HTO

SEC source: 0000766829-17-000045 · wf-form4_148840954819512.xml · nonDerivative · entry 3

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,151

F5 · shares: Represents an aggregate of 940 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of the ROE RSU described in footnote 1 above.

F6 · balance_after: Represents 3,151 shares of the issuer's common stock and 3,000 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-17-000045 · wf-form4_148840954819512.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,091

F3 · shares: Represents 548 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the ROE RSU reported herein.

F4 · balance_after: Represents 4,091 shares of the issuer's common stock and 3,000 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-17-000045 · wf-form4_148840954819512.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,639

F1 · shares: Represents 1,488 shares of common stock that became issuable pursuant to the vesting of Restricted Stock Units ("RSU") upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2016 calendar year period and continued service by the reporting person through December 31, 2016.

F2 · balance_after: Represents 3,151 shares of the issuer's common stock and 4,488 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-17-000056 · wf-form4_148848646436067.xml · nonDerivative · entry 4

ROTH W RICHARD · CIK 0001245289 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated Dec. 17, 2004

Disclosed balance after: 103,992

F5 · shares: Represents an aggregate of 4,145 shares of common stock that were issued and transferred to the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated December 17, 2004 immediately following the vesting of the ROE RSU described in footnote 1 above.

F7 · balance_after: Includes an aggregate of 4,145 shares of common stock that were issued and transferred to the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated December 17, 2004 immediately following the vesting of the ROE RSU described in footnote 1 above.

SEC source: 0000766829-17-000056 · wf-form4_148848646436067.xml · nonDerivative · entry 3

ROTH W RICHARD · CIK 0001245289 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,021

F5 · shares: Represents an aggregate of 4,145 shares of common stock that were issued and transferred to the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated December 17, 2004 immediately following the vesting of the ROE RSU described in footnote 1 above.

F6 · balance_after: Includes 12,691 shares of common stock underlying RSUs, which will vest and become issuable in accordance with their terms and 117,330 shares of the issuer's common stock underlying deferred restricted stock.

SEC source: 0000766829-17-000056 · wf-form4_148848646436067.xml · nonDerivative · entry 2

ROTH W RICHARD · CIK 0001245289 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,166

F3 · shares: Represents 2,494 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the ROE RSU reported herein.

F4 · balance_after: Includes 4,145 shares of the issuer's common stock, 12,691 shares of common stock underlying RSUs which will vest and become issuable in accordance with their terms, and 117,330 shares of the issuer's common stock underlying deferred restricted stock.

SEC source: 0000766829-17-000056 · wf-form4_148848646436067.xml · nonDerivative · entry 1

ROTH W RICHARD · CIK 0001245289 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,660

F1 · shares: Represents 6,639 shares of common stock that became issuable pursuant to the vesting of Restricted Stock Units ("RSU") upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2016 calendar year period and continued service by the reporting person through December 31, 2016.

F2 · balance_after: Includes 19,330 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms and 117,330 shares of the issuer's common stock underlying deferred restricted stock.

SEC source: 0000766829-17-000034 · wf-form4_148608036338424.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,374

F3 · balance_after: Represents 13,542 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,332 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000036 · wf-form4_148608051516060.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,366

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 9,494 shares of the issuer's common stock and 3,872 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000034 · wf-form4_148608036338424.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,544

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 13,712 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,332 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000032 · wf-form4_148607453938774.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,151

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 3,151 shares of the issuer's common stock and 3,000 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000030 · wf-form4_148607436485759.xml · nonDerivative · entry 2

Walters Andrew F · CIK 0001598003 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,888

F3 · shares: Represents 473 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 31, 2017 pursuant to the terms of the January 31, 2014 Restricted Stock Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 4,985 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000030 · wf-form4_148607436485759.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,361

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 4,176 shares of the issuer's common stock and 5,185 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000018 · wf-form4_148365872318298.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,930

F1 · shares: Represents 416 shares of Common Stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of Common Stock that became issuable on January 4, 2017 pursuant to the terms of the January 4, 2016 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 9,058 shares of the issuer's common stock and 3,872 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000026 · wf-form4_148365960061092.xml · nonDerivative · entry 1

Jensen Palle · CIK 0001532599 · Sr. VP of Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,545

F1 · shares: Represents 349 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2017 pursuant to the terms of the January 4, 2016 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 8,642 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000024 · wf-form4_148365931851099.xml · nonDerivative · entry 3

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008

Disclosed balance after: 3,045

F3 · shares: Represents an aggregate of 446 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of RSUs described in footnote 1 above.

