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HUM

HUMANA INC

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1429
SEC CIK
0000049071
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738

Last 12 months

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1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2021 Filed Dec 17, 2021 16:29 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Exercise / conversionRestricted Stock Units · Derivative 189 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013089 · form4.xml · derivative · entry 10

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379

Underlying: Humana Common · 189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:29 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Exercise / conversionRestricted Stock Units · Derivative 1,603 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013089 · form4.xml · derivative · entry 9

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603

Underlying: Humana Common · 1,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 3/1/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.

F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 3/1/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:29 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Exercise / conversionRestricted Stock Units · Derivative 238 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013089 · form4.xml · derivative · entry 8

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238

Underlying: Humana Common · 238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.

F3 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:29 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Tax withholdingHumana Common 87 $459.85 $40,006.95
Disclosure

SEC source: 0001062993-21-013089 · form4.xml · nonDerivative · entry 6

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,872

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:29 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Exercise / conversionHumana Common 189 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013089 · form4.xml · nonDerivative · entry 5

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:29 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Tax withholdingHumana Common 602 $459.85 $276,829.70
Disclosure

SEC source: 0001062993-21-013089 · form4.xml · nonDerivative · entry 4

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,770

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:29 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Exercise / conversionHumana Common 1,603 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013089 · form4.xml · nonDerivative · entry 3

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:29 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Tax withholdingHumana Common 74 $459.85 $34,028.90
Disclosure

SEC source: 0001062993-21-013089 · form4.xml · nonDerivative · entry 2

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:29 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Exercise / conversionHumana Common 238 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013089 · form4.xml · nonDerivative · entry 1

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:23 UTC
Shrank William HChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 328 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013085 · form4.xml · derivative · entry 10

Shrank William H · CIK 0001772348 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658

Underlying: Humana Common · 328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:23 UTC
Shrank William HChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 356 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013085 · form4.xml · derivative · entry 9

Shrank William H · CIK 0001772348 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357

Underlying: Humana Common · 356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:23 UTC
Shrank William HChief Medical Officer
Tax withholdingHumana Common 156 $459.85 $71,736.60
Disclosure

SEC source: 0001062993-21-013085 · form4.xml · nonDerivative · entry 4

Shrank William H · CIK 0001772348 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,278

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:23 UTC
Shrank William HChief Medical Officer
Exercise / conversionHumana Common 328 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013085 · form4.xml · nonDerivative · entry 3

Shrank William H · CIK 0001772348 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:23 UTC
Shrank William HChief Medical Officer
Tax withholdingHumana Common 170 $459.85 $78,174.50
Disclosure

SEC source: 0001062993-21-013085 · form4.xml · nonDerivative · entry 2

Shrank William H · CIK 0001772348 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:23 UTC
Shrank William HChief Medical Officer
Exercise / conversionHumana Common 356 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013085 · form4.xml · nonDerivative · entry 1

Shrank William H · CIK 0001772348 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:28 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 405 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013087 · form4.xml · derivative · entry 12

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811

Underlying: Humana Common · 405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:28 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 404 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013087 · form4.xml · derivative · entry 11

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404

Underlying: Humana Common · 404 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:28 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 460 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013087 · form4.xml · derivative · entry 10

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:28 UTC
Huval Timothy S.Chief Administrative Officer
Tax withholdingHumana Common 185 $459.85 $85,072.25
Disclosure

SEC source: 0001062993-21-013087 · form4.xml · nonDerivative · entry 6

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,895

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:28 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionHumana Common 405 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013087 · form4.xml · nonDerivative · entry 5

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:28 UTC
Huval Timothy S.Chief Administrative Officer
Tax withholdingHumana Common 185 $459.85 $85,072.25
Disclosure

SEC source: 0001062993-21-013087 · form4.xml · nonDerivative · entry 4

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,675

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:28 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionHumana Common 404 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013087 · form4.xml · nonDerivative · entry 3

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:28 UTC
Huval Timothy S.Chief Administrative Officer
Tax withholdingHumana Common 211 $459.85 $97,028.35
Disclosure

SEC source: 0001062993-21-013087 · form4.xml · nonDerivative · entry 2

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,456

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:28 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionHumana Common 460 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013087 · form4.xml · nonDerivative · entry 1

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:22 UTC
Diamond Susan MChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 366 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013083 · form4.xml · derivative · entry 15

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733

Underlying: Humana Common · 366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F11 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F11 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:22 UTC
Diamond Susan MChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 285 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013083 · form4.xml · derivative · entry 14

