BOLL ANDREW R.

SEC source: 0001493152-26-023319 · ownership.xml · nonDerivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,679

F1 · price: Represents an aggregate of two open market purchases effected on May 14, 2026, each at a price of $29.90 per share. The reporting person undertakes to provide to Harrow, Inc., any security holder of Harrow, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each transaction as set forth in this footnote.

SEC source: 0001493152-25-028038 · ownership.xml · derivative · entry 3

BOLL ANDREW R. · CIK 0001542150 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2026-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents stock options granted to Mr. Boll on April 1, 2016 under the Issuer's 2007 Stock Incentive and Awards Plan, as amended. The stock options vested quarterly over a three-year period following the grant date. 26,665 shares were withheld to satisfy the exercise price and tax liability incident to the exercise of the stock option. Such withholding did not involve any market sales or other market transactions.

F1 · derivative.exercise_date: Represents stock options granted to Mr. Boll on April 1, 2016 under the Issuer's 2007 Stock Incentive and Awards Plan, as amended. The stock options vested quarterly over a three-year period following the grant date. 26,665 shares were withheld to satisfy the exercise price and tax liability incident to the exercise of the stock option. Such withholding did not involve any market sales or other market transactions.

SEC source: 0001493152-25-028038 · ownership.xml · nonDerivative · entry 2

BOLL ANDREW R. · CIK 0001542150 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 811,179

SEC source: 0001493152-25-028038 · ownership.xml · nonDerivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 837,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001641172-25-017377 · ownership.xml · derivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,750

Underlying: Common Stock · 405,750 shares

Expires not disclosed

F1 · security: Represents performance-based restricted stock units ("PSUs") granted under the Issuer's 2025 Stock Incentive and Awards Plan, (the "Plan"). Each PSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The vesting of the PSUs (granted in lieu of service only stock option and restricted stock unit awards) require (i) a minimum of a three-year service period, and (ii) the achievement and maintenance of Harrow common stock price targets of $50 (causing the vesting of 56,805 PSU shares), $60 (causing the vesting of 85,208 PSU shares), $75 (causing the vesting of 117,668 PSU shares), $100 (causing the vesting of 146,069 PSU shares).

F1 · derivative.exercise_price: Represents performance-based restricted stock units ("PSUs") granted under the Issuer's 2025 Stock Incentive and Awards Plan, (the "Plan"). Each PSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The vesting of the PSUs (granted in lieu of service only stock option and restricted stock unit awards) require (i) a minimum of a three-year service period, and (ii) the achievement and maintenance of Harrow common stock price targets of $50 (causing the vesting of 56,805 PSU shares), $60 (causing the vesting of 85,208 PSU shares), $75 (causing the vesting of 117,668 PSU shares), $100 (causing the vesting of 146,069 PSU shares).

F1 · derivative.exercise_date: Represents performance-based restricted stock units ("PSUs") granted under the Issuer's 2025 Stock Incentive and Awards Plan, (the "Plan"). Each PSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The vesting of the PSUs (granted in lieu of service only stock option and restricted stock unit awards) require (i) a minimum of a three-year service period, and (ii) the achievement and maintenance of Harrow common stock price targets of $50 (causing the vesting of 56,805 PSU shares), $60 (causing the vesting of 85,208 PSU shares), $75 (causing the vesting of 117,668 PSU shares), $100 (causing the vesting of 146,069 PSU shares).

F1 · derivative.expiration_date: Represents performance-based restricted stock units ("PSUs") granted under the Issuer's 2025 Stock Incentive and Awards Plan, (the "Plan"). Each PSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The vesting of the PSUs (granted in lieu of service only stock option and restricted stock unit awards) require (i) a minimum of a three-year service period, and (ii) the achievement and maintenance of Harrow common stock price targets of $50 (causing the vesting of 56,805 PSU shares), $60 (causing the vesting of 85,208 PSU shares), $75 (causing the vesting of 117,668 PSU shares), $100 (causing the vesting of 146,069 PSU shares).

