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HUM

HUMANA INC

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1429
SEC CIK
0000049071
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738

Last 12 months

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1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2017 Filed Mar 10, 2017 21:47 UTC
Wheatley Timothy AlanPresident, Retail Segment
GrantRestricted Stock Units · Derivative 4,713 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000068 · edgar.xml · derivative · entry 8

Wheatley Timothy Alan · CIK 0001699799 · President, Retail Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,713

Underlying: Humana Common · 4,713 shares

Expires not disclosed

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments, and 1,724 shares fully vest three years from the date of grant.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments, and 1,724 shares fully vest three years from the date of grant.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 21:47 UTC
Wheatley Timothy AlanPresident, Retail Segment
GrantOptions · Derivative 20,497 $0.00 Strike: $217.42 $0.00
Disclosure

SEC source: 0000049071-17-000068 · edgar.xml · derivative · entry 5

Wheatley Timothy Alan · CIK 0001699799 · President, Retail Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,497

Underlying: Humana Common · 20,497 shares

Expires 2024-03-08

F4 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

F4 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 21:13 UTC
Jasser Joseph WilliamPresident, Care Delivery
GrantRestricted Stock Units · Derivative 1,378 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000064 · edgar.xml · derivative · entry 4

Jasser Joseph William · CIK 0001699922 · President, Care Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,378

Underlying: Humana Common · 1,378 shares

Expires not disclosed

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 919 shares vesting in three annual increments, and 459 shares fully vest three years from the date of grant.

F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 919 shares vesting in three annual increments, and 459 shares fully vest three years from the date of grant.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 21:13 UTC
Jasser Joseph WilliamPresident, Care Delivery
GrantOptions · Derivative 5,998 $0.00 Strike: $217.42 $0.00
Disclosure

SEC source: 0000049071-17-000064 · edgar.xml · derivative · entry 2

Jasser Joseph William · CIK 0001699922 · President, Care Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,998

Underlying: Humana Common · 5,998 shares

Expires 2024-03-08

F1 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive stock options granted to reporting person on 03/08/2017. 3,999 options vesting in three annual increments, and 1,999 options fully vest three years from the date of grant.

F1 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive stock options granted to reporting person on 03/08/2017. 3,999 options vesting in three annual increments, and 1,999 options fully vest three years from the date of grant.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 21:18 UTC
Fleming William KevinPresident, Hlthcare Svc Sgmt
GrantRestricted Stock Units · Derivative 4,713 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000066 · edgar.xml · derivative · entry 8

Fleming William Kevin · CIK 0001699801 · President, Hlthcare Svc Sgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,713

Underlying: Humana Common · 4,713 shares

Expires not disclosed

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments, and 1,724 shares fully vest three years from the date of grant.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/17, 2,989 shares vesting in three annual increments, and 1,724 shares fully vest three years from the date of grant.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 21:18 UTC
Fleming William KevinPresident, Hlthcare Svc Sgmt
GrantOptions · Derivative 20,497 $0.00 Strike: $217.42 $0.00
Disclosure

SEC source: 0000049071-17-000066 · edgar.xml · derivative · entry 5

Fleming William Kevin · CIK 0001699801 · President, Hlthcare Svc Sgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,497

Underlying: Humana Common · 20,497 shares

Expires 2024-03-08

F4 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

F4 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 20:55 UTC
Bierbower Elizabeth DPresident, Group Segment
GrantRestricted Stock Units · Derivative 3,448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000062 · edgar.xml · derivative · entry 9

Bierbower Elizabeth D · CIK 0001561149 · President, Group Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,448

Underlying: Humana Common · 3,448 shares

Expires not disclosed

F7 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/17, 2,299 shares vesting in three annual increments, and 1,149 shares fully vest three years from the date of grant.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/17, 2,299 shares vesting in three annual increments, and 1,149 shares fully vest three years from the date of grant.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 20:55 UTC
Bierbower Elizabeth DPresident, Group Segment
GrantOptions · Derivative 14,997 $0.00 Strike: $217.42 $0.00
Disclosure

SEC source: 0000049071-17-000062 · edgar.xml · derivative · entry 7

Bierbower Elizabeth D · CIK 0001561149 · President, Group Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,997

Underlying: Humana Common · 14,997 shares

Expires 2024-03-08

F6 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 9,998 options vesting in three annual increments, and 4,999 options fully vest three years from the date of grant.

F6 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 9,998 options vesting in three annual increments, and 4,999 options fully vest three years from the date of grant.

Read SEC document
March 08, 2017 Filed Apr 10, 2017 16:32 UTC Amendment
BROUSSARD BRUCE DDirector · President & CEO
GrantRestricted Stock Units · Derivative 24,377 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009771 · doc4a.xml · derivative · entry 6

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,377

Underlying: Humana Common · 24,377 shares

Expires not disclosed

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · security: Due to a scrivener's error, original Form 4 misstated the number of shares.

