Last 12 months
Inside the activity.
5 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2022 Filed Dec 19, 2022 20:23 UTC |
Niklason Laura EDirector · President, CEO and Director · 10% owner
|
SaleCommon Stock | 239,538 | $2.53 | $606,031.14 |
DisclosureSEC source: 0001818382-22-000221 · wf-form4_167149938921327.xml · nonDerivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 17,990,736 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly owned by Dr. Niklason were sold in these transactions. F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.50 to $2.63. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 01:29 UTC |
Sander Dale A.CFO and Chief Corp. Deve. Off.
|
PurchaseCommon Stock | 20,000 | $2.60 | $52,000.00 |
DisclosureSEC source: 0001818382-22-000224 · wf-form4_167149975005868.xml · nonDerivative · entry 2 Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Deve. Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 20,600 Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 20:21 UTC |
Dougan Brady WDirector · 10% owner
|
SaleCommon Stock | 239,538 | $2.53 | $606,031.14 |
DisclosureSEC source: 0001818382-22-000220 · wf-form4_167149929109468.xml · nonDerivative · entry 1 Dougan Brady W · CIK 0001878020 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 17,990,736 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer. F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.50 to $2.63. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 20:19 UTC |
Ayabudge LLC10% owner
|
SaleCommon Stock | 239,538 | $2.53 | $606,031.14 |
DisclosureSEC source: 0001818382-22-000219 · wf-form4_167149916039845.xml · nonDerivative · entry 1 Ayabudge LLC · CIK 0001878024 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,990,736 F1 · shares: On December 16, 2022, the Reporting Person sold 239,538 shares of Common Stock. The transactions enabled Mr. Brady W. Dougan, a person controlling the Reporting Person, to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer. F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.50 to $2.63. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 19:51 UTC |
Niklason Laura EDirector · President, CEO and Director · 10% owner
|
SaleCommon Stock | 93,426 | $2.63 | $245,710.38 |
DisclosureSEC source: 0001818382-22-000211 · wf-form4_167115188797248.xml · nonDerivative · entry 3 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 18,230,274 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly owned by Dr. Niklason were sold in these transactions. F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.60 to $2.80. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 19:49 UTC |
Dougan Brady WDirector · 10% owner
|
SaleCommon Stock | 93,426 | $2.63 | $245,710.38 |
DisclosureSEC source: 0001818382-22-000210 · wf-form4_167115176325311.xml · nonDerivative · entry 3 Dougan Brady W · CIK 0001878020 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 18,230,274 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer. F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.60 to $2.80. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 19:46 UTC |
Ayabudge LLC10% owner
|
SaleCommon Stock | 93,426 | $2.63 | $245,710.38 |
DisclosureSEC source: 0001818382-22-000209 · wf-form4_167115157790775.xml · nonDerivative · entry 3 Ayabudge LLC · CIK 0001878024 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,230,274 F1 · shares: On December 13, 14 and 15, 2022, the Reporting Person sold 330,000, 276,304 and 93,426 shares of Common Stock, respectively. The transactions enabled Mr. Brady W. Dougan, a person controlling the Reporting Person, to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer. F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.60 to $2.80. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 20:27 UTC |
Niklason Laura EDirector · President, CEO and Director · 10% owner
|
PurchaseCommon Stock | 10,000 | $2.54 | $25,400.00 |
DisclosureSEC source: 0001818382-22-000223 · wf-form4_167149963704147.xml · nonDerivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,170,240 F1 · shares: This purchase is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a portion of the sale by Ayabudge LLC, an entity controlled by the Reporting Person's spouse, of 1,522,500 shares of the Issuer's common stock on September 15, 2022, at a per share price of $4.00. The Reporting Person has paid the Issuer $14,604.95, representing the full amount of profit realized in connection with this purchase. F2 · price: The price is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $2.53 to $2.55. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 20:25 UTC |
