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Nasdaq · USD

HUMA

Humacyte, Inc.

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Tapewire entity
6478
SEC CIK
0001818382
Parsed reports
235

Last 12 months

Inside the activity.

5 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202620
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 04, 2022 Filed Apr 5, 2022 20:40 UTC
Parikh Shamik JChief Medical Officer
GrantStock Options (right to buy) · Derivative 144,927 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001818382-22-000023 · wf-form4_164919121747205.xml · derivative · entry 1

Parikh Shamik J · CIK 0001916853 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,927

Underlying: Common Stock · 144,927 shares

Expires 2032-04-04

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on April 4, 2023, after which 1/48 of the option will become exercisable on the 4th of each month through August 4, 2026.

Read SEC document
December 16, 2021 Filed Dec 16, 2021 19:46 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
SaleCommon Stock 75,000 $9.00 $675,000.00
Disclosure

SEC source: 0001104659-21-150678 · tm2135715-1_4seq1.xml · nonDerivative · entry 4

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 510,161

F5 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.79 to $9.33. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 16, 2021 Filed Dec 16, 2021 19:47 UTC
Dougan Brady WDirector · 10% owner
SaleCommon Stock 75,000 $9.00 $675,000.00
Disclosure

SEC source: 0001104659-21-150679 · tm2135715-2_4seq1.xml · nonDerivative · entry 4

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,161

F5 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.79 to $9.33. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 19:46 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
SaleCommon Stock 125,000 $8.89 $1,110,625.00
Disclosure

SEC source: 0001104659-21-150678 · tm2135715-1_4seq1.xml · nonDerivative · entry 3

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 585,161

F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.68 to $9.43. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 19:47 UTC
Dougan Brady WDirector · 10% owner
SaleCommon Stock 125,000 $8.89 $1,110,625.00
Disclosure

SEC source: 0001104659-21-150679 · tm2135715-2_4seq1.xml · nonDerivative · entry 3

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,161

F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.68 to $9.43. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 19:46 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
SaleCommon Stock 76,306 $9.33 $711,553.45
Disclosure

SEC source: 0001104659-21-150678 · tm2135715-1_4seq1.xml · nonDerivative · entry 2

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 710,161

F3 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.825 to $9.49. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 19:46 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
SaleCommon Stock 23,694 $9.80 $232,153.81
Disclosure

SEC source: 0001104659-21-150678 · tm2135715-1_4seq1.xml · nonDerivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 786,467

F1 · shares: A portion of this sale is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a portion of the purchase by Ayabudge LLC of 1,522,500 shares of the Issuer's common stock on August 26, 2021, at a price per share of $10.00. The Reporting Person's spouse has paid the Issuer $71.21, representing the full amount of profit realized in connection with this sale.

F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $9.50 to $10.06. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 19:47 UTC
Dougan Brady WDirector · 10% owner
SaleCommon Stock 76,306 $9.33 $711,553.45
Disclosure

SEC source: 0001104659-21-150679 · tm2135715-2_4seq1.xml · nonDerivative · entry 2

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,161

F3 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.825 to $9.49. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 19:47 UTC
Dougan Brady WDirector · 10% owner
SaleCommon Stock 23,694 $9.80 $232,153.81
Disclosure

SEC source: 0001104659-21-150679 · tm2135715-2_4seq1.xml · nonDerivative · entry 1

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 786,467

F1 · shares: A portion of this sale is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a portion of the purchase by Ayabudge LLC of 1,522,500 shares of the Issuer's common stock on August 26, 2021, at a price per share of $10.00. The Reporting Person has paid the Issuer $71.21, representing the full amount of profit realized in connection with this sale.

