HTO

SEC source: 0000766829-20-000009 · wf-form4_157834109992253.xml · nonDerivative · entry 1

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,794

F1 · shares: Represents 350 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 2, 2020 pursuant to the terms of the January 2, 2018 and January 2, 2019 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 11,083 shares of the issuer's common stock and 1,711 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000015 · wf-form4_157835497598037.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,570

F1 · shares: Represents 1,508 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 19,209 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms and 24,361 shares subject to Deferred Share Units ("DSU") that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-20-000011 · wf-form4_157834378193509.xml · nonDerivative · entry 2

Walters Andrew F · CIK 0001598003 · Chief Corp Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,609

F3 · shares: Represents 342 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 2, 2020 pursuant to the terms of the January 2, 2018 and January 2, 2019 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 11,411 shares of the issuer's common stock and 3,198 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000011 · wf-form4_157834378193509.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Corp Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,951

F1 · shares: Represents 1,508 shares of the issuer's common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 10,914 shares of the issuer's common stock and 4,037 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000013 · wf-form4_157835052354925.xml · nonDerivative · entry 2

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,153

F3 · shares: Represents 196 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 2, 2020 pursuant to the terms of the January 2, 2018 and January 2, 2019 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the Restricted Stock Units were granted and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 1,947 shares of the issuer's common stock and 2,206 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000013 · wf-form4_157835052354925.xml · nonDerivative · entry 1

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,349

F1 · shares: Represents 1,006 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 1,660 shares of the issuer's common stock and 2,689 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000004 · wf-form4_157832580579816.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,234

F3 · shares: Represents 399 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 2, 2020 pursuant to the terms of the January 2, 2018 and January 2, 2019 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 2,720 shares of the issuer's common stock, 16,953 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,061 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000004 · wf-form4_157832580579816.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,633

F1 · shares: Represents 2,112 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 2,720 shares of the issuer's common stock, 16,373 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 5,040 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000007 · wf-form4_157833104937004.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel & Vice Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,798

F3 · shares: Represents 353 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 868 shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on January 2, 2020 pursuant to the terms of the January 2, 2018 and January 2, 2019 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the RSUs were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 4,586 shares of the issuer's common stock and 3,212 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000007 · wf-form4_157833104937004.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel & Vice Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,151

F1 · shares: Represents 1,508 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 4,071 shares of the issuer's common stock and 4,080 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000036 · wf-form4a_157869459212048.xml · nonDerivative · entry 2

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,731

F3 · shares: Represents 5,357 shares of the common stock underlying restricted stock units granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of services with the issuer for the three-year period measured from date of grant, subject to accelerated vesting under certain prescribed circumstances.

F4 · balance_after: Represents 9,429 shares of the issuer's common stock and 14,302 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000002 · wf-form4_157809675720659.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,346

F1 · shares: Represents 2,704 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 7,488 shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on December 31, 2019 pursuant to the terms of the November 6, 2017, January 2, 2018, and January 2, 2019 Restricted Stock Issuance Agreements between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 9,401 shares of the issuer's common stock and 8,945 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000036 · wf-form4a_157869459212048.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,374

F1 · shares: This amended Form 4 is filed to correct an inadvertent error in the number of shares withheld reported in Box 4 of the original Form 4 from 2,704 shares to 2,676 shares. Such 2,676 shares represents shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 7,488 shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on December 31, 2019 pursuant to the terms of the November 6, 2017, January 2, 2018, and January 2, 2019 Restricted Stock Issuance Agreements between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 9,429 shares of the issuer's common stock and 8,945 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000150 · wf-form4_157618799614087.xml · nonDerivative · entry 12

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,521

F12 · balance_after: Represents 2,720 shares of the issuer's common stock, 16,373 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 2,928 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000150 · wf-form4_157618799614087.xml · nonDerivative · entry 11

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,575

F11 · balance_after: Represents 2,720 shares of the issuer's common stock, 16,427 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 2,928 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000150 · wf-form4_157618799614087.xml · nonDerivative · entry 10

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,675

F10 · balance_after: Represents 2,720 shares of the issuer's common stock, 16,527 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 2,928 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000150 · wf-form4_157618799614087.xml · nonDerivative · entry 9