F5 · balance_after: Includes an aggregate of 446 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of RSUs described in footnote 1 above.

SEC source: 0000766829-17-000024 · wf-form4_148365931851099.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,972

F3 · shares: Represents an aggregate of 446 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of RSUs described in footnote 1 above.

F4 · balance_after: Represents 2,972 shares of the issuer's common stock and 3,000 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-17-000024 · wf-form4_148365931851099.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,418

F1 · shares: Represents 347 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 793 shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on January 4, 2017 pursuant to the terms of the January 4, 2016 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 3,418 shares of the issuer's common stock and 3,000 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-17-000020 · wf-form4_148365894608685.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,025

F1 · shares: Represents 416 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2017 pursuant to the terms of the January 4, 2016 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer since the performance objective was attained. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Includes 3,840 shares of issuer's common stock and 5,185 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000022 · wf-form4_148365912586051.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,403

F1 · shares: Represents 372 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2017 pursuant to the terms of the January 4, 2016 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 13,571 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,332 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-19-000046 · wf-form4_155016700667192.xml · nonDerivative · entry 5

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,099

F8 · shares: Represents 79 shares of common stock withheld by the Issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of RSUs granted on January 4, 2016.

F9 · balance_after: Includes 811 shares of the Issuer's common stock underlying RSU that will vest and become issuable in accordance with their terms and 288 shares of the Issuer's common stock.

SEC source: 0000766829-17-000004 · wf-form4_148348754287404.xml · nonDerivative · entry 1

Van Valer Robert A · CIK 0001359434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,069

F1 · shares: The securities represent deferred shares of the issuer's common stock credited to the reporting person's deferred compensation account pursuant to dividend equivalent rights. Those rights resulted initially in the addition of cash sums to the account equal to the dividends which would have been paid during the 2016 calendar year on the deferred stock credited to such account had that stock actually been issued and outstanding on each dividend payment date, and the accumulated sums were then converted into additional shares of deferred stock on January 3, 2017 based on the average of the closing selling prices of the issuer's common stock on each of the dates during the 2016 calendar year on which actual dividends on the common stock were paid. The resulting shares will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of service as a member of the issuer's board of directors.

F2 · balance_after: Includes 78,455 shares of the issuer's common stock, 957 shares of the issuer's common stock underlying restricted stock units, and 2,657 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.

SEC source: 0000766829-17-000002 · wf-form4_148348699115230.xml · nonDerivative · entry 1

KING DOUGLAS R · CIK 0001245290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,085

F1 · shares: The securities represent deferred shares of the issuer's common stock credited to the reporting person's deferred compensation account pursuant to dividend equivalent rights. Those rights resulted initially in the addition of cash sums to the account equal to the dividends which would have been paid during the 2016 calendar year on the deferred stock credited to such account had that stock actually been issued and outstanding on each dividend payment date, and the accumulated sums were then converted into additional shares of deferred stock on January 3, 2017 based on the average of the closing selling prices of the issuer's common stock on each of the dates during the 2016 calendar year on which actual dividends on the common stock were paid. The resulting shares will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of service as a member of the issuer's board of directors.

F2 · balance_after: Includes 957 shares of the issuer's common stock underlying restricted stock units and 9,128 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.