F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $9.50 to $10.06. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 11:02 UTC PurchaseCommon Stock 2,300 $10.79 $24,819.76
Disclosure

SEC source: 0001104659-21-143251 · tm2133808-1_4seq1.xml · nonDerivative · entry 2

Constantino Michael T. · CIK 0001817285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
November 22, 2021 Filed Nov 24, 2021 11:02 UTC PurchaseCommon Stock 200 $10.83 $2,166.00
Disclosure

SEC source: 0001104659-21-143251 · tm2133808-1_4seq1.xml · nonDerivative · entry 1

Constantino Michael T. · CIK 0001817285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Read SEC document
October 13, 2021 Filed Oct 15, 2021 15:51 UTC
Scheessele William JohnChief Commercial Officer
GrantStock Options (right to buy) · Derivative 157,558 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001104659-21-126728 · tm2130120-7_4seq1.xml · derivative · entry 1

Scheessele William John · CIK 0001879378 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,558

Underlying: Common Stock · 157,558 shares

Expires 2031-10-13

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on August 9, 2022, after which 1/36 of the option will become exercisable on the 9th of each month through August 9, 2025.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 15:42 UTC GrantStock Options (right to buy) · Derivative 13,000 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001104659-21-126719 · tm2130120-2_4seq1.xml · derivative · entry 1

Brown Emery N. · CIK 0001878691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2031-10-13

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on October 13, 2022, after which 1/36 of the option will become exercisable on the 13th of each month through October 13, 2025.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 15:39 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
GrantStock Options (right to buy) · Derivative 8,500 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001104659-21-126714 · tm2130120-5_4seq1.xml · derivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 8,500

Underlying: Common Stock · 8,500 shares

Expires 2031-10-13

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on October 13, 2022, after which 1/36 of the option will become exercisable on the 13th of each month through October 13, 2025.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 15:40 UTC
Dougan Brady WDirector · 10% owner
GrantStock Options (right to buy) · Derivative 8,500 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001104659-21-126716 · tm2130120-4_4seq1.xml · derivative · entry 1

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 8,500 shares

Expires 2031-10-13

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on October 13, 2022, after which 1/36 of the option will become exercisable on the 13th of each month through October 13, 2025.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 15:31 UTC GrantStock Options (right to buy) · Derivative 8,500 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001104659-21-126701 · tm2130120-10_4seq1.xml · derivative · entry 1

Wallace Max N. · CIK 0001877453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 8,500 shares

Expires 2031-10-13

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on October 13, 2022, after which 1/36 of the option will become exercisable on the 13th of each month through October 13, 2025.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 19:43 UTC GrantStock Options (right to buy) · Derivative 13,000 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001104659-21-126721 · tm2130120-1_4seq1.xml · derivative · entry 1

Binder Gordon M · CIK 0001291957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2031-10-13

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on October 13, 2022, after which 1/36 of the option will become exercisable on the 13th of each month through October 13, 2025.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 19:41 UTC GrantStock Options (right to buy) · Derivative 13,000 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001104659-21-126717 · tm2130120-3_4seq1.xml · derivative · entry 1

Constantino Michael T. · CIK 0001817285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2031-10-13

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on October 13, 2022, after which 1/36 of the option will become exercisable on the 13th of each month through October 13, 2025.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 19:37 UTC
Pope ToddDirector
GrantStock Options (right to buy) · Derivative 13,000 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001104659-21-126713 · tm2130120-6_4seq1.xml · derivative · entry 1

Pope Todd · CIK 0001584367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2031-10-13

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on October 13, 2022, after which 1/36 of the option will become exercisable on the 13th of each month through October 13, 2025.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 19:35 UTC GrantStock Options (right to buy) · Derivative 8,500 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001104659-21-126708 · tm2130120-8_4seq1.xml · derivative · entry 1

Sebelius Kathleen · CIK 0001654316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 8,500 shares

Expires 2031-10-13

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on October 13, 2022, after which 1/36 of the option will become exercisable on the 13th of each month through October 13, 2025.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 19:34 UTC
Shukla RajivDirector
GrantStock Options (right to buy) · Derivative 13,000 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001104659-21-126706 · tm2130120-9_4seq1.xml · derivative · entry 1

