HTH

SEC source: 0002087850-26-000001 · primarydocument.xml · nonDerivative · entry 1

Thompson Steve B · CIK 0002087850 · PrimeLending President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,842.2529

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 9,175 restricted stock units awarded on January 31, 2023.

SEC source: 0001325149-25-000003 · primarydocument.xml · nonDerivative · entry 1

Feinberg Hill A · CIK 0001325149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,200

SEC source: 0001420756-25-000004 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,692.02

SEC source: 0001086618-25-000004 · primarydocument.xml · nonDerivative · entry 1

SOBEL JONATHAN S · CIK 0001086618 · Director · Hilltop Securities Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,841.2059

F1 · shares: Shares acquired pursuant to the reinvestment of dividends.

SEC source: 0001453018-25-000003 · primarydocument.xml · nonDerivative · entry 1

Winges Martin Bradley · CIK 0001453018 · Hilltop Securities CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,831.0913

F1 · shares: Shares acquired pursuant to the reinvestment of dividends.

SEC source: 0001397829-25-000003 · primarydocument.xml · nonDerivative · entry 1

PRESTIDGE COREY · CIK 0001397829 · EVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,405.4401

F1 · shares: Shares acquired pursuant to the reinvestment of dividends.

SEC source: 0001718156-25-000005 · primarydocument.xml · nonDerivative · entry 1

FORD GERALD J · CIK 0001021572 · 10% owner

Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner

Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner

Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356,280.9558

F1 · shares: Shares acquired pursuant to the reinvestment of dividends.

F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust.

F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to Hilltop Holdings Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0001683821-25-000003 · primarydocument.xml · nonDerivative · entry 1

Furr William B · CIK 0001683821 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,876.0167

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2025 through September 30, 2025.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on September 30, 2025.

SEC source: 0001431919-25-000003 · primarydocument.xml · nonDerivative · entry 1

PARMENTER DARREN E · CIK 0001431919 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,355.0883

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2025 through September 30, 2025.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on September 30, 2025.

SEC source: 0001420756-25-000003 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,892.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2025 through September 30, 2025.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on September 30, 2025.

SEC source: 0001086618-25-000003 · primarydocument.xml · nonDerivative · entry 1

SOBEL JONATHAN S · CIK 0001086618 · Director · Hilltop Securities Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,731.0455

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2025.

F2 · price: Price per share calculated using the average closing price per share for the period from September 17, 2025 to September 30, 2025.

SEC source: 0001461403-25-000003 · primarydocument.xml · nonDerivative · entry 1

Taylor Robert JR · CIK 0001461403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,619

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2025.

F2 · price: Price per share calculated using the average closing price per share for the period from September 17, 2025 to September 30, 2025.

SEC source: 0001267958-25-000004 · primarydocument.xml · nonDerivative · entry 1

WEBB CARL B · CIK 0001267958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,796

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2025.

F2 · price: Price per share calculated using the average closing price per share for the period from September 17, 2025 to September 30, 2025.

SEC source: 0001562180-25-006084 · primarydocument.xml · nonDerivative · entry 1

Furr William B · CIK 0001683821 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,817.0167

F1 · shares: Represents shares of common stock of Hilltop Holdings Inc. (the "Issuer") withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 11,258 restricted stock units granted to the reporting person on August 30, 2022.

F2 · balance_after: Includes 9,208 restricted stock units that will vest, and an equal number of shares of common stock that will be deliverable to the reporting person, upon the third anniversary of the date of the grant, February 8, 2026, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of the 9,208 restricted stock units will be subject to restrictions on transfer until the first anniversary of the applicable vesting date of the restricted stock units, February 8, 2027, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

F3 · balance_after: Also includes 10,275 restricted stock units that will vest, and an equal number of shares of common stock that will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 8, 2027, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of the 10,275 restricted stock units will be subject to restrictions on transfer until the first anniversary of the applicable vesting date of the restricted stock units, February 8, 2028, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

F4 · balance_after: Also includes 10,224 restricted stock units that will vest, and an equal number of shares of common stock that will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 5, 2028, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of the 10,224 restricted stock units will be subject to restrictions on transfer until the first anniversary of the applicable vesting date of the restricted stock units, February 5, 2029, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

SEC source: 0001562180-25-006110 · primarydocument.xml · nonDerivative · entry 1

FORD GERALD J · CIK 0001021572 · 10% owner

Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner

Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner

Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,932.4577

F1 · shares: Shares acquired pursuant to the reinvestment of dividends.

F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust.

F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to Hilltop Holdings Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0001562180-25-006109 · primarydocument.xml · nonDerivative · entry 1

SOBEL JONATHAN S · CIK 0001086618 · Director · Hilltop Securities Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,537.0455

F1 · shares: Shares acquired pursuant to the reinvestment of dividends.

