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H2O AMERICA

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0000766829
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515

Last 12 months

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6 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202620
May 202611
Jun 202600
Jul 202631
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2022 Filed Mar 2, 2022 19:43 UTC
Thornburg Eric WDirector · President & CEO
Tax withholdingCommon Stock 2,274 $65.22 $148,310.28
Disclosure

SEC source: 0000766829-22-000069 · wf-form4_164625014698733.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,164

F1 · shares: Represents (i) 1,417 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported on the Form 4 filed on February 25, 2022 and (ii) 857 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 TSR RSUs reported on the Form 4 filed on February 25, 2022.

F2 · balance_after: Represents 26,119 shares of the issuer's common stock and 13,045 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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February 28, 2022 Filed Mar 2, 2022 19:19 UTC
Lynch James PatrickChief Accounting Officer
Tax withholdingCommon Stock 542 $65.22 $35,349.24
Disclosure

SEC source: 0000766829-22-000067 · wf-form4_164624873878491.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,761

F1 · shares: Represents (i) 373 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported on the Form 4 filed on February 25, 2022 and (ii) 169 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 TSR RSUs reported on the Form 4 filed on February 25, 2022.

F2 · balance_after: Represents 9,156 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,037 shares of the issuer's common stock underling restricted stock units including the shares that will vest and become issuable in accordance with their terms.

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February 28, 2022 Filed Mar 2, 2022 19:05 UTC
Gere AndrewPresident and COO
Tax withholdingCommon Stock 516 $65.22 $33,653.52
Disclosure

SEC source: 0000766829-22-000065 · wf-form4_164624782051637.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,868

F1 · shares: Represents (i) 356 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported on the Form 4 filed on February 25, 2022 and (ii) 160 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 TSR RSUs reported on the Form 4 filed on February 25, 2022.

F2 · balance_after: Represents 20,980 shares of the issuer's common stock and 2,888 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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February 28, 2022 Filed Mar 2, 2022 18:53 UTC
Walters Andrew FCFO & Treasurer
Tax withholdingCommon Stock 429 $65.22 $27,979.38
Disclosure

SEC source: 0000766829-22-000063 · wf-form4_164624714891450.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,061

F1 · shares: Represents (i) 295 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported on the Form 4 filed on February 25, 2022 and (ii) 134 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 TSR RSUs reported on the Form 4 filed on February 25, 2022.

F2 · balance_after: Represents 10,906 shares of the issuer's common stock and 3,155 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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February 23, 2022 Filed Feb 25, 2022 17:48 UTC
Lynch James PatrickChief Accounting Officer
GrantCommon Stock 1,570 $0.00 $0.00
Disclosure

SEC source: 0000766829-22-000055 · wf-form4_164581129309281.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,303

F1 · shares: Represents (i) 1,081 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over the 2019, 2020, and 2021 calendar years and continued service by the reporting person through December 31, 2021 and (ii) 489 shares of common stock subject to the 2019 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over the period including the 2019, 2020, and 2021 calendar years and continued service by the reporting person through December 31, 2021.

F2 · balance_after: Represents 8,128 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 5,607 shares of the issuer's common stock underling restricted stock units including the shares that will vest and become issuable in accordance with their terms.

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February 23, 2022 Filed Feb 25, 2022 17:54 UTC
Thornburg Eric WDirector · President & CEO
GrantCommon Stock 6,579 $0.00 $0.00
Disclosure

SEC source: 0000766829-22-000057 · wf-form4_164581166968359.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,438

F1 · shares: Represents (i) 4,100 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over the 2019, 2020, and 2021 calendar years and continued service by the reporting person through December 31, 2021 and (ii) 2,479 shares of common stock subject to the 2019 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over the period including the 2019, 2020, and 2021 calendar years and continued service by the reporting person through December 31, 2021.

