Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HUMANA INC
Report date January 31, 2019 · Filed February 01, 2019
Section 16 reporting ended · disclosed 2019-02-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Humana CommonSEC Table I · non-derivative | Direct | 9,277 |
Reported balance
Holding disclosure · report date 2019-01-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 9,277 F10: On March 5, 2018 and December 27, 2018 reporting person transferred 1,448 and 411 shares, respectively, of direct ownership pursuant to Divorce Decree, exempt under Rule 16a-12. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $167.81 · Expires 2023-02-18 | Direct | 6,935 |
Reported balance
Holding disclosure · report date 2019-01-31 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 6,935 F6: Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, exempt under Rule 16a-12. F1: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $217.42 · Expires 2024-03-08 | Direct | 15,498 |
Reported balance
Holding disclosure · report date 2019-01-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 15,498 F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $239.12 · Expires 2024-06-28 | Direct | 7,366 |
Reported balance
Holding disclosure · report date 2019-01-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 7,366 F3: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 06/28/2017, 100% of the award is vesting on 06/28/20 |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $268.47 · Expires 2025-02-19 | Direct | 6,221 |
Reported balance
Holding disclosure · report date 2019-01-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 6,221 F4: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,189 |
Reported balance
Holding disclosure · report date 2019-01-31 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 1,189 F5: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F7: Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,620 |
Reported balance
Holding disclosure · report date 2019-01-31 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,620 F5: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F8: Restricted stock units granted to reporting person on 06/28/17, 100% of the award is vesting on 06/28/20. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 963 |
Reported balance
Holding disclosure · report date 2019-01-31 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 963 F5: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F9: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20. |
Filing footnotes · ownership attribution and instrument terms
F1: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.
F3: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 06/28/2017, 100% of the award is vesting on 06/28/20
F4: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
F5: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6: Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, exempt under Rule 16a-12.
F7: Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19.
F8: Restricted stock units granted to reporting person on 06/28/17, 100% of the award is vesting on 06/28/20.
F9: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
F10: On March 5, 2018 and December 27, 2018 reporting person transferred 1,448 and 411 shares, respectively, of direct ownership pursuant to Divorce Decree, exempt under Rule 16a-12.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2018 Filed Dec 18, 2018 22:37 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 480 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000152 · edgar.xml · derivative · entry 14 Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 963 Underlying: Humana Common · 480 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20. F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:37 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 1,188 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000152 · edgar.xml · derivative · entry 12 Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,189 Underlying: Humana Common · 1,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19. F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:37 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 1,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000152 · edgar.xml · derivative · entry 11 Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Humana Common · 1,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F7 · security: Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, exempt under Rule 16a-12. F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18. F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:37 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 224 | $304.05 | $68,106.08 |
DisclosureSEC source: 0000049071-18-000152 · edgar.xml · nonDerivative · entry 6 Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,136 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:37 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 480 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000152 · edgar.xml · nonDerivative · entry 5 Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:37 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 554 | $304.05 | $168,440.93 |
DisclosureSEC source: 0000049071-18-000152 · edgar.xml · nonDerivative · entry 4 Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,880 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:37 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 1,188 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000152 · edgar.xml · nonDerivative · entry 3 Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:37 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 717 | $304.05 | $218,000.27 |
DisclosureSEC source: 0000049071-18-000152 · edgar.xml · nonDerivative · entry 2 Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,246 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:37 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 1,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000152 · edgar.xml · nonDerivative · entry 1 Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Feb 27, 2018 23:38 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionOptions · Derivative | 6,935 | $0.00 Strike: $167.81 | $0.00 |
DisclosureSEC source: 0000049071-18-000043 · edgar.xml · derivative · entry 7 Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,935 Underlying: Humana Common · 6,935 shares Expires 2023-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19. F8 · security: Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, exempt under Rule 16a-12. F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19. Read SEC document |