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017,vesting in three annual increments.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017,vesting in three annual increments.

Read SEC document
March 08, 2017 Filed Apr 10, 2017 16:32 UTC Amendment
BROUSSARD BRUCE DDirector · President & CEO
GrantOptions · Derivative 105,988 $217.42 Strike: $217.42 $23,043,381.02
Disclosure

SEC source: 0000899243-17-009771 · doc4a.xml · derivative · entry 4

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,988

Underlying: Humana Common · 105,988 shares

Expires 2024-03-08

F3 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.

F7 · security: Due to a scrivener's error, original Form 4 misstated the number of shares.

F3 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 21:06 UTC Exercise / conversionOptions · Derivative 10,846 $0.00 Strike: $164.65 $0.00
Disclosure

SEC source: 0000049071-17-000059 · edgar.xml · derivative · entry 6

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,846

Underlying: Humana Common · 10,846 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 21:06 UTC SaleHumana Common 12,407 $213.65 $2,650,805.18
Disclosure

SEC source: 0000049071-17-000059 · edgar.xml · nonDerivative · entry 4

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F9 · price: Shares sold at prices ranging from $213.34 to $213.92.

F7 · ownership.nature: Shares held in October 2016 GRAT.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 21:06 UTC SaleHumana Common 7,898 $213.65 $1,687,425.08
Disclosure

SEC source: 0000049071-17-000059 · edgar.xml · nonDerivative · entry 3

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,940

F9 · price: Shares sold at prices ranging from $213.34 to $213.92.

F6 · ownership.nature: Shares held in October 2015 GRAT.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 21:06 UTC SaleHumana Common 10,846 $213.55 $2,316,148.12
Disclosure

SEC source: 0000049071-17-000059 · edgar.xml · nonDerivative · entry 2

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,789

F8 · price: Shares sold at prices ranging from $213.34 to $213.84.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 21:06 UTC Exercise / conversionHumana Common 10,846 $164.65 $1,785,739.67
Disclosure

SEC source: 0000049071-17-000059 · edgar.xml · nonDerivative · entry 1

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 21:55 UTC SaleHumana Common 3,000 $213.12 $639,360.00
Disclosure

SEC source: 0000049071-17-000058 · edgar.xml · nonDerivative · entry 1

Dunbar Webster Roy · CIK 0001305807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166

F5 · price: Shares sold at prices ranging from $213.07 to $213.19.

F4 · balance_after: Includes 761 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2017.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 21:48 UTC
Zipperle Cynthia HVice President, CAO,Controller
SaleHumana Common 1,885 $213.37 $402,205.65
Disclosure

SEC source: 0000049071-17-000057 · edgar.xml · nonDerivative · entry 1

Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,736

F7 · price: Shares sold at prices ranging from $213.361 to $213.41.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:18 UTC SaleHumana Common 3,305 $207.52 $685,863.18
Disclosure

SEC source: 0000049071-17-000051 · edgar.xml · nonDerivative · entry 1

PETERSON MARISSA T · CIK 0001220067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761

F4 · price: Shares sold at prices ranging from $206.00 to $208.19.

F3 · balance_after: Includes 761 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2017.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 19:53 UTC
LeClaire Brian P.SVP & Chief Information Off.
Exercise / conversionOptions · Derivative 4,971 $0.00 Strike: $164.65 $0.00
Disclosure

SEC source: 0000049071-17-000047 · edgar.xml · derivative · entry 4

LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,335

Underlying: Humana Common · 4,971 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

F7 · balance_after: Due to a scrivener's error, the number of options granted to reporting person on 02/24/2015 was erroneously reported as 14,913 as opposed to the correct number of 14,306. This filing reflects the correction of that error.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 19:53 UTC
LeClaire Brian P.SVP & Chief Information Off.
SaleHumana Common 4,971 $204.81 $1,018,102.06
Disclosure

SEC source: 0000049071-17-000047 · edgar.xml · nonDerivative · entry 2

LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,287

Read SEC document
February 24, 2017 Filed Feb 27, 2017 19:53 UTC
LeClaire Brian P.SVP & Chief Information Off.
Exercise / conversionHumana Common 4,971 $164.65 $818,450.30
Disclosure

SEC source: 0000049071-17-000047 · edgar.xml · nonDerivative · entry 1

LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 02:06 UTC OtherPhantom Stock Units · Derivative 3,808 $205.34 $781,934.72
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · derivative · entry 21

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Humana Common · 3,808 shares

Expires not disclosed

F11 · security: Phantom Stock Units (based on the value of Humana common stock) held for the benefit of reporting person as of January 31, 2017, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F11 · derivative.exercise_price: Phantom Stock Units (based on the value of Humana common stock) held for the benefit of reporting person as of January 31, 2017, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F22 · price: Shares sold at closing price on 2/21/2017.