F2 · balance_after: Represents 21,814 shares of the issuer's common stock and 19,624 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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February 23, 2022 Filed Feb 25, 2022 17:46 UTC
Gere AndrewPresident and COO
GrantCommon Stock 1,494 $0.00 $0.00
Disclosure

SEC source: 0000766829-22-000053 · wf-form4_164581116364634.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,384

F1 · shares: Represents (i) 1,030 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over the 2019, 2020, and 2021 calendar years and continued service by the reporting person through December 31, 2021 and (ii) 464 shares of common stock subject to the 2019 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over the period including the 2019, 2020, and 2021 calendar years and continued service by the reporting person through December 31, 2021.

F2 · balance_after: Represents 20,002 shares of the issuer's common stock and 4,382 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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February 23, 2022 Filed Feb 25, 2022 17:41 UTC
Walters Andrew FCFO & Treasurer
GrantCommon Stock 1,373 $0.00 $0.00
Disclosure

SEC source: 0000766829-22-000051 · wf-form4_164581088534022.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,490

F1 · shares: Represents (i) 944 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over the 2019, 2020, and 2021 calendar years and continued service by the reporting person through December 31, 2021 and (ii) 429 shares of common stock subject to the 2019 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over the period including the 2019, 2020, and 2021 calendar years and continued service by the reporting person through December 31, 2021.

F2 · balance_after: Represents 9,962 shares of the issuer's common stock and 4,528 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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January 31, 2022 Filed Feb 17, 2022 20:42 UTC
Gere AndrewPresident and COO
OtherCommon Stock 207 $58.53 $12,115.71
Disclosure

SEC source: 0000766829-22-000046 · wf-form4_164513050831147.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,890

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 20,002 shares of the issuer's common stock and 2,888 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

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January 31, 2022 Filed Feb 17, 2022 20:34 UTC
Thornburg Eric WDirector · President & CEO
OtherCommon Stock 275 $58.53 $16,095.75
Disclosure

SEC source: 0000766829-22-000044 · wf-form4_164513002426862.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,859

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: 2. Represents 21,814 shares of the issuer's common stock and 13,045 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

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January 31, 2022 Filed Feb 17, 2022 20:16 UTC
Brown Willie D. Jr.VP, Gen Counsel, & Corp Sec
OtherCommon Stock 322 $58.53 $18,846.66
Disclosure

SEC source: 0000766829-22-000040 · wf-form4_164512898023510.xml · nonDerivative · entry 1

Brown Willie D. Jr. · CIK 0001866152 · VP, Gen Counsel, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,885

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 2,758 shares of the issuer's common stock and 3,127 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

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January 31, 2022 Filed Feb 17, 2022 20:27 UTC
Lynch James PatrickChief Accounting Officer
OtherCommon Stock 213 $58.53 $12,466.89
Disclosure

SEC source: 0000766829-22-000042 · wf-form4_164512962269400.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,733

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 8,128 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,037 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

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January 26, 2022 Filed Jan 28, 2022 22:13 UTC
Walters Andrew FCFO & Treasurer
GrantCommon Stock 267 $0.00 $0.00
Disclosure

SEC source: 0000766829-22-000037 · wf-form4_164340801611811.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,117

F1 · shares: Represents 267 shares of the issuer's common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 9,962 shares of the issuer's common stock and 3,155 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

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January 19, 2022 Filed Dec 23, 2022 00:00 UTC
Gere AndrewPresident and COO
GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0000766829-22-000162 · wf-form4_167175363838440.xml · nonDerivative · entry 4

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA Jillian

Disclosed balance after: 830

F4 · shares: Represents transfer of 400 shares by gift from the reporting person to his children under the Uniform Transfer to Minors Act (UTMA) in January 2022.

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January 19, 2022 Filed Dec 23, 2022 00:00 UTC
Gere AndrewPresident and COO
GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0000766829-22-000162 · wf-form4_167175363838440.xml · nonDerivative · entry 3

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,627

F4 · shares: Represents transfer of 400 shares by gift from the reporting person to his children under the Uniform Transfer to Minors Act (UTMA) in January 2022.