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,775

F9 · balance_after: Represents 2,720 shares of the issuer's common stock, 16,627 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 2,928 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000150 · wf-form4_157618799614087.xml · nonDerivative · entry 8

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,921

F8 · balance_after: Represents 2,720 shares of the issuer's common stock, 16,773 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 2,928 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000150 · wf-form4_157618799614087.xml · nonDerivative · entry 7

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,021

F7 · balance_after: Represents 2,720 shares of the issuer's common stock, 16,873 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 2,928 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000150 · wf-form4_157618799614087.xml · nonDerivative · entry 6

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,121

F6 · balance_after: Represents 2,720 shares of the issuer's common stock, 16,973 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 2,928 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000150 · wf-form4_157618799614087.xml · nonDerivative · entry 5

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,221

F5 · balance_after: Represents 2,720 shares of the issuer's common stock, 17,073 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 2,928 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000150 · wf-form4_157618799614087.xml · nonDerivative · entry 4

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,321

F4 · balance_after: Represents 2,720 shares of the issuer's common stock, 17,173 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 2,928 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000150 · wf-form4_157618799614087.xml · nonDerivative · entry 3

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,421

F3 · balance_after: Represents 2,720 shares of the issuer's common stock, 17,273 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 2,928 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000150 · wf-form4_157618799614087.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,510

F2 · balance_after: Represents 2,720 shares of the issuer's common stock, 17,362 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 2,928 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000150 · wf-form4_157618799614087.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,511

F1 · balance_after: Represents 2,720 shares of the issuer's common stock, 17,363 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 2,928 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000020 · wf-form4_157836235713606.xml · nonDerivative · entry 4

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA Robert

Disclosed balance after: 100

F1 · shares: Represent transfer of shares by gift from the reporting person to his children under the Uniform Transfer to Minors Act (UTMA).

SEC source: 0000766829-20-000020 · wf-form4_157836235713606.xml · nonDerivative · entry 3

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,847

F1 · shares: Represent transfer of shares by gift from the reporting person to his children under the Uniform Transfer to Minors Act (UTMA).

F3 · balance_after: Represents 15,053 shares of the issuer's common stock and 2,794 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000020 · wf-form4_157836235713606.xml · nonDerivative · entry 2

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA Jillian

Disclosed balance after: 400

F1 · shares: Represent transfer of shares by gift from the reporting person to his children under the Uniform Transfer to Minors Act (UTMA).

SEC source: 0000766829-20-000020 · wf-form4_157836235713606.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,947

F1 · shares: Represent transfer of shares by gift from the reporting person to his children under the Uniform Transfer to Minors Act (UTMA).

F2 · balance_after: Represents 15,153 shares of the issuer's common stock and 2,794 shares of the issuer's common stock underlying restricted stock units ("RSUs") that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000146 · wf-form4_157548197865762.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,062

F1 · shares: Represents 103 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as the DSUs to which they relate.

F2 · balance_after: Represents (i) 17,701 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (ii) 24,361 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-19-000148 · wf-form4_157548251132162.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,451

F1 · shares: Represents 5 shares subject to restricted stock units ("RSU") and 59 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding RSUs and DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the RSUs and DSUs to which they relate.

F2 · balance_after: Represents (i) 1,338 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances and (ii) 14,113 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-20-000153 · wf-form4_160581094380138.xml · nonDerivative · entry 6

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Daniel B. More Revocable Trust

Disclosed balance after: 4,442

F1 · shares: Represents shares of common stock of Issuer acquired by the Reporting Person pursuant to broker-assisted dividend investment transactions.

SEC source: 0000766829-19-000144 · wf-form4_157374812213612.xml · nonDerivative · entry 8

Van Valer Robert A · CIK 0001359434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,129

F8 · balance_after: Includes 89,122 shares of the issuer's common stock, 1,302 shares of the issuer's common stock underlying restricted stock units, and 2,705 shares of deferred stock which will be distributed as actual shares ofthe issuer's common stock following the reporting person's cessation of board service.

SEC source: 0000766829-19-000144 · wf-form4_157374812213612.xml · nonDerivative · entry 7

Van Valer Robert A · CIK 0001359434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,129

F7 · balance_after: Includes 88,122 shares of the issuer's common stock, 1,302 shares of the issuer's common stock underlying restricted stock units, and 2,705 shares of deferred stock which will be distributed as actual shares ofthe issuer's common stock following the reporting person's cessation of board service.

