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Schick Susan D.

Disclosed activity across 1 company

Tapewire entity
114894
SEC CIK
0001881150

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HUMANA INC

Report date April 01, 2023 · Filed April 03, 2023

Section 16 reporting ended · disclosed 2023-04-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Humana CommonSEC Table I · non-derivativeDirect3,687 Reported balance Holding disclosure · report date 2023-04-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 3,687

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $403.05 · Expires 2028-09-01Direct1,765 Reported balance Holding disclosure · report date 2023-04-01 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 1,765

F1: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 9/1/2021, vesting in three annual increments from 9/1/22 to 9/1/24.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $425.06 · Expires 2029-02-21Direct2,685 Reported balance Holding disclosure · report date 2023-04-01 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 2,685

F2: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect190 Reported balance Holding disclosure · report date 2023-04-01 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 190

F3: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4: Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect290 Reported balance Holding disclosure · report date 2023-04-01 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 290

F3: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5: Restricted stock units granted to reporting person on 9/1/2021, 33% of the award is vesting on 9/1/22, 9/1/23, and 9/1/24.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect494 Reported balance Holding disclosure · report date 2023-04-01 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 494

F3: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6: Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Filing footnotes · ownership attribution and instrument terms

F1: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 9/1/2021, vesting in three annual increments from 9/1/22 to 9/1/24.

F2: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

F3: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4: Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F5: Restricted stock units granted to reporting person on 9/1/2021, 33% of the award is vesting on 9/1/22, 9/1/23, and 9/1/24.

F6: Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2023 Filed Feb 28, 2023 17:34 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 399 $510.24 $203,586.76
Disclosure

SEC source: 0001062993-23-005067 · form4.xml · nonDerivative · entry 2

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,687

F8 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/24/23.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 17:34 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,267 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005067 · form4.xml · nonDerivative · entry 1

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Performance Stock Units vested on 2/24/23, not required to be reported until vest.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 247 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · derivative · entry 15

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494

Underlying: Humana Common · 247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 189 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · derivative · entry 13

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190

Underlying: Humana Common · 189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 1,603 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · derivative · entry 12

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 3/1/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 3/1/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 238 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · derivative · entry 11

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 114 $510.02 $58,142.28
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · nonDerivative · entry 8

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,819

F9 · shares: Shares disposed of represent payment of tax liability for shares vesting 12/15/22, no value was received in return.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 247 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · nonDerivative · entry 7

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 87 $510.02 $44,371.74
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · nonDerivative · entry 6

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,686

F9 · shares: Shares disposed of represent payment of tax liability for shares vesting 12/15/22, no value was received in return.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 189 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · nonDerivative · entry 5

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 633 $510.02 $322,842.66
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · nonDerivative · entry 4

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,584

F9 · shares: Shares disposed of represent payment of tax liability for shares vesting 12/15/22, no value was received in return.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,603 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · nonDerivative · entry 3

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 74 $510.02 $37,741.48
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · nonDerivative · entry 2

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614

F9 · shares: Shares disposed of represent payment of tax liability for shares vesting 12/15/22, no value was received in return.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 238 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · nonDerivative · entry 1

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 17:52 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 144 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019192 · form4.xml · derivative · entry 8

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290

Underlying: Humana Common · 144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 9/1/2021, 33% of the award is vesting on 9/1/22, 9/1/23, and 9/1/24.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 9/1/2021, 33% of the award is vesting on 9/1/22, 9/1/23, and 9/1/24.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 17:52 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 45 $484.12 $21,785.18
Disclosure

SEC source: 0001062993-22-019192 · form4.xml · nonDerivative · entry 2

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450

F9 · shares: Disposition represents shares withheld for taxes on the vesting. No open market sale or value received in return.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 17:52 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 144 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019192 · form4.xml · nonDerivative · entry 1

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:35 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 741 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-005392 · form4.xml · derivative · entry 8

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741

Underlying: Humana Common · 741 shares

Expires not disclosed

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:35 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 2,685 $0.00 Strike: $425.06 $0.00
Disclosure

SEC source: 0001062993-22-005392 · form4.xml · derivative · entry 3

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,685

Underlying: Humana Common · 2,685 shares

Expires 2029-02-21

F2 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:29 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 189 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013089 · form4.xml · derivative · entry 10

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379

Underlying: Humana Common · 189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:29 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 1,603 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013089 · form4.xml · derivative · entry 9

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603

Underlying: Humana Common · 1,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 3/1/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.

F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 3/1/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:29 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 238 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013089 · form4.xml · derivative · entry 8

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238

Underlying: Humana Common · 238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.

F3 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:29 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 87 $459.85 $40,006.95
Disclosure

SEC source: 0001062993-21-013089 · form4.xml · nonDerivative · entry 6

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,872

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December 15, 2021 Filed Dec 17, 2021 16:29 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 189 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013089 · form4.xml · nonDerivative · entry 5

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 15, 2021 Filed Dec 17, 2021 16:29 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 602 $459.85 $276,829.70
Disclosure

SEC source: 0001062993-21-013089 · form4.xml · nonDerivative · entry 4

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,770

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December 15, 2021 Filed Dec 17, 2021 16:29 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,603 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013089 · form4.xml · nonDerivative · entry 3

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 15, 2021 Filed Dec 17, 2021 16:29 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 74 $459.85 $34,028.90
Disclosure

SEC source: 0001062993-21-013089 · form4.xml · nonDerivative · entry 2

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769

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December 15, 2021 Filed Dec 17, 2021 16:29 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 238 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013089 · form4.xml · nonDerivative · entry 1

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 01, 2021 Filed Sep 3, 2021 12:24 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 434 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000119 · edgar.xml · derivative · entry 3

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434

Underlying: Humana Common · 434 shares

Expires not disclosed

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_date: Restricted stock units granted to reporting person on 9/1/2021, 33% of the award is vesting on 9/1/22, 9/1/23, and 9/1/24.

F3 · derivative.expiration_date: Restricted stock units granted to reporting person on 9/1/2021, 33% of the award is vesting on 9/1/22, 9/1/23, and 9/1/24.

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September 01, 2021 Filed Sep 3, 2021 12:24 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 1,765 $0.00 Strike: $403.05 $0.00
Disclosure

SEC source: 0000049071-21-000119 · edgar.xml · derivative · entry 2

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,765

Underlying: Humana Common · 1,765 shares

Expires 2028-09-01

F1 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 9/1/2021, vesting in three annual increments from 9/1/22 to 9/1/24.

F1 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 9/1/2021, vesting in three annual increments from 9/1/22 to 9/1/24.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.