Shukla Rajiv · CIK 0001709033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2031-10-13

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on October 13, 2022, after which 1/36 of the option will become exercisable on the 13th of each month through October 13, 2025.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 19:29 UTC GrantStock Options (right to buy) · Derivative 13,000 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001104659-21-126700 · tm2130120-11_4seq1.xml · derivative · entry 1

Windham-Bannister Susan Richards · CIK 0001713760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2031-10-13

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on October 13, 2022, after which 1/36 of the option will become exercisable on the 13th of each month through October 13, 2025.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:10 UTC
Lawson Jeffrey HaroldDirector · Chief Surgical Officer
GrantStock Options (right to buy) · Derivative 1,575 Not disclosed Strike: $10.28 Not disclosed
Disclosure

SEC source: 0001104659-21-110526 · tm2125954-17_4seq1.xml · derivative · entry 6

Lawson Jeffrey Harold · CIK 0001879530 · Director · Chief Surgical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575

Underlying: Common Stock · 1,575 shares

Expires 2030-12-14

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F4 · derivative.exercise_date: Options to purchase 2,625 shares of Common Stock granted on 12/14/2020, which vest as follows: (i) one-fifth on the first anniversary of the vesting commencement date, (ii) two-fifths in equal installments over a period of 24 months commencing on the first anniversary of the vesting commencement date, (iii) one-fifth upon the submission of a Biologics License Application to the FDA and (iv) one-fifth upon FDA approval of one of Humacyte's product candidates. Accordingly, columns 5, 7, and 9 of Table II report the number of securities equal to three-fifths of the 12/14/2020 option grant.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:10 UTC
Lawson Jeffrey HaroldDirector · Chief Surgical Officer
GrantStock Options (right to buy) · Derivative 1,194,815 Not disclosed Strike: $8.48 Not disclosed
Disclosure

SEC source: 0001104659-21-110526 · tm2125954-17_4seq1.xml · derivative · entry 5

Lawson Jeffrey Harold · CIK 0001879530 · Director · Chief Surgical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194,815

Underlying: Common Stock · 1,194,815 shares

Expires 2028-06-28

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:10 UTC
Lawson Jeffrey HaroldDirector · Chief Surgical Officer
GrantStock Options (right to buy) · Derivative 118,168 Not disclosed Strike: $6.54 Not disclosed
Disclosure

SEC source: 0001104659-21-110526 · tm2125954-17_4seq1.xml · derivative · entry 4

Lawson Jeffrey Harold · CIK 0001879530 · Director · Chief Surgical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,168

Underlying: Common Stock · 118,168 shares

Expires 2028-04-12

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:10 UTC
Lawson Jeffrey HaroldDirector · Chief Surgical Officer
GrantStock Options (right to buy) · Derivative 65,649 Not disclosed Strike: $3.44 Not disclosed
Disclosure

SEC source: 0001104659-21-110526 · tm2125954-17_4seq1.xml · derivative · entry 3

Lawson Jeffrey Harold · CIK 0001879530 · Director · Chief Surgical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,649

Underlying: Common Stock · 65,649 shares

Expires 2026-12-15

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:10 UTC
Lawson Jeffrey HaroldDirector · Chief Surgical Officer
GrantStock Options (right to buy) · Derivative 90,595 Not disclosed Strike: $2.56 Not disclosed
Disclosure

SEC source: 0001104659-21-110526 · tm2125954-17_4seq1.xml · derivative · entry 2

Lawson Jeffrey Harold · CIK 0001879530 · Director · Chief Surgical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,595

Underlying: Common Stock · 90,595 shares

Expires 2025-12-11

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:10 UTC
Lawson Jeffrey HaroldDirector · Chief Surgical Officer
GrantCommon Stock 7,877 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-110526 · tm2125954-17_4seq1.xml · nonDerivative · entry 1

Lawson Jeffrey Harold · CIK 0001879530 · Director · Chief Surgical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,877

