Last 12 months
Inside the activity.
4 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 07, 2019 Filed Oct 8, 2019 22:14 UTC |
Kammer Robert JDirector
|
SaleCommon Stock | 6,500 | $5.25 | $34,125.00 |
DisclosureSEC source: 0001493152-19-015262 · ownership.xml · nonDerivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,827 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan, as amended, adopted by the Reporting Person. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 22:00 UTC |
Kammer Robert JDirector
|
SaleCommon Stock | 6,500 | $5.67 | $36,855.00 |
DisclosureSEC source: 0001493152-19-014000 · ownership.xml · nonDerivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810,327 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan, as amended, adopted by the Reporting Person. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 22:46 UTC |
Kammer Robert JDirector
|
SaleCommon Stock | 6,500 | $6.89 | $44,785.00 |
DisclosureSEC source: 0001493152-19-012666 · ownership.xml · nonDerivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,827 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan, as amended, adopted by the Reporting Person. Read SEC document |
| July 15, 2019 Filed Jul 16, 2019 22:53 UTC |
Kammer Robert JDirector
|
SaleCommon Stock | 6,500 | $7.91 | $51,415.00 |
DisclosureSEC source: 0001493152-19-010706 · ownership.xml · nonDerivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 823,327 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan, as amended, adopted by the Reporting Person. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 21:07 UTC |
Principi AnthonyDirector
|
GrantRSU · Derivative | 9,715 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-009928 · ownership.xml · derivative · entry 1 Principi Anthony · CIK 0001347187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,715 Underlying: Common Stock · 9,715 shares Expires 2020-06-26 F1 · security: Award of Restricted Stock Units vests quarterly in equal installments over a one-year period following the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the termination of service. F2 · security: The Restricted Stock Units were received as a compensatory award for no consideration. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 21:05 UTC |
LINDSTROM RICHARD L MDDirector
|
GrantRSU · Derivative | 9,715 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-009925 · ownership.xml · derivative · entry 1 LINDSTROM RICHARD L MD · CIK 0001242177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,715 Underlying: Common Stock · 9,715 shares Expires 2020-06-26 F1 · security: Award of Restricted Stock Units vests quarterly in equal installments over a one-year period following the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the termination of service. F2 · security: The Restricted Stock Units were received as a compensatory award for no consideration. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 21:04 UTC |
AUSTIN STEPHEN GDirector
|
GrantRSU · Derivative | 9,715 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-009923 · ownership.xml · derivative · entry 1 AUSTIN STEPHEN G · CIK 0001219121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,715 Underlying: Common Stock · 9,715 shares Expires 2020-06-26 F1 · security: Award of Restricted Stock Units vests quarterly in equal installments over a one-year period following the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the termination of service. F2 · security: The Restricted Stock Units were received as a compensatory award for no consideration. Read SEC document |
| June 26, 2019 Filed Jun 29, 2019 01:06 UTC |
Kammer Robert JDirector
|
GrantRSU · Derivative | 9,715 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-009927 · ownership.xml · derivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,715 Underlying: Common Stock · 9,715 shares Expires 2020-06-26 F1 · security: Award of Restricted Stock Units vests quarterly in equal installments over a one-year period following the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the termination of service. F2 · security: The Restricted Stock Units were received as a compensatory award for no consideration. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 23:08 UTC |
Kammer Robert JDirector
|
SaleCommon Stock | 10,000 | $5.78 | $57,800.00 |
DisclosureSEC source: 0001493152-19-008761 · ownership.xml · nonDerivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,827 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan, as amended, adopted by the Reporting Person. Read SEC document |
| May 01, 2019 Filed May 3, 2019 21:15 UTC |
Kammer Robert JDirector
|
SaleCommon Stock | 10,000 | $4.57 | $45,700.00 |