SEC source: 0000766829-17-000016 · wf-form4_148363640916308.xml · nonDerivative · entry 2

Jensen Palle · CIK 0001532599 · Sr. VP of Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,894

F3 · shares: Represents 902 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2017 pursuant to the terms of the January 2, 2014 and January 2, 2015 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 8,039 shares of the issuer's common stock and 4,855 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000016 · wf-form4_148363640916308.xml · nonDerivative · entry 1

Jensen Palle · CIK 0001532599 · Sr. VP of Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,796

F1 · shares: Represents 1,197 shares of the issuer's common stock underlying restricted stock units granted to the reporting person under the issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the issue date of the units, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 6,878 shares of the issuer's common stock and 6,918 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000014 · wf-form4_148363616781377.xml · nonDerivative · entry 2

Walters Andrew F · CIK 0001598003 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,441

F3 · shares: Represents 349 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2017 pursuant to the terms of the January 2, 2015 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer since the performance objective was attained. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Includes 3,304 shares of issuer's common stock and 6,137 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000014 · wf-form4_148363616781377.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,790

F1 · shares: Represents 1,197 shares of the issuer's common stock underlying restricted stock units granted to the reporting person under the issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the issue date of the units, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Includes 2,854 shares of issuer's common stock and 6,936 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000012 · wf-form4_148363583256679.xml · nonDerivative · entry 2

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,346

F3 · shares: Represents 191 shares of Common Stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of Common Stock that became issuable on January 3, 2017 pursuant to the terms of the January 2, 2014 and January 2, 2015 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities in the Form 3 and Form 4 filed on April 30, 2015, accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 8,522 shares of the issuer's common stock and 4,824 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000012 · wf-form4_148363583256679.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,537

F1 · shares: Represents 1,424 shares of the issuer's common stock underlying restricted stock units granted to the reporting person under the issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the issue date of the units, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 8,275 shares of the issuer's common stock and 5,262 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000010 · wf-form4_148363512242853.xml · nonDerivative · entry 4

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008

Disclosed balance after: 2,599

F5 · shares: Represents an aggregate of 277 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of RSUs described in footnote 3 above.

F7 · balance_after: Includes an aggregate of 277 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of RSUs described in footnote 3 above.

SEC source: 0000766829-17-000010 · wf-form4_148363512242853.xml · nonDerivative · entry 3

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,765

F5 · shares: Represents an aggregate of 277 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of RSUs described in footnote 3 above.

F6 · balance_after: Represents 2,972 shares of the issuer's common stock and 3,793 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-17-000010 · wf-form4_148363512242853.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,042

F3 · shares: Represents 213 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 490 shares of common stock underlying RSUs that vested and became issuable on January 3, 2017 pursuant to the terms of the January 2, 2014 and January 2, 2015 Restricted Stock Issuance Agreements between the issuer and the reporting person. The issuable shares were previously reported as Table I securities in the Form 3 filed on April 30, 2015, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 3,249 shares of the issuer's common stock and 3,793 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-17-000010 · wf-form4_148363512242853.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,255

F1 · shares: Represents 1,152 shares of common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installment upon the completion of the reporting person's completion of each year of services with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 2,972 shares of the issuer's common stock and 4,283 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-17-000008 · wf-form4_148363440517769.xml · nonDerivative · entry 4

ROTH W RICHARD · CIK 0001245289 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated Dec. 17, 2004

Disclosed balance after: 99,847

F5 · shares: Represents an aggregate of 5,433 shares of common stock that were issued and transferred to the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated December 17, 2004 immediately following the vesting of RSUs described in footnote 3 above.

F7 · balance_after: Includes an aggregate of 5,433 shares of common stock that were issued and transferred to the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated December 17, 2004 immediately following the vesting of RSUs described in footnote 3 above.

SEC source: 0000766829-17-000008 · wf-form4_148363440517769.xml · nonDerivative · entry 3

ROTH W RICHARD · CIK 0001245289 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,021

F5 · shares: Represents an aggregate of 5,433 shares of common stock that were issued and transferred to the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated December 17, 2004 immediately following the vesting of RSUs described in footnote 3 above.

F6 · balance_after: Includes 12,691 shares of common stock underlying RSUs, which will vest and become issuable in accordance with their terms and 117,330 shares of the issuer's common stock underlying deferred restricted stock.

