HTO

SEC source: 0000766829-18-000072 · wf-form4_151994925307254.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,346

F3 · shares: Represents an aggregate of 733 shares of common stock that were issued and transferred by reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the ROE RSU described in footnote 1 above.

F4 · balance_after: Represents 3,531 shares of the issuer's common stock and 2,815 shares of the issuer's common stock underlyng RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000072 · wf-form4_151994925307254.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,079

F1 · shares: Represents 386 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the return on equity ("ROE") restricted stock units ("RSU") reported on the Form 4 filed on February 27, 2018.

F2 · balance_after: Represents 4,264 shares of the issuer's common stock and 2,815 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000068 · wf-form4_151977678686610.xml · nonDerivative · entry 2

ROTH W RICHARD · CIK 0001245289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,669

F3 · shares: Represents 39,834 shares of common stock subject to RSUs that vested upon the attainment of certain performance goal based on total shareholder return ("TSR") measured from August 4, 2014 until December 31, 2017 and continued service by the reporting person until December 31, 2017.

F4 · balance_after: Includes 53,473 shares of common stock underlying RSUs that vested in accordance with their terms and 106,196 shares of the issuer's common stock underlying deferred restricted stock.

SEC source: 0000766829-18-000068 · wf-form4_151977678686610.xml · nonDerivative · entry 1

ROTH W RICHARD · CIK 0001245289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,835

F1 · shares: Represents 6,639 shares of common stock subject to Restricted Stock Units ("RSU") that vested upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2017 calendar year period and continued service by the reporting person through December 31, 2017.

F2 · balance_after: Includes 13,639 shares of common stock underlying RSUs that vested in accordance with their terms and 106,196 shares of the issuer's common stock underlying deferred restricted stock.

SEC source: 0000766829-18-000070 · wf-form4_151977725389753.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,465

F1 · shares: Represents 1,119 shares of common stock subject to the Restricted Stock Units ("RSU") that vested upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2017 calendar year period and continued service by the reporting person through December 31, 2017.

F2 · balance_after: Represents 3,531 shares of the issuer's common stock and 3,934 shares of the issuer's common stock underlying restricted stock units including shares which vested per footnote 1 above and restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000066 · wf-form4_151977642012124.xml · nonDerivative · entry 1

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,134

F1 · shares: Represents 1,162 shares of common stock subject to the Restricted Stock Units ("RSU") that vested upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2017 calendar year period and continued service by the reporting person through December 31, 2017.

F2 · balance_after: Represents 7,992 shares of the issuer's common stock and 4,142 shares of the issuer's common stock underlying restricted stock units including shares which vested per footnote 1 above and restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000064 · wf-form4_151977612915917.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,741

F1 · shares: Represents 1,330 shares of common stock subject to the Restricted Stock Units ("RSU") that vested upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2017 calendar year period and continued service by the reporting person through December 31, 2017.

F2 · balance_after: Represents 2,114 shares of the issuer's common stock, 14,464 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,663 shares of the issuer's common stock underlying restricted stock units including shares which vested per footnote 1 above and restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000062 · wf-form4_151977588419302.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,962

F1 · shares: Represents 1,383 shares of common stock subject to the Restricted Stock Units ("RSU") that vested upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2017 calendar year period and continued service by the reporting person through December 31, 2017.

F2 · balance_after: Represents 12,224 shares of the issuer's common stock and 4,738 shares of the issuer's common stock underlying restricted stock units including the shares which vested per footnote 1 above and restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000060 · wf-form4_151977526016280.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,008

F1 · shares: Represents 1,162 shares of common stock subject to the Restricted Stock Units ("RSU") that vested upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2017 calendar year period and continued service by the reporting person through December 31, 2017.