F1 · price: On August 26, 2021, Alpha Healthcare Acquisition Corp. ("AHAC") consummated a business combination (the "Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each share of Legacy Humacyte stock was exchanged for 0.2626 shares of common stock of Humacyte, Inc.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:15 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
GrantStock Options (right to buy) · Derivative 17,068 Not disclosed Strike: $6.54 Not disclosed
Disclosure

SEC source: 0001104659-21-110547 · tm2125954-26_4seq1.xml · derivative · entry 13

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 17,068

Underlying: Common Stock · 17,068 shares

Expires 2028-04-12

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:15 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
GrantStock Options (right to buy) · Derivative 13,129 Not disclosed Strike: $2.56 Not disclosed
Disclosure

SEC source: 0001104659-21-110547 · tm2125954-26_4seq1.xml · derivative · entry 12

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 13,129

Underlying: Common Stock · 13,129 shares

Expires 2025-09-01

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:15 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
GrantStock Options (right to buy) · Derivative 1,575 Not disclosed Strike: $10.28 Not disclosed
Disclosure

SEC source: 0001104659-21-110547 · tm2125954-26_4seq1.xml · derivative · entry 11

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575

Underlying: Common Stock · 1,575 shares

Expires 2030-12-14

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F5 · derivative.exercise_date: Options to purchase 2,625 shares of Common Stock granted on 12/14/2020, which vest as follows: (i) one-fifth on the first anniversary of the vesting commencement date, (ii) two-fifths in equal installments over a period of 24 months commencing on the first anniversary of the vesting commencement date, (iii) one-fifth upon the submission of a Biologics License Application to the FDA and (iv) one-fifth upon FDA approval of one of Humacyte's product candidates. Accordingly, columns 5, 7, and 9 of Table II report the number of securities equal to three-fifths of the 12/14/2020 option grant.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:15 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
GrantStock Options (right to buy) · Derivative 1,312,984 Not disclosed Strike: $10.28 Not disclosed
Disclosure

SEC source: 0001104659-21-110547 · tm2125954-26_4seq1.xml · derivative · entry 10

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312,984

Underlying: Common Stock · 1,312,984 shares

Expires 2031-01-14

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F4 · derivative.exercise_date: One-third of the option will vest on each of the three anniversaries after November 9, 2020.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:15 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
GrantStock Options (right to buy) · Derivative 131,298 Not disclosed Strike: $6.54 Not disclosed
Disclosure

SEC source: 0001104659-21-110547 · tm2125954-26_4seq1.xml · derivative · entry 9

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,298

Underlying: Common Stock · 131,298 shares

Expires 2028-04-12

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:15 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
GrantStock Options (right to buy) · Derivative 262,596 Not disclosed Strike: $3.44 Not disclosed
Disclosure

SEC source: 0001104659-21-110547 · tm2125954-26_4seq1.xml · derivative · entry 8

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,596

Underlying: Common Stock · 262,596 shares

Expires 2026-09-14

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:15 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
GrantStock Options (right to buy) · Derivative 157,558 Not disclosed Strike: $2.56 Not disclosed
Disclosure

SEC source: 0001104659-21-110547 · tm2125954-26_4seq1.xml · derivative · entry 7

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,558

Underlying: Common Stock · 157,558 shares

Expires 2026-03-09

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:15 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
GrantStock Options (right to buy) · Derivative 13,129 Not disclosed Strike: $2.56 Not disclosed
Disclosure

SEC source: 0001104659-21-110547 · tm2125954-26_4seq1.xml · derivative · entry 6

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,129

Underlying: Common Stock · 13,129 shares

Expires 2025-09-01

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:15 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
GrantStock Options (right to buy) · Derivative 262,596 Not disclosed Strike: $1.19 Not disclosed
Disclosure

SEC source: 0001104659-21-110547 · tm2125954-26_4seq1.xml · derivative · entry 5

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,596

Underlying: Common Stock · 262,596 shares

Expires 2023-11-22

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:15 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
PurchaseCommon Stock 1,522,500 $10.00 $15,225,000.00
Disclosure

