Tapewire

Nasdaq · USD

HUMA

Humacyte, Inc.

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Tapewire entity
6478
SEC CIK
0001818382
Parsed reports
235

Last 12 months

Inside the activity.

5 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202620
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2024 Filed Jun 17, 2024 16:11 UTC GrantStock Options (right to buy) · Derivative 50,000 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001818382-24-000135 · wk-form4_1718655087.xml · derivative · entry 1

Dougan Brady W · CIK 0001878020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-06-13

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 13, 2025, after which 1/48 of the option will become exercisable on the 13th of each month through June 13, 2028.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 16:12 UTC GrantStock Options (right to buy) · Derivative 50,000 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001818382-24-000141 · wk-form4_1718655156.xml · derivative · entry 1

Wallace Max N. · CIK 0001877453 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-06-13

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 13, 2025, after which 1/48 of the option will become exercisable on the 13th of each month through June 13, 2028.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:15 UTC GrantStock Options (right to buy) · Derivative 50,000 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001818382-24-000143 · wk-form4_1718655345.xml · derivative · entry 2

Sebelius Kathleen · CIK 0001654316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-06-13

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 13, 2025, after which 1/48 of the option will become exercisable on the 13th of each month through June 13, 2028.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:12 UTC GrantStock Options (right to buy) · Derivative 50,000 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001818382-24-000142 · wk-form4_1718655168.xml · derivative · entry 1

Windham-Bannister Susan Richards · CIK 0001713760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-06-13

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 13, 2025, after which 1/48 of the option will become exercisable on the 13th of each month through June 13, 2028.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:12 UTC
Pope ToddDirector
GrantStock Options (right to buy) · Derivative 50,000 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001818382-24-000139 · wk-form4_1718655133.xml · derivative · entry 1

Pope Todd · CIK 0001584367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-06-13

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 13, 2025, after which 1/48 of the option will become exercisable on the 13th of each month through June 13, 2028.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:11 UTC GrantStock Options (right to buy) · Derivative 50,000 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001818382-24-000134 · wk-form4_1718655077.xml · derivative · entry 1

Constantino Michael T. · CIK 0001817285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-06-13

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 13, 2025, after which 1/48 of the option will become exercisable on the 13th of each month through June 13, 2028.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 16:48 UTC
Niklason Laura EDirector · President, CEO and Director
SaleCommon Stock 271,518 $7.30 $1,982,081.40
Disclosure

SEC source: 0001818382-24-000101 · wk-form4_1718311705.xml · nonDerivative · entry 3

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 4,559,140

F2 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions.

F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.25 to $7.545. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 16:47 UTC SaleCommon Stock 271,518 $7.30 $1,982,081.40
Disclosure

SEC source: 0001818382-24-000100 · wk-form4_1718311640.xml · nonDerivative · entry 3

Dougan Brady W · CIK 0001878020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 4,559,140

F2 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase.

F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.25 to $7.545. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 16:48 UTC
Niklason Laura EDirector · President, CEO and Director
SaleCommon Stock 76,630 $7.02 $537,942.60
Disclosure

SEC source: 0001818382-24-000101 · wk-form4_1718311705.xml · nonDerivative · entry 2

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 4,830,658

F2 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions.

F3 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.00 to $7.115. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 16:48 UTC
Niklason Laura EDirector · President, CEO and Director
SaleCommon Stock 282,000 $7.09 $2,000,000.40
Disclosure

SEC source: 0001818382-24-000101 · wk-form4_1718311705.xml · nonDerivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 4,907,288

F1 · shares: Shares were sold in a private transaction to a trust controlled by family members of the Reporting Person. Said family members do not share the same household as the Reporting Person.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 16:47 UTC SaleCommon Stock 76,630 $7.02 $537,942.60
Disclosure

SEC source: 0001818382-24-000100 · wk-form4_1718311640.xml · nonDerivative · entry 2

Dougan Brady W · CIK 0001878020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 4,830,658

F2 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase.

F3 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.00 to $7.115. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 16:47 UTC SaleCommon Stock 282,000 $7.09 $2,000,000.40
Disclosure

SEC source: 0001818382-24-000100 · wk-form4_1718311640.xml · nonDerivative · entry 1

Dougan Brady W · CIK 0001878020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 4,907,288

F1 · shares: Shares were sold in a private transaction to a trust controlled by family members of Laura E. Niklason, the Reporting Person's spouse. Said family members do not share the same household as the Reporting Person's spouse.