SEC source: 0001562180-25-006108 · primarydocument.xml · nonDerivative · entry 1

Winges Martin Bradley · CIK 0001453018 · Hilltop Securities CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,627.9427

F1 · shares: Shares acquired pursuant to the reinvestment of dividends.

SEC source: 0001562180-25-006107 · primarydocument.xml · nonDerivative · entry 1

PRESTIDGE COREY · CIK 0001397829 · EVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,820.4248

F1 · shares: Shares acquired pursuant to the reinvestment of dividends.

SEC source: 0002087850-25-000039 · primarydocument.xml · nonDerivative · entry 1

Thompson Steve B · CIK 0002087850 · PrimeLending President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,310.2529

F1 · shares: Shares acquired pursuant to the reinvestment of dividends.

SEC source: 0001562180-25-006043 · primarydocument.xml · nonDerivative · entry 1

SOBEL JONATHAN S · CIK 0001086618 · Director · Hilltop Securities Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,428.694

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $35.26 to $35.47, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.

SEC source: 0001562180-25-006017 · primarydocument.xml · nonDerivative · entry 3

SOBEL JONATHAN S · CIK 0001086618 · Director · Hilltop Securities Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,428.694

F3 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.86 to $35.44, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.

SEC source: 0001562180-25-006017 · primarydocument.xml · nonDerivative · entry 2

SOBEL JONATHAN S · CIK 0001086618 · Director · Hilltop Securities Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,428.694

F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.65 to $34.90, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.

SEC source: 0001562180-25-006017 · primarydocument.xml · nonDerivative · entry 1

SOBEL JONATHAN S · CIK 0001086618 · Director · Hilltop Securities Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,428.694

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.23 to $34.82, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.

SEC source: 0001562180-25-005935 · primarydocument.xml · nonDerivative · entry 3

SOBEL JONATHAN S · CIK 0001086618 · Director · Hilltop Securities Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,428.694

F3 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $32.97 to $33.28, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.

SEC source: 0001562180-25-005935 · primarydocument.xml · nonDerivative · entry 2

SOBEL JONATHAN S · CIK 0001086618 · Director · Hilltop Securities Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,428.694

F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $32.82 to $33.01, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.

SEC source: 0001562180-25-005935 · primarydocument.xml · nonDerivative · entry 1

SOBEL JONATHAN S · CIK 0001086618 · Director · Hilltop Securities Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,428.694

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $32.77 to $33.06, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.

SEC source: 0001562180-25-005856 · primarydocument.xml · nonDerivative · entry 3

SOBEL JONATHAN S · CIK 0001086618 · Director · Hilltop Securities Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,428.694

F3 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $31.78 to $32.13, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.

SEC source: 0001562180-25-005856 · primarydocument.xml · nonDerivative · entry 2

SOBEL JONATHAN S · CIK 0001086618 · Director · Hilltop Securities Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,428.694

F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $32.30 to $32.46, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.

SEC source: 0002087850-25-000038 · primarydocument.xml · nonDerivative · entry 2

Thompson Steve B · CIK 0002087850 · PrimeLending President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,998.3104

SEC source: 0001562180-25-005856 · primarydocument.xml · nonDerivative · entry 1

SOBEL JONATHAN S · CIK 0001086618 · Director · Hilltop Securities Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,428.694

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $32.50 to $32.81, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.

SEC source: 0002087850-25-000038 · primarydocument.xml · nonDerivative · entry 1

Thompson Steve B · CIK 0002087850 · PrimeLending President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,638.3104

F1 · price: The sales price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.00 to $31.19, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

SEC source: 0001562180-25-005540 · primarydocument.xml · nonDerivative · entry 1

CRANDALL J TAYLOR · CIK 0000911380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 957

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.

F2 · price: Price per share calculated using the closing price per share on July 23, 2025, the day prior to the Company's annual stockholders' meeting.

SEC source: 0001562180-25-005541 · primarydocument.xml · nonDerivative · entry 1

SOBEL JONATHAN S · CIK 0001086618 · Director · Hilltop Securities Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,428.694

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.

F2 · price: Price per share calculated using the closing price per share on July 23, 2025, the day prior to the Company's annual stockholders' meeting.

SEC source: 0001562180-25-005542 · primarydocument.xml · nonDerivative · entry 1

Taylor Robert JR · CIK 0001461403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,393

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.

F2 · price: Price per share calculated using the closing price on July 23, 2025, the day prior to the Company's annual stockholders' meeting.

SEC source: 0001562180-25-005544 · primarydocument.xml · nonDerivative · entry 1

Lewis Lee · CIK 0001457416 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,739

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.

F2 · price: Price per shared calculated using the closing price per share on July 23, 2025, the day prior to the Company's annual stockholders' meeting.

SEC source: 0001562180-25-005547 · primarydocument.xml · nonDerivative · entry 1

Nichols W Robert III · CIK 0001434638 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,015

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.