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285

Underlying: Humana Common · 285 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:22 UTC
Diamond Susan MChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 282 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013083 · form4.xml · derivative · entry 11

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:22 UTC
Diamond Susan MChief Financial Officer
Tax withholdingHumana Common 171 $459.85 $78,634.35
Disclosure

SEC source: 0001062993-21-013083 · form4.xml · nonDerivative · entry 6

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,882

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:22 UTC
Diamond Susan MChief Financial Officer
Exercise / conversionHumana Common 366 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013083 · form4.xml · nonDerivative · entry 5

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:22 UTC
Diamond Susan MChief Financial Officer
Tax withholdingHumana Common 133 $459.85 $61,160.05
Disclosure

SEC source: 0001062993-21-013083 · form4.xml · nonDerivative · entry 4

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,687

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:22 UTC
Diamond Susan MChief Financial Officer
Exercise / conversionHumana Common 285 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013083 · form4.xml · nonDerivative · entry 3

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:22 UTC
Diamond Susan MChief Financial Officer
Tax withholdingHumana Common 132 $459.85 $60,700.20
Disclosure

SEC source: 0001062993-21-013083 · form4.xml · nonDerivative · entry 2

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,535

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:22 UTC
Diamond Susan MChief Financial Officer
Exercise / conversionHumana Common 282 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013083 · form4.xml · nonDerivative · entry 1

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:55 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,464 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013077 · form4.xml · derivative · entry 13

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,929

Underlying: Humana Common · 2,464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:55 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,673 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013077 · form4.xml · derivative · entry 12

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,673

Underlying: Humana Common · 2,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:55 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 3,045 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013077 · form4.xml · derivative · entry 11

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 3,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/2019, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/2019, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:55 UTC
BROUSSARD BRUCE DDirector · President & CEO
Tax withholdingHumana Common 970 $459.85 $446,054.50
Disclosure

SEC source: 0001062993-21-013077 · form4.xml · nonDerivative · entry 6

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,255

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:55 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 2,464 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013077 · form4.xml · nonDerivative · entry 5

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:55 UTC
BROUSSARD BRUCE DDirector · President & CEO
Tax withholdingHumana Common 1,052 $459.85 $483,762.20
Disclosure

SEC source: 0001062993-21-013077 · form4.xml · nonDerivative · entry 4

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,761

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:55 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 2,673 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013077 · form4.xml · nonDerivative · entry 3

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:55 UTC
BROUSSARD BRUCE DDirector · President & CEO
Tax withholdingHumana Common 1,199 $459.85 $551,360.15
Disclosure

SEC source: 0001062993-21-013077 · form4.xml · nonDerivative · entry 2

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,140

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:55 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 3,045 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013077 · form4.xml · nonDerivative · entry 1

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:54 UTC
Cox HeatherChief Dig Health & Analyt Off.
Exercise / conversionRestricted Stock Units · Derivative 328 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013075 · form4.xml · derivative · entry 14

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658

Underlying: Humana Common · 328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:54 UTC
Cox HeatherChief Dig Health & Analyt Off.
Exercise / conversionRestricted Stock Units · Derivative 356 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013075 · form4.xml · derivative · entry 13

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357

Underlying: Humana Common · 356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:54 UTC
Cox HeatherChief Dig Health & Analyt Off.
Exercise / conversionRestricted Stock Units · Derivative 406 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013075 · form4.xml · derivative · entry 12

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:54 UTC
Cox HeatherChief Dig Health & Analyt Off.
Tax withholdingHumana Common 130 $459.85 $59,780.50
Disclosure

SEC source: 0001062993-21-013075 · form4.xml · nonDerivative · entry 6

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,264

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:54 UTC
Cox HeatherChief Dig Health & Analyt Off.
Exercise / conversionHumana Common 328 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013075 · form4.xml · nonDerivative · entry 5

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:54 UTC
Cox HeatherChief Dig Health & Analyt Off.
Tax withholdingHumana Common 141 $459.85 $64,838.85
Disclosure

SEC source: 0001062993-21-013075 · form4.xml · nonDerivative · entry 4

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,066

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:54 UTC
Cox HeatherChief Dig Health & Analyt Off.
Exercise / conversionHumana Common 356 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013075 · form4.xml · nonDerivative · entry 3

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:54 UTC
Cox HeatherChief Dig Health & Analyt Off.
Tax withholdingHumana Common 160 $459.85 $73,576.00
Disclosure

SEC source: 0001062993-21-013075 · form4.xml · nonDerivative · entry 2

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,851

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.