SEC source: 0001641172-25-003112 · ownership.xml · nonDerivative · entry 2

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 777,844

F1 · shares: The 346,500 shares of Harrow, Inc. ("Harrow") common stock listed in Table I as "Acquired" represent shares upon vesting of performance stock units ("PSUs") granted to Mr. Boll under Harrow's 2017 Stock Incentive and Awards Plan (the "Incentive Plan") on April 3, 2023. The PSUs vested on April 3, 2025 and were settled in full in shares of Harrow common stock (on a one-for-one basis) on April 7, 2025, following attainment of (i) a two-year service period, and (ii) the achievement of Harrow common stock price targets ranging from $25 - $50. The 136,745 shares of Harrow common stock listed in Table I as "Disposed" were not sold by Mr. Boll in any market transaction; rather, they were shares of Harrow common stock withheld by the Company for payroll tax purposes from the same aforementioned 346,500 shares pursuant to the terms of the Incentive Plan.

SEC source: 0001641172-25-003112 · ownership.xml · derivative · entry 3

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 346,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The 346,500 shares of Harrow, Inc. ("Harrow") common stock listed in Table I as "Acquired" represent shares upon vesting of performance stock units ("PSUs") granted to Mr. Boll under Harrow's 2017 Stock Incentive and Awards Plan (the "Incentive Plan") on April 3, 2023. The PSUs vested on April 3, 2025 and were settled in full in shares of Harrow common stock (on a one-for-one basis) on April 7, 2025, following attainment of (i) a two-year service period, and (ii) the achievement of Harrow common stock price targets ranging from $25 - $50. The 136,745 shares of Harrow common stock listed in Table I as "Disposed" were not sold by Mr. Boll in any market transaction; rather, they were shares of Harrow common stock withheld by the Company for payroll tax purposes from the same aforementioned 346,500 shares pursuant to the terms of the Incentive Plan.

F1 · derivative.exercise_date: The 346,500 shares of Harrow, Inc. ("Harrow") common stock listed in Table I as "Acquired" represent shares upon vesting of performance stock units ("PSUs") granted to Mr. Boll under Harrow's 2017 Stock Incentive and Awards Plan (the "Incentive Plan") on April 3, 2023. The PSUs vested on April 3, 2025 and were settled in full in shares of Harrow common stock (on a one-for-one basis) on April 7, 2025, following attainment of (i) a two-year service period, and (ii) the achievement of Harrow common stock price targets ranging from $25 - $50. The 136,745 shares of Harrow common stock listed in Table I as "Disposed" were not sold by Mr. Boll in any market transaction; rather, they were shares of Harrow common stock withheld by the Company for payroll tax purposes from the same aforementioned 346,500 shares pursuant to the terms of the Incentive Plan.

F1 · derivative.expiration_date: The 346,500 shares of Harrow, Inc. ("Harrow") common stock listed in Table I as "Acquired" represent shares upon vesting of performance stock units ("PSUs") granted to Mr. Boll under Harrow's 2017 Stock Incentive and Awards Plan (the "Incentive Plan") on April 3, 2023. The PSUs vested on April 3, 2025 and were settled in full in shares of Harrow common stock (on a one-for-one basis) on April 7, 2025, following attainment of (i) a two-year service period, and (ii) the achievement of Harrow common stock price targets ranging from $25 - $50. The 136,745 shares of Harrow common stock listed in Table I as "Disposed" were not sold by Mr. Boll in any market transaction; rather, they were shares of Harrow common stock withheld by the Company for payroll tax purposes from the same aforementioned 346,500 shares pursuant to the terms of the Incentive Plan.