Dougan Brady WDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $2.54 | $25,400.00 |
DisclosureSEC source: 0001818382-22-000222 · wf-form4_167149950807724.xml · nonDerivative · entry 1 Dougan Brady W · CIK 0001878020 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,170,240 F1 · shares: This purchase by the Reporting Person's spouse is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a portion of the sale by Ayabudge LLC, an entity controlled by the Reporting Person, of 1,522,500 shares of the Issuer's common stock on September 15, 2022, at a per share price of $4.00. The Reporting Person's spouse has paid the Issuer $14,604.95, representing the full amount of profit realized in connection with this purchase. F2 · price: The price is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $2.53 to $2.55. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 19:51 UTC |
Niklason Laura EDirector · President, CEO and Director · 10% owner
|
SaleCommon Stock | 276,304 | $2.76 | $762,599.04 |
DisclosureSEC source: 0001818382-22-000211 · wf-form4_167115188797248.xml · nonDerivative · entry 2 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 18,323,700 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly owned by Dr. Niklason were sold in these transactions. F3 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.75 to $2.87. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 19:49 UTC |
Dougan Brady WDirector · 10% owner
|
SaleCommon Stock | 276,304 | $2.76 | $762,599.04 |
DisclosureSEC source: 0001818382-22-000210 · wf-form4_167115176325311.xml · nonDerivative · entry 2 Dougan Brady W · CIK 0001878020 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 18,323,700 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer. F3 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.75 to $2.87. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 19:46 UTC |
Ayabudge LLC10% owner
|
SaleCommon Stock | 276,304 | $2.76 | $762,599.04 |
DisclosureSEC source: 0001818382-22-000209 · wf-form4_167115157790775.xml · nonDerivative · entry 2 Ayabudge LLC · CIK 0001878024 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,323,700 F1 · shares: On December 13, 14 and 15, 2022, the Reporting Person sold 330,000, 276,304 and 93,426 shares of Common Stock, respectively. The transactions enabled Mr. Brady W. Dougan, a person controlling the Reporting Person, to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer. F3 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.75 to $2.87. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 19:53 UTC |
Scheessele William JohnChief Commercial Officer
|
PurchaseCommon Stock | 5,000 | $3.09 | $15,450.00 |
DisclosureSEC source: 0001818382-22-000212 · wf-form4_167115202101303.xml · nonDerivative · entry 1 Scheessele William John · CIK 0001879378 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,525 Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 19:51 UTC |
Niklason Laura EDirector · President, CEO and Director · 10% owner
|
SaleCommon Stock | 330,000 | $2.84 | $937,200.00 |
DisclosureSEC source: 0001818382-22-000211 · wf-form4_167115188797248.xml · nonDerivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 18,600,004 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly owned by Dr. Niklason were sold in these transactions. F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.77 to $3.06. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 19:49 UTC |
Dougan Brady WDirector · 10% owner
|
SaleCommon Stock | 330,000 | $2.84 | $937,200.00 |
DisclosureSEC source: 0001818382-22-000210 · wf-form4_167115176325311.xml · nonDerivative · entry 1 Dougan Brady W · CIK 0001878020 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 18,600,004 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer. F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.77 to $3.06. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 19:46 UTC |
Ayabudge LLC10% owner
|
SaleCommon Stock | 330,000 | $2.84 | $937,200.00 |
DisclosureSEC source: 0001818382-22-000209 · wf-form4_167115157790775.xml · nonDerivative · entry 1 Ayabudge LLC · CIK 0001878024 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,600,004 F1 · shares: On December 13, 14 and 15, 2022, the Reporting Person sold 330,000, 276,304 and 93,426 shares of Common Stock, respectively. The transactions enabled Mr. Brady W. Dougan, a person controlling the Reporting Person, to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer. F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.77 to $3.06. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2022 Filed Dec 20, 2022 01:29 UTC |
Sander Dale A.CFO and Chief Corp. Deve. Off.
