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HUM

HUMANA INC

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1429
SEC CIK
0000049071
Parsed reports
738

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2020 Filed Dec 17, 2020 15:17 UTC
Wheatley Timothy AlanSegment President, Retail
Exercise / conversionHumana Common 570 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000161 · edgar.xml · nonDerivative · entry 7

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:17 UTC
Wheatley Timothy AlanSegment President, Retail
Tax withholdingHumana Common 277 $390.49 $108,164.35
Disclosure

SEC source: 0000049071-20-000161 · edgar.xml · nonDerivative · entry 6

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:17 UTC
Wheatley Timothy AlanSegment President, Retail
Exercise / conversionHumana Common 595 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000161 · edgar.xml · nonDerivative · entry 5

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:17 UTC
Wheatley Timothy AlanSegment President, Retail
Tax withholdingHumana Common 51 $390.49 $19,914.74
Disclosure

SEC source: 0000049071-20-000161 · edgar.xml · nonDerivative · entry 4

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,082

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:17 UTC
Wheatley Timothy AlanSegment President, Retail
Exercise / conversionHumana Common 108 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000161 · edgar.xml · nonDerivative · entry 3

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:17 UTC
Wheatley Timothy AlanSegment President, Retail
Tax withholdingHumana Common 239 $390.49 $93,325.92
Disclosure

SEC source: 0000049071-20-000161 · edgar.xml · nonDerivative · entry 2

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,025

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:17 UTC
Wheatley Timothy AlanSegment President, Retail
Exercise / conversionHumana Common 513 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000161 · edgar.xml · nonDerivative · entry 1

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:15 UTC
Kane Brian AChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 831 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000160 · edgar.xml · derivative · entry 12

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,663

Underlying: Humana Common · 831 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:15 UTC
Kane Brian AChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 879 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000160 · edgar.xml · derivative · entry 11

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880

Underlying: Humana Common · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:15 UTC
Kane Brian AChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 932 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000160 · edgar.xml · derivative · entry 10

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:15 UTC
Kane Brian AChief Financial Officer
Tax withholdingHumana Common 443 $390.49 $172,984.86
Disclosure

SEC source: 0000049071-20-000160 · edgar.xml · nonDerivative · entry 6

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,766

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:15 UTC
Kane Brian AChief Financial Officer
Exercise / conversionHumana Common 831 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000160 · edgar.xml · nonDerivative · entry 5

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:15 UTC
Kane Brian AChief Financial Officer
Tax withholdingHumana Common 468 $390.49 $182,746.98
Disclosure

SEC source: 0000049071-20-000160 · edgar.xml · nonDerivative · entry 4

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,378

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:15 UTC
Kane Brian AChief Financial Officer
Exercise / conversionHumana Common 879 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000160 · edgar.xml · nonDerivative · entry 3

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:15 UTC
Kane Brian AChief Financial Officer
Tax withholdingHumana Common 497 $390.49 $194,071.05
Disclosure

SEC source: 0000049071-20-000160 · edgar.xml · nonDerivative · entry 2

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,967

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:15 UTC
Kane Brian AChief Financial Officer
Exercise / conversionHumana Common 932 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000160 · edgar.xml · nonDerivative · entry 1

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:36 UTC
Cox HeatherChief Dig Health & Analyt Off.
Exercise / conversionRestricted Stock Units · Derivative 356 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000159 · edgar.xml · derivative · entry 11

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713

Underlying: Humana Common · 356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:36 UTC
Cox HeatherChief Dig Health & Analyt Off.
Exercise / conversionRestricted Stock Units · Derivative 406 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000159 · edgar.xml · derivative · entry 10

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406

Underlying: Humana Common · 406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:36 UTC
Cox HeatherChief Dig Health & Analyt Off.
Tax withholdingHumana Common 161 $390.49 $62,868.09
Disclosure

SEC source: 0000049071-20-000159 · edgar.xml · nonDerivative · entry 4

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,037

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:36 UTC
Cox HeatherChief Dig Health & Analyt Off.
Exercise / conversionHumana Common 356 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000159 · edgar.xml · nonDerivative · entry 3