DisclosureSEC source: 0001493152-19-006390 · ownership.xml · nonDerivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 839,827 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan, as amended, adopted by the Reporting Person. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:10 UTC |
Kammer Robert JDirector
|
SaleCommon Stock | 10,000 | $4.77 | $47,700.00 |
DisclosureSEC source: 0001493152-19-004741 · ownership.xml · nonDerivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 849,827 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan, as amended, adopted by the Reporting Person. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 23:00 UTC |
Kammer Robert JDirector
|
SaleCommon Stock | 10,000 | $6.91 | $69,100.00 |
DisclosureSEC source: 0001493152-19-002846 · ownership.xml · nonDerivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 859,827 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan, as amended, adopted by the Reporting Person. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:45 UTC |
BOLL ANDREW R.Chief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-002376 · ownership.xml · derivative · entry 2 BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2022-02-19 F2 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted under the Plan. Each RSU represents a contingent right to receive one share of common stock of the Issuer upon the vesting and settlement of the RSU. The RSUs vest and settle in full on the third anniversary of the date of grant. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:45 UTC |
BOLL ANDREW R.Chief Financial Officer
|
GrantOption - Right to Buy · Derivative | 50,000 | $0.00 Strike: $6.30 | $0.00 |
DisclosureSEC source: 0001493152-19-002376 · ownership.xml · derivative · entry 1 BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-02-19 F1 · derivative.exercise_date: Represents stock options granted under the Issuer's 2017 Stock Incentive and Awards Plan (the "Plan"). The stock options vest in equal quarterly installments over a three-year period. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:44 UTC |
BAUM MARK LDirector · Chief Executive Officer
|
GrantOption - Right to Buy · Derivative | 150,000 | $0.00 Strike: $6.30 | $0.00 |
DisclosureSEC source: 0001493152-19-002375 · ownership.xml · derivative · entry 1 BAUM MARK L · CIK 0001274282 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2029-02-19 F1 · derivative.exercise_date: Represents stock options granted under the Issuer's 2017 Stock Incentive and Awards Plan. The stock options vest in equal quarterly installments over a three year period. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:47 UTC |
SAHAREK JOHN P.Chief Commercial Officer
|
GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-002377 · ownership.xml · derivative · entry 2 SAHAREK JOHN P. · CIK 0001632091 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2022-02-19 F2 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted under the Plan. Each RSU represents a contingent right to receive one share of common stock of the Issuer upon the vesting and settlement of the RSU. The RSUs vest and settle in full on the third anniversary of the date of grant. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:47 UTC |
SAHAREK JOHN P.Chief Commercial Officer
|
GrantOption - Right to Buy · Derivative | 50,000 | $0.00 Strike: $6.30 | $0.00 |
DisclosureSEC source: 0001493152-19-002377 · ownership.xml · derivative · entry 1 SAHAREK JOHN P. · CIK 0001632091 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-02-19 F1 · derivative.exercise_date: Represents stock options granted under the Issuer's 2017 Stock Incentive and Awards Plan (the "Plan"). The stock options vest in equal quarterly installments over a three-year period. Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 23:00 UTC |
Kammer Robert JDirector
|
SaleCommon Stock | 10,000 | $5.86 | $58,600.00 |
DisclosureSEC source: 0001493152-19-001267 · ownership.xml · nonDerivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,827 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan, as amended, adopted by the Reporting Person. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:25 UTC |
Kammer Robert JDirector
|
SaleCommon Stock | 10,000 | $5.33 | $53,300.00 |
DisclosureSEC source: 0001493152-19-000138 · ownership.xml · nonDerivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,827 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan, as amended, adopted by the Reporting Person. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 11:09 UTC |
Kammer Robert JDirector
|
SaleCommon Stock | 10,000 | $4.64 | $46,400.00 |