F11 · derivative.exercise_date: Phantom Stock Units (based on the value of Humana common stock) held for the benefit of reporting person as of January 31, 2017, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F11 · derivative.expiration_date: Phantom Stock Units (based on the value of Humana common stock) held for the benefit of reporting person as of January 31, 2017, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F11 · ownership.nature: Phantom Stock Units (based on the value of Humana common stock) held for the benefit of reporting person as of January 31, 2017, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 02:06 UTC OtherHumana Common 1,685 $205.34 $345,997.90
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · nonDerivative · entry 15

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F22 · price: Shares sold at closing price on 2/21/2017.

F3 · ownership.nature: Shares held for the benefit of reporting person as of January 31, 2017 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).

Read SEC document
February 22, 2017 Filed Feb 23, 2017 02:06 UTC SaleHumana Common 9,523 $204.69 $1,949,216.21
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · nonDerivative · entry 8

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,932

F15 · price: Shares sold at a prices ranging from $204.31 to $204.89.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 00:59 UTC
LeClaire Brian P.SVP & Chief Information Off.
Exercise / conversionOptions · Derivative 4,921 $0.00 Strike: $167.81 $0.00
Disclosure

SEC source: 0000049071-17-000035 · edgar.xml · derivative · entry 12

LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,843

Underlying: Humana Common · 4,921 shares

Expires 2023-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.

F5 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 00:59 UTC
LeClaire Brian P.SVP & Chief Information Off.
Exercise / conversionOptions · Derivative 7,450 $0.00 Strike: $102.16 $0.00
Disclosure

SEC source: 0000049071-17-000035 · edgar.xml · derivative · entry 10

LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 7,450 shares

Expires 2021-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

F3 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 00:59 UTC
LeClaire Brian P.SVP & Chief Information Off.
Exercise / conversionOptions · Derivative 2,254 $0.00 Strike: $72.84 $0.00
Disclosure

SEC source: 0000049071-17-000035 · edgar.xml · derivative · entry 9

LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 2,254 shares

Expires 2020-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 00:59 UTC
LeClaire Brian P.SVP & Chief Information Off.
SaleHumana Common 26,894 $205.24 $5,519,616.98
Disclosure

SEC source: 0000049071-17-000035 · edgar.xml · nonDerivative · entry 7

LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,289

F12 · price: Shares sold at a prices ranging from $204.870 to $205.7650.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 00:59 UTC
LeClaire Brian P.SVP & Chief Information Off.
Tax withholdingHumana Common 974 $204.66 $199,338.84
Disclosure

SEC source: 0000049071-17-000035 · edgar.xml · nonDerivative · entry 6

LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,183

F11 · price: Price indicated reflects the purchase price for shares exercised under the 2003 Plan using the Fair Market Value on 2/22/2017. The purchase price for shares exercised under the 2011 Plan was determined using the Fair Market Value on 2/21/2017 of $205.24.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 00:59 UTC
LeClaire Brian P.SVP & Chief Information Off.
Exercise / conversionHumana Common 4,921 $167.81 $825,768.41
Disclosure

SEC source: 0000049071-17-000035 · edgar.xml · nonDerivative · entry 5

LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 22, 2017 Filed Feb 23, 2017 00:59 UTC
LeClaire Brian P.SVP & Chief Information Off.
Exercise / conversionHumana Common 7,450 $102.16 $761,054.75
Disclosure

SEC source: 0000049071-17-000035 · edgar.xml · nonDerivative · entry 4

LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 22, 2017 Filed Feb 23, 2017 00:59 UTC
LeClaire Brian P.SVP & Chief Information Off.
Exercise / conversionHumana Common 2,254 $72.84 $164,181.36
Disclosure

SEC source: 0000049071-17-000035 · edgar.xml · nonDerivative · entry 3

LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 22, 2017 Filed Feb 22, 2017 23:53 UTC
HUNTER CHRISTOPHER H.SVP and Chief Strategy Officer
SaleHumana Common 4,020 $205.20 $824,920.08
Disclosure

SEC source: 0000049071-17-000031 · edgar.xml · nonDerivative · entry 3

HUNTER CHRISTOPHER H. · CIK 0001595519 · SVP and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,966

F8 · price: Shares sold at a prices ranging from $205.1975 to $205.2042.

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February 22, 2017 Filed Feb 22, 2017 23:47 UTC
BEVERIDGE, ROY ASr. VP & Chief Medical Officer
SaleHumana Common 4,832 $205.73 $994,089.78
Disclosure

SEC source: 0000049071-17-000030 · edgar.xml · nonDerivative · entry 3

BEVERIDGE, ROY A · CIK 0001579300 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,931

F9 · price: Shares sold at a prices ranging from $205.7076 to $205.77.

