Tapewire

Nasdaq · USD

HUMA

Humacyte, Inc.

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Tapewire entity
6478
SEC CIK
0001818382
Parsed reports
235

Last 12 months

Inside the activity.

5 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202620
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2022 Filed Dec 19, 2022 20:23 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
SaleCommon Stock 239,538 $2.53 $606,031.14
Disclosure

SEC source: 0001818382-22-000221 · wf-form4_167149938921327.xml · nonDerivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 17,990,736

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly owned by Dr. Niklason were sold in these transactions.

F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.50 to $2.63. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 01:29 UTC
Sander Dale A.CFO and Chief Corp. Deve. Off.
PurchaseCommon Stock 20,000 $2.60 $52,000.00
Disclosure

SEC source: 0001818382-22-000224 · wf-form4_167149975005868.xml · nonDerivative · entry 2

Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Deve. Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 20,600

Read SEC document
December 16, 2022 Filed Dec 19, 2022 20:21 UTC
Dougan Brady WDirector · 10% owner
SaleCommon Stock 239,538 $2.53 $606,031.14
Disclosure

SEC source: 0001818382-22-000220 · wf-form4_167149929109468.xml · nonDerivative · entry 1

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 17,990,736

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer.

F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.50 to $2.63. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 20:19 UTC
Ayabudge LLC10% owner
SaleCommon Stock 239,538 $2.53 $606,031.14
Disclosure

SEC source: 0001818382-22-000219 · wf-form4_167149916039845.xml · nonDerivative · entry 1

Ayabudge LLC · CIK 0001878024 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,990,736

F1 · shares: On December 16, 2022, the Reporting Person sold 239,538 shares of Common Stock. The transactions enabled Mr. Brady W. Dougan, a person controlling the Reporting Person, to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer.

F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.50 to $2.63. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 15, 2022 Filed Dec 15, 2022 19:51 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
SaleCommon Stock 93,426 $2.63 $245,710.38
Disclosure

SEC source: 0001818382-22-000211 · wf-form4_167115188797248.xml · nonDerivative · entry 3

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 18,230,274

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly owned by Dr. Niklason were sold in these transactions.

F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.60 to $2.80. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 15, 2022 Filed Dec 15, 2022 19:49 UTC
Dougan Brady WDirector · 10% owner
SaleCommon Stock 93,426 $2.63 $245,710.38
Disclosure

SEC source: 0001818382-22-000210 · wf-form4_167115176325311.xml · nonDerivative · entry 3

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 18,230,274

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer.

F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.60 to $2.80. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 15, 2022 Filed Dec 15, 2022 19:46 UTC
Ayabudge LLC10% owner
SaleCommon Stock 93,426 $2.63 $245,710.38
Disclosure

SEC source: 0001818382-22-000209 · wf-form4_167115157790775.xml · nonDerivative · entry 3

Ayabudge LLC · CIK 0001878024 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,230,274

F1 · shares: On December 13, 14 and 15, 2022, the Reporting Person sold 330,000, 276,304 and 93,426 shares of Common Stock, respectively. The transactions enabled Mr. Brady W. Dougan, a person controlling the Reporting Person, to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer.

F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.60 to $2.80. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 20:27 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
PurchaseCommon Stock 10,000 $2.54 $25,400.00
Disclosure

SEC source: 0001818382-22-000223 · wf-form4_167149963704147.xml · nonDerivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170,240

F1 · shares: This purchase is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a portion of the sale by Ayabudge LLC, an entity controlled by the Reporting Person's spouse, of 1,522,500 shares of the Issuer's common stock on September 15, 2022, at a per share price of $4.00. The Reporting Person has paid the Issuer $14,604.95, representing the full amount of profit realized in connection with this purchase.