SEC source: 0000766829-19-000144 · wf-form4_157374812213612.xml · nonDerivative · entry 6

Van Valer Robert A · CIK 0001359434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,129

F6 · balance_after: Includes 87,122 shares of the issuer's common stock, 1,302 shares of the issuer's common stock underlying restricted stock units, and 2,705 shares of deferred stock which will be distributed as actual shares ofthe issuer's common stock following the reporting person's cessation of board service.

SEC source: 0000766829-19-000144 · wf-form4_157374812213612.xml · nonDerivative · entry 5

Van Valer Robert A · CIK 0001359434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,129

F5 · balance_after: Includes 86,122 shares of the issuer's common stock, 1,302 shares of the issuer's common stock underlying restricted stock units, and 2,705 shares of deferred stock which will be distributed as actual shares ofthe issuer's common stock following the reporting person's cessation of board service.

SEC source: 0000766829-19-000144 · wf-form4_157374812213612.xml · nonDerivative · entry 4

Van Valer Robert A · CIK 0001359434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,129

F4 · balance_after: Includes 85,122 shares of the issuer's common stock, 1,302 shares of the issuer's common stock underlying restricted stock units, and 2,705 shares of deferred stock which will be distributed as actual shares ofthe issuer's common stock following the reporting person's cessation of board service.

SEC source: 0000766829-19-000144 · wf-form4_157374812213612.xml · nonDerivative · entry 3

Van Valer Robert A · CIK 0001359434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,629

F3 · balance_after: Includes 84,622 shares of the issuer's common stock, 1,302 shares of the issuer's common stock underlying restricted stock units, and 2,705 shares of deferred stock which will be distributed as actual shares ofthe issuer's common stock following the reporting person's cessation of board service.

SEC source: 0000766829-19-000144 · wf-form4_157374812213612.xml · nonDerivative · entry 2

Van Valer Robert A · CIK 0001359434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,629

F2 · balance_after: Includes 83,622 shares of the issuer's common stock, 1,302 shares of the issuer's common stock underlying restricted stock units, and 2,705 shares of deferred stock which will be distributed as actual shares ofthe issuer's common stock following the reporting person's cessation of board service.

SEC source: 0000766829-19-000144 · wf-form4_157374812213612.xml · nonDerivative · entry 1

Van Valer Robert A · CIK 0001359434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,629

F1 · balance_after: Includes 82,622 shares of the issuer's common stock, 1,302 shares of the issuer's common stock underlying restricted stock units, and 2,705 shares of deferred stock which will be distributed as actual shares ofthe issuer's common stock following the reporting person's cessation of board service.

SEC source: 0000766829-19-000135 · wf-form4_157081523731775.xml · derivative · entry 2

BENOIT DAVID C · CIK 0001217198 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,361

Underlying: Common Stock · 3,361 shares

Expires 2021-03-07

F2 · derivative.exercise_price: Represents 3,361 shares of common stock underlying the restricted stock units ("RSUs") previously granted pursuant to certain stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time). Each RSU will vest and be settled on the third anniversary of the date of grant and each RSU entitles the reporting person to a cash amount equal to one share of common stock on the vesting date.

F2 · shares: Represents 3,361 shares of common stock underlying the restricted stock units ("RSUs") previously granted pursuant to certain stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time). Each RSU will vest and be settled on the third anniversary of the date of grant and each RSU entitles the reporting person to a cash amount equal to one share of common stock on the vesting date.

SEC source: 0000766829-19-000135 · wf-form4_157081523731775.xml · nonDerivative · entry 1

BENOIT DAVID C · CIK 0001217198 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,877

F1 · shares: Represents shares of common stock underlying the following awards previously granted pursuant to certain performance stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time): (i) 3,549 shares subject to restricted stock units ("RSUs") that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances and (ii) 31,328 shares subject to deferred stock units ("DSUs") that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

F1 · balance_after: Represents shares of common stock underlying the following awards previously granted pursuant to certain performance stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time): (i) 3,549 shares subject to restricted stock units ("RSUs") that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances and (ii) 31,328 shares subject to deferred stock units ("DSUs") that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-19-000137 · wf-form4_157081550514645.xml · derivative · entry 2

Johnson A Kristen · CIK 0001313291 · VP, HR & Corp Sec of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039

Underlying: Common Stock · 1,039 shares

Expires 2020-12-08

F2 · derivative.exercise_price: Represents 1,039 shares of common stock underlying the restricted stock units ("RSUs") previously granted pursuant to certain stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time). Each RSU will vest and be settled on the third anniversary of the date of grant and each RSU entitles the reporting person to a cash amount equal to one share of common stock on the vesting date.