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February 21, 2017 Filed Feb 23, 2017 02:06 UTC Exercise / conversionOptions · Derivative 10,737 $0.00 Strike: $167.81 $0.00
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · derivative · entry 18

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,475

Underlying: Humana Common · 10,737 shares

Expires 2023-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.

F6 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.

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February 21, 2017 Filed Feb 23, 2017 02:06 UTC Exercise / conversionOptions · Derivative 10,846 $0.00 Strike: $164.65 $0.00
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · derivative · entry 17

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,692

Underlying: Humana Common · 10,846 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

F5 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

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February 21, 2017 Filed Feb 23, 2017 02:06 UTC Exercise / conversionOptions · Derivative 24,584 $0.00 Strike: $102.16 $0.00
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · derivative · entry 16

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 24,584 shares

Expires 2021-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

F4 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

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February 21, 2017 Filed Feb 23, 2017 02:06 UTC SaleHumana Common 16,000 $205.44 $3,287,072.00
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · nonDerivative · entry 14

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,838

F20 · price: Shares sold at a prices ranging from $204.67 to $205.94.

F10 · ownership.nature: Shares held in Family Trust - Mr. Murray's spouse is the trustee and his family members are the beneficiaries.

F16 · ownership.nature: Shares held in October 2015 GRAT.

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February 21, 2017 Filed Feb 23, 2017 02:06 UTC SaleHumana Common 6,522 $205.62 $1,341,060.16
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · nonDerivative · entry 13

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F19 · price: Shares sold at a prices ranging from $205.37 to $205.96.

F2 · ownership.nature: Shares held in The Murray Family Partnership.

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February 21, 2017 Filed Feb 23, 2017 02:06 UTC SaleHumana Common 1,356 $205.62 $278,822.08
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · nonDerivative · entry 12

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F19 · price: Shares sold at a prices ranging from $205.37 to $205.96.

F2 · ownership.nature: Shares held in The Murray Family Partnership.

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February 21, 2017 Filed Feb 23, 2017 02:06 UTC SaleHumana Common 3,983 $205.56 $818,741.50
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · nonDerivative · entry 11

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F18 · price: Shares sold at a prices ranging from $205.46 to $205.99.

F1 · ownership.nature: Shares held by reporting person's spouse.

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February 21, 2017 Filed Feb 23, 2017 02:06 UTC SaleHumana Common 14,855 $205.48 $3,052,449.97
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · nonDerivative · entry 10

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,407

F17 · price: Shares sold at a prices ranging from $204.67 to $205.94.

F12 · ownership.nature: Shares held in October 2016 GRAT.

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February 21, 2017 Filed Feb 23, 2017 02:06 UTC SaleHumana Common 25,143 $205.40 $5,164,296.77
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · nonDerivative · entry 9

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,789

F21 · price: Shares sold at a prices ranging from $204.75 to $206.00.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 02:06 UTC SaleHumana Common 45,189 $205.09 $9,267,685.48
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · nonDerivative · entry 7

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,455

F14 · price: Shares sold at a prices ranging from $204.63 to $205.54.

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February 21, 2017 Filed Feb 23, 2017 02:06 UTC Tax withholdingHumana Common 487 $205.33 $99,993.28
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · nonDerivative · entry 6

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,644

Read SEC document
February 21, 2017 Filed Feb 23, 2017 02:06 UTC Exercise / conversionHumana Common 10,737 $167.81 $1,801,722.29
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · nonDerivative · entry 5

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 02:06 UTC Exercise / conversionHumana Common 10,846 $164.65 $1,785,739.67
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · nonDerivative · entry 4

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 02:06 UTC Exercise / conversionHumana Common 24,584 $102.16 $2,511,378.52
Disclosure

SEC source: 0000049071-17-000038 · edgar.xml · nonDerivative · entry 3

MURRAY JAMES E · CIK 0001018658 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 01:09 UTC
Christopher M TodoroffSr. VP and General Counsel
Exercise / conversionOptions · Derivative 15,086 $0.00 Strike: $102.16 $0.00
Disclosure

SEC source: 0000049071-17-000037 · edgar.xml · derivative · entry 8

Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 15,086 shares

Expires 2021-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

F8 · security: Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, except under Rule 16a-12.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 01:09 UTC
Christopher M TodoroffSr. VP and General Counsel
Exercise / conversionOptions · Derivative 4,861 $0.00 Strike: $72.84 $0.00
Disclosure

SEC source: 0000049071-17-000037 · edgar.xml · derivative · entry 7

Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 4,681 shares

Expires 2020-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.

F8 · security: Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, except under Rule 16a-12.

F1 · derivative.exercise_date: Right to buy pursuant to Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.