F5 · balance_after: Reflects total number of shares owned by the reporting person as of the date of this filing and after the gift transaction explained in footnote 3 herein, including 20,739 shares of the issuer's common stock owned by the reporting person and 2,888 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms. Such total number reflects certain transactions previously reported on Forms 4 after the gift transaction on January 19, 2022 explained in footnote 3 herein.

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January 04, 2022 Filed Jan 6, 2022 20:52 UTC
Brown Willie D. Jr.VP, Gen Counsel, & Corp Sec
Tax withholdingCommon Stock 131 $70.90 $9,287.90
Disclosure

SEC source: 0000766829-22-000033 · wf-form4_164150236404108.xml · nonDerivative · entry 1

Brown Willie D. Jr. · CIK 0001866152 · VP, Gen Counsel, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,563

F1 · shares: Represents 131 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2022 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 2,436 shares of the issuer's common stock and 3,127 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

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January 04, 2022 Filed Jan 6, 2022 20:56 UTC
Johnson A KristenChief Administrative Officer
Tax withholdingCommon Stock 186 $70.90 $13,187.40
Disclosure

SEC source: 0000766829-22-000035 · wf-form4_164150255565729.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,941

F1 · shares: Represents 186 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2022 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents (i) 960 shares of the issuer's common stock, (ii) 4,282 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 14,699 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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January 04, 2022 Filed Jan 6, 2022 20:49 UTC
WESTBROOK MAUREEN PPresident of CTWS
Tax withholdingCommon Stock 186 $70.90 $13,187.40
Disclosure

SEC source: 0000766829-22-000031 · wf-form4_164150216020648.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,699

F1 · shares: Represents 186 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2022 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents (i) 10,112 shares of the issuer's common stock, (ii) 8,789 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,798 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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January 04, 2022 Filed Jan 6, 2022 20:44 UTC
AVILA-WALKER WENDYVP of Finance, Controller
Tax withholdingCommon Stock 165 $70.90 $11,698.50
Disclosure

SEC source: 0000766829-22-000029 · wf-form4_164150188039483.xml · nonDerivative · entry 1

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,806

F1 · shares: Represents 165 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2022 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 3,513 shares of the issuer's common stock and 2,293 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms.

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January 04, 2022 Filed Jan 6, 2022 20:38 UTC
Walters Andrew FChief Corp Development Officer
Tax withholdingCommon Stock 186 $70.90 $13,187.40
Disclosure

SEC source: 0000766829-22-000025 · wf-form4_164150149831881.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Corp Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,850

F1 · shares: Represents 186 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2022 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 9,962 shares of the issuer's common stock and 2,888 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

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January 04, 2022 Filed Jan 6, 2022 20:41 UTC
Lynch James PatrickCFO/Treasurer
Tax withholdingCommon Stock 288 $70.90 $20,419.20
Disclosure

SEC source: 0000766829-22-000027 · wf-form4_164150167459734.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,520

F1 · shares: Represents 288 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2022 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 7,915 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,037 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

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January 04, 2022 Filed Jan 6, 2022 20:35 UTC
Thornburg Eric WDirector · President & CEO
Tax withholdingCommon Stock 704 $70.90 $49,913.60
Disclosure

SEC source: 0000766829-22-000023 · wf-form4_164150128702004.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,584

F1 · shares: Represents 704 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2022 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 21,539 shares of the issuer's common stock and 13,045 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

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January 04, 2022 Filed Jan 6, 2022 20:30 UTC
Gere AndrewPresident and COO
Tax withholdingCommon Stock 206 $70.90 $14,605.40
Disclosure

SEC source: 0000766829-22-000021 · wf-form4_164150102137621.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,683

F1 · shares: Represents 206 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2022 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 19,795 shares of the issuer's common stock and 2,888 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

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January 03, 2022 Filed Jan 5, 2022 20:34 UTC
Walters Andrew FChief Corp Development Officer
Tax withholdingCommon Stock 353 $72.76 $25,684.28
Disclosure

SEC source: 0000766829-22-000019 · wf-form4_164141484564242.xml · nonDerivative · entry 2

Walters Andrew F · CIK 0001598003 · Chief Corp Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,036