F2 · balance_after: Represents 7,929 shares of the issuer's common stock and 4,079 shares of the issuer's common stock underlying restricted stock units including the shares that vested per footnote 1 above and restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000048 · wf-form4_151794870766350.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,846

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 7,929 shares of the issuer's common stock and 2,917 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000046 · wf-form4_151794841628188.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,411

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 2,114 shares of the issuer's common stock, 14,464 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,333 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000044 · wf-form4_151794808997204.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,346

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 3,531 shares of the issuer's common stock and 2,815 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000042 · wf-form4_151794721382136.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,579

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 12,224 shares of the issuer's common stock and 3,355 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000040 · wf-form4_151519516782588.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,138

F1 · shares: Represents 417 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2018 pursuant to the terms of the January 4, 2016 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 11,783 shares of the issuer's common stock and 3,355 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000036 · wf-form4_151519472599747.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,200

F1 · shares: Represents 398 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2018 pursuant to the terms of the January 4, 2016 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 1,903 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, 14,464 shares of the issuer's common stock held by Mr. Lynch and his spouse in joint tenancy, and 3,333 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000038 · wf-form4_151519499597899.xml · nonDerivative · entry 1

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,972

F1 · shares: Represents 391 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2018 pursuant to the terms of the January 4, 2016 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 7,992 shares of the issuer's common stock and 2,980 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000034 · wf-form4_151519453843579.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,474

F1 · shares: Represents 392 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2018 pursuant to the terms of the January 4, 2016 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 7,557 shares of the issuer's common stock and 2,917 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000032 · wf-form4_151519429069001.xml · nonDerivative · entry 3

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008

Disclosed balance after: 4,793

F3 · shares: Represents an aggregate of 446 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with issuance of shares of common stock underlying the RSUs described in footnote 1 above.

F5 · balance_after: Includes an aggregate of 446 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with issuance of shares of common stock underlying the RSUs described in footnote 1 above.

SEC source: 0000766829-18-000032 · wf-form4_151519429069001.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,167

F3 · shares: Represents an aggregate of 446 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with issuance of shares of common stock underlying the RSUs described in footnote 1 above.

F4 · balance_after: Represents 3,352 shares of the issuer's common stock and 2,815 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000032 · wf-form4_151519429069001.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,613

F1 · shares: Represents 348 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 794 shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on January 4, 2018 pursuant to the terms of the January 4, 2016 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 3,798 shares of the issuer's common stock and 2,815 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000046 · wf-form4_155016700667192.xml · nonDerivative · entry 11

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,191

F8 · shares: Represents 79 shares of common stock withheld by the Issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of RSUs granted on January 4, 2016.

F18 · balance_after: Includes 676 shares of the Issuer's common stock underlying RSU that will vest and become issuable in accordance with their terms and 515 shares of the Issuer's common stock.

SEC source: 0000766829-18-000030 · wf-form4_151511063644052.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,555

F1 · shares: Represents 207 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2018 pursuant to the terms of the January 3, 2017 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 11,247 shares of the issuer's common stock and 4,308 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000028 · wf-form4_151511029572541.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,866

F1 · shares: Represents 175 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2018 pursuant to the terms of the January 3, 2017 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 6,996 shares of the issuer's common stock and 3,870 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000026 · wf-form4_151511009320287.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,598

F1 · shares: Represents 200 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2018 pursuant to the terms of the January 3, 2017 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 1,903 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, 13,846 shares of the issuer's common stock held by Mr. Lynch and his spouse in joint tenancy, and 4,349 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000022 · wf-form4_151510948755672.xml · nonDerivative · entry 3

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008

Disclosed balance after: 4,347

F3 · shares: Represents an aggregate of 216 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 1 above.

F5 · balance_after: Includes an aggregate of 216 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 1 above.

SEC source: 0000766829-18-000022 · wf-form4_151510948755672.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,961

F3 · shares: Represents an aggregate of 216 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 1 above.