SEC source: 0001641172-25-003112 · ownership.xml · nonDerivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 914,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The 346,500 shares of Harrow, Inc. ("Harrow") common stock listed in Table I as "Acquired" represent shares upon vesting of performance stock units ("PSUs") granted to Mr. Boll under Harrow's 2017 Stock Incentive and Awards Plan (the "Incentive Plan") on April 3, 2023. The PSUs vested on April 3, 2025 and were settled in full in shares of Harrow common stock (on a one-for-one basis) on April 7, 2025, following attainment of (i) a two-year service period, and (ii) the achievement of Harrow common stock price targets ranging from $25 - $50. The 136,745 shares of Harrow common stock listed in Table I as "Disposed" were not sold by Mr. Boll in any market transaction; rather, they were shares of Harrow common stock withheld by the Company for payroll tax purposes from the same aforementioned 346,500 shares pursuant to the terms of the Incentive Plan.

SEC source: 0001493152-24-007454 · ownership.xml · derivative · entry 3

BOLL ANDREW R. · CIK 0001542150 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The listed acquired 45,000 shares of Harrow, Inc. ("Harrow")_common stock represent restricted stock units (RSUs") granted to Mr. Boll on February 19, 2021 under the Issuer's 2017 Stock Incentive and Awards Plan, as amended. The RSUs vested after a three-year period following the award date. 18,480 shares of Harrow common stock listed as disposed were withheld from issuance by Harrow to satisfy Mr. Boll's payroll tax liability incident related to the vesting of the RSUs. Such withholding did not involve any market sales or other market transactions.

F1 · derivative.exercise_date: The listed acquired 45,000 shares of Harrow, Inc. ("Harrow")_common stock represent restricted stock units (RSUs") granted to Mr. Boll on February 19, 2021 under the Issuer's 2017 Stock Incentive and Awards Plan, as amended. The RSUs vested after a three-year period following the award date. 18,480 shares of Harrow common stock listed as disposed were withheld from issuance by Harrow to satisfy Mr. Boll's payroll tax liability incident related to the vesting of the RSUs. Such withholding did not involve any market sales or other market transactions.

F1 · derivative.expiration_date: The listed acquired 45,000 shares of Harrow, Inc. ("Harrow")_common stock represent restricted stock units (RSUs") granted to Mr. Boll on February 19, 2021 under the Issuer's 2017 Stock Incentive and Awards Plan, as amended. The RSUs vested after a three-year period following the award date. 18,480 shares of Harrow common stock listed as disposed were withheld from issuance by Harrow to satisfy Mr. Boll's payroll tax liability incident related to the vesting of the RSUs. Such withholding did not involve any market sales or other market transactions.

SEC source: 0001493152-24-007454 · ownership.xml · nonDerivative · entry 2

BOLL ANDREW R. · CIK 0001542150 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 568,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The listed acquired 45,000 shares of Harrow, Inc. ("Harrow")_common stock represent restricted stock units (RSUs") granted to Mr. Boll on February 19, 2021 under the Issuer's 2017 Stock Incentive and Awards Plan, as amended. The RSUs vested after a three-year period following the award date. 18,480 shares of Harrow common stock listed as disposed were withheld from issuance by Harrow to satisfy Mr. Boll's payroll tax liability incident related to the vesting of the RSUs. Such withholding did not involve any market sales or other market transactions.

SEC source: 0001493152-24-007454 · ownership.xml · nonDerivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-24-005370 · ownership.xml · derivative · entry 2

BOLL ANDREW R. · CIK 0001542150 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,400 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents stock options granted to Mr. Boll on February 10, 2014 under the Issuer's 2007 Stock Incentive and Awards Plan, as amended. The stock option vested quarterly over a three-year period following the grant date. The total exercise price for the options ($57,054) was paid in cash to the Issuer by Mr. Boll.

F1 · derivative.exercise_date: Represents stock options granted to Mr. Boll on February 10, 2014 under the Issuer's 2007 Stock Incentive and Awards Plan, as amended. The stock option vested quarterly over a three-year period following the grant date. The total exercise price for the options ($57,054) was paid in cash to the Issuer by Mr. Boll.