F2 · price: The price is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $2.53 to $2.55. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 20:25 UTC
Dougan Brady WDirector · 10% owner
PurchaseCommon Stock 10,000 $2.54 $25,400.00
Disclosure

SEC source: 0001818382-22-000222 · wf-form4_167149950807724.xml · nonDerivative · entry 1

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,170,240

F1 · shares: This purchase by the Reporting Person's spouse is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a portion of the sale by Ayabudge LLC, an entity controlled by the Reporting Person, of 1,522,500 shares of the Issuer's common stock on September 15, 2022, at a per share price of $4.00. The Reporting Person's spouse has paid the Issuer $14,604.95, representing the full amount of profit realized in connection with this purchase.

F2 · price: The price is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $2.53 to $2.55. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 19:51 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
SaleCommon Stock 276,304 $2.76 $762,599.04
Disclosure

SEC source: 0001818382-22-000211 · wf-form4_167115188797248.xml · nonDerivative · entry 2

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 18,323,700

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly owned by Dr. Niklason were sold in these transactions.

F3 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.75 to $2.87. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 19:49 UTC
Dougan Brady WDirector · 10% owner
SaleCommon Stock 276,304 $2.76 $762,599.04
Disclosure

SEC source: 0001818382-22-000210 · wf-form4_167115176325311.xml · nonDerivative · entry 2

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 18,323,700

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer.

F3 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.75 to $2.87. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 19:46 UTC
Ayabudge LLC10% owner
SaleCommon Stock 276,304 $2.76 $762,599.04
Disclosure

SEC source: 0001818382-22-000209 · wf-form4_167115157790775.xml · nonDerivative · entry 2

Ayabudge LLC · CIK 0001878024 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,323,700

F1 · shares: On December 13, 14 and 15, 2022, the Reporting Person sold 330,000, 276,304 and 93,426 shares of Common Stock, respectively. The transactions enabled Mr. Brady W. Dougan, a person controlling the Reporting Person, to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer.

F3 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.75 to $2.87. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 19:53 UTC
Scheessele William JohnChief Commercial Officer
PurchaseCommon Stock 5,000 $3.09 $15,450.00
Disclosure

SEC source: 0001818382-22-000212 · wf-form4_167115202101303.xml · nonDerivative · entry 1

Scheessele William John · CIK 0001879378 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,525

Read SEC document
December 13, 2022 Filed Dec 15, 2022 19:51 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
SaleCommon Stock 330,000 $2.84 $937,200.00
Disclosure

SEC source: 0001818382-22-000211 · wf-form4_167115188797248.xml · nonDerivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 18,600,004

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly owned by Dr. Niklason were sold in these transactions.

F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.77 to $3.06. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 19:49 UTC
Dougan Brady WDirector · 10% owner
SaleCommon Stock 330,000 $2.84 $937,200.00
Disclosure

SEC source: 0001818382-22-000210 · wf-form4_167115176325311.xml · nonDerivative · entry 1

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 18,600,004

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer.

F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.77 to $3.06. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 19:46 UTC
Ayabudge LLC10% owner
SaleCommon Stock 330,000 $2.84 $937,200.00
Disclosure

SEC source: 0001818382-22-000209 · wf-form4_167115157790775.xml · nonDerivative · entry 1

Ayabudge LLC · CIK 0001878024 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,600,004

F1 · shares: On December 13, 14 and 15, 2022, the Reporting Person sold 330,000, 276,304 and 93,426 shares of Common Stock, respectively. The transactions enabled Mr. Brady W. Dougan, a person controlling the Reporting Person, to pay down leverage while providing a mechanism for the purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer.

