Last 12 months
Inside the activity.
5 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2024 Filed Jun 17, 2024 16:11 UTC |
Dougan Brady WDirector
|
GrantStock Options (right to buy) · Derivative | 50,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001818382-24-000135 · wk-form4_1718655087.xml · derivative · entry 1 Dougan Brady W · CIK 0001878020 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2034-06-13 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 13, 2025, after which 1/48 of the option will become exercisable on the 13th of each month through June 13, 2028. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 16:12 UTC |
Wallace Max N.Director
|
GrantStock Options (right to buy) · Derivative | 50,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001818382-24-000141 · wk-form4_1718655156.xml · derivative · entry 1 Wallace Max N. · CIK 0001877453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2034-06-13 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 13, 2025, after which 1/48 of the option will become exercisable on the 13th of each month through June 13, 2028. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 20:15 UTC |
Sebelius KathleenDirector
|
GrantStock Options (right to buy) · Derivative | 50,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001818382-24-000143 · wk-form4_1718655345.xml · derivative · entry 2 Sebelius Kathleen · CIK 0001654316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2034-06-13 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 13, 2025, after which 1/48 of the option will become exercisable on the 13th of each month through June 13, 2028. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 20:12 UTC |
Windham-Bannister Susan RichardsDirector
|
GrantStock Options (right to buy) · Derivative | 50,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001818382-24-000142 · wk-form4_1718655168.xml · derivative · entry 1 Windham-Bannister Susan Richards · CIK 0001713760 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2034-06-13 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 13, 2025, after which 1/48 of the option will become exercisable on the 13th of each month through June 13, 2028. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 20:12 UTC |
Pope ToddDirector
|
GrantStock Options (right to buy) · Derivative | 50,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001818382-24-000139 · wk-form4_1718655133.xml · derivative · entry 1 Pope Todd · CIK 0001584367 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2034-06-13 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 13, 2025, after which 1/48 of the option will become exercisable on the 13th of each month through June 13, 2028. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 20:11 UTC |
Constantino Michael T.Director
|
GrantStock Options (right to buy) · Derivative | 50,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001818382-24-000134 · wk-form4_1718655077.xml · derivative · entry 1 Constantino Michael T. · CIK 0001817285 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2034-06-13 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 13, 2025, after which 1/48 of the option will become exercisable on the 13th of each month through June 13, 2028. Read SEC document |
| June 12, 2024 Filed Jun 13, 2024 16:48 UTC |
Niklason Laura EDirector · President, CEO and Director
|
SaleCommon Stock | 271,518 | $7.30 | $1,982,081.40 |
DisclosureSEC source: 0001818382-24-000101 · wk-form4_1718311705.xml · nonDerivative · entry 3 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 4,559,140 F2 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions. F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.25 to $7.545. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 12, 2024 Filed Jun 13, 2024 16:47 UTC |
Dougan Brady WDirector
|
SaleCommon Stock | 271,518 | $7.30 | $1,982,081.40 |
DisclosureSEC source: 0001818382-24-000100 · wk-form4_1718311640.xml · nonDerivative · entry 3 Dougan Brady W · CIK 0001878020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 4,559,140 F2 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.25 to $7.545. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 16:48 UTC |
Niklason Laura EDirector · President, CEO and Director
|
SaleCommon Stock | 76,630 | $7.02 | $537,942.60 |
DisclosureSEC source: 0001818382-24-000101 · wk-form4_1718311705.xml · nonDerivative · entry 2 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 4,830,658 F2 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions. F3 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.00 to $7.115. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 16:48 UTC |
Niklason Laura EDirector · President, CEO and Director
|
SaleCommon Stock | 282,000 | $7.09 | $2,000,000.40 |
DisclosureSEC source: 0001818382-24-000101 · wk-form4_1718311705.xml · nonDerivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 4,907,288 F1 · shares: Shares were sold in a private transaction to a trust controlled by family members of the Reporting Person. Said family members do not share the same household as the Reporting Person. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 16:47 UTC |