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:36 UTC
Cox HeatherChief Dig Health & Analyt Off.
Tax withholdingHumana Common 184 $390.49 $71,849.24
Disclosure

SEC source: 0000049071-20-000159 · edgar.xml · nonDerivative · entry 2

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:36 UTC
Cox HeatherChief Dig Health & Analyt Off.
Exercise / conversionHumana Common 406 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000159 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:34 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 308 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000158 · edgar.xml · derivative · entry 13

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618

Underlying: Humana Common · 308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:34 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 271 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000158 · edgar.xml · derivative · entry 12

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271

Underlying: Humana Common · 271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:34 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 187 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000158 · edgar.xml · derivative · entry 10

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20. Shares reported are what remain unvested.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20. Shares reported are what remain unvested.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:34 UTC
Ventura Joseph CChief Legal Officer
Tax withholdingHumana Common 144 $390.49 $56,229.84
Disclosure

SEC source: 0000049071-20-000158 · edgar.xml · nonDerivative · entry 6

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,752

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:34 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionHumana Common 308 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000158 · edgar.xml · nonDerivative · entry 5

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:34 UTC
Ventura Joseph CChief Legal Officer
Tax withholdingHumana Common 107 $390.49 $41,781.90
Disclosure

SEC source: 0000049071-20-000158 · edgar.xml · nonDerivative · entry 4

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:34 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionHumana Common 271 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000158 · edgar.xml · nonDerivative · entry 3

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:34 UTC
Ventura Joseph CChief Legal Officer
Tax withholdingHumana Common 59 $390.49 $23,038.62
Disclosure

SEC source: 0000049071-20-000158 · edgar.xml · nonDerivative · entry 2

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,424

Read SEC document
December 15, 2020 Filed Dec 17, 2020 14:34 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionHumana Common 187 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000158 · edgar.xml · nonDerivative · entry 1

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 15:18 UTC
Agrawal VishalChief Strat & Corp Dev Officer
Exercise / conversionRestricted Stock Units · Derivative 811 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000154 · edgar.xml · derivative · entry 6

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811

Underlying: Humana Common · 811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 12/11/2018, 33% of the award is vesting on 12/11/2019, 12/11/2020 and 12/11/2021.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 12/11/2018, 33% of the award is vesting on 12/11/2019, 12/11/2020 and 12/11/2021.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 15:18 UTC
Agrawal VishalChief Strat & Corp Dev Officer
Tax withholdingHumana Common 304 $393.21 $119,535.84
Disclosure

SEC source: 0000049071-20-000154 · edgar.xml · nonDerivative · entry 2

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,339

Read SEC document
December 11, 2020 Filed Dec 15, 2020 15:18 UTC
Agrawal VishalChief Strat & Corp Dev Officer
Exercise / conversionHumana Common 811 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000154 · edgar.xml · nonDerivative · entry 1

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 18:31 UTC
Huval Timothy S.Chief Administrative Officer
GiftHumana Common 700 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000146 · edgar.xml · nonDerivative · entry 4

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,473

F10 · shares: Shares disposed of represent a gift/chartiable donation effective November 5, 2020, in which no value was received in return.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 18:10 UTC
Fleming William KevinSeg Pres, Clin & Phm Solutions
GiftHumana Common 542 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000143 · edgar.xml · nonDerivative · entry 8

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,290

F15 · shares: Shares represent a charitable gift/donation, effective November 5, 2020, in which no value was received in return.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 17:15 UTC
Zipperle Cynthia HSVP, Chief Acct Officer & Cont
SaleHumana Common 1,000 $443.58 $443,581.60
Disclosure

SEC source: 0000049071-20-000149 · edgar.xml · nonDerivative · entry 1

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,162

F9 · price: All shares sold at reported price.