F3 · shares: Represents 353 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2022 pursuant to the terms of the January 2, 2019 and January 2, 2020 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 9,645 shares of the issuer's common stock and 3,391 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

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January 03, 2022 Filed Jan 5, 2022 20:34 UTC
Walters Andrew FChief Corp Development Officer
GrantCommon Stock 1,379 $0.00 $0.00
Disclosure

SEC source: 0000766829-22-000019 · wf-form4_164141484564242.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Corp Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,389

F1 · shares: Represents 1,379 shares of the issuer's common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 9,044 shares of the issuer's common stock and 4,345 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

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January 03, 2022 Filed Jan 5, 2022 20:18 UTC
Thornburg Eric WDirector · President & CEO
Tax withholdingCommon Stock 646 $72.76 $47,002.96
Disclosure

SEC source: 0000766829-22-000017 · wf-form4_164141386930666.xml · nonDerivative · entry 2

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,288

F3 · shares: Represents 646 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2022 pursuant to the terms of the January 2, 2020 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 20,207 shares of the issuer's common stock and 15,081 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

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January 03, 2022 Filed Jan 5, 2022 20:18 UTC
Thornburg Eric WDirector · President & CEO
GrantCommon Stock 7,187 $0.00 $0.00
Disclosure

SEC source: 0000766829-22-000017 · wf-form4_164141386930666.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,934

F1 · shares: Represents 7,187 shares of the common stock underlying RSUs granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 19,067 shares of the issuer's common stock and 16,867 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

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January 03, 2022 Filed Jan 5, 2022 20:14 UTC
Johnson A KristenChief Administrative Officer
Tax withholdingCommon Stock 181 $72.76 $13,169.56
Disclosure

SEC source: 0000766829-22-000015 · wf-form4_164141365302563.xml · nonDerivative · entry 2

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,127

F3 · shares: Represents 181 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2021 pursuant to the terms of the January 2, 2020 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents (i) 643 shares of the issuer's common stock, (ii) 4,785 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 14,699 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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January 03, 2022 Filed Jan 5, 2022 20:14 UTC
Johnson A KristenChief Administrative Officer
GrantCommon Stock 1,379 $0.00 $0.00
Disclosure

SEC source: 0000766829-22-000015 · wf-form4_164141365302563.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,308

F1 · shares: Represents 1,379 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents (i) 321 shares of the issuer's common stock, (ii) 5,288 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances, and (iii) 14,699 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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January 03, 2022 Filed Jan 5, 2022 20:08 UTC
Gere AndrewPresident and COO
Tax withholdingCommon Stock 404 $72.76 $29,395.04
Disclosure

SEC source: 0000766829-22-000013 · wf-form4_164141331170095.xml · nonDerivative · entry 2

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,889

F3 · shares: Represents 404 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2022 pursuant to the terms of the January 2, 2019 and January 2, 2020 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 19,498 shares of the issuer's common stock and 3,391 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

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January 03, 2022 Filed Jan 5, 2022 20:08 UTC
Gere AndrewPresident and COO
GrantCommon Stock 1,379 $0.00 $0.00
Disclosure

SEC source: 0000766829-22-000013 · wf-form4_164141331170095.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,293

F1 · shares: Represents 1,379 shares of the common stock underlying RSUs granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 18,911 shares of the issuer's common stock and 4,382 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

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January 03, 2022 Filed Jan 5, 2022 20:04 UTC
AVILA-WALKER WENDYVP of Finance, Controller
Tax withholdingCommon Stock 294 $72.76 $21,391.44
Disclosure

SEC source: 0000766829-22-000011 · wf-form4_164141308176297.xml · nonDerivative · entry 2

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,971

F3 · shares: Represents 294 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2022 pursuant to the terms of the January 2, 2019 and January 2, 2020 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 3,275 shares of the issuer's common stock and 2,696 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms.