F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $2.77 to $3.06. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 13, 2022 Filed Dec 20, 2022 01:29 UTC
Sander Dale A.CFO and Chief Corp. Deve. Off.
OtherCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001818382-22-000224 · wf-form4_167149975005868.xml · nonDerivative · entry 1

Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Deve. Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 600

Read SEC document
December 12, 2022 Filed Dec 13, 2022 16:06 UTC
Prichard Heather LedbetterChief Operating Officer
Exercise / conversionStock Options (right to buy) · Derivative 6,564 $0.00 Strike: $1.15 $0.00
Disclosure

SEC source: 0001818382-22-000203 · wf-form4_167096559281877.xml · derivative · entry 2

Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,564 shares

Expires 2022-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 16:06 UTC
Prichard Heather LedbetterChief Operating Officer
Exercise / conversionCommon Stock 6,564 $1.15 $7,548.60
Disclosure

SEC source: 0001818382-22-000203 · wf-form4_167096559281877.xml · nonDerivative · entry 1

Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 16:15 UTC
Scheessele William JohnChief Commercial Officer
GrantStock Options (right to buy) · Derivative 136,000 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001818382-22-000201 · wf-form4_167087968780298.xml · derivative · entry 1

Scheessele William John · CIK 0001879378 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,000

Underlying: Common Stock · 136,000 shares

Expires 2032-12-08

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2023, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2026.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 21:14 UTC
Sander Dale A.CFO and Chief Corp. Deve. Off.
GrantStock Options (right to buy) · Derivative 136,000 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001818382-22-000200 · wf-form4_167087967122662.xml · derivative · entry 1

Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Deve. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,000

Underlying: Common Stock · 136,000 shares

Expires 2032-12-08

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2023, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2026.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 16:11 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
GrantStock Options (right to buy) · Derivative 444,500 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001818382-22-000197 · wf-form4_167087945823074.xml · derivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,500

Underlying: Common Stock · 444,500 shares

Expires 2032-12-08

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2023, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2026.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 16:09 UTC
Dougan Brady WDirector · 10% owner
GrantStock Options (right to buy) · Derivative 444,500 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001818382-22-000196 · wf-form4_167087932464065.xml · derivative · entry 1

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 444,500

Underlying: Common Stock · 444,500 shares

Expires 2032-12-08

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2023, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2026.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 16:14 UTC
Prichard Heather LedbetterChief Operating Officer
GrantStock Options (right to buy) · Derivative 136,000 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001818382-22-000199 · wf-form4_167087964180804.xml · derivative · entry 1

Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,000

Underlying: Common Stock · 136,000 shares

Expires 2032-12-08

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2023, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2026.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 21:13 UTC
Parikh Shamik JChief Medical Officer
GrantStock Options (right to buy) · Derivative 91,120 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001818382-22-000198 · wf-form4_167087961711138.xml · derivative · entry 1

Parikh Shamik J · CIK 0001916853 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,120

Underlying: Common Stock · 91,120 shares

Expires 2032-12-08

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2023, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2026.

Read SEC document
September 19, 2022 Filed Sep 20, 2022 20:09 UTC
Cao YangChief Regulatory Officer
GrantStock Options (right to buy) · Derivative 145,000 $0.00 Strike: $3.73 $0.00
Disclosure

SEC source: 0001818382-22-000174 · wf-form4_166370457260068.xml · derivative · entry 1

Cao Yang · CIK 0001946538 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

Underlying: Common Stock · 145,000 shares

Expires 2032-09-19

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on September 19, 2023, after which 1/48 of the option will become exercisable on the 19th of each month through September 19, 2026.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 16:43 UTC GrantStock Options (right to buy) · Derivative 13,000 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001818382-22-000165 · wf-form4_166362019050673.xml · derivative · entry 1

Green Charles Bruce · CIK 0001945398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2032-09-15

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on September 15, 2023, after which 1/48 of the option will become exercisable on the 15th of each month through September 15, 2026.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 16:34 UTC
Dougan Brady WDirector · 10% owner
SaleCommon Stock 1,522,500 $4.00 $6,090,000.00
Disclosure

SEC source: 0001818382-22-000160 · wf-form4_166361966655292.xml · nonDerivative · entry 1

