Tapewire

Nasdaq · USD

HUMA

Humacyte, Inc.

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Tapewire entity
6478
SEC CIK
0001818382
Parsed reports
235

Last 12 months

Inside the activity.

5 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202620
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2026 Filed Oct 7, 2026 20:06 UTC GrantStock Options (right to buy) · Derivative 125,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001247296-26-000005 · ownership.xml · derivative · entry 1

COWARD D SCOTT · CIK 0001247296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2036-10-06

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on October 6, 2027, after which 1/48 of the option becomes exercisable on the 6th day of each month thereafter, with the option becoming fully vested on October 6, 2030.

Read SEC document
October 06, 2026 Filed Oct 7, 2026 20:05 UTC GrantStock Options (right to buy) · Derivative 125,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0002156537-26-000004 · ownership.xml · derivative · entry 1

Kuznik Paul Brian · CIK 0002156537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2036-10-06

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on October 6, 2027, after which 1/48 of the option becomes exercisable on the 6th day of each month thereafter, with the option becoming fully vested on October 6, 2030.

Read SEC document
September 14, 2026 Filed Sep 15, 2026 20:05 UTC PurchaseCommon Stock 10,000 $0.56 $5,620.00
Disclosure

SEC source: 0001193125-26-391889 · ownership.xml · nonDerivative · entry 1

Jones Keith Anthony · CIK 0002026411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Read SEC document
August 20, 2026 Filed Aug 21, 2026 20:05 UTC PurchaseCommon Stock 10,000 $0.69 $6,930.00
Disclosure

SEC source: 0001193125-26-361081 · ownership.xml · nonDerivative · entry 1

Jones Keith Anthony · CIK 0002026411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:00 UTC PurchaseCommon Stock 30,000 $0.59 $17,820.00
Disclosure

SEC source: 0001193125-26-356847 · ownership.xml · nonDerivative · entry 1

Jones Keith Anthony · CIK 0002026411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: The price is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $0.590 to $0.596. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 17:52 UTC GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001104659-26-073609 · tm2617880-3_4seq1.xml · derivative · entry 1

Bamforth John Philip · CIK 0002026341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 11, 2027, after which 1/48 of the option will become exercisable on the 11th of each month through June 11, 2030.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 21:55 UTC GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001104659-26-073613 · tm2617880-6_4seq1.xml · derivative · entry 1

Jones Keith Anthony · CIK 0002026411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 11, 2027, after which 1/48 of the option will become exercisable on the 11th of each month through June 11, 2030.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 17:54 UTC GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001104659-26-073611 · tm2617880-5_4seq1.xml · derivative · entry 1

Green Charles Bruce · CIK 0001945398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 11, 2027, after which 1/48 of the option will become exercisable on the 11th of each month through June 11, 2030.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 17:53 UTC GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001104659-26-073610 · tm2617880-4_4seq1.xml · derivative · entry 1

Seimetz Diane · CIK 0001930980 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 11, 2027, after which 1/48 of the option will become exercisable on the 11th of each month through June 11, 2030.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 17:51 UTC GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001104659-26-073608 · tm2617880-2_4seq1.xml · derivative · entry 1

Brown Emery N. · CIK 0001878691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 11, 2027, after which 1/48 of the option will become exercisable on the 11th of each month through June 11, 2030.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 17:57 UTC
Niklason Laura EDirector · President, CEO and Director
GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001104659-26-073615 · tm2617880-8_4seq1.xml · derivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 11, 2027, after which 1/48 of the option will become exercisable on the 11th of each month through June 11, 2030.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 17:50 UTC GrantStock Options (right to buy) · Derivative 0 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001104659-26-073607 · tm2617880-1_4seq1.xml · derivative · entry 1

Dougan Brady W · CIK 0001878020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 11, 2027, after which 1/48 of the option will become exercisable on the 11th of each month through June 11, 2030.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 17:58 UTC GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001104659-26-073616 · tm2617880-9_4seq1.xml · derivative · entry 1

Wallace Max N. · CIK 0001877453 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 11, 2027, after which 1/48 of the option will become exercisable on the 11th of each month through June 11, 2030.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 22:01 UTC GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001104659-26-073620 · tm2617880-11_4seq1.xml · derivative · entry 1

Windham-Bannister Susan Richards · CIK 0001713760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 11, 2027, after which 1/48 of the option will become exercisable on the 11th of each month through June 11, 2030.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 21:59 UTC GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001104659-26-073617 · tm2617880-10_4seq1.xml · derivative · entry 1

Constantino Michael T. · CIK 0001817285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 11, 2027, after which 1/48 of the option will become exercisable on the 11th of each month through June 11, 2030.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 21:56 UTC GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001104659-26-073614 · tm2617880-7_4seq1.xml · derivative · entry 1

Sebelius Kathleen · CIK 0001654316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 11, 2027, after which 1/48 of the option will become exercisable on the 11th of each month through June 11, 2030.