F2 · shares: Represents 1,039 shares of common stock underlying the restricted stock units ("RSUs") previously granted pursuant to certain stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time). Each RSU will vest and be settled on the third anniversary of the date of grant and each RSU entitles the reporting person to a cash amount equal to one share of common stock on the vesting date.

F2 · derivative.underlying_shares: Represents 1,039 shares of common stock underlying the restricted stock units ("RSUs") previously granted pursuant to certain stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time). Each RSU will vest and be settled on the third anniversary of the date of grant and each RSU entitles the reporting person to a cash amount equal to one share of common stock on the vesting date.

SEC source: 0000766829-19-000137 · wf-form4_157081550514645.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · VP, HR & Corp Sec of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,388

F1 · shares: Represents shares of common stock underlying the following awards previously granted pursuant to certain performance stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time): (i) 1,334 shares subject to restricted stock units ("RSUs") that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances and (ii) 14,054 shares subject to deferred stock units ("DSUs") that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

F1 · balance_after: Represents shares of common stock underlying the following awards previously granted pursuant to certain performance stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time): (i) 1,334 shares subject to restricted stock units ("RSUs") that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances and (ii) 14,054 shares subject to deferred stock units ("DSUs") that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-19-000133 · wf-form4_157081495508954.xml · derivative · entry 3

WESTBROOK MAUREEN P · CIK 0001217203 · VP, CS & Reg Aff of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039

Underlying: Common Stock · 1,039 shares

Expires 2020-12-08

F3 · derivative.exercise_price: Represents 1,039 shares of common stock underlying the restricted stock units ("RSUs") previously granted pursuant to certain stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time). Each RSU will vest and be settled on the third anniversary of the date of grant and each RSU entitles the reporting person to a cash amount equal to one share of common stock on the vesting date.

F3 · shares: Represents 1,039 shares of common stock underlying the restricted stock units ("RSUs") previously granted pursuant to certain stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time). Each RSU will vest and be settled on the third anniversary of the date of grant and each RSU entitles the reporting person to a cash amount equal to one share of common stock on the vesting date.

F3 · balance_after: Represents 1,039 shares of common stock underlying the restricted stock units ("RSUs") previously granted pursuant to certain stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time). Each RSU will vest and be settled on the third anniversary of the date of grant and each RSU entitles the reporting person to a cash amount equal to one share of common stock on the vesting date.

SEC source: 0000766829-19-000133 · wf-form4_157081495508954.xml · nonDerivative · entry 2

WESTBROOK MAUREEN P · CIK 0001217203 · VP, CS & Reg Aff of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,959

F2 · shares: Represents 17,701 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting and settlement of the RSU. The RSUs will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

SEC source: 0000766829-19-000133 · wf-form4_157081495508954.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · VP, CS & Reg Aff of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,258

F1 · shares: Represents shares of common stock underlying the following awards previously granted pursuant to certain performance stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time): 24,258 shares subject to deferred stock units ("DSUs") that are vested and will be settled in accordance with an election previously made by the reporting person. Each DSU will entitle the reporting person to one share of common stock upon settlement.

F1 · balance_after: Represents shares of common stock underlying the following awards previously granted pursuant to certain performance stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time): 24,258 shares subject to deferred stock units ("DSUs") that are vested and will be settled in accordance with an election previously made by the reporting person. Each DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-20-000153 · wf-form4_160581094380138.xml · nonDerivative · entry 5

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Daniel B. More Revocable Trust

Disclosed balance after: 4,424

F1 · shares: Represents shares of common stock of Issuer acquired by the Reporting Person pursuant to broker-assisted dividend investment transactions.

SEC source: 0000766829-19-000116 · wf-form4_156660080254349.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,643

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 4,071 shares of the issuer's common stock and 2,572 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000114 · wf-form4_156660032781405.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,050

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 4,617 shares of the issuer's common stock and 16,433 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.