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 18,930,004

F1 · shares: The sale was made by Ayabudge LLC, an entity controlled by Brady W Dougan, in a block trade. The purchaser is an existing investor of the Issuer, who had previously participated in the Issuer's PIPE financing transaction, and was interested in increasing its ownership of the Humacyte, Inc. The transaction enabled Mr. Dougan to pay down leverage while providing a mechanism for the purchaser to acquire a large block of shares at a time that Humacyte, Inc. was not conducting a financing and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 16:48 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
PurchaseCommon Stock 2,000 $4.14 $8,280.00
Disclosure

SEC source: 0001818382-22-000167 · wf-form4_166362046815607.xml · nonDerivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160,240

Read SEC document
September 15, 2022 Filed Sep 19, 2022 16:36 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
SaleCommon Stock 1,522,500 $4.00 $6,090,000.00
Disclosure

SEC source: 0001818382-22-000161 · wf-form4_166361976999359.xml · nonDerivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 18,930,004

F1 · shares: This sale was made by an entity controlled by the spouse of Laura Niklason, the Reporting Person. This sale was done as a block trade to an existing investor of Humacyte, Inc. Laura Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly owned by Laura Niklason were sold in this transaction.

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September 15, 2022 Filed Sep 19, 2022 16:45 UTC
Dougan Brady WDirector · 10% owner
PurchaseCommon Stock 2,000 $4.14 $8,280.00
Disclosure

SEC source: 0001818382-22-000166 · wf-form4_166362031175064.xml · nonDerivative · entry 1

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,160,240

Read SEC document
September 15, 2022 Filed Sep 19, 2022 16:33 UTC
Ayabudge LLC10% owner
SaleCommon Stock 1,522,500 $4.00 $6,090,000.00
Disclosure

SEC source: 0001818382-22-000159 · wf-form4_166361956732744.xml · nonDerivative · entry 1

Ayabudge LLC · CIK 0001878024 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,930,004

F1 · shares: The sale was made by the Reporting Person in a block trade. The purchaser is an existing investor of the Issuer, who had previously participated in the Issuer's PIPE financing transaction, and was interested in increasing its ownership of the Humacyte, Inc. The transaction enabled Mr. Brady Dougan, a person controlling the Reporting Person, to pay down leverage while providing a mechanism for the purchaser to acquire a large block of shares at a time that Humacyte, Inc. was not conducting a financing and was not making any additional shares available for purchase. Mr. Dougan, directly and indirectly, remains the largest shareholder of the Issuer.

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September 02, 2022 Filed Sep 6, 2022 20:14 UTC PurchaseCommon Stock 61,841 $4.40 $272,100.40
Disclosure

SEC source: 0001818382-22-000119 · wf-form4_166249526500566.xml · nonDerivative · entry 1

Binder Gordon M · CIK 0001291957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

F1 · price: The shares were purchased in multiple transactions at per share prices ranging from $4.20 to $4.70. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 01, 2022 Filed Sep 1, 2022 21:28 UTC PurchaseCommon Stock 48,159 $4.00 $192,636.00
Disclosure

SEC source: 0001818382-22-000117 · wf-form4_166206771163271.xml · nonDerivative · entry 1

Binder Gordon M · CIK 0001291957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,159

F1 · price: The shares were purchased in multiple transactions at per share prices ranging from $3.53 to $4.20. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 09, 2022 Filed Jun 13, 2022 16:18 UTC GrantStock Options (right to buy) · Derivative 13,000 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001818382-22-000087 · wf-form4_165515148138255.xml · derivative · entry 1

Seimetz Diane · CIK 0001930980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 16:23 UTC GrantStock Options (right to buy) · Derivative 8,500 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001818382-22-000095 · wf-form4_165515177398575.xml · derivative · entry 1

Brown Emery N. · CIK 0001878691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 8,500 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 16:21 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
GrantStock Options (right to buy) · Derivative 8,500 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001818382-22-000089 · wf-form4_165515163845765.xml · derivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 8,500