Dougan Brady WDirector
|
SaleCommon Stock | 76,630 | $7.02 | $537,942.60 |
DisclosureSEC source: 0001818382-24-000100 · wk-form4_1718311640.xml · nonDerivative · entry 2 Dougan Brady W · CIK 0001878020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 4,830,658 F2 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. F3 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.00 to $7.115. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 16:47 UTC |
Dougan Brady WDirector
|
SaleCommon Stock | 282,000 | $7.09 | $2,000,000.40 |
DisclosureSEC source: 0001818382-24-000100 · wk-form4_1718311640.xml · nonDerivative · entry 1 Dougan Brady W · CIK 0001878020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 4,907,288 F1 · shares: Shares were sold in a private transaction to a trust controlled by family members of Laura E. Niklason, the Reporting Person's spouse. Said family members do not share the same household as the Reporting Person's spouse. Read SEC document |
| June 04, 2024 Filed Jun 4, 2024 19:05 UTC |
Niklason Laura EDirector · President, CEO and Director
|
PurchaseCommon Stock | 2,362 | $6.35 | $14,998.70 |
DisclosureSEC source: 0001818382-24-000087 · wk-form4_1717542316.xml · nonDerivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,832 F1 · shares: This purchase is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a portion of the sale by Ayabudge LLC, an entity controlled by the Reporting Person's spouse, of 93,213 shares of the Issuer's common stock on May 31, 2024. The Reporting Person has paid the Issuer $7,015.79, representing the full amount of profit realized in connection with this purchase. F2 · price: The price is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $6.3497 to $6.3499. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 04, 2024 Filed Jun 4, 2024 18:57 UTC |
Niklason Laura EDirector · President, CEO and Director
|
SaleCommon Stock | 1,852 | $7.28 | $13,482.56 |
DisclosureSEC source: 0001818382-24-000084 · wk-form4_1717541869.xml · nonDerivative · entry 4 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 5,189,288 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions. F6 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.265 to $7.33. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 04, 2024 Filed Jun 4, 2024 19:03 UTC |
Dougan Brady WDirector
|
PurchaseCommon Stock | 2,362 | $6.35 | $14,998.70 |
DisclosureSEC source: 0001818382-24-000086 · wk-form4_1717542215.xml · nonDerivative · entry 1 Dougan Brady W · CIK 0001878020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 240,832 F1 · shares: This purchase by the Reporting Person's spouse is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a portion of the sale by Ayabudge LLC, an entity controlled by the Reporting Person, of 93,213 shares of the Issuer's common stock on May 31, 2024. The Reporting Person's spouse has paid the Issuer $7,015.79, representing the full amount of profit realized in connection with this purchase. F2 · price: The price is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $6.3497 to $6.3499. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 04, 2024 Filed Jun 4, 2024 18:55 UTC |
Dougan Brady WDirector
|
SaleCommon Stock | 1,852 | $7.28 | $13,482.56 |
DisclosureSEC source: 0001818382-24-000083 · wk-form4_1717541738.xml · nonDerivative · entry 4 Dougan Brady W · CIK 0001878020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 5,189,288 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. F6 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.265 to $7.33. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 03, 2024 Filed Jun 3, 2024 16:31 UTC |
Niklason Laura EDirector · President, CEO and Director
|
PurchaseCommon Stock | 2,050 | $7.37 | $15,108.50 |
DisclosureSEC source: 0001818382-24-000076 · wk-form4_1717446687.xml · nonDerivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 238,470 Read SEC document |
| June 03, 2024 Filed Jun 3, 2024 16:27 UTC |
Dougan Brady WDirector
|
PurchaseCommon Stock | 2,050 | $7.37 | $15,108.50 |
DisclosureSEC source: 0001818382-24-000075 · wk-form4_1717446451.xml · nonDerivative · entry 1 Dougan Brady W · CIK 0001878020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 238,470 Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 18:57 UTC |
Niklason Laura EDirector · President, CEO and Director
|
SaleCommon Stock | 190,214 | $7.42 | $1,411,387.88 |
DisclosureSEC source: 0001818382-24-000084 · wk-form4_1717541869.xml · nonDerivative · entry 3 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 5,191,140 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions. F5 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.25 to $7.625. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 18:55 UTC |
Dougan Brady WDirector
|
SaleCommon Stock | 190,214 | $7.42 | $1,411,387.88 |