Read SEC document
May 19, 2026 Filed May 20, 2026 20:33 UTC PurchaseCommon Stock 56,818 $0.88 $49,999.84
Disclosure

SEC source: 0001654316-26-000002 · ownership.xml · nonDerivative · entry 1

Sebelius Kathleen · CIK 0001654316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,025

Read SEC document
May 18, 2026 Filed May 20, 2026 20:31 UTC
Sander Dale A.CFO and Chief Corp. Dev. Off
SaleCommon Stock 45,887 $0.90 $41,146.87
Disclosure

SEC source: 0001878193-26-000002 · ownership.xml · nonDerivative · entry 1

Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Dev. Off

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 267,213

F1 · security: Represents the number of shares of Common Stock sold under an automated program to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person. This sale was mandated by the Issuer's practice to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction pursuant to a plan entered into by the Reporting Person for the purchase or sale of equity securities of the Issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), and therefore does not represent a discretionary sale by the Reporting Person.

Read SEC document
May 18, 2026 Filed May 20, 2026 20:32 UTC PurchaseCommon Stock 11,000 $0.89 $9,839.50
Disclosure

SEC source: 0001817285-26-000002 · ownership.xml · nonDerivative · entry 1

Constantino Michael T. · CIK 0001817285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,950

F1 · price: The price is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $0.8922 to $0.8958. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2026 Filed May 20, 2026 20:30 UTC
Parikh Shamik JChief Medical Officer
SaleCommon Stock 45,887 $0.90 $41,146.87
Disclosure

SEC source: 0001916853-26-000002 · ownership.xml · nonDerivative · entry 1

Parikh Shamik J · CIK 0001916853 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 272,713

F1 · security: Represents the number of shares of Common Stock sold under an automated program to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person. This sale was mandated by the Issuer's practice to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction pursuant to a plan entered into by the Reporting Person for the purchase or sale of equity securities of the Issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), and therefore does not represent a discretionary sale by the Reporting Person.

Read SEC document
November 16, 2025 Filed Nov 17, 2025 17:48 UTC
Niklason Laura EDirector · President, CEO and Director
GrantStock Options (right to buy) · Derivative 311,100 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001628280-25-052715 · wk-form4_1763419703.xml · derivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,100

Underlying: Common Stock · 311,100 shares

Expires 2035-11-16

F1 · derivative.exercise_date: The first 1/3 of the option becomes exercisable on February 14, 2026, after which 1/3 of the option will become exercisable on November 16, 2026, and the remaining 1/3 of the option will become exercisable on November 16, 2027.

Read SEC document
November 16, 2025 Filed Nov 17, 2025 22:52 UTC
Sander Dale A.CFO and Chief Corp. Deve. Off.
GrantCommon Stock 311,100 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-052723 · wk-form4_1763419946.xml · nonDerivative · entry 1

Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Deve. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,100

F1 · security: The Reporting Person was granted restricted stock units (RSUs), which represent a contingent right to receive one share of Common Stock for each RSU. The first 50% of the RSUs will vest on May 15, 2026, after which the remaining 50% of the RSUs will vest on May 15, 2027.

Read SEC document
November 16, 2025 Filed Nov 17, 2025 17:49 UTC GrantStock Options (right to buy) · Derivative 311,100 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001628280-25-052717 · wk-form4_1763419793.xml · derivative · entry 1

Dougan Brady W · CIK 0001878020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 311,100

Underlying: Common Stock · 311,100 shares

Expires 2035-11-16

F1 · derivative.exercise_date: The first 1/3 of the option becomes exercisable on February 14, 2026, after which 1/3 of the option will become exercisable on November 16, 2026, and the remaining 1/3 of the option will become exercisable on November 16, 2027.

Read SEC document
November 16, 2025 Filed Nov 17, 2025 22:51 UTC
Parikh Shamik JChief Medical Officer
GrantCommon Stock 311,100 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-052720 · wk-form4_1763419881.xml · nonDerivative · entry 1

Parikh Shamik J · CIK 0001916853 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,600

F1 · security: The Reporting Person was granted restricted stock units (RSUs), which represent a contingent right to receive one share of Common Stock for each RSU. The first 50% of the RSUs will vest on May 15, 2026, after which the remaining 50% of the RSUs will vest on May 15, 2027.