SEC source: 0001493152-24-005370 · ownership.xml · nonDerivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 541,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-23-025146 · ownership.xml · derivative · entry 3

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 346,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The 346,500 shares of Harrow Health, Inc. ("Harrow") common stock listed in Table I as "Acquired" represent shares issued based on vesting of performance stock units ("PSUs") granted to Mr. Boll under Harrow's 2017 Stock Incentive and Awards Plan (the "Incentive Plan") on July 23, 2021. The PSUs were settled in full (on a one-for-one basis) on July 18, 2023, following attainment of total stockholder return targets ranging from 50% - 175 % following the date of the award. The 136,350 shares of Harrow common stock listed in Table I as "Disposed" were not sold by Mr. Boll in any transaction; rather, they were shares of Harrow common stock withheld by the Company for payroll tax purposes from the same aforementioned 346,500 shares pursuant to the terms of the Incentive Plan.

F1 · derivative.exercise_date: The 346,500 shares of Harrow Health, Inc. ("Harrow") common stock listed in Table I as "Acquired" represent shares issued based on vesting of performance stock units ("PSUs") granted to Mr. Boll under Harrow's 2017 Stock Incentive and Awards Plan (the "Incentive Plan") on July 23, 2021. The PSUs were settled in full (on a one-for-one basis) on July 18, 2023, following attainment of total stockholder return targets ranging from 50% - 175 % following the date of the award. The 136,350 shares of Harrow common stock listed in Table I as "Disposed" were not sold by Mr. Boll in any transaction; rather, they were shares of Harrow common stock withheld by the Company for payroll tax purposes from the same aforementioned 346,500 shares pursuant to the terms of the Incentive Plan.

F1 · derivative.expiration_date: The 346,500 shares of Harrow Health, Inc. ("Harrow") common stock listed in Table I as "Acquired" represent shares issued based on vesting of performance stock units ("PSUs") granted to Mr. Boll under Harrow's 2017 Stock Incentive and Awards Plan (the "Incentive Plan") on July 23, 2021. The PSUs were settled in full (on a one-for-one basis) on July 18, 2023, following attainment of total stockholder return targets ranging from 50% - 175 % following the date of the award. The 136,350 shares of Harrow common stock listed in Table I as "Disposed" were not sold by Mr. Boll in any transaction; rather, they were shares of Harrow common stock withheld by the Company for payroll tax purposes from the same aforementioned 346,500 shares pursuant to the terms of the Incentive Plan.

SEC source: 0001493152-23-025146 · ownership.xml · nonDerivative · entry 2

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 534,169

F1 · shares: The 346,500 shares of Harrow Health, Inc. ("Harrow") common stock listed in Table I as "Acquired" represent shares issued based on vesting of performance stock units ("PSUs") granted to Mr. Boll under Harrow's 2017 Stock Incentive and Awards Plan (the "Incentive Plan") on July 23, 2021. The PSUs were settled in full (on a one-for-one basis) on July 18, 2023, following attainment of total stockholder return targets ranging from 50% - 175 % following the date of the award. The 136,350 shares of Harrow common stock listed in Table I as "Disposed" were not sold by Mr. Boll in any transaction; rather, they were shares of Harrow common stock withheld by the Company for payroll tax purposes from the same aforementioned 346,500 shares pursuant to the terms of the Incentive Plan.

SEC source: 0001493152-23-025146 · ownership.xml · nonDerivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 670,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The 346,500 shares of Harrow Health, Inc. ("Harrow") common stock listed in Table I as "Acquired" represent shares issued based on vesting of performance stock units ("PSUs") granted to Mr. Boll under Harrow's 2017 Stock Incentive and Awards Plan (the "Incentive Plan") on July 23, 2021. The PSUs were settled in full (on a one-for-one basis) on July 18, 2023, following attainment of total stockholder return targets ranging from 50% - 175 % following the date of the award. The 136,350 shares of Harrow common stock listed in Table I as "Disposed" were not sold by Mr. Boll in any transaction; rather, they were shares of Harrow common stock withheld by the Company for payroll tax purposes from the same aforementioned 346,500 shares pursuant to the terms of the Incentive Plan.