DisclosureSEC source: 0001818382-24-000083 · wk-form4_1717541738.xml · nonDerivative · entry 3 Dougan Brady W · CIK 0001878020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 5,191,140 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. F5 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.25 to $7.625. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 31, 2024 Filed Jun 3, 2024 16:23 UTC |
Prichard Heather LedbetterChief Operating Officer
|
SaleCommon Stock | 2,625 | $9.41 | $24,706.50 |
DisclosureSEC source: 0001818382-24-000074 · wk-form4_1717446198.xml · nonDerivative · entry 6 Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 18:57 UTC |
Niklason Laura EDirector · President, CEO and Director
|
SaleCommon Stock | 93,213 | $8.93 | $832,392.09 |
DisclosureSEC source: 0001818382-24-000084 · wk-form4_1717541869.xml · nonDerivative · entry 2 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 5,381,354 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions. F3 · shares: A portion of this sale is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a portion of the purchase by Dr. Niklason of 2,050 shares of the Issuer's common stock on June 3, 2024, at a price per share of $7.37. The Reporting Person has paid the Issuer $4,007.76, representing the full amount of profit realized in connection with this sale. F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.41 to $9.345. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 18:57 UTC |
Niklason Laura EDirector · President, CEO and Director
|
SaleCommon Stock | 716,573 | $7.78 | $5,574,937.94 |
DisclosureSEC source: 0001818382-24-000084 · wk-form4_1717541869.xml · nonDerivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 5,474,567 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions. F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.405 to $8.40. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 18:55 UTC |
Dougan Brady WDirector
|
SaleCommon Stock | 93,213 | $8.93 | $832,392.09 |
DisclosureSEC source: 0001818382-24-000083 · wk-form4_1717541738.xml · nonDerivative · entry 2 Dougan Brady W · CIK 0001878020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 5,381,354 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. F3 · shares: A portion of this sale is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a portion of the purchase by Laura E. Niklason of 2,050 shares of the Issuer's common stock on June 3, 2024, at a price per share of $7.37. The Reporting Person's spouse has paid the Issuer $4,007.76, representing the full amount of profit realized in connection with this sale. F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.41 to $9.345. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 18:55 UTC |
Dougan Brady WDirector
|
SaleCommon Stock | 716,573 | $7.78 | $5,574,937.94 |
DisclosureSEC source: 0001818382-24-000083 · wk-form4_1717541738.xml · nonDerivative · entry 1 Dougan Brady W · CIK 0001878020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 5,474,567 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.405 to $8.40. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 16:23 UTC |
Prichard Heather LedbetterChief Operating Officer
|
Exercise / conversionStock Options (right to buy) · Derivative | 48,166 | $0.00 Strike: $3.07 | $0.00 |
DisclosureSEC source: 0001818382-24-000074 · wk-form4_1717446198.xml · derivative · entry 8 Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,834 Underlying: Common Stock · 48,166 shares Expires 2032-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 16:23 UTC |
Prichard Heather LedbetterChief Operating Officer
|
Exercise / conversionStock Options (right to buy) · Derivative | 78,779 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001818382-24-000074 · wk-form4_1717446198.xml · derivative · entry 7 Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,779 shares Expires 2025-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 16:23 UTC |
Prichard Heather LedbetterChief Operating Officer
|
SaleCommon Stock | 48,166 | $8.32 | $400,741.12 |
DisclosureSEC source: 0001818382-24-000074 · wk-form4_1717446198.xml · nonDerivative · entry 5 Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,625 F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.31 to $8.42. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 16:23 UTC |
Prichard Heather LedbetterChief Operating Officer
|
Exercise / conversionCommon Stock | 48,166 | $3.07 | $147,869.62 |
DisclosureSEC source: 0001818382-24-000074 · wk-form4_1717446198.xml · nonDerivative · entry 4 Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 16:23 UTC |
Prichard Heather LedbetterChief Operating Officer
|
SaleCommon Stock | 78,779 | $8.36 | $658,592.44 |
DisclosureSEC source: 0001818382-24-000074 · wk-form4_1717446198.xml · nonDerivative · entry 3 Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,625 F1 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.36 to $8.44. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 16:23 UTC |
Prichard Heather LedbetterChief Operating Officer