F4 · balance_after: Represents 3,352 shares of the issuer's common stock and 3,609 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000022 · wf-form4_151510948755672.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,177

F1 · shares: Represents 168 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 00 shares of common stock underlying Restricted Stock Units ("RSUs") that vested and became issuable on January 3, 2018 pursuant to the terms of the January 3, 2017 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 3,568 shares of the issuer's common stock and 3,609 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000024 · wf-form4_151510974473235.xml · nonDerivative · entry 1

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,363

F1 · shares: Represents 175 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2018 pursuant to the terms of the January 3, 2017 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 7,430 shares of the issuer's common stock and 3,933 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000046 · wf-form4_155016700667192.xml · nonDerivative · entry 10

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,270

F16 · shares: Represents 42 shares of common stock withheld by the Issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of RSUs granted on January 3, 2017.

F17 · balance_after: Includes 858 shares of the Issuer's common stock underlying RSU that will vest and become issuable in accordance with their terms and 412 shares of the Issuer's common stock.

SEC source: 0000766829-18-000004 · wf-form4_151493163813379.xml · nonDerivative · entry 1

Van Valer Robert A · CIK 0001359434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,272

F1 · shares: The securities represent deferred shares of the issuer's common stock credited to the reporting person's deferred compensation account pursuant to dividend equivalent rights. Those rights resulted initially in the addition of cash sums to the account equal to the dividends which would have been paid during the 2017 calendar year on the deferred stock credited to such account had that stock actually been issued and outstanding on each dividend payment date, and the accumulated sums were then converted into additional shares of deferred stock on January 2, 2018 based on the average of the closing prices of the issuer's common stock on each of the dates during the 2017 calendar year on which actual dividends on the common stock were paid. The resulting shares will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of service as a member of the issuer's board of directors.

F1 · price: The securities represent deferred shares of the issuer's common stock credited to the reporting person's deferred compensation account pursuant to dividend equivalent rights. Those rights resulted initially in the addition of cash sums to the account equal to the dividends which would have been paid during the 2017 calendar year on the deferred stock credited to such account had that stock actually been issued and outstanding on each dividend payment date, and the accumulated sums were then converted into additional shares of deferred stock on January 2, 2018 based on the average of the closing prices of the issuer's common stock on each of the dates during the 2017 calendar year on which actual dividends on the common stock were paid. The resulting shares will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of service as a member of the issuer's board of directors.

F2 · balance_after: Includes 79,412 shares of the issuer's common stock, 1,155 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms, and 2,705 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.

SEC source: 0000766829-18-000002 · wf-form4_151493092010373.xml · nonDerivative · entry 1

KING DOUGLAS R · CIK 0001245290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,449

F1 · shares: The securities represent deferred shares of the issuer's common stock credited to the reporting person's deferred compensation account pursuant to dividend equivalent rights. Those rights resulted initially in the addition of cash sums to the account equal to the dividends which would have been paid during the 2017 calendar year on the deferred stock credited to such account had that stock actually been issued and outstanding on each dividend payment date, and the accumulated sums were then converted into additional shares of deferred stock on January 2, 2018 based on the average of the closing prices of the issuer's common stock on each of the dates during the 2017 calendar year on which actual dividends on the common stock were paid. The resulting shares will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of service as a member of the issuer's board of directors.

F1 · price: The securities represent deferred shares of the issuer's common stock credited to the reporting person's deferred compensation account pursuant to dividend equivalent rights. Those rights resulted initially in the addition of cash sums to the account equal to the dividends which would have been paid during the 2017 calendar year on the deferred stock credited to such account had that stock actually been issued and outstanding on each dividend payment date, and the accumulated sums were then converted into additional shares of deferred stock on January 2, 2018 based on the average of the closing prices of the issuer's common stock on each of the dates during the 2017 calendar year on which actual dividends on the common stock were paid. The resulting shares will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of service as a member of the issuer's board of directors.

F2 · balance_after: Includes 1,155 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms and 9,294 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.