| February 27, 2018 Filed Feb 27, 2018 23:38 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionOptions · Derivative | 7,005 | $0.00 Strike: $164.65 | $0.00 |
DisclosureSEC source: 0000049071-18-000043 · edgar.xml · derivative · entry 6 Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Humana Common · 7,005 shares Expires 2022-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18. F8 · security: Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, exempt under Rule 16a-12. F1 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18. Read SEC document |
| February 27, 2018 Filed Feb 27, 2018 23:38 UTC | HUMANA INC HUM · Entity 1429 | SaleHumana Common | 16,389 | $273.37 | $4,480,300.26 |
DisclosureSEC source: 0000049071-18-000043 · edgar.xml · nonDerivative · entry 5 Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,423 F13 · price: Shares sold from prices ranging from $273.10422 to $275.75. Price reported is weighted avg sales price. Read SEC document |
| February 27, 2018 Filed Feb 27, 2018 23:38 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 6,935 | $167.81 | $1,163,727.68 |
DisclosureSEC source: 0000049071-18-000043 · edgar.xml · nonDerivative · entry 4 Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Feb 27, 2018 23:38 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 7,005 | $164.65 | $1,153,338.23 |
DisclosureSEC source: 0000049071-18-000043 · edgar.xml · nonDerivative · entry 3 Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 23:38 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 1,575 | $269.31 | $424,163.25 |
DisclosureSEC source: 0000049071-18-000043 · edgar.xml · nonDerivative · entry 2 Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,872 Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 23:38 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 4,472 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000043 · edgar.xml · nonDerivative · entry 1 Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · shares: Includes Performance Stock Units that vested on 2/24/2018. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 20:01 UTC | HUMANA INC HUM · Entity 1429 | GrantRestricted Stock Units · Derivative | 1,443 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000027 · edgar.xml · derivative · entry 10 Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,443 Underlying: Humana Common · 1,443 shares Expires not disclosed F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F11 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20. F11 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 20:01 UTC | HUMANA INC HUM · Entity 1429 | GrantOptions · Derivative | 6,221 | $0.00 Strike: $268.47 | $0.00 |
DisclosureSEC source: 0000049071-18-000027 · edgar.xml · derivative · entry 6 Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,221 Underlying: Humana Common · 6,221 shares Expires 2025-02-19 F5 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21. F5 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:32 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 1,187 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000179 · edgar.xml · derivative · entry 8 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,377 Underlying: Humana Common · 1,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19. F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:32 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 1,539 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000179 · edgar.xml · derivative · entry 7 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,540 Underlying: Humana Common · 1,539 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F7 · security: Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, exempt under Rule 16a-12. F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18. F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:32 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 1,368 | $253.62 | $346,952.16 |
DisclosureSEC source: 0000049071-17-000179 · edgar.xml · nonDerivative · entry 2 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,358 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:32 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 2,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000179 · edgar.xml · nonDerivative · entry 1 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:16 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionOptions · Derivative | 6,934 | $0.00 Strike: $167.81 | $0.00 |
DisclosureSEC source: 0000049071-17-000151 · edgar.xml · derivative · entry 5 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,870 Underlying: Humana Common · 6,934 shares Expires 2023-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19. F7 · security: Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, exempt under Rule 16a-12. F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:16 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionOptions · Derivative | 14,009 | $0.00 Strike: $164.65 | $0.00 |
DisclosureSEC source: 0000049071-17-000151 · edgar.xml · derivative · entry 4 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,005 Underlying: Humana Common · 14,009 shares Expires 2022-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18. F7 · security: Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, exempt under Rule 16a-12. F1 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:16 UTC | HUMANA INC HUM · Entity 1429 | SaleHumana Common | 22,935 | $252.52 | $5,791,491.16 |
DisclosureSEC source: 0000049071-17-000151 · edgar.xml · nonDerivative · entry 3 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F10 · price: Shares sold at prices ranging from $251.9663 to $252.57. Price reported is the weighted average sale price. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:16 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 6,934 | $167.81 | $1,163,559.87 |
DisclosureSEC source: 0000049071-17-000151 · edgar.xml · nonDerivative · entry 2 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:16 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 14,009 | $164.65 | $2,306,511.81 |
DisclosureSEC source: 0000049071-17-000151 · edgar.xml · nonDerivative · entry 1 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 18:19 UTC | HUMANA INC HUM · Entity 1429 | GrantRestricted Stock Units · Derivative | 1,620 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000135 · edgar.xml · derivative · entry 8 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,620 Underlying: Humana Common · 1,620 shares Expires not disclosed F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 06/28/2017, vesting in three annual increments. F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 06/28/2017, vesting in three annual increments. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 18:19 UTC | HUMANA INC HUM · Entity 1429 | GrantOptions · Derivative | 7,366 | $0.00 Strike: $239.12 | $0.00 |