Read SEC document
June 04, 2024 Filed Jun 4, 2024 19:05 UTC
Niklason Laura EDirector · President, CEO and Director
PurchaseCommon Stock 2,362 $6.35 $14,998.70
Disclosure

SEC source: 0001818382-24-000087 · wk-form4_1717542316.xml · nonDerivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,832

F1 · shares: This purchase is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a portion of the sale by Ayabudge LLC, an entity controlled by the Reporting Person's spouse, of 93,213 shares of the Issuer's common stock on May 31, 2024. The Reporting Person has paid the Issuer $7,015.79, representing the full amount of profit realized in connection with this purchase.

F2 · price: The price is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $6.3497 to $6.3499. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 04, 2024 Filed Jun 4, 2024 18:57 UTC
Niklason Laura EDirector · President, CEO and Director
SaleCommon Stock 1,852 $7.28 $13,482.56
Disclosure

SEC source: 0001818382-24-000084 · wk-form4_1717541869.xml · nonDerivative · entry 4

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 5,189,288

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions.

F6 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.265 to $7.33. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 04, 2024 Filed Jun 4, 2024 19:03 UTC PurchaseCommon Stock 2,362 $6.35 $14,998.70
Disclosure

SEC source: 0001818382-24-000086 · wk-form4_1717542215.xml · nonDerivative · entry 1

Dougan Brady W · CIK 0001878020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 240,832

F1 · shares: This purchase by the Reporting Person's spouse is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a portion of the sale by Ayabudge LLC, an entity controlled by the Reporting Person, of 93,213 shares of the Issuer's common stock on May 31, 2024. The Reporting Person's spouse has paid the Issuer $7,015.79, representing the full amount of profit realized in connection with this purchase.

F2 · price: The price is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $6.3497 to $6.3499. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 04, 2024 Filed Jun 4, 2024 18:55 UTC SaleCommon Stock 1,852 $7.28 $13,482.56
Disclosure

SEC source: 0001818382-24-000083 · wk-form4_1717541738.xml · nonDerivative · entry 4

Dougan Brady W · CIK 0001878020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 5,189,288

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase.

F6 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.265 to $7.33. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 03, 2024 Filed Jun 3, 2024 16:31 UTC
Niklason Laura EDirector · President, CEO and Director
PurchaseCommon Stock 2,050 $7.37 $15,108.50
Disclosure

SEC source: 0001818382-24-000076 · wk-form4_1717446687.xml · nonDerivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,470

Read SEC document
June 03, 2024 Filed Jun 3, 2024 16:27 UTC PurchaseCommon Stock 2,050 $7.37 $15,108.50
Disclosure

SEC source: 0001818382-24-000075 · wk-form4_1717446451.xml · nonDerivative · entry 1

Dougan Brady W · CIK 0001878020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 238,470

Read SEC document
June 03, 2024 Filed Jun 4, 2024 18:57 UTC
Niklason Laura EDirector · President, CEO and Director
SaleCommon Stock 190,214 $7.42 $1,411,387.88
Disclosure

SEC source: 0001818382-24-000084 · wk-form4_1717541869.xml · nonDerivative · entry 3

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 5,191,140

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions.

F5 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.25 to $7.625. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 18:55 UTC SaleCommon Stock 190,214 $7.42 $1,411,387.88
Disclosure

SEC source: 0001818382-24-000083 · wk-form4_1717541738.xml · nonDerivative · entry 3

Dougan Brady W · CIK 0001878020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 5,191,140

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase.

F5 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.25 to $7.625. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 16:23 UTC
Prichard Heather LedbetterChief Operating Officer
SaleCommon Stock 2,625 $9.41 $24,706.50
Disclosure

SEC source: 0001818382-24-000074 · wk-form4_1717446198.xml · nonDerivative · entry 6

Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 31, 2024 Filed Jun 4, 2024 18:57 UTC
Niklason Laura EDirector · President, CEO and Director
SaleCommon Stock 93,213 $8.93 $832,392.09
Disclosure

SEC source: 0001818382-24-000084 · wk-form4_1717541869.xml · nonDerivative · entry 2

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 5,381,354

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions.