|
OtherCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001818382-22-000224 · wf-form4_167149975005868.xml · nonDerivative · entry 1 Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Deve. Off. 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 600 Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 16:06 UTC |
Prichard Heather LedbetterChief Operating Officer
|
Exercise / conversionStock Options (right to buy) · Derivative | 6,564 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001818382-22-000203 · wf-form4_167096559281877.xml · derivative · entry 2 Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,564 shares Expires 2022-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 16:06 UTC |
Prichard Heather LedbetterChief Operating Officer
|
Exercise / conversionCommon Stock | 6,564 | $1.15 | $7,548.60 |
DisclosureSEC source: 0001818382-22-000203 · wf-form4_167096559281877.xml · nonDerivative · entry 1 Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 16:15 UTC |
Scheessele William JohnChief Commercial Officer
|
GrantStock Options (right to buy) · Derivative | 136,000 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0001818382-22-000201 · wf-form4_167087968780298.xml · derivative · entry 1 Scheessele William John · CIK 0001879378 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,000 Underlying: Common Stock · 136,000 shares Expires 2032-12-08 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2023, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2026. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 21:14 UTC |
Sander Dale A.CFO and Chief Corp. Deve. Off.
|
GrantStock Options (right to buy) · Derivative | 136,000 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0001818382-22-000200 · wf-form4_167087967122662.xml · derivative · entry 1 Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Deve. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,000 Underlying: Common Stock · 136,000 shares Expires 2032-12-08 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2023, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2026. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 16:11 UTC |
Niklason Laura EDirector · President, CEO and Director · 10% owner
|
GrantStock Options (right to buy) · Derivative | 444,500 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0001818382-22-000197 · wf-form4_167087945823074.xml · derivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,500 Underlying: Common Stock · 444,500 shares Expires 2032-12-08 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2023, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2026. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 16:09 UTC |
Dougan Brady WDirector · 10% owner
|
GrantStock Options (right to buy) · Derivative | 444,500 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0001818382-22-000196 · wf-form4_167087932464065.xml · derivative · entry 1 Dougan Brady W · CIK 0001878020 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 444,500 Underlying: Common Stock · 444,500 shares Expires 2032-12-08 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2023, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2026. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 16:14 UTC |
Prichard Heather LedbetterChief Operating Officer
|
GrantStock Options (right to buy) · Derivative | 136,000 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0001818382-22-000199 · wf-form4_167087964180804.xml · derivative · entry 1 Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,000 Underlying: Common Stock · 136,000 shares Expires 2032-12-08 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2023, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2026. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 21:13 UTC |
Parikh Shamik JChief Medical Officer
|
GrantStock Options (right to buy) · Derivative | 91,120 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0001818382-22-000198 · wf-form4_167087961711138.xml · derivative · entry 1 Parikh Shamik J · CIK 0001916853 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,120 Underlying: Common Stock · 91,120 shares Expires 2032-12-08 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2023, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2026. Read SEC document |
| September 19, 2022 Filed Sep 20, 2022 20:09 UTC |
Cao YangChief Regulatory Officer
|
GrantStock Options (right to buy) · Derivative | 145,000 | $0.00 Strike: $3.73 | $0.00 |
DisclosureSEC source: 0001818382-22-000174 · wf-form4_166370457260068.xml · derivative · entry 1 Cao Yang · CIK 0001946538 · Chief Regulatory Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Underlying: Common Stock · 145,000 shares Expires 2032-09-19 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on September 19, 2023, after which 1/48 of the option will become exercisable on the 19th of each month through September 19, 2026. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 16:43 UTC |