DisclosureSEC source: 0000049071-17-000135 · edgar.xml · derivative · entry 5 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,366 Underlying: Humana Common · 7,366 shares Expires 2024-06-28 F4 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 06/28/2017, vesting in three annual increments. F4 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 06/28/2017, vesting in three annual increments. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:45 UTC | HUMANA INC HUM · Entity 1429 | GrantRestricted Stock Units · Derivative | 3,564 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000079 · edgar.xml · derivative · entry 6 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,564 Underlying: Humana Common · 3,564 shares Expires not disclosed F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, vesting in three annual increments. F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, vesting in three annual increments. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:45 UTC | HUMANA INC HUM · Entity 1429 | GrantOptions · Derivative | 15,498 | $0.00 Strike: $217.42 | $0.00 |
DisclosureSEC source: 0000049071-17-000079 · edgar.xml · derivative · entry 4 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,498 Underlying: Humana Common · 15,498 shares Expires 2024-03-08 F3 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments. F3 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 01:09 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionOptions · Derivative | 15,086 | $0.00 Strike: $102.16 | $0.00 |
DisclosureSEC source: 0000049071-17-000037 · edgar.xml · derivative · entry 8 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Humana Common · 15,086 shares Expires 2021-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17. F8 · security: Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, except under Rule 16a-12. F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 01:09 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionOptions · Derivative | 4,861 | $0.00 Strike: $72.84 | $0.00 |
DisclosureSEC source: 0000049071-17-000037 · edgar.xml · derivative · entry 7 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Humana Common · 4,681 shares Expires 2020-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Right to buy pursuant to Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16. F8 · security: Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, except under Rule 16a-12. F1 · derivative.exercise_date: Right to buy pursuant to Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 01:09 UTC | HUMANA INC HUM · Entity 1429 | SaleHumana Common | 24,140 | $205.33 | $4,956,550.33 |
DisclosureSEC source: 0000049071-17-000037 · edgar.xml · nonDerivative · entry 6 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,351 F11 · price: Shares sold at prices ranging from $205.00 to $206.261. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 01:09 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 487 | $205.24 | $99,951.88 |
DisclosureSEC source: 0000049071-17-000037 · edgar.xml · nonDerivative · entry 5 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,491 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 01:09 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 4,861 | $72.84 | $354,075.24 |
DisclosureSEC source: 0000049071-17-000037 · edgar.xml · nonDerivative · entry 4 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 01:09 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 15,086 | $102.16 | $1,541,110.33 |
DisclosureSEC source: 0000049071-17-000037 · edgar.xml · nonDerivative · entry 3 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2017 Filed Feb 23, 2017 01:09 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 3,304 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000037 · edgar.xml · derivative · entry 11 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Humana Common · 3,304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F8 · security: Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, except under Rule 16a-12. F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17. F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17. Read SEC document |
| February 18, 2017 Filed Feb 23, 2017 01:09 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 4,644 | $205.33 | $953,529.30 |
DisclosureSEC source: 0000049071-17-000037 · edgar.xml · nonDerivative · entry 2 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,031 Read SEC document |
| February 18, 2017 Filed Feb 23, 2017 01:09 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 10,651 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000037 · edgar.xml · nonDerivative · entry 1 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · shares: Includes both time based (3,304) and performance based (7,347) restricted stock units that vested on 2/18/17. F9 · balance_after: On December 21, 2016 reporting person tranferred 383 shares of direct ownership pursuant to a Domestic Relations Order signed on November 17, 2016. Reporting person was afforded a filing exemption under Rule 16a-12, which extends to securities transferred pursuant to a Domestic Relations Order, pursuant to IRC Section 414(p)(1)(B). Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 18:57 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 1,539 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-16-000195 · edgar.xml · derivative · entry 8 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,079 Underlying: Humana Common · 1,539 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18. F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 18:57 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 772 | $206.60 | $159,491.34 |
DisclosureSEC source: 0000049071-16-000195 · edgar.xml · nonDerivative · entry 2 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,407 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 18:57 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 1,539 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-16-000195 · edgar.xml · nonDerivative · entry 1 Christopher M Todoroff · CIK 0001441437 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · balance_after: On November 18, 2016 reporting person tranferred 12,640 shares of direct ownership pursuant to a Domestic Relations Order signed on November 17, 2016. Reporting person was afforded a filing exemption under Rule 16a-12, which extends to securities transferred pursuant to a Domestic Relations Order, pursuant to IRC Section 414(p)(1)(B). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.