DisclosureSEC source: 0001493152-18-017070 · ownership.xml · nonDerivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,827 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan, as amended, adopted by the Reporting Person. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 22:20 UTC |
Kammer Robert JDirector
|
SaleCommon Stock | 10,000 | $4.21 | $42,100.00 |
DisclosureSEC source: 0001493152-18-015161 · ownership.xml · nonDerivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,827 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan, as amended, adopted by the Reporting Person. Read SEC document |
| October 15, 2018 Filed Oct 18, 2018 13:10 UTC |
Kammer Robert JDirector
|
SaleCommon Stock | 10,000 | $3.00 | $30,000.00 |
DisclosureSEC source: 0001493152-18-014616 · ownership.xml · nonDerivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909,827 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan, as amended, adopted by the Reporting Person. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 23:45 UTC |
Kammer Robert JDirector
|
SaleCommon Stock | 10,000 | $3.00 | $30,000.00 |
DisclosureSEC source: 0001493152-18-012921 · ownership.xml · nonDerivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 919,827 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan, as amended, adopted by the Reporting Person. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 10:05 UTC |
Kammer Robert JDirector
|
SaleCommon Stock | 130,000 | $3.00 | $390,000.00 |
DisclosureSEC source: 0001493152-18-011956 · ownership.xml · nonDerivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 929,827 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 19:52 UTC |
LINDSTROM RICHARD L MDDirector
|
GrantRSU · Derivative | 34,091 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-009612 · ownership.xml · derivative · entry 1 LINDSTROM RICHARD L MD · CIK 0001242177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,091 Underlying: Common Stock · 34,091 shares Expires 2019-06-29 F1 · security: Award of Restricted Stock Units vests quarterly in equal installments over a one-year period following the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the termination of service. F2 · security: The Restricted Stock Units were received as a compensatory award for no consideration. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 19:43 UTC |
AUSTIN STEPHEN GDirector
|
GrantRSU · Derivative | 34,091 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-009606 · ownership.xml · derivative · entry 1 AUSTIN STEPHEN G · CIK 0001219121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,091 Underlying: Common Stock · 34,091 shares Expires 2019-06-29 F1 · security: Award of Restricted Stock Units vests quarterly in equal installments over a one-year period following the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the termination of service. F2 · security: The Restricted Stock Units were received as a compensatory award for no consideration. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 19:47 UTC |
Principi AnthonyDirector
|
GrantRSU · Derivative | 34,091 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-009609 · ownership.xml · derivative · entry 1 Principi Anthony · CIK 0001347187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,091 Underlying: Common Stock · 34,091 shares Expires 2019-06-29 F1 · security: Award of Restricted Stock Units vests quarterly in equal installments over a one-year period following the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the termination of service. F2 · security: The Restricted Stock Units were received as a compensatory award for no consideration. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 23:48 UTC |
Kammer Robert JDirector
|
GrantRSU · Derivative | 34,091 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-009610 · ownership.xml · derivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,091 Underlying: Common Stock · 34,091 shares Expires 2018-06-29 F1 · security: Award of Restricted Stock Units vests quarterly in equal installments over a one-year period following the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the termination of service. F2 · security: The Restricted Stock Units were received as a compensatory award for no consideration. Read SEC document |
| February 01, 2018 Filed Feb 3, 2018 02:00 UTC |