SEC source: 0000766829-18-000016 · wf-form4_151502925888652.xml · nonDerivative · entry 2

Walters Andrew F · CIK 0001598003 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,041

F3 · shares: Represents 351 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 2, 2018 pursuant to the terms of the January 2, 2015 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 6,772 shares of the issuer's common stock and 4,269 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000016 · wf-form4_151502925888652.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,392

F1 · shares: Represents 1,166 shares of the issuer's common stock underlying restricted stock units granted to the reporting person under the issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 6,323 shares of the issuer's common stock and 5,069 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-18-000014 · wf-form4_151502905191542.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,798

F3 · shares: Represents 408 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 2, 2018 pursuant to the terms of the January 2, 2015 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 1,903 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, 13,590 shares of the issuer's common stock held by Mr. Lynch and his spouse in joint tenancy, and 4,805 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000014 · wf-form4_151502905191542.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,206

F1 · shares: Represents 1,403 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of services with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 1,903 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, 13,068 shares of the issuer's common stock held by Mr. Lynch and his spouse in joint tenancy, and 5,735 shares of the issuer's common stock underling restricted stock units.

SEC source: 0000766829-18-000010 · wf-form4_151502850808172.xml · nonDerivative · entry 2

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,762

F3 · shares: Represents 91 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 2, 2018 pursuant to the terms of the January 2, 2015 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities on the Form 3 filed on April 30, 2015 and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 10,980 shares of the issuer's common stock and 4,782 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000010 · wf-form4_151502850808172.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,853

F1 · shares: Represents 1,285 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of services with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 10,863 shares of the issuer's common stock and 4,990 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-18-000012 · wf-form4_151502878505434.xml · nonDerivative · entry 2

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,538

F3 · shares: Represents 351 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 2, 2018 pursuant to the terms of the January 2, 2015 Restricted Stock Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 6,757 shares of the issuer's common stock and 5,132 shares of the issuer's common stock underlying restricted stock units.

F4 · balance_after: Represents 7,206 shares of the issuer's common stock and 4,332 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000012 · wf-form4_151502878505434.xml · nonDerivative · entry 1

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,889

F1 · shares: Represents 1,229 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of services with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 6,757 shares of the issuer's common stock and 5,132 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-18-000006 · wf-form4_151502778138616.xml · nonDerivative · entry 4

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008

Disclosed balance after: 4,131

F5 · shares: Represents an aggregate of 146 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 3 above.

F7 · balance_after: Includes an aggregate of 146 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 3 above.

SEC source: 0000766829-18-000006 · wf-form4_151502778138616.xml · nonDerivative · entry 3

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,345

F5 · shares: Represents an aggregate of 146 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 3 above.

F6 · balance_after: Represents 3,352 shares of the issuer's common stock and 3,993 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000006 · wf-form4_151502778138616.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,491

F3 · shares: Represents 114 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 260 shares of common stock underlying RSUs that vested and became issuable on January 2, 2018 pursuant to the terms of the January 2, 2015 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities in the Form 3 filed on April 30, 2015, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 3,498 shares of the issuer's common stock and 3,993 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000006 · wf-form4_151502778138616.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,605

F1 · shares: Represents 1,253 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installment upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 3,352 shares of the issuer's common stock and 4,253 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000008 · wf-form4_151502829370421.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,097

F1 · shares: Represents 3,545 shares of the issuer's common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three equal installments on each December 31, 2018, December 31, 2019, and December 31, 2020,subject to continued employment through the respective vesting dates, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 18,097 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000018 · wf-form4_151509456631224.xml · nonDerivative · entry 4

ROTH W RICHARD · CIK 0001245289 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated Dec. 17, 2004

Disclosed balance after: 115,255

F5 · shares: Represents an aggregate of 11,263 shares of common stock that were issued and transferred by the reporting person to the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated December 17, 2004 in connection with the issuance of shares of common stock underlying the RSUs and DSUs described in footnote 3 above.