SEC source: 0000766829-17-000008 · wf-form4_148363440517769.xml · nonDerivative · entry 2

ROTH W RICHARD · CIK 0001245289 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,454

F3 · shares: Represents 3,474 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 8,907 shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on January 3, 2017 pursuant to the terms of the January 2, 2014 and August 4, 2014 Restricted Stock Issuance Agreements between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the RSUs were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Includes 5,433 shares of the issuer's common stock, 12,691 shares of common stock underlying RSUs, which will vest and become issuable in accordance with their terms, and 117,330 shares of the issuer's common stock underlying deferred restricted stock.

SEC source: 0000766829-17-000008 · wf-form4_148363440517769.xml · nonDerivative · entry 1

ROTH W RICHARD · CIK 0001245289 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,928

F1 · shares: The securities represent deferred shares of the issuer's common stock credited to the reporting person's deferred compensation account pursuant to dividend equivalent rights. Those rights resulted initially in the addition of cash sums to the account equal to the dividends which would have been paid during the 2016 calendar year on the deferred stock credited to such account had that stock actually been issued and outstanding on each dividend payment date, and the accumulated sums were then converted into additional shares of deferred stock on January 3, 2017 based on the average of the closing selling prices of the issuer's common stock on each of the dates during the 2016 calendar year on which actual dividends on the common stock were paid.

F2 · balance_after: Includes 21,598 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms and 117,330 shares of the issuer's common stock underlying deferred restricted stock.

SEC source: 0000766829-17-000006 · wf-form4_148363299841154.xml · nonDerivative · entry 3

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,775

F5 · balance_after: Represents 12,927 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 5,348 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000006 · wf-form4_148363299841154.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,945

F3 · shares: Represents 958 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2017 pursuant to the terms of the January 2, 2014 and January 2, 2015 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 13,097 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 5,348 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-17-000006 · wf-form4_148363299841154.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,903

F1 · shares: Represents 1,370 shares of the issuer's common stock underlying restricted stock units granted to the reporting person under the issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the issue date of the units, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 11,861 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 7,542 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-19-000046 · wf-form4_155016700667192.xml · nonDerivative · entry 4

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,178

F6 · shares: Represents 291 shares of the common stock underlying RSUs granted to the Reporting Person under the Issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the Reporting Person's each year of services with the Issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F7 · balance_after: Includes 992 shares of the Issuer's common stock underlying RSU that will vest and become issuable in accordance with their terms and 186 shares of the Issuer's common stock.

SEC source: 0000766829-19-000046 · wf-form4_155016700667192.xml · nonDerivative · entry 3

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887

F4 · shares: Represents 68 shares of common stock withheld by the Issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of RSUs granted on January 2, 2015.

F5 · balance_after: Includes 701 shares of the Issuer's common stock underlying RSU that will vest and become issuable in accordance with their terms and 186 shares of the Issuer's common stock.

SEC source: 0000766829-19-000046 · wf-form4_155016700667192.xml · nonDerivative · entry 2

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955

F2 · shares: Represents 75 shares of common stock withheld by the Issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of RSUs granted on January 2, 2014.

F3 · balance_after: Includes 857 shares of the Issuer's common stock underlying RSU that will vest and become issuable in accordance with their terms and 98 shares of the Issuer's common stock.

SEC source: 0000766829-16-000121 · wf-form4_148070427044186.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,533

F1 · balance_after: Represents 11,861 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 6,172 shares of the issuer's common stock underling restricted stock units.

SEC source: 0000766829-16-000103 · wf-form4_147812466236450.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,703

F1 · balance_after: Represents 12,031 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 6,172 shares of the issuer's common stock underling restricted stock units.

SEC source: 0000766829-16-000093 · wf-form4_147552731976588.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,873

F1 · balance_after: Represents 12,201 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 6,172 shares of the issuer's common stock underling restricted stock units.

SEC source: 0000766829-19-000046 · wf-form4_155016700667192.xml · nonDerivative · entry 1

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

F1 · balance_after: Represents the total securities beneficially owned by the Reporting Person as a result of various transactions occurred prior to September 13, 2016, which transactions consist of grants of restricted stock units ("RSUs"), issuance of shares under the Issuer's Employee Stock Purchase Plan (the "ESPP"), holdback of shares upon vesting of RSUs as payment for withholding taxes, and open market sales.