Read SEC document
August 20, 2025 Filed Aug 20, 2025 19:29 UTC
Niklason Laura EDirector · President, CEO and Director
SaleCommon Stock 591,685 $1.58 $934,862.30
Disclosure

SEC source: 0001104659-25-081008 · tm2524042-1_4seq1.xml · nonDerivative · entry 3

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 0

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions.

F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $1.53 to $1.69. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 20, 2025 Filed Aug 20, 2025 19:30 UTC SaleCommon Stock 591,685 $1.58 $934,862.30
Disclosure

SEC source: 0001104659-25-081009 · tm2524042-2_4seq1.xml · nonDerivative · entry 3

Dougan Brady W · CIK 0001878020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 0

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase.

F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $1.53 to $1.69. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 19, 2025 Filed Aug 20, 2025 19:29 UTC
Niklason Laura EDirector · President, CEO and Director
SaleCommon Stock 1,100,000 $1.63 $1,793,000.00
Disclosure

SEC source: 0001104659-25-081008 · tm2524042-1_4seq1.xml · nonDerivative · entry 2

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 591,685

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions.

F3 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $1.57 to $1.76. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 19, 2025 Filed Aug 20, 2025 19:30 UTC SaleCommon Stock 1,100,000 $1.63 $1,793,000.00
Disclosure

SEC source: 0001104659-25-081009 · tm2524042-2_4seq1.xml · nonDerivative · entry 2

Dougan Brady W · CIK 0001878020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 591,685

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase.

F3 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $1.57 to $1.76. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 19:29 UTC
Niklason Laura EDirector · President, CEO and Director
SaleCommon Stock 549,360 $1.83 $1,005,328.80
Disclosure

SEC source: 0001104659-25-081008 · tm2524042-1_4seq1.xml · nonDerivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 1,691,685

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions.

F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $1.79 to $1.92. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 19:30 UTC SaleCommon Stock 549,360 $1.83 $1,005,328.80
Disclosure

SEC source: 0001104659-25-081009 · tm2524042-2_4seq1.xml · nonDerivative · entry 1

Dougan Brady W · CIK 0001878020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 1,691,685

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase.

F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $1.79 to $1.92. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 16:30 UTC GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001818382-25-000109 · wk-form4_1750105851.xml · derivative · entry 1

Bamforth John Philip · CIK 0002026341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2035-06-12

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 12, 2026, after which 1/48 of the option will become exercisable on the 12th of each month through June 12, 2029.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 20:32 UTC GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001818382-25-000116 · wk-form4_1750105933.xml · derivative · entry 1

Jones Keith Anthony · CIK 0002026411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2035-06-12

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 12, 2026, after which 1/48 of the option will become exercisable on the 12th of each month through June 12, 2029.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 16:31 UTC GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001818382-25-000111 · wk-form4_1750105874.xml · derivative · entry 1

Green Charles Bruce · CIK 0001945398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2035-06-12

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 12, 2026, after which 1/48 of the option will become exercisable on the 12th of each month through June 12, 2029.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 16:30 UTC GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001818382-25-000108 · wk-form4_1750105839.xml · derivative · entry 1

Seimetz Diane · CIK 0001930980 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2035-06-12

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 12, 2026, after which 1/48 of the option will become exercisable on the 12th of each month through June 12, 2029.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 16:32 UTC GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001818382-25-000117 · wk-form4_1750105947.xml · derivative · entry 1

Brown Emery N. · CIK 0001878691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2035-06-12

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 12, 2026, after which 1/48 of the option will become exercisable on the 12th of each month through June 12, 2029.

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June 12, 2025 Filed Jun 16, 2025 16:31 UTC
Niklason Laura EDirector · President, CEO and Director
GrantStock Options (right to buy) · Derivative 0 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001818382-25-000113 · wk-form4_1750105897.xml · derivative · entry 5

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2035-06-12

F2 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 12, 2026, after which 1/48 of the option will become exercisable on the 12th of each month through June 12, 2029.

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June 12, 2025 Filed Jun 16, 2025 16:31 UTC GrantStock Options (right to buy) · Derivative 0 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001818382-25-000112 · wk-form4_1750105886.xml · derivative · entry 5

Dougan Brady W · CIK 0001878020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2035-06-12

F2 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 12, 2026, after which 1/48 of the option will become exercisable on the 12th of each month through June 12, 2029.