|
Exercise / conversionCommon Stock | 78,779 | $2.56 | $201,674.24 |
DisclosureSEC source: 0001818382-24-000074 · wk-form4_1717446198.xml · nonDerivative · entry 2 Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 16:23 UTC |
Prichard Heather LedbetterChief Operating Officer
|
SaleCommon Stock | 61,941 | $7.71 | $477,565.11 |
DisclosureSEC source: 0001818382-24-000074 · wk-form4_1717446198.xml · nonDerivative · entry 1 Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,625 Read SEC document |
| May 20, 2024 Filed May 21, 2024 16:08 UTC |
Green Charles BruceDirector
|
Exercise / conversionStock Options (right to buy) · Derivative | 600 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001818382-24-000066 · wk-form4_1716322109.xml · derivative · entry 2 Green Charles Bruce · CIK 0001945398 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,800 Underlying: Common Stock · 600 shares Expires 2032-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2024 Filed May 21, 2024 16:08 UTC |
Green Charles BruceDirector
|
Exercise / conversionCommon Stock | 600 | $4.09 | $2,454.00 |
DisclosureSEC source: 0001818382-24-000066 · wk-form4_1716322109.xml · nonDerivative · entry 1 Green Charles Bruce · CIK 0001945398 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2024 Filed May 21, 2024 16:08 UTC |
Wallace Max N.Director
|
PurchaseCommon Stock | 3,990 | $6.29 | $25,097.10 |
DisclosureSEC source: 0001818382-24-000067 · wk-form4_1716322124.xml · nonDerivative · entry 2 Wallace Max N. · CIK 0001877453 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Max N Wallace IRA Disclosed balance after: 3,990 Read SEC document |
| May 20, 2024 Filed May 21, 2024 16:08 UTC |
Wallace Max N.Director
|
PurchaseCommon Stock | 4,015 | $6.21 | $24,933.15 |
DisclosureSEC source: 0001818382-24-000067 · wk-form4_1716322124.xml · nonDerivative · entry 1 Wallace Max N. · CIK 0001877453 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Max Wallace SEP IRA Disclosed balance after: 4,015 Read SEC document |
| May 17, 2024 Filed May 20, 2024 16:11 UTC |
Green Charles BruceDirector
|
Exercise / conversionStock Options (right to buy) · Derivative | 600 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001818382-24-000061 · wk-form4_1716235842.xml · derivative · entry 2 Green Charles Bruce · CIK 0001945398 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,400 Underlying: Common Stock · 600 shares Expires 2032-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2024 Filed May 20, 2024 16:11 UTC |
Green Charles BruceDirector
|
Exercise / conversionCommon Stock | 600 | $4.09 | $2,454.00 |
DisclosureSEC source: 0001818382-24-000061 · wk-form4_1716235842.xml · nonDerivative · entry 1 Green Charles Bruce · CIK 0001945398 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2024 Filed May 15, 2024 23:24 UTC |
Binder Gordon MDirector
|
PurchaseCommon Stock | 50,000 | $6.78 | $339,000.00 |
DisclosureSEC source: 0001818382-24-000058 · wk-form4_1715815434.xml · nonDerivative · entry 2 Binder Gordon M · CIK 0001291957 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,000 F2 · price: The price is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $6.64 to $6.96. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2024 Filed May 15, 2024 23:24 UTC |
Binder Gordon MDirector
|
PurchaseCommon Stock | 50,000 | $6.57 | $328,500.00 |
DisclosureSEC source: 0001818382-24-000058 · wk-form4_1715815434.xml · nonDerivative · entry 1 Binder Gordon M · CIK 0001291957 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Binder Trust dated 15 July 2003 Disclosed balance after: 50,000 F1 · price: The price is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $6.44 to $6.59. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 16:09 UTC |
Niklason Laura EDirector · President, CEO and Director
|
GrantStock Options (right to buy) · Derivative | 525 | $0.00 Strike: $10.28 | $0.00 |
DisclosureSEC source: 0001818382-23-000191 · wk-form4_1702415348.xml · derivative · entry 2 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,100 Underlying: Common Stock · 525 shares Expires 2030-12-14 F2 · derivative.exercise_date: On December 14, 2020, Humacyte granted options to purchase 2,625 shares of common stock, which vest as follows: (i) one-fifth on the first anniversary of the vesting commencement date, (ii) two-fifths in equal installments over a period of 24 months commencing on the first anniversary of the vesting commencement date, (iii) one-fifth upon the submission of a Biologics License Application ("BLA") to the FDA and (iv) one-fifth upon FDA approval of one of Humacyte's product candidates. Humacyte previously reported three-fifths of the option grant on a Form 4 filed on August 27, 2021. On December 11, 2023 Humacyte submitted a BLA to the FDA. Accordingly, columns 5 and 7 of Table II report the number of securities equal to one-fifth of the 12/14/2020 option grant. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 21:09 UTC |
Sander Dale A.CFO and Chief Corp. Deve. Off.