SEC source: 0001104659-21-110547 · tm2125954-26_4seq1.xml · nonDerivative · entry 3

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 20,452,504

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:15 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
GrantCommon Stock 18,930,004 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-110547 · tm2125954-26_4seq1.xml · nonDerivative · entry 2

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 18,930,004

F1 · price: On August 26, 2021 , Alpha Healthcare Acquisition Corp. ("AHAC") consummated a business combination (the "Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each share of Legacy Humacyte stock was exchanged for 0.2626 shares of common stock of Humacyte, Inc.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:15 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
GrantCommon Stock 1,148,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-110547 · tm2125954-26_4seq1.xml · nonDerivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148,240

F1 · price: On August 26, 2021 , Alpha Healthcare Acquisition Corp. ("AHAC") consummated a business combination (the "Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each share of Legacy Humacyte stock was exchanged for 0.2626 shares of common stock of Humacyte, Inc.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 20:09 UTC
Sander Dale A.CFO and Chief Corp. Deve. Off.
GrantStock Options (right to buy) · Derivative 210,077 Not disclosed Strike: $10.28 Not disclosed
Disclosure

SEC source: 0001104659-21-110523 · tm2125954-15_4seq1.xml · derivative · entry 5

Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Deve. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,077

Underlying: Common Stock · 210,077 shares

Expires 2031-05-16

F2 · price: On August 26, 2021, Alpha Healthcare Acquisition Corp. ("AHAC") consummated a business combination (the "Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F5 · derivative.exercise_date: Options vest annually in three equal installments on 05/14/2022, 05/14/2023, and 05/14/2024.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 20:09 UTC
Sander Dale A.CFO and Chief Corp. Deve. Off.
GrantStock Options (right to buy) · Derivative 183,817 Not disclosed Strike: $10.28 Not disclosed
Disclosure

SEC source: 0001104659-21-110523 · tm2125954-15_4seq1.xml · derivative · entry 4

Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Deve. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,817

Underlying: Common Stock · 183,817 shares

Expires 2031-01-14

F2 · price: On August 26, 2021, Alpha Healthcare Acquisition Corp. ("AHAC") consummated a business combination (the "Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F4 · derivative.exercise_date: Options vest annually in three equal installments on 11/09/2021, 11/09/2022, and 11/09/2023.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 20:09 UTC
Sander Dale A.CFO and Chief Corp. Deve. Off.
GrantStock Options (right to buy) · Derivative 1,575 Not disclosed Strike: $10.28 Not disclosed
Disclosure

SEC source: 0001104659-21-110523 · tm2125954-15_4seq1.xml · derivative · entry 3

Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Deve. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575

Underlying: Common Stock · 1,575 shares

Expires 2030-12-14

F2 · price: On August 26, 2021, Alpha Healthcare Acquisition Corp. ("AHAC") consummated a business combination (the "Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F3 · derivative.exercise_date: Options to purchase 2,625 shares of Common Stock granted on 12/14/2020, which vest as follows: (i) one-fifth on the first anniversary of the vesting commencement date, (ii) two-fifths in equal installments over a period of 24 months commencing on the first anniversary of the vesting commencement date, (iii) one-fifth upon the submission of a Biologics License Application to the FDA and (iv) one-fifth upon FDA approval of one of Humacyte's product candidates. Accordingly, columns 5, 7, and 9 of Table II report the number of securities equal to three-fifths of the 12/14/2020 option grant.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 20:09 UTC
Sander Dale A.CFO and Chief Corp. Deve. Off.
GrantStock Options (right to buy) · Derivative 17,068 Not disclosed Strike: $6.54 Not disclosed
Disclosure

SEC source: 0001104659-21-110523 · tm2125954-15_4seq1.xml · derivative · entry 2

Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Deve. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,068