SAHAREK JOHN P.Chief Commercial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-001437 · form4.xml · derivative · entry 2 SAHAREK JOHN P. · CIK 0001632091 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On February 1, 2018, restricted stock units ("RSUs") granted to Mr. Saharek on February 1, 2015 vested, and 30,000 shares of common stock were issued to him. Payroll withholding taxes related to the vested RSUs and share issuance were paid by Mr. Saharek. F1 · derivative.exercise_date: On February 1, 2018, restricted stock units ("RSUs") granted to Mr. Saharek on February 1, 2015 vested, and 30,000 shares of common stock were issued to him. Payroll withholding taxes related to the vested RSUs and share issuance were paid by Mr. Saharek. F1 · derivative.expiration_date: On February 1, 2018, restricted stock units ("RSUs") granted to Mr. Saharek on February 1, 2015 vested, and 30,000 shares of common stock were issued to him. Payroll withholding taxes related to the vested RSUs and share issuance were paid by Mr. Saharek. Read SEC document |
| February 01, 2018 Filed Feb 3, 2018 02:00 UTC |
SAHAREK JOHN P.Chief Commercial Officer
|
Exercise / conversionCommon Stock | 30,000 | $1.83 | $54,900.00 |
DisclosureSEC source: 0001493152-18-001437 · form4.xml · nonDerivative · entry 1 SAHAREK JOHN P. · CIK 0001632091 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On February 1, 2018, restricted stock units ("RSUs") granted to Mr. Saharek on February 1, 2015 vested, and 30,000 shares of common stock were issued to him. Payroll withholding taxes related to the vested RSUs and share issuance were paid by Mr. Saharek. Read SEC document |
| February 01, 2018 Filed Feb 3, 2018 01:58 UTC |
BOLL ANDREW R.Chief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-001435 · form4.xml · derivative · entry 2 BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On February 1, 2018, restricted stock units ("RSUs") granted to Mr. Boll on February 1, 2015 vested, and 30,000 shares of common stock were issued to Mr. Boll. Payroll withholding taxes related to the vested RSUs and share issuance were paid by Mr. Boll. F1 · derivative.exercise_date: On February 1, 2018, restricted stock units ("RSUs") granted to Mr. Boll on February 1, 2015 vested, and 30,000 shares of common stock were issued to Mr. Boll. Payroll withholding taxes related to the vested RSUs and share issuance were paid by Mr. Boll. F1 · derivative.expiration_date: On February 1, 2018, restricted stock units ("RSUs") granted to Mr. Boll on February 1, 2015 vested, and 30,000 shares of common stock were issued to Mr. Boll. Payroll withholding taxes related to the vested RSUs and share issuance were paid by Mr. Boll. Read SEC document |
| February 01, 2018 Filed Feb 3, 2018 01:58 UTC |
BOLL ANDREW R.Chief Financial Officer
|
Exercise / conversionCommon Stock | 30,000 | $1.83 | $54,900.00 |
DisclosureSEC source: 0001493152-18-001435 · form4.xml · nonDerivative · entry 1 BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On February 1, 2018, restricted stock units ("RSUs") granted to Mr. Boll on February 1, 2015 vested, and 30,000 shares of common stock were issued to Mr. Boll. Payroll withholding taxes related to the vested RSUs and share issuance were paid by Mr. Boll. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 23:30 UTC |
BAUM MARK LDirector · Chief Executive Officer
|
GrantOption - Right to Buy · Derivative | 150,000 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001493152-18-000185 · form4.xml · derivative · entry 1 BAUM MARK L · CIK 0001274282 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2028-01-02 F1 · derivative.exercise_date: Represents stock options granted under the Issuer's 2017 Stock Incentive and Awards Plan. The stock options vest in equal quarterly installments over a three year period. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 23:30 UTC |
SAHAREK JOHN P.Chief Commercial Officer
|
GrantOption - Right to Buy · Derivative | 50,000 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001493152-18-000186 · form4.xml · derivative · entry 1 SAHAREK JOHN P. · CIK 0001632091 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-01-02 F1 · derivative.exercise_date: Represents stock options granted under the Issuer's 2017 Stock Incentive and Awards Plan. The stock options vest in equal quarterly installments over a three year period. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 23:30 UTC |
BOLL ANDREW R.Chief Financial Officer
|
GrantOption - Right to Buy · Derivative | 50,000 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001493152-18-000184 · form4.xml · derivative · entry 1 BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-01-02 F1 · derivative.exercise_date: Represents stock options granted under the Issuer's 2017 Stock Incentive and Awards Plan. The stock options vest in equal quarterly installments over a three year period. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 22:38 UTC |
Kammer Robert JDirector
|
SaleCommon Stock | 10,000 | $3.05 | $30,526.00 |
