · derivative.exercise_date: Subject to stockholder approval of the increase in the number of shares authorized for issuance under the DelMar Pharmaceuticals, Inc. 2017 Omnibus Equity Incentive Plan, as amended, at the next annual meeting, the shares subject to the option vest in twelve (12) equal monthly installments beginning on October 5, 2019.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 20:39 UTC
Zarrabian SaiidDirector · President and CEO
GrantOptions (Right to Buy) · Derivative 216,212 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0000905718-19-000763 · delmarph_fm4sept52019.xml · derivative · entry 2

Zarrabian Saiid · CIK 0001495521 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,212

Underlying: Common Stock · 216,212 shares

Expires 2029-09-05

F2 · derivative.exercise_date: 1/6th of the options vest on March 5, 2020 with the remaining shares vesting in equal monthly installments over a period of 30 months commencing on April 5, 2020.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 20:39 UTC
Zarrabian SaiidDirector · President and CEO
GrantOptions (Right to Buy) · Derivative 241,438 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0000905718-19-000763 · delmarph_fm4sept52019.xml · derivative · entry 1

Zarrabian Saiid · CIK 0001495521 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,438

Underlying: Common Stock · 241,438 shares

Expires 2029-09-05

F1 · derivative.exercise_date: Subject to stockholder approval of the increase in the number of shares authorized for issuance under the DelMar Pharmaceuticals, Inc. 2017 Omnibus Equity Incentive Plan, as amended, at the next annual meeting, 1/6th of the options vest on March 5, 2020 with the remaining shares vesting in equal monthly installments over a period of 30 months commencing on April 5, 2020.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 20:34 UTC
Praill Anthony ScottChief Financial Officer
GrantOptions (Right to Buy) · Derivative 51,196 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0000905718-19-000759 · delmarph_fm4sept52019.xml · derivative · entry 2

Praill Anthony Scott · CIK 0001332948 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,196

Underlying: Common Stock · 51,196 shares

Expires 2029-09-05

F2 · derivative.exercise_date: 1/6th of the options vest on March 5, 2020 with the remaining shares vesting in equal monthly installments over a period of 30 months commencing on April 5, 2020.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 20:34 UTC
Praill Anthony ScottChief Financial Officer
GrantOptions (Right to Buy) · Derivative 57,170 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0000905718-19-000759 · delmarph_fm4sept52019.xml · derivative · entry 1

Praill Anthony Scott · CIK 0001332948 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,170

Underlying: Common Stock · 57,170 shares

Expires 2029-09-05

F1 · derivative.exercise_date: Subject to stockholder approval of the increase in the number of shares authorized for issuance under the DelMar Pharmaceuticals, Inc. 2017 Omnibus Equity Incentive Plan, as amended, at the next annual meeting, 1/6th of the options vest on March 5, 2020 with the remaining shares vesting in equal monthly installments over a period of 30 months commencing on April 5, 2020.

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September 05, 2019 Filed Sep 9, 2019 20:31 UTC GrantOptions (Right to Buy) · Derivative 35,433 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0000905718-19-000757 · delmarph_fm4sept52019.xml · derivative · entry 2

TOTH ROBERT JOSEPH JR · CIK 0001585020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,433

Underlying: Common Stock · 35,433 shares

Expires 2029-09-05

F2 · derivative.exercise_date: The shares subject to the option vest in twelve (12) equal monthly installments beginning on October 5, 2019.

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September 05, 2019 Filed Sep 9, 2019 20:31 UTC GrantOptions (Right to Buy) · Derivative 39,567 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0000905718-19-000757 · delmarph_fm4sept52019.xml · derivative · entry 1

TOTH ROBERT JOSEPH JR · CIK 0001585020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,567

Underlying: Common Stock · 39,567 shares

Expires 2029-09-05

F1 · derivative.exercise_date: Subject to stockholder approval of the increase in the number of shares authorized for issuance under the DelMar Pharmaceuticals, Inc. 2017 Omnibus Equity Incentive Plan, as amended, at the next annual meeting, the shares subject to the option vest in twelve (12) equal monthly installments beginning on October 5, 2019.