Underlying: Common Stock · 17,068 shares

Expires 2028-04-12

F2 · price: On August 26, 2021, Alpha Healthcare Acquisition Corp. ("AHAC") consummated a business combination (the "Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F1 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 20:09 UTC
Sander Dale A.CFO and Chief Corp. Deve. Off.
GrantStock Options (right to buy) · Derivative 39,389 Not disclosed Strike: $2.56 Not disclosed
Disclosure

SEC source: 0001104659-21-110523 · tm2125954-15_4seq1.xml · derivative · entry 1

Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Deve. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,389

Underlying: Common Stock · 39,389 shares

Expires 2025-09-01

F2 · price: On August 26, 2021, Alpha Healthcare Acquisition Corp. ("AHAC") consummated a business combination (the "Business Combination") by and among AHAC, Hunter Merger Sub, Inc., a Delaware corporation ("Hunter Merger Sub") and Humacyte, Inc., a Delaware corporation ("Legacy Humacyte"), AHAC changed its name to "Humacyte, Inc." and Hunter Merger Sub merged with and into Legacy Humacyte. As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F1 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:14 UTC
Dougan Brady WDirector · 10% owner
GrantStock Options (right to buy) · Derivative 1,575 Not disclosed Strike: $10.28 Not disclosed
Disclosure

SEC source: 0001104659-21-110543 · tm2125954-24_4seq1.xml · derivative · entry 13

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,575

Underlying: Common Stock · 1,575 shares

Expires 2030-12-14

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F5 · derivative.exercise_date: Options to purchase 2,625 shares of Common Stock granted on 12/14/2020, which vest as follows: (i) one-fifth on the first anniversary of the vesting commencement date, (ii) two-fifths in equal installments over a period of 24 months commencing on the first anniversary of the vesting commencement date, (iii) one-fifth upon the submission of a Biologics License Application to the FDA and (iv) one-fifth upon FDA approval of one of Humacyte's product candidates. Accordingly, columns 5, 7, and 9 of Table II report the number of securities equal to three-fifths of the 12/14/2020 option grant.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:14 UTC
Dougan Brady WDirector · 10% owner
GrantStock Options (right to buy) · Derivative 1,312,984 Not disclosed Strike: $10.28 Not disclosed
Disclosure

SEC source: 0001104659-21-110543 · tm2125954-24_4seq1.xml · derivative · entry 12

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,312,984

Underlying: Common Stock · 1,312,984 shares

Expires 2031-01-14

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F4 · derivative.exercise_date: One-third of the option will vest on each of the three anniversaries after November 9, 2020.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:14 UTC
Dougan Brady WDirector · 10% owner
GrantStock Options (right to buy) · Derivative 131,298 Not disclosed Strike: $6.54 Not disclosed
Disclosure

SEC source: 0001104659-21-110543 · tm2125954-24_4seq1.xml · derivative · entry 11

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 131,298

Underlying: Common Stock · 131,298 shares

Expires 2028-04-12

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:14 UTC
Dougan Brady WDirector · 10% owner
GrantStock Options (right to buy) · Derivative 262,596 Not disclosed Strike: $3.44 Not disclosed
Disclosure

SEC source: 0001104659-21-110543 · tm2125954-24_4seq1.xml · derivative · entry 10

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 262,596

Underlying: Common Stock · 262,596 shares

Expires 2026-09-14

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 16:14 UTC
Dougan Brady WDirector · 10% owner
GrantStock Options (right to buy) · Derivative 157,558 Not disclosed Strike: $2.56 Not disclosed
Disclosure

SEC source: 0001104659-21-110543 · tm2125954-24_4seq1.xml · derivative · entry 9

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 157,558

Underlying: Common Stock · 157,558 shares

Expires 2026-03-09

F3 · price: As part of the Business Combination, each Legacy Humacyte stock option was exchanged for a stock option to acquire 0.2626 shares of common stock of Humacyte, Inc.

F2 · derivative.exercise_date: Options are fully vested and exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.