F3 · shares: A portion of this sale is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a portion of the purchase by Dr. Niklason of 2,050 shares of the Issuer's common stock on June 3, 2024, at a price per share of $7.37. The Reporting Person has paid the Issuer $4,007.76, representing the full amount of profit realized in connection with this sale.

F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.41 to $9.345. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 18:57 UTC
Niklason Laura EDirector · President, CEO and Director
SaleCommon Stock 716,573 $7.78 $5,574,937.94
Disclosure

SEC source: 0001818382-24-000084 · wk-form4_1717541869.xml · nonDerivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 5,474,567

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions.

F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.405 to $8.40. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 18:55 UTC SaleCommon Stock 93,213 $8.93 $832,392.09
Disclosure

SEC source: 0001818382-24-000083 · wk-form4_1717541738.xml · nonDerivative · entry 2

Dougan Brady W · CIK 0001878020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 5,381,354

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase.

F3 · shares: A portion of this sale is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a portion of the purchase by Laura E. Niklason of 2,050 shares of the Issuer's common stock on June 3, 2024, at a price per share of $7.37. The Reporting Person's spouse has paid the Issuer $4,007.76, representing the full amount of profit realized in connection with this sale.

F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.41 to $9.345. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 18:55 UTC SaleCommon Stock 716,573 $7.78 $5,574,937.94
Disclosure

SEC source: 0001818382-24-000083 · wk-form4_1717541738.xml · nonDerivative · entry 1

Dougan Brady W · CIK 0001878020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ayabudge LLC

Disclosed balance after: 5,474,567

F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase.

F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $7.405 to $8.40. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 16:23 UTC
Prichard Heather LedbetterChief Operating Officer
Exercise / conversionStock Options (right to buy) · Derivative 48,166 $0.00 Strike: $3.07 $0.00
Disclosure

SEC source: 0001818382-24-000074 · wk-form4_1717446198.xml · derivative · entry 8

Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,834

Underlying: Common Stock · 48,166 shares

Expires 2032-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 16:23 UTC
Prichard Heather LedbetterChief Operating Officer
Exercise / conversionStock Options (right to buy) · Derivative 78,779 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001818382-24-000074 · wk-form4_1717446198.xml · derivative · entry 7

Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 78,779 shares

Expires 2025-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 16:23 UTC
Prichard Heather LedbetterChief Operating Officer
SaleCommon Stock 48,166 $8.32 $400,741.12
Disclosure

SEC source: 0001818382-24-000074 · wk-form4_1717446198.xml · nonDerivative · entry 5

Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,625

F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.31 to $8.42. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 16:23 UTC
Prichard Heather LedbetterChief Operating Officer
Exercise / conversionCommon Stock 48,166 $3.07 $147,869.62
Disclosure

SEC source: 0001818382-24-000074 · wk-form4_1717446198.xml · nonDerivative · entry 4

Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 16:23 UTC
Prichard Heather LedbetterChief Operating Officer
SaleCommon Stock 78,779 $8.36 $658,592.44
Disclosure

SEC source: 0001818382-24-000074 · wk-form4_1717446198.xml · nonDerivative · entry 3

Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,625

F1 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $8.36 to $8.44. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 16:23 UTC
Prichard Heather LedbetterChief Operating Officer
Exercise / conversionCommon Stock 78,779 $2.56 $201,674.24
Disclosure

SEC source: 0001818382-24-000074 · wk-form4_1717446198.xml · nonDerivative · entry 2

Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 16:23 UTC
Prichard Heather LedbetterChief Operating Officer
SaleCommon Stock 61,941 $7.71 $477,565.11
Disclosure

SEC source: 0001818382-24-000074 · wk-form4_1717446198.xml · nonDerivative · entry 1

Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,625

Read SEC document
May 20, 2024 Filed May 21, 2024 16:08 UTC Exercise / conversionStock Options (right to buy) · Derivative 600 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001818382-24-000066 · wk-form4_1716322109.xml · derivative · entry 2

Green Charles Bruce · CIK 0001945398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,800

Underlying: Common Stock · 600 shares

Expires 2032-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2024 Filed May 21, 2024 16:08 UTC Exercise / conversionCommon Stock 600 $4.09 $2,454.00
Disclosure

SEC source: 0001818382-24-000066 · wk-form4_1716322109.xml · nonDerivative · entry 1

Green Charles Bruce · CIK 0001945398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2024 Filed May 21, 2024 16:08 UTC PurchaseCommon Stock 3,990 $6.29 $25,097.10
Disclosure