DisclosureSEC source: 0001493152-17-007989 · form4.xml · nonDerivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,059,827 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 18:01 UTC |
LINDSTROM RICHARD L MDDirector
|
GrantRSU · Derivative | 15,723 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-17-006715 · form4.xml · derivative · entry 1 LINDSTROM RICHARD L MD · CIK 0001242177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,723 Underlying: Common Stock · 15,723 shares Expires 2018-06-13 F1 · security: Award of Restricted Stock Units vests quarterly in equal installments over a one year period following the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the termination of service. F2 · security: The Restricted Stock Units were received as a compensatory award for no consideration. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 18:00 UTC |
AUSTIN STEPHEN GDirector
|
GrantRSU · Derivative | 15,723 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-17-006713 · form4.xml · derivative · entry 1 AUSTIN STEPHEN G · CIK 0001219121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,723 Underlying: Common Stock · 15,723 shares Expires 2018-06-13 F1 · security: Award of Restricted Stock Units vests quarterly in equal installments over a one year period following the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the termination of service. F2 · security: The Restricted Stock Units were received as a compensatory award for no consideration. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 22:01 UTC |
Kammer Robert JDirector
|
GrantRSU · Derivative | 15,723 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-17-006714 · form4.xml · derivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,723 Underlying: Common Stock · 15,723 shares Expires 2018-06-13 F1 · security: Award of Restricted Stock Units vests quarterly in equal installments over a one year period following the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the termination of service. F2 · security: The Restricted Stock Units were received as a compensatory award for no consideration. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 18:03 UTC |
Principi AnthonyDirector
|
GrantRSU · Derivative | 15,723 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-17-006716 · form4.xml · derivative · entry 1 Principi Anthony · CIK 0001347187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,723 Underlying: Common Stock · 15,723 shares Expires 2018-06-13 F1 · security: Award of Restricted Stock Units vests quarterly in equal installments over a one year period following the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the termination of service. F2 · security: The Restricted Stock Units were received as a compensatory award for no consideration. Read SEC document |
| April 27, 2017 Filed May 1, 2017 16:34 UTC |
LINDSTROM RICHARD L MDDirector
|
OtherPurchase Warrant · Derivative | 100,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001493152-17-004611 · form4.xml · derivative · entry 5 LINDSTROM RICHARD L MD · CIK 0001242177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2019-12-27 F2 · derivative.exercise_date: The non-exercisable period for the Purchase Warrant was waived by the Company in exchange for cash exercise, the original date the warrant became exercisable was June 27, 2017. F1 · ownership.nature: Represents a contribution to the Lindstrom Family Limited Partnership No 2, a limited partnership of which the reporting person is the 100% owner and sole general partner. Read SEC document |
| April 27, 2017 Filed May 1, 2017 16:34 UTC |
LINDSTROM RICHARD L MDDirector
|
GiftPurchase Warrant · Derivative | 100,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001493152-17-004611 · form4.xml · derivative · entry 4 LINDSTROM RICHARD L MD · CIK 0001242177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2019-12-27 F1 · security: Represents a contribution to the Lindstrom Family Limited Partnership No 2, a limited partnership of which the reporting person is the 100% owner and sole general partner. F2 · derivative.exercise_date: The non-exercisable period for the Purchase Warrant was waived by the Company in exchange for cash exercise, the original date the warrant became exercisable was June 27, 2017. F1 · ownership.nature: Represents a contribution to the Lindstrom Family Limited Partnership No 2, a limited partnership of which the reporting person is the 100% owner and sole general partner. Read SEC document |
| April 27, 2017 Filed May 1, 2017 16:34 UTC |
LINDSTROM RICHARD L MDDirector
|