Underlying: Common Stock · 8,500 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 16:20 UTC
Dougan Brady WDirector · 10% owner
GrantStock Options (right to buy) · Derivative 8,500 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001818382-22-000088 · wf-form4_165515158910639.xml · derivative · entry 1

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 8,500 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 16:22 UTC GrantStock Options (right to buy) · Derivative 8,500 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001818382-22-000093 · wf-form4_165515173318572.xml · derivative · entry 1

Wallace Max N. · CIK 0001877453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 8,500 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:24 UTC GrantStock Options (right to buy) · Derivative 8,500 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001818382-22-000097 · wf-form4_165515180978252.xml · derivative · entry 1

Binder Gordon M · CIK 0001291957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 8,500 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:23 UTC GrantStock Options (right to buy) · Derivative 8,500 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001818382-22-000096 · wf-form4_165515179132864.xml · derivative · entry 1

Sebelius Kathleen · CIK 0001654316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 8,500 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:22 UTC
Shukla RajivDirector
GrantStock Options (right to buy) · Derivative 8,500 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001818382-22-000094 · wf-form4_165515175246689.xml · derivative · entry 1

Shukla Rajiv · CIK 0001709033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 8,500 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:22 UTC GrantStock Options (right to buy) · Derivative 8,500 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001818382-22-000092 · wf-form4_165515171376202.xml · derivative · entry 1

Windham-Bannister Susan Richards · CIK 0001713760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 8,500 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:21 UTC GrantStock Options (right to buy) · Derivative 8,500 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001818382-22-000090 · wf-form4_165515166596398.xml · derivative · entry 1

Constantino Michael T. · CIK 0001817285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 8,500 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 20:21 UTC
Pope ToddDirector
GrantStock Options (right to buy) · Derivative 8,500 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001818382-22-000091 · wf-form4_165515169262942.xml · derivative · entry 1

Pope Todd · CIK 0001584367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 8,500 shares

Expires 2032-06-09

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 9, 2023, after which 1/48 of the option will become exercisable on the 9th of each month through June 9, 2026.

Read SEC document
May 24, 2022 Filed May 25, 2022 11:46 UTC
Scheessele William JohnChief Commercial Officer
PurchaseCommon Stock 10,525 $4.72 $49,678.00
Disclosure

SEC source: 0001818382-22-000053 · wf-form4_165349360232953.xml · nonDerivative · entry 1

Scheessele William John · CIK 0001879378 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,525

Read SEC document
May 23, 2022 Filed May 24, 2022 20:14 UTC PurchaseCommon Stock 2,000 $4.83 $9,660.00
Disclosure

SEC source: 0001818382-22-000047 · wf-form4_165342327621043.xml · nonDerivative · entry 1

Constantino Michael T. · CIK 0001817285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Read SEC document
May 23, 2022 Filed May 25, 2022 10:21 UTC
Niklason Laura EDirector · President, CEO and Director · 10% owner
PurchaseCommon Stock 10,000 $4.83 $48,300.00
Disclosure

SEC source: 0001818382-22-000050 · wf-form4_165348845280981.xml · nonDerivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158,240

Read SEC document
May 23, 2022 Filed May 25, 2022 10:22 UTC
Dougan Brady WDirector · 10% owner
PurchaseCommon Stock 10,000 $4.83 $48,300.00
Disclosure

SEC source: 0001818382-22-000051 · wf-form4_165348852456360.xml · nonDerivative · entry 1

Dougan Brady W · CIK 0001878020 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,158,240

Read SEC document
May 17, 2022 Filed May 18, 2022 22:16 UTC
Sander Dale A.CFO and Chief Corp. Deve. Off.
PurchaseCommon Stock 2,000 $4.53 $9,060.00
Disclosure

SEC source: 0001104659-22-062583 · tm2216009-1_4seq1.xml · nonDerivative · entry 1

Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Deve. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.