SEC source: 0001818382-24-000067 · wk-form4_1716322124.xml · nonDerivative · entry 2

Wallace Max N. · CIK 0001877453 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Max N Wallace IRA

Disclosed balance after: 3,990

Read SEC document
May 20, 2024 Filed May 21, 2024 16:08 UTC PurchaseCommon Stock 4,015 $6.21 $24,933.15
Disclosure

SEC source: 0001818382-24-000067 · wk-form4_1716322124.xml · nonDerivative · entry 1

Wallace Max N. · CIK 0001877453 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Max Wallace SEP IRA

Disclosed balance after: 4,015

Read SEC document
May 17, 2024 Filed May 20, 2024 16:11 UTC Exercise / conversionStock Options (right to buy) · Derivative 600 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001818382-24-000061 · wk-form4_1716235842.xml · derivative · entry 2

Green Charles Bruce · CIK 0001945398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,400

Underlying: Common Stock · 600 shares

Expires 2032-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2024 Filed May 20, 2024 16:11 UTC Exercise / conversionCommon Stock 600 $4.09 $2,454.00
Disclosure

SEC source: 0001818382-24-000061 · wk-form4_1716235842.xml · nonDerivative · entry 1

Green Charles Bruce · CIK 0001945398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2024 Filed May 15, 2024 23:24 UTC PurchaseCommon Stock 50,000 $6.78 $339,000.00
Disclosure

SEC source: 0001818382-24-000058 · wk-form4_1715815434.xml · nonDerivative · entry 2

Binder Gordon M · CIK 0001291957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,000

F2 · price: The price is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $6.64 to $6.96. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2024 Filed May 15, 2024 23:24 UTC PurchaseCommon Stock 50,000 $6.57 $328,500.00
Disclosure

SEC source: 0001818382-24-000058 · wk-form4_1715815434.xml · nonDerivative · entry 1

Binder Gordon M · CIK 0001291957 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Binder Trust dated 15 July 2003

Disclosed balance after: 50,000

F1 · price: The price is a weighted average price. The shares were purchased in multiple transactions at per share prices ranging from $6.44 to $6.59. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 16:09 UTC
Niklason Laura EDirector · President, CEO and Director
GrantStock Options (right to buy) · Derivative 525 $0.00 Strike: $10.28 $0.00
Disclosure

SEC source: 0001818382-23-000191 · wk-form4_1702415348.xml · derivative · entry 2

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 525 shares

Expires 2030-12-14

F2 · derivative.exercise_date: On December 14, 2020, Humacyte granted options to purchase 2,625 shares of common stock, which vest as follows: (i) one-fifth on the first anniversary of the vesting commencement date, (ii) two-fifths in equal installments over a period of 24 months commencing on the first anniversary of the vesting commencement date, (iii) one-fifth upon the submission of a Biologics License Application ("BLA") to the FDA and (iv) one-fifth upon FDA approval of one of Humacyte's product candidates. Humacyte previously reported three-fifths of the option grant on a Form 4 filed on August 27, 2021. On December 11, 2023 Humacyte submitted a BLA to the FDA. Accordingly, columns 5 and 7 of Table II report the number of securities equal to one-fifth of the 12/14/2020 option grant.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 21:09 UTC
Sander Dale A.CFO and Chief Corp. Deve. Off.
GrantStock Options (right to buy) · Derivative 525 $0.00 Strike: $10.28 $0.00
Disclosure

SEC source: 0001818382-23-000193 · wk-form4_1702415371.xml · derivative · entry 2

Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Deve. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 525 shares

Expires 2030-12-14

F2 · derivative.exercise_date: On December 14, 2020, Humacyte granted options to purchase 2,625 shares of common stock, which vest as follows: (i) one-fifth on the first anniversary of the vesting commencement date, (ii) two-fifths in equal installments over a period of 24 months commencing on the first anniversary of the vesting commencement date, (iii) one-fifth upon the submission of a Biologics License Application ("BLA") to the FDA and (iv) one-fifth upon FDA approval of one of Humacyte's product candidates. Humacyte previously reported three-fifths of the option grant on a Form 4 filed on August 27, 2021. On December 11, 2023 Humacyte submitted a BLA to the FDA. Accordingly, columns 5 and 7 of Table II report the number of securities equal to one-fifth of the 12/14/2020 option grant.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 16:09 UTC GrantStock Options (right to buy) · Derivative 525 $0.00 Strike: $10.28 $0.00
Disclosure