GiftPurchase Warrant · Derivative | 100,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001493152-17-004611 · form4.xml · derivative · entry 3 LINDSTROM RICHARD L MD · CIK 0001242177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2019-12-27 F1 · security: Represents a contribution to the Lindstrom Family Limited Partnership No 2, a limited partnership of which the reporting person is the 100% owner and sole general partner. F2 · derivative.exercise_date: The non-exercisable period for the Purchase Warrant was waived by the Company in exchange for cash exercise, the original date the warrant became exercisable was June 27, 2017. Read SEC document |
| April 27, 2017 Filed May 1, 2017 16:34 UTC |
LINDSTROM RICHARD L MDDirector
|
OtherCommon Stock | 100,000 | $1.79 | $179,000.00 |
DisclosureSEC source: 0001493152-17-004611 · form4.xml · nonDerivative · entry 1 LINDSTROM RICHARD L MD · CIK 0001242177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 100,000 F1 · ownership.nature: Represents a contribution to the Lindstrom Family Limited Partnership No 2, a limited partnership of which the reporting person is the 100% owner and sole general partner. Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 00:58 UTC |
Edwards Clayton DChief Operating Officer
|
GrantOption - Right to Buy · Derivative | 55,000 | $0.00 Strike: $3.77 | $0.00 |
DisclosureSEC source: 0001493152-17-004057 · form4.xml · derivative · entry 1 Edwards Clayton D · CIK 0001704083 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2027-04-13 F1 · derivative.exercise_date: Represents stock options granted under the Issuer's 2007 Stock Incentive and Awards Plan. The stock options vests over a 4-year period, with 25% of the total number of shares subject to the option vesting on the one-year anniversary of the grant date and the remaining shares subject to the option vesting in equal installments each quarterly period following the one-year anniversary of the grant date. Read SEC document |
| March 21, 2017 Filed Feb 8, 2018 17:15 UTC |
Longboard Capital Advisors, LLCInstitutional Investor
Conrad BrettManaging Mbr of Longboard Cap.
|
PurchaseWarrants · Derivative | 52,000 | Not disclosed Strike: $1.79 | Not disclosed |
DisclosureSEC source: 0001683168-18-000346 · longboard_frm5.xml · derivative · entry 2 Longboard Capital Advisors, LLC · CIK 0001604815 · Institutional Investor Conrad Brett · CIK 0001730806 · Managing Mbr of Longboard Cap. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,416,000 Underlying: Common Stock · 52,000 shares Expires 2019-12-27 F1 · price: $0.125/warrant; $1.915/unit (common stock and warrant) Read SEC document |
| March 21, 2017 Filed Feb 8, 2018 17:15 UTC |
Longboard Capital Advisors, LLCInstitutional Investor
Conrad BrettManaging Mbr of Longboard Cap.
|
Tax withholdingCommon Stock | 52,000 | $1.79 | $93,080.00 |
DisclosureSEC source: 0001683168-18-000346 · longboard_frm5.xml · nonDerivative · entry 1 Longboard Capital Advisors, LLC · CIK 0001604815 · Institutional Investor Conrad Brett · CIK 0001730806 · Managing Mbr of Longboard Cap. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,416,000 Read SEC document |
| March 09, 2017 Filed Mar 14, 2017 21:00 UTC |
Kammer Robert JDirector
|
OtherCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-17-002420 · form4.xml · nonDerivative · entry 1 Kammer Robert J · CIK 0001542484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069,827 F1 · security: On March 9, 2017, Dr. Kammer, transferred 20,000 shares of Imprimis Pharmaceuticals, Inc.'s common stock to a third party, in connection with a settlement agreement and previously settled lawsuit. As part of the settlement, Dr. Kammer transferred 20,000 shares of common stock and received no consideration. Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 02:16 UTC |
BAUM MARK LDirector · Chief Executive Officer
|
GrantOption - Right to Buy · Derivative | 160,000 | $0.00 Strike: $2.23 | $0.00 |
DisclosureSEC source: 0001493152-17-001107 · form4.xml · derivative · entry 1 BAUM MARK L · CIK 0001274282 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 160,000 shares Expires 2027-02-01 F1 · derivative.exercise_date: Represents stock options granted under the Issuer's 2007 Stock Incentive and Awards Plan. The stock options vest in equal quarterly installments over a three year period. Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 02:18 UTC |
BOLL ANDREW R.Chief Financial Officer
|
GrantOption - Right to Buy · Derivative | 55,000 | $0.00 Strike: $2.23 | $0.00 |
DisclosureSEC source: 0001493152-17-001108 · form4.xml · derivative · entry 1 BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2027-02-01 F1 · derivative.exercise_date: Represents stock options granted under the Issuer's 2007 Stock Incentive and Awards Plan. The stock options vest in equal quarterly installments over a three year period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.