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November 05, 2020 Filed Nov 9, 2020 17:13 UTC
Kane Brian AChief Financial Officer
Exercise / conversionOptions · Derivative 29,995 $0.00 Strike: $217.42 $0.00
Disclosure

SEC source: 0000049071-20-000148 · edgar.xml · derivative · entry 6

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 29,995 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 19,997 options vesting in three annual increments, and 9,998 options fully vest three years from the date of grant.

F1 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 19,997 options vesting in three annual increments, and 9,998 options fully vest three years from the date of grant.

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November 05, 2020 Filed Nov 9, 2020 17:13 UTC
Kane Brian AChief Financial Officer
GiftHumana Common 120 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000148 · edgar.xml · nonDerivative · entry 5

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,532

F13 · shares: Shares represent gift/charitable donation effective November 5, 2020, in which no value was received in return.

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November 05, 2020 Filed Nov 9, 2020 17:13 UTC
Kane Brian AChief Financial Officer
SaleHumana Common 19,617 $442.74 $8,685,318.86
Disclosure

SEC source: 0000049071-20-000148 · edgar.xml · nonDerivative · entry 4

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,652

F12 · price: Shares sold at prices ranging from $439.58 to $450.90. Price reported is weighted average sales price.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 17:13 UTC
Kane Brian AChief Financial Officer
SaleHumana Common 29,536 $446.87 $13,198,897.05
Disclosure

SEC source: 0000049071-20-000148 · edgar.xml · nonDerivative · entry 3

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,269

F11 · price: Shares sold at prices ranging from $442.84 to $450.87. Price reported is weighted average sales price.

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November 05, 2020 Filed Nov 9, 2020 17:13 UTC
Kane Brian AChief Financial Officer
Tax withholdingHumana Common 218 $459.86 $100,248.39
Disclosure

SEC source: 0000049071-20-000148 · edgar.xml · nonDerivative · entry 2

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,805

F10 · price: Shares swapped for the payment of purchase price on stock option exercise using fair market value on November 4, 2020 pursuant to Humana Inc.'s 2011 Stock Incentive Plan.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 17:13 UTC
Kane Brian AChief Financial Officer
Exercise / conversionHumana Common 29,995 $217.42 $6,521,362.93
Disclosure

SEC source: 0000049071-20-000148 · edgar.xml · nonDerivative · entry 1

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 18:52 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionOptions · Derivative 29,434 $0.00 Strike: $268.47 $0.00
Disclosure

SEC source: 0000049071-20-000147 · edgar.xml · derivative · entry 12

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,718

Underlying: Humana Common · 29,434 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 18:52 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionOptions · Derivative 35,636 $0.00 Strike: $217.42 $0.00
Disclosure

SEC source: 0000049071-20-000147 · edgar.xml · derivative · entry 11

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 35,636 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.

F1 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 18:52 UTC
BROUSSARD BRUCE DDirector · President & CEO
SaleHumana Common 64,611 $451.15 $29,149,142.81
Disclosure

SEC source: 0000049071-20-000147 · edgar.xml · nonDerivative · entry 5

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,518

F16 · price: Shares sold at prices ranging from $445.525 to $457.155. Price reported is weighted average sales price.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 18:52 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 29,434 $268.47 $7,902,145.98
Disclosure

SEC source: 0000049071-20-000147 · edgar.xml · nonDerivative · entry 4

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 18:52 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 35,177 $217.42 $7,648,007.46
Disclosure

SEC source: 0000049071-20-000147 · edgar.xml · nonDerivative · entry 3

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 18:52 UTC
BROUSSARD BRUCE DDirector · President & CEO
Tax withholdingHumana Common 238 $420.05 $99,972.50
Disclosure

SEC source: 0000049071-20-000147 · edgar.xml · nonDerivative · entry 2

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,518

F15 · shares: Shares swapped for the payment of purchase price on stock option exercise using fair market value on November 3, 2020 pursuant to Humana Inc.'s 2011 Stock Incentive Plan.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 18:52 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 459 $217.42 $99,793.49
Disclosure

SEC source: 0000049071-20-000147 · edgar.xml · nonDerivative · entry 1

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.