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January 03, 2022 Filed Jan 5, 2022 20:04 UTC
AVILA-WALKER WENDYVP of Finance, Controller
GrantCommon Stock 1,151 $0.00 $0.00
Disclosure

SEC source: 0000766829-22-000011 · wf-form4_164141308176297.xml · nonDerivative · entry 1

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,265

F1 · shares: Represents 1,151 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 2,850 shares of the issuer's common stock and 3,415 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms.

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January 03, 2022 Filed Jan 5, 2022 19:58 UTC
Brown Willie D. Jr.VP, Gen Counsel, & Corp Sec
Tax withholdingCommon Stock 221 $72.76 $16,079.96
Disclosure

SEC source: 0000766829-22-000009 · wf-form4_164141267095322.xml · nonDerivative · entry 2

Brown Willie D. Jr. · CIK 0001866152 · VP, Gen Counsel, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,694

F3 · shares: Represents 221 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2022 pursuant to the terms of the January 2, 2019 and January 2, 2020 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 2,246 shares of the issuer's common stock and 3,448 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

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January 03, 2022 Filed Jan 5, 2022 19:58 UTC
Brown Willie D. Jr.VP, Gen Counsel, & Corp Sec
GrantCommon Stock 1,379 $0.00 $0.00
Disclosure

SEC source: 0000766829-22-000009 · wf-form4_164141267095322.xml · nonDerivative · entry 1

Brown Willie D. Jr. · CIK 0001866152 · VP, Gen Counsel, & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,915

F1 · shares: Represents 1,379 shares of the common stock underlying RSUs granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 1,924 shares of the issuer's common stock and 3,991 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 19:46 UTC
Lynch James PatrickCFO/Treasurer
Tax withholdingCommon Stock 497 $72.76 $36,161.72
Disclosure

SEC source: 0000766829-22-000006 · wf-form4_164141197974318.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,808

F3 · shares: Represents 497 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2022 pursuant to the terms of the January 2, 2019 and January 2, 2020 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 7,500 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,740 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

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January 03, 2022 Filed Jan 5, 2022 19:46 UTC
Lynch James PatrickCFO/Treasurer
GrantCommon Stock 1,927 $0.00 $0.00
Disclosure

SEC source: 0000766829-22-000006 · wf-form4_164141197974318.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,305

F1 · shares: Represents 1,927 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 6,781 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 5,956 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

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January 03, 2022 Filed Jan 5, 2022 19:33 UTC
WESTBROOK MAUREEN PPresident of CTWS
Tax withholdingCommon Stock 186 $72.76 $13,533.36
Disclosure

SEC source: 0000766829-22-000004 · wf-form4_164141121072091.xml · nonDerivative · entry 2

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,885

F3 · shares: Represents 186 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2022 pursuant to the terms of the January 2, 2020 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents (i) 9,795 shares of the issuer's common stock, (ii) 9,292 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,798 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 19:33 UTC
WESTBROOK MAUREEN PPresident of CTWS
GrantCommon Stock 1,379 $0.00 $0.00
Disclosure

SEC source: 0000766829-22-000004 · wf-form4_164141121072091.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,071

F1 · shares: Represents 1,379 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents (i) 9,478 shares of the issuer's common stock, (ii) 9,795 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,798 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 18:14 UTC
Thornburg Eric WDirector · President & CEO
Tax withholdingCommon Stock 596 $73.20 $43,627.20
Disclosure

SEC source: 0000766829-22-000002 · wf-form4_164132003381605.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,747

F1 · shares: Represents 596 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations on certain shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on December 31, 2021 pursuant to the terms of the January 2, 2019 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 19,067 shares of the issuer's common stock and 9,680 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 19:50 UTC GrantCommon Stock 467 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000139 · wf-form4_164011621539892.xml · nonDerivative · entry 1

KLEIN REBECCA A · CIK 0001488085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467

F1 · shares: Represents 467 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full on the one year anniversary of the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 467 restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 16:40 UTC SaleCommon Stock 2,303 $69.58 $160,242.74
Disclosure

SEC source: 0000766829-21-000135 · wf-form4_163906800927789.xml · nonDerivative · entry 1

ARMSTRONG KATHARINE · CIK 0001459040 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Katharine Armstrong as Trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009

Disclosed balance after: 2,700

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.43 to $69.73, inclusive. The Reporting Person undertakes to provide to SJW Group or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · balance_after: Includes 2,700 shares of the issuer's common stock.