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June 28, 2019 Filed Jul 1, 2019 20:23 UTC OtherCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-011884 · ownership.xml · nonDerivative · entry 1

TOTH ROBERT JOSEPH JR · CIK 0001585020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F2 · balance_after: On May 8, 2019, the issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

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June 28, 2019 Filed Jul 1, 2019 16:20 UTC OtherCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-011880 · ownership.xml · nonDerivative · entry 1

Cranston Lynda Sarah · CIK 0001633660 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by J.G. Cranston & Associates, Inc.

Disclosed balance after: 300

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F2 · balance_after: On May 8, 2019, the issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

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June 28, 2019 Filed Jul 1, 2019 20:21 UTC
Praill Anthony ScottChief Financial Officer
OtherCommon Stock 22 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-011882 · ownership.xml · nonDerivative · entry 1

Praill Anthony Scott · CIK 0001332948 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,386

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F2 · balance_after: On May 8, 2019, the issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

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June 28, 2019 Filed Jul 1, 2019 20:18 UTC
Brown Dennis MChief Scientific Officer
OtherCommon Stock 17 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-011878 · ownership.xml · nonDerivative · entry 1

Brown Dennis M · CIK 0001569520 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,443

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F2 · balance_after: On May 8, 2019, the issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

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June 28, 2019 Filed Jul 1, 2019 20:17 UTC
Bell John KDirector
OtherCommon Stock 29 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-011876 · ownership.xml · nonDerivative · entry 1

Bell John K · CIK 0001569585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Onbelay Capital Inc.

Disclosed balance after: 9,701

F1 · kind: The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.

F2 · balance_after: On May 8, 2019, the issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

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April 30, 2019 Filed May 1, 2019 22:32 UTC Disposition to issuerPerformance Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-007626 · ownership.xml · derivative · entry 1

HOFFMAN ROBERT · CIK 0001166288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2022-07-07

F1 · derivative.exercise_price: Each performance stock unit represents the right to receive one share of common stock, to vest upon achievement of specified targets related to the Company's financial performance. Such performance stock units were unvested.

F1 · derivative.exercise_date: Each performance stock unit represents the right to receive one share of common stock, to vest upon achievement of specified targets related to the Company's financial performance. Such performance stock units were unvested.

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April 30, 2019 Filed May 1, 2019 22:31 UTC Disposition to issuerPerformance Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-007625 · ownership.xml · derivative · entry 1

Ferrara Napoleone · CIK 0001744779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2022-07-07

F1 · derivative.exercise_price: Each performance stock unit represents the right to receive one share of common stock, to vest upon achievement of specified targets related to the Company's financial performance. Such performance stock units were unvested.

F1 · derivative.exercise_date: Each performance stock unit represents the right to receive one share of common stock, to vest upon achievement of specified targets related to the Company's financial performance. Such performance stock units were unvested.

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April 30, 2019 Filed May 1, 2019 18:29 UTC Disposition to issuerPerformance Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-007624 · ownership.xml · derivative · entry 1

Cranston Lynda Sarah · CIK 0001633660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2022-07-07

F1 · derivative.exercise_price: Each performance stock unit represents the right to receive one share of common stock, to vest upon achievement of specified targets related to the Company's financial performance. Such performance stock units were unvested.

F1 · derivative.exercise_date: Each performance stock unit represents the right to receive one share of common stock, to vest upon achievement of specified targets related to the Company's financial performance. Such performance stock units were unvested.

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April 30, 2019 Filed May 1, 2019 22:33 UTC Disposition to issuerPerformance Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-007627 · ownership.xml · derivative · entry 1

TOTH ROBERT JOSEPH JR · CIK 0001585020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2022-07-07

F1 · derivative.exercise_price: Each performance stock unit represents the right to receive one share of common stock, to vest upon achievement of specified targets related to the Company's financial performance. Such performance stock units were unvested.

F1 · derivative.exercise_date: Each performance stock unit represents the right to receive one share of common stock, to vest upon achievement of specified targets related to the Company's financial performance. Such performance stock units were unvested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.