|
GrantStock Options (right to buy) · Derivative | 525 | $0.00 Strike: $10.28 | $0.00 |
DisclosureSEC source: 0001818382-23-000193 · wk-form4_1702415371.xml · derivative · entry 2 Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Deve. Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,100 Underlying: Common Stock · 525 shares Expires 2030-12-14 F2 · derivative.exercise_date: On December 14, 2020, Humacyte granted options to purchase 2,625 shares of common stock, which vest as follows: (i) one-fifth on the first anniversary of the vesting commencement date, (ii) two-fifths in equal installments over a period of 24 months commencing on the first anniversary of the vesting commencement date, (iii) one-fifth upon the submission of a Biologics License Application ("BLA") to the FDA and (iv) one-fifth upon FDA approval of one of Humacyte's product candidates. Humacyte previously reported three-fifths of the option grant on a Form 4 filed on August 27, 2021. On December 11, 2023 Humacyte submitted a BLA to the FDA. Accordingly, columns 5 and 7 of Table II report the number of securities equal to one-fifth of the 12/14/2020 option grant. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 16:09 UTC |
Dougan Brady WDirector
|
GrantStock Options (right to buy) · Derivative | 525 | $0.00 Strike: $10.28 | $0.00 |
DisclosureSEC source: 0001818382-23-000192 · wk-form4_1702415359.xml · derivative · entry 2 Dougan Brady W · CIK 0001878020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 2,100 Underlying: Common Stock · 525 shares Expires 2030-12-14 F2 · derivative.exercise_date: On December 14, 2020, Humacyte granted options to purchase 2,625 shares of common stock, which vest as follows: (i) one-fifth on the first anniversary of the vesting commencement date, (ii) two-fifths in equal installments over a period of 24 months commencing on the first anniversary of the vesting commencement date, (iii) one-fifth upon the submission of a Biologics License Application ("BLA") to the FDA and (iv) one-fifth upon FDA approval of one of Humacyte's product candidates. Humacyte previously reported three-fifths of the option grant on a Form 4 filed on August 27, 2021. On December 11, 2023 Humacyte submitted a BLA to the FDA. Accordingly, columns 5 and 7 of Table II report the number of securities equal to one-fifth of the 12/14/2020 option grant. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 16:10 UTC |
Prichard Heather LedbetterChief Operating Officer
|
GrantStock Options (right to buy) · Derivative | 525 | $0.00 Strike: $10.28 | $0.00 |
DisclosureSEC source: 0001818382-23-000196 · wk-form4_1702415411.xml · derivative · entry 2 Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,100 Underlying: Common Stock · 525 shares Expires 2030-12-14 F2 · derivative.exercise_date: On December 14, 2020, Humacyte granted options to purchase 2,625 shares of common stock, which vest as follows: (i) one-fifth on the first anniversary of the vesting commencement date, (ii) two-fifths in equal installments over a period of 24 months commencing on the first anniversary of the vesting commencement date, (iii) one-fifth upon the submission of a Biologics License Application ("BLA") to the FDA and (iv) one-fifth upon FDA approval of one of Humacyte's product candidates. Humacyte previously reported three-fifths of the option grant on a Form 4 filed on August 27, 2021. On December 11, 2023 Humacyte submitted a BLA to the FDA. Accordingly, columns 5 and 7 of Table II report the number of securities equal to one-fifth of the 12/14/2020 option grant. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 16:10 UTC |
Scheessele William JohnChief Commercial Officer
|
GrantStock Options (right to buy) · Derivative | 276,000 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001818382-23-000197 · wk-form4_1702415423.xml · derivative · entry 1 Scheessele William John · CIK 0001879378 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,000 Underlying: Common Stock · 276,000 shares Expires 2033-12-08 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2024, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2027. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 16:09 UTC |
Niklason Laura EDirector · President, CEO and Director
|
GrantStock Options (right to buy) · Derivative | 803,000 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001818382-23-000191 · wk-form4_1702415348.xml · derivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 803,000 Underlying: Common Stock · 803,000 shares Expires 2033-12-08 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2024, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2027. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 21:09 UTC |
Sander Dale A.CFO and Chief Corp. Deve. Off.
|
GrantStock Options (right to buy) · Derivative | 301,000 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001818382-23-000193 · wk-form4_1702415371.xml · derivative · entry 1 Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Deve. Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,000 Underlying: Common Stock · 301,000 shares Expires 2033-12-08 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2024, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2027. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 16:09 UTC |
Dougan Brady WDirector
|
GrantStock Options (right to buy) · Derivative | 803,000 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001818382-23-000192 · wk-form4_1702415359.xml · derivative · entry 1 Dougan Brady W · CIK 0001878020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 803,000 Underlying: Common Stock · 803,000 shares Expires 2033-12-08 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2024, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2027. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 16:10 UTC |
Prichard Heather LedbetterChief Operating Officer
|
GrantStock Options (right to buy) · Derivative | 290,000 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001818382-23-000196 · wk-form4_1702415411.xml · derivative · entry 1 Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,000 Underlying: Common Stock · 290,000 shares Expires 2033-12-08 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2024, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2027. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 21:10 UTC |
Parikh Shamik JChief Medical Officer
|
GrantStock Options (right to buy) · Derivative | 283,000 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001818382-23-000195 · wk-form4_1702415399.xml · derivative · entry 1 Parikh Shamik J · CIK 0001916853 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,000 Underlying: Common Stock · 283,000 shares Expires 2033-12-08 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2024, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2027. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.