Green Charles BruceDirector
|
GrantStock Options (right to buy) · Derivative | 13,000 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001818382-22-000165 · wf-form4_166362019050673.xml · derivative · entry 1 Green Charles Bruce · CIK 0001945398 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2032-09-15 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on September 15, 2023, after which 1/48 of the option will become exercisable on the 15th of each month through September 15, 2026. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 16:34 UTC |
Dougan Brady WDirector · 10% owner
|
SaleCommon Stock | 1,522,500 | $4.00 | $6,090,000.00 |
DisclosureSEC source: 0001818382-22-000160 · wf-form4_166361966655292.xml · nonDerivative · entry 1 Dougan Brady W · CIK 0001878020 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 18,930,004 F1 · shares: The sale was made by Ayabudge LLC, an entity controlled by Brady W Dougan, in a block trade. The purchaser is an existing investor of the Issuer, who had previously participated in the Issuer's PIPE financing transaction, and was interested in increasing its ownership of the Humacyte, Inc. The transaction enabled Mr. Dougan to pay down leverage while providing a mechanism for the purchaser to acquire a large block of shares at a time that Humacyte, Inc. was not conducting a financing and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 16:48 UTC |
Niklason Laura EDirector · President, CEO and Director · 10% owner
|
PurchaseCommon Stock | 2,000 | $4.14 | $8,280.00 |
DisclosureSEC source: 0001818382-22-000167 · wf-form4_166362046815607.xml · nonDerivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,160,240 Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 16:36 UTC |
Niklason Laura EDirector · President, CEO and Director · 10% owner
|
SaleCommon Stock | 1,522,500 | $4.00 | $6,090,000.00 |
DisclosureSEC source: 0001818382-22-000161 · wf-form4_166361976999359.xml · nonDerivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 18,930,004 F1 · shares: This sale was made by an entity controlled by the spouse of Laura Niklason, the Reporting Person. This sale was done as a block trade to an existing investor of Humacyte, Inc. Laura Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly owned by Laura Niklason were sold in this transaction. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 16:45 UTC |
Dougan Brady WDirector · 10% owner
|
PurchaseCommon Stock | 2,000 | $4.14 | $8,280.00 |
DisclosureSEC source: 0001818382-22-000166 · wf-form4_166362031175064.xml · nonDerivative · entry 1 Dougan Brady W · CIK 0001878020 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,160,240 Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 16:33 UTC |
Ayabudge LLC10% owner
|
SaleCommon Stock | 1,522,500 | $4.00 | $6,090,000.00 |
DisclosureSEC source: 0001818382-22-000159 · wf-form4_166361956732744.xml · nonDerivative · entry 1 Ayabudge LLC · CIK 0001878024 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,930,004 F1 · shares: The sale was made by the Reporting Person in a block trade. The purchaser is an existing investor of the Issuer, who had previously participated in the Issuer's PIPE financing transaction, and was interested in increasing its ownership of the Humacyte, Inc. The transaction enabled Mr. Brady Dougan, a person controlling the Reporting Person, to pay down leverage while providing a mechanism for the purchaser to acquire a large block of shares at a time that Humacyte, Inc. was not conducting a financing and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 20:14 UTC |
Binder Gordon MDirector
|
PurchaseCommon Stock | 61,841 | $4.40 | $272,100.40 |
DisclosureSEC source: 0001818382-22-000119 · wf-form4_166249526500566.xml · nonDerivative · entry 1 Binder Gordon M · CIK 0001291957 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 F1 · price: The shares were purchased in multiple transactions at per share prices ranging from $4.20 to $4.70. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 01, 2022 Filed Sep 1, 2022 21:28 UTC |
Binder Gordon MDirector
|
PurchaseCommon Stock | 48,159 | $4.00 | $192,636.00 |
DisclosureSEC source: 0001818382-22-000117 · wf-form4_166206771163271.xml · nonDerivative · entry 1 Binder Gordon M · CIK 0001291957 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,159 F1 · price: The shares were purchased in multiple transactions at per share prices ranging from $3.53 to $4.20. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 16:18 UTC |
Seimetz DianeDirector
|
GrantStock Options (right to buy) · Derivative | 13,000 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001818382-22-000087 · wf-form4_165515148138255.xml · derivative · entry 1 Seimetz Diane · CIK 0001930980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2032-06-09 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 16:23 UTC |