F2 · price: Price per share calculated using the closing price per share on July 23, 2025, the day prior to the Company's annual stockholders' meeting.

SEC source: 0001562180-25-005539 · primarydocument.xml · nonDerivative · entry 1

Bobbitt Rhodes R · CIK 0001300148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,016

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.

F2 · price: Price per share calculated using the closing price per share on July 23, 2025, the day prior to the Company's annual stockholders meeting.

F3 · balance_after: Includes 62,100 shares of common stock held in an individual retirement account for the benefit of the reporting person.

SEC source: 0001562180-25-005543 · primarydocument.xml · nonDerivative · entry 1

WEBB CARL B · CIK 0001267958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,407

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.

F2 · price: Price per share calculated using the closing price per share on July 23, 2025, the day prior to the Company's annual stockholders' meeting.

SEC source: 0001562180-25-005545 · primarydocument.xml · nonDerivative · entry 1

SHERMAN A HAAG · CIK 0001283832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,111

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.

F2 · price: Price per share calculated using the closing price per share on July 23, 2025, the day prior to the Company's annual stockholders' meeting.

SEC source: 0001562180-25-005546 · primarydocument.xml · nonDerivative · entry 1

NICHOLS TOM C · CIK 0001339915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,137

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.

F2 · price: Price per share calculated using the closing price per share on July 23, 2025, the day prior to the Company's annual stockholders' meeting.

SEC source: 0001562180-25-005538 · primarydocument.xml · nonDerivative · entry 1

Bolt Tracy Allan · CIK 0001472587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,682

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.

F2 · price: Price per share calculated using the closing price per share on July 23, 2025, the day prior to the Company's annual stockholders' meeting.

SEC source: 0001562180-25-006164 · primarydocument.xml · nonDerivative · entry 1

Russell Kenneth D · CIK 0001498530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 957

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.

F2 · price: Price per share calculated using the closing price per share on July 23, 2025, the day prior to the Company's annual stockholders meeting.

SEC source: 0001562180-25-005331 · primarydocument.xml · nonDerivative · entry 1

Furr William B · CIK 0001683821 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,559.0167

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 1, 2025 through June 30, 2025.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on June 30, 2025.

SEC source: 0001562180-25-005329 · primarydocument.xml · nonDerivative · entry 1

PARMENTER DARREN E · CIK 0001431919 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,262.0883

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 1, 2025 through June 30, 2025.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on June 30, 2025.

SEC source: 0001562180-25-005328 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,822.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 1, 2025 through June 30, 2025.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on June 30, 2025.

SEC source: 0001562180-25-005330 · primarydocument.xml · nonDerivative · entry 1

PRESTIDGE COREY · CIK 0001397829 · EVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,245.015

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 1, 2025 through June 30, 2025.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on June 30, 2025.

SEC source: 0001562180-25-005268 · primarydocument.xml · nonDerivative · entry 3

FORD GERALD J · CIK 0001021572 · 10% owner · Chairman Emeritus

Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner

Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner

Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 98,789

F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement.

F4 · ownership.nature: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust.

F5 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F6 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F8 · ownership.nature: Represents Shares directly beneficially owned by the Trust.

SEC source: 0001562180-25-005268 · primarydocument.xml · nonDerivative · entry 2

FORD GERALD J · CIK 0001021572 · 10% owner · Chairman Emeritus

Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner

Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner

Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,606.1004

F7 · shares: In connection with Mr. Ford's receipt of Shares under the 2020 EIP as compensation for services rendered as a director of the Issuer in the second quarter of 2025, Mr. Ford subsequently gifted these Shares to the Trust, which is a revocable trust of Mr. Ford established for the benefit of the members of his family.

F3 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement.

F4 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust.

F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0001562180-25-005268 · primarydocument.xml · nonDerivative · entry 1

FORD GERALD J · CIK 0001021572 · 10% owner · Chairman Emeritus

Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner

Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner

Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,080.1004

F1 · shares: Represents shares of common stock of Hilltop Holdings Inc. (the "Issuer"), par value $0.01 per share ("Shares"), granted to Gerald J. Ford under the Hilltop Holdings Inc. 2020 Equity Incentive Plan (the "2020 EIP"), as compensation for services rendered as a director of the Issuer in the second calendar quarter of 2025.

F2 · price: Price per share calculated using the average closing price per share for the period from June 16, 2025 to June 30, 2025.

F3 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement.

F4 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust.

F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0001562180-25-005269 · primarydocument.xml · nonDerivative · entry 1

SOBEL JONATHAN S · CIK 0001086618 · Director · Hilltop Securities Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,471.694

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2025.

F2 · price: Price per share calculated using the average closing price per share for the period from June 16, 2025 to June 30, 2025.