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December 03, 2021 Filed Dec 6, 2021 21:36 UTC SaleCommon Stock 2,000 $68.41 $136,820.00
Disclosure

SEC source: 0000766829-21-000133 · wf-form4_163882659673120.xml · nonDerivative · entry 1

ARMSTRONG KATHARINE · CIK 0001459040 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Katharine Armstrong as Trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009

Disclosed balance after: 5,003

F1 · balance_after: Includes 5,003 shares of the issuer's common stock.

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December 01, 2021 Filed Dec 3, 2021 17:30 UTC
WESTBROOK MAUREEN PPresident of CTWS
GrantCommon Stock 118 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000131 · wf-form4_163855261292902.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,692

F1 · shares: Represents 118 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms of the DSUs to which they relate.

F2 · balance_after: Represents (i) 9,478 shares of the issuer's common stock, (ii) 8,416 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,798 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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December 01, 2021 Filed Dec 3, 2021 17:22 UTC
Johnson A KristenChief Administrative Officer
GrantCommon Stock 80 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000129 · wf-form4_163855212521913.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,929

F1 · shares: Represents 7 shares subject to restricted stock units ("RSU") and 73 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding RSUs and DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the RSUs and DSUs to which they relate.

F2 · balance_after: Represents (i) 321 shares of common stock, (ii) 3,909 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances and (ii) 14,699 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

Read SEC document
October 09, 2021 Filed Oct 12, 2021 19:38 UTC
WESTBROOK MAUREEN PPresident of CTWS
Tax withholdingCommon Stock 1,849 $68.09 $125,898.41
Disclosure

SEC source: 0000766829-21-000121 · wf-form4_163406749770059.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,574

F1 · shares: Represents 1,849 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on October 9, 2021 pursuant to the terms of the October 9, 2019 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents (i) 9,478 shares of the issuer's common stock, (ii) 8,416 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,680 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 16:05 UTC GrantCommon Stock 1,134 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000119 · wf-form4_163128991385837.xml · nonDerivative · entry 1

Guardino Carl · CIK 0001812484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,350

F1 · shares: Represents 1,134 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full on the one year anniversary of the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 2,350 restricted stock units which will vest and become issuable in accordance with their terms.

Read SEC document
September 02, 2021 Filed Mar 3, 2022 20:53 UTC GiftCommon Stock 721 $0.00 $0.00
Disclosure

SEC source: 0000766829-22-000075 · wf-form4_164634078790179.xml · nonDerivative · entry 6

ARMSTRONG KATHARINE · CIK 0001459040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,266

F6 · shares: Reflects gift to the reporting person's children that was not previously reported.

F7 · balance_after: Includes 4,050 shares of the issuer's common stock, 1,216 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms, and 1,000 shares of the issuer's common stock held in an IRA account.

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September 01, 2021 Filed Sep 2, 2021 22:35 UTC
Johnson A KristenChief Administrative Officer
GrantCommon Stock 77 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000117 · wf-form4_163062207591677.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,849

F1 · shares: Represents 7 shares subject to restricted stock units ("RSU") and 70 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding RSUs and DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the RSUs and DSUs to which they relate.

F2 · balance_after: Represents (i) 321 shares of common stock, (ii) 3,902 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances and (ii) 14,626 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 22:30 UTC
WESTBROOK MAUREEN PPresident of CTWS
GrantCommon Stock 113 $0.00 $0.00
Disclosure

SEC source: 0000766829-21-000115 · wf-form4_163062180068487.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,423

F1 · shares: Represents 113 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as the DSUs to which they relate.

F2 · balance_after: Represents (i) 5,427 shares of the issuer's common stock, (ii) 14,316 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,680 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.