F7 · balance_after: Includes an aggregate of 11,263 shares of common stock that were issued and transferred by the reporting person to the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated December 17, 2004 in connection with the the issuance of shares of common stock underlying the RSUs and DSUs described in footnote 3 above.

SEC source: 0000766829-18-000018 · wf-form4_151509456631224.xml · nonDerivative · entry 3

ROTH W RICHARD · CIK 0001245289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,196

F5 · shares: Represents an aggregate of 11,263 shares of common stock that were issued and transferred by the reporting person to the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated December 17, 2004 in connection with the issuance of shares of common stock underlying the RSUs and DSUs described in footnote 3 above.

F6 · balance_after: Includes 7,000 shares of common stock underlying RSUs that vested in accordance with their terms and 106,196 shares of the issuer's common stock underlying DSUs.

SEC source: 0000766829-18-000018 · wf-form4_151509456631224.xml · nonDerivative · entry 2

ROTH W RICHARD · CIK 0001245289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,459

F3 · shares: Represents 7,703 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to (1) an aggregate of 5,691 shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on January 2, 2018 pursuant to the terms of the August 4, 2014 Restricted Stock Issuance Agreement between the issuer and the reporting person and (2) an aggregate of 13,275 shares of the common stock underlying deferred restricted stock ("DSUs") that became issuable on January 2, 2018. The issuable shares were previously reported as Table I securities at the time the RSUs and DSUs were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Includes 11,263 shares of the issuer's common stock, 7,000 shares of the issuer's common stock underlying RSUs that vested in accordance with their terms and 106,196 shares of common stock underlying DSUs.

SEC source: 0000766829-18-000018 · wf-form4_151509456631224.xml · nonDerivative · entry 1

ROTH W RICHARD · CIK 0001245289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,162

F1 · shares: The securities represent deferred shares of the issuer's common stock credited to the reporting person's deferred compensation account pursuant to dividend equivalent rights. Those rights resulted initially in the addition of cash sums to the account equal to the dividends which would have been paid during the 2017 calendar year on the deferred stock credited to such account had that stock actually been issued and outstanding on each dividend payment date, and the accumulated sums were then converted into additional shares of deferred stock on January 2, 2018 based on the average of the closing prices of the issuer's common stock on each of the dates during the 2017 calendar year on which actual dividends on the common stock were paid.

F1 · price: The securities represent deferred shares of the issuer's common stock credited to the reporting person's deferred compensation account pursuant to dividend equivalent rights. Those rights resulted initially in the addition of cash sums to the account equal to the dividends which would have been paid during the 2017 calendar year on the deferred stock credited to such account had that stock actually been issued and outstanding on each dividend payment date, and the accumulated sums were then converted into additional shares of deferred stock on January 2, 2018 based on the average of the closing prices of the issuer's common stock on each of the dates during the 2017 calendar year on which actual dividends on the common stock were paid.

F2 · balance_after: Includes 12,691 shares of the issuer's common stock underlying restricted stock units that vested in accordance with their terms and 119,471 shares of the issuer's common stock underlying deferred restricted stock.

SEC source: 0000766829-19-000046 · wf-form4_155016700667192.xml · nonDerivative · entry 9

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312

F14 · shares: Represents 300 shares of the common stock underlying RSUs granted to the Reporting Person under the Issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the Reporting Person's each year of services with the Issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F15 · balance_after: Includes 955 shares of the Issuer's common stock underlying RSU that will vest and become issuable in accordance with their terms and 357 shares of the Issuer's common stock.

SEC source: 0000766829-19-000046 · wf-form4_155016700667192.xml · nonDerivative · entry 8

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012

F12 · shares: Represents 68 shares of common stock withheld by the Issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of RSUs granted on January 2, 2015.

F13 · balance_after: Includes 357 shares of the Issuer's common stock (including 269 shares of the Issuer's common stock issued on July 31, 2017 to the Reporting person pursuant to the ESPP) and 655 shares of the Issuer's common stock underlying RSU that will vest and become issuable in accordance with their terms.