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June 12, 2025 Filed Jun 16, 2025 16:32 UTC GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001818382-25-000115 · wk-form4_1750105920.xml · derivative · entry 1

Wallace Max N. · CIK 0001877453 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2035-06-12

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 12, 2026, after which 1/48 of the option will become exercisable on the 12th of each month through June 12, 2029.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 20:32 UTC
Pope ToddDirector
GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001818382-25-000118 · wk-form4_1750105960.xml · derivative · entry 1

Pope Todd · CIK 0001584367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2035-06-12

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 12, 2026, after which 1/48 of the option will become exercisable on the 12th of each month through June 12, 2029.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 20:31 UTC GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001818382-25-000114 · wk-form4_1750105909.xml · derivative · entry 1

Windham-Bannister Susan Richards · CIK 0001713760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2035-06-12

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 12, 2026, after which 1/48 of the option will become exercisable on the 12th of each month through June 12, 2029.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 20:31 UTC GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001818382-25-000110 · wk-form4_1750105863.xml · derivative · entry 1

Constantino Michael T. · CIK 0001817285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2035-06-12

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 12, 2026, after which 1/48 of the option will become exercisable on the 12th of each month through June 12, 2029.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 20:30 UTC GrantStock Options (right to buy) · Derivative 80,000 $0.00 Strike: $2.41 $0.00
Disclosure

SEC source: 0001818382-25-000107 · wk-form4_1750105821.xml · derivative · entry 1

Sebelius Kathleen · CIK 0001654316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2035-06-12

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 12, 2026, after which 1/48 of the option will become exercisable on the 12th of each month through June 12, 2029.

Read SEC document
April 14, 2025 Filed Apr 15, 2025 16:03 UTC
Scheessele William JohnChief Commercial Officer
PurchaseCommon Stock 6,493 $1.54 $9,999.22
Disclosure

SEC source: 0001818382-25-000052 · wk-form4_1744747408.xml · nonDerivative · entry 1

Scheessele William John · CIK 0001879378 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,018

Read SEC document
April 10, 2025 Filed Apr 14, 2025 13:00 UTC
Sander Dale A.CFO and Chief Corp. Deve. Off.
PurchaseCommon Stock 20,000 $1.53 $30,600.00
Disclosure

SEC source: 0001818382-25-000050 · wk-form4_1744635615.xml · nonDerivative · entry 1

Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Deve. Off.

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 40,600

Read SEC document
April 10, 2025 Filed Apr 14, 2025 13:00 UTC
Parikh Shamik JChief Medical Officer
PurchaseCommon Stock 7,500 $1.55 $11,625.00
Disclosure

SEC source: 0001818382-25-000049 · wk-form4_1744635605.xml · nonDerivative · entry 1

Parikh Shamik J · CIK 0001916853 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Read SEC document
April 08, 2025 Filed Apr 8, 2025 16:15 UTC PurchaseCommon Stock 6,000 $1.29 $7,740.00
Disclosure

SEC source: 0001818382-25-000045 · wk-form4_1744143336.xml · nonDerivative · entry 1

Green Charles Bruce · CIK 0001945398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,400

F1 · price: The price is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $1.285 to $1.2891. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 08, 2025 Filed Apr 8, 2025 20:15 UTC PurchaseCommon Stock 50,000 $1.32 $66,000.00
Disclosure

SEC source: 0001818382-25-000046 · wk-form4_1744143346.xml · nonDerivative · entry 1

Sebelius Kathleen · CIK 0001654316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,207

Read SEC document
April 07, 2025 Filed Apr 8, 2025 20:15 UTC PurchaseCommon Stock 16,000 $1.26 $20,160.00
Disclosure

SEC source: 0001818382-25-000044 · wk-form4_1744143324.xml · nonDerivative · entry 1

Constantino Michael T. · CIK 0001817285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,950

F1 · price: The price is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $1.255 to $1.26. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 16:34 UTC
Scheessele William JohnChief Commercial Officer
GrantStock Options (right to buy) · Derivative 283,101 $0.00 Strike: $4.56 $0.00
Disclosure

SEC source: 0001818382-25-000020 · wk-form4_1737668091.xml · derivative · entry 1

Scheessele William John · CIK 0001879378 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,101

Underlying: Common Stock · 283,101 shares

Expires 2035-01-21

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on January 21, 2026, after which 1/48 of the option will become exercisable on the 21st of each month through January 21, 2029.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 16:34 UTC
Niklason Laura EDirector · President, CEO and Director
GrantStock Options (right to buy) · Derivative 1,130,311 $0.00 Strike: $4.56 $0.00
Disclosure

SEC source: 0001818382-25-000017 · wk-form4_1737668058.xml · derivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,130,311

Underlying: Common Stock · 1,130,311 shares

Expires 2035-01-21

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on January 21, 2026, after which 1/48 of the option will become exercisable on the 21st of each month through January 21, 2029.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.