Brown Emery N.Director
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001818382-22-000095 · wf-form4_165515177398575.xml · derivative · entry 1 Brown Emery N. · CIK 0001878691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2032-06-09 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 16:21 UTC |
Niklason Laura EDirector · President, CEO and Director · 10% owner
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001818382-22-000089 · wf-form4_165515163845765.xml · derivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2032-06-09 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 16:20 UTC |
Dougan Brady WDirector · 10% owner
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001818382-22-000088 · wf-form4_165515158910639.xml · derivative · entry 1 Dougan Brady W · CIK 0001878020 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2032-06-09 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 16:22 UTC |
Wallace Max N.Director
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001818382-22-000093 · wf-form4_165515173318572.xml · derivative · entry 1 Wallace Max N. · CIK 0001877453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2032-06-09 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:24 UTC |
Binder Gordon MDirector
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001818382-22-000097 · wf-form4_165515180978252.xml · derivative · entry 1 Binder Gordon M · CIK 0001291957 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2032-06-09 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:23 UTC |
Sebelius KathleenDirector
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001818382-22-000096 · wf-form4_165515179132864.xml · derivative · entry 1 Sebelius Kathleen · CIK 0001654316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2032-06-09 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:22 UTC |
Shukla RajivDirector
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001818382-22-000094 · wf-form4_165515175246689.xml · derivative · entry 1 Shukla Rajiv · CIK 0001709033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2032-06-09 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:22 UTC |
Windham-Bannister Susan RichardsDirector
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001818382-22-000092 · wf-form4_165515171376202.xml · derivative · entry 1 Windham-Bannister Susan Richards · CIK 0001713760 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2032-06-09 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:21 UTC |
Constantino Michael T.Director
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001818382-22-000090 · wf-form4_165515166596398.xml · derivative · entry 1 Constantino Michael T. · CIK 0001817285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2032-06-09 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:21 UTC |
Pope ToddDirector
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001818382-22-000091 · wf-form4_165515169262942.xml · derivative · entry 1 Pope Todd · CIK 0001584367 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2032-06-09 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026. Read SEC document |
| May 24, 2022 Filed May 25, 2022 11:46 UTC |
Scheessele William JohnChief Commercial Officer
|
PurchaseCommon Stock | 10,525 | $4.72 | $49,678.00 |
DisclosureSEC source: 0001818382-22-000053 · wf-form4_165349360232953.xml · nonDerivative · entry 1 Scheessele William John · CIK 0001879378 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,525 Read SEC document |
| May 23, 2022 Filed May 24, 2022 20:14 UTC |
Constantino Michael T.Director
|
PurchaseCommon Stock | 2,000 | $4.83 | $9,660.00 |
DisclosureSEC source: 0001818382-22-000047 · wf-form4_165342327621043.xml · nonDerivative · entry 1 Constantino Michael T. · CIK 0001817285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Read SEC document |
| May 23, 2022 Filed May 25, 2022 10:21 UTC |
Niklason Laura EDirector · President, CEO and Director · 10% owner
|
PurchaseCommon Stock | 10,000 | $4.83 | $48,300.00 |
DisclosureSEC source: 0001818382-22-000050 · wf-form4_165348845280981.xml · nonDerivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,158,240 Read SEC document |
| May 23, 2022 Filed May 25, 2022 10:22 UTC |
Dougan Brady WDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $4.83 | $48,300.00 |
DisclosureSEC source: 0001818382-22-000051 · wf-form4_165348852456360.xml · nonDerivative · entry 1 Dougan Brady W · CIK 0001878020 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,158,240 Read SEC document |
| May 17, 2022 Filed May 18, 2022 22:16 UTC |
Sander Dale A.CFO and Chief Corp. Deve. Off.
|
PurchaseCommon Stock | 2,000 | $4.53 | $9,060.00 |
DisclosureSEC source: 0001104659-22-062583 · tm2216009-1_4seq1.xml · nonDerivative · entry 1 Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Deve. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.