SEC source: 0001818382-23-000192 · wk-form4_1702415359.xml · derivative · entry 2

Dougan Brady W · CIK 0001878020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 2,100

Underlying: Common Stock · 525 shares

Expires 2030-12-14

F2 · derivative.exercise_date: On December 14, 2020, Humacyte granted options to purchase 2,625 shares of common stock, which vest as follows: (i) one-fifth on the first anniversary of the vesting commencement date, (ii) two-fifths in equal installments over a period of 24 months commencing on the first anniversary of the vesting commencement date, (iii) one-fifth upon the submission of a Biologics License Application ("BLA") to the FDA and (iv) one-fifth upon FDA approval of one of Humacyte's product candidates. Humacyte previously reported three-fifths of the option grant on a Form 4 filed on August 27, 2021. On December 11, 2023 Humacyte submitted a BLA to the FDA. Accordingly, columns 5 and 7 of Table II report the number of securities equal to one-fifth of the 12/14/2020 option grant.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 16:10 UTC
Prichard Heather LedbetterChief Operating Officer
GrantStock Options (right to buy) · Derivative 525 $0.00 Strike: $10.28 $0.00
Disclosure

SEC source: 0001818382-23-000196 · wk-form4_1702415411.xml · derivative · entry 2

Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 525 shares

Expires 2030-12-14

F2 · derivative.exercise_date: On December 14, 2020, Humacyte granted options to purchase 2,625 shares of common stock, which vest as follows: (i) one-fifth on the first anniversary of the vesting commencement date, (ii) two-fifths in equal installments over a period of 24 months commencing on the first anniversary of the vesting commencement date, (iii) one-fifth upon the submission of a Biologics License Application ("BLA") to the FDA and (iv) one-fifth upon FDA approval of one of Humacyte's product candidates. Humacyte previously reported three-fifths of the option grant on a Form 4 filed on August 27, 2021. On December 11, 2023 Humacyte submitted a BLA to the FDA. Accordingly, columns 5 and 7 of Table II report the number of securities equal to one-fifth of the 12/14/2020 option grant.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 16:10 UTC
Scheessele William JohnChief Commercial Officer
GrantStock Options (right to buy) · Derivative 276,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001818382-23-000197 · wk-form4_1702415423.xml · derivative · entry 1

Scheessele William John · CIK 0001879378 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,000

Underlying: Common Stock · 276,000 shares

Expires 2033-12-08

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2024, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2027.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 16:09 UTC
Niklason Laura EDirector · President, CEO and Director
GrantStock Options (right to buy) · Derivative 803,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001818382-23-000191 · wk-form4_1702415348.xml · derivative · entry 1

Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 803,000

Underlying: Common Stock · 803,000 shares

Expires 2033-12-08

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2024, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2027.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 21:09 UTC
Sander Dale A.CFO and Chief Corp. Deve. Off.
GrantStock Options (right to buy) · Derivative 301,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001818382-23-000193 · wk-form4_1702415371.xml · derivative · entry 1

Sander Dale A. · CIK 0001878193 · CFO and Chief Corp. Deve. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,000

Underlying: Common Stock · 301,000 shares

Expires 2033-12-08

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2024, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2027.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 16:09 UTC GrantStock Options (right to buy) · Derivative 803,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001818382-23-000192 · wk-form4_1702415359.xml · derivative · entry 1

Dougan Brady W · CIK 0001878020 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 803,000

Underlying: Common Stock · 803,000 shares

Expires 2033-12-08

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2024, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2027.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 16:10 UTC
Prichard Heather LedbetterChief Operating Officer
GrantStock Options (right to buy) · Derivative 290,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001818382-23-000196 · wk-form4_1702415411.xml · derivative · entry 1

Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,000

Underlying: Common Stock · 290,000 shares

Expires 2033-12-08

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2024, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2027.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 21:10 UTC
Parikh Shamik JChief Medical Officer
GrantStock Options (right to buy) · Derivative 283,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001818382-23-000195 · wk-form4_1702415399.xml · derivative · entry 1

Parikh Shamik J · CIK 0001916853 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,000

Underlying: Common Stock · 283,000 shares

Expires 2033-12-08

F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2024, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2027.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.