SEC source: 0001493152-23-010882 · ownership.xml · derivative · entry 4

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,500

Underlying: Common Stock · 346,500 shares

Expires 2028-04-03

F3 · derivative.exercise_price: Represents performance-based restricted stock units ("PSUs") granted under the Issuer's 2017 Stock Incentive and Awards Plan, as amended (the "Plan"). Each PSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The vesting of the PSUs (granted in lieu of service only stock option and restricted stock unit awards) require (i) a minimum of a two-year service period, and (ii) the achievement and maintenance of Harrow common stock price targets of $25 (causing the vesting of 49,500 PSU shares), $35 (causing the vesting of 74,250 PSU shares), $45 (causing the vesting of 99,000 PSU shares), $50 (causing the vesting of 123,750 PSU shares).

F3 · derivative.exercise_date: Represents performance-based restricted stock units ("PSUs") granted under the Issuer's 2017 Stock Incentive and Awards Plan, as amended (the "Plan"). Each PSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The vesting of the PSUs (granted in lieu of service only stock option and restricted stock unit awards) require (i) a minimum of a two-year service period, and (ii) the achievement and maintenance of Harrow common stock price targets of $25 (causing the vesting of 49,500 PSU shares), $35 (causing the vesting of 74,250 PSU shares), $45 (causing the vesting of 99,000 PSU shares), $50 (causing the vesting of 123,750 PSU shares).

SEC source: 0001493152-23-010882 · ownership.xml · derivative · entry 3

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,000 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option was granted on April 1, 2013 under the Issuers 2007 Stock Incentive and Awards Plan and the shares subject to the stock option became exercisable over a 3 year period, according to a quarterly vesting schedule following its grant date. The stock option had an expiration date of April 1, 2023.

SEC source: 0001493152-23-010882 · ownership.xml · nonDerivative · entry 2

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,019

F1 · security: Shares withheld to satisfy the exercise price and tax liability incident to the exercise of the stock option. Such withholding did not involve any market sales or other market transactions.

F1 · shares: Shares withheld to satisfy the exercise price and tax liability incident to the exercise of the stock option. Such withholding did not involve any market sales or other market transactions.

SEC source: 0001493152-23-010882 · ownership.xml · nonDerivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares withheld to satisfy the exercise price and tax liability incident to the exercise of the stock option. Such withholding did not involve any market sales or other market transactions.

SEC source: 0001493152-23-000191 · ownership.xml · derivative · entry 3

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The listed Acquired (as described in the table above) 23,000 shares of Harrow Health, Inc. ("Harrow") common stock represent restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2017 Stock Incentive and Awards Plan on January 2, 2020. The RSUs vested in full on January 2, 2023, the third-year anniversary of the grant of the same, and settled as one share of common stock for each RSU. The listed Disposed (as described in the table above) 9,602 shares of Harrow common stock were not sold by Mr. Boll in any transaction; rather, they were shares of Harrow common stock withheld from the same aforementioned 23,000 share RSU issuance, by the Company, for payroll tax purposes only.

F1 · derivative.exercise_date: The listed Acquired (as described in the table above) 23,000 shares of Harrow Health, Inc. ("Harrow") common stock represent restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2017 Stock Incentive and Awards Plan on January 2, 2020. The RSUs vested in full on January 2, 2023, the third-year anniversary of the grant of the same, and settled as one share of common stock for each RSU. The listed Disposed (as described in the table above) 9,602 shares of Harrow common stock were not sold by Mr. Boll in any transaction; rather, they were shares of Harrow common stock withheld from the same aforementioned 23,000 share RSU issuance, by the Company, for payroll tax purposes only.

F1 · derivative.expiration_date: The listed Acquired (as described in the table above) 23,000 shares of Harrow Health, Inc. ("Harrow") common stock represent restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2017 Stock Incentive and Awards Plan on January 2, 2020. The RSUs vested in full on January 2, 2023, the third-year anniversary of the grant of the same, and settled as one share of common stock for each RSU. The listed Disposed (as described in the table above) 9,602 shares of Harrow common stock were not sold by Mr. Boll in any transaction; rather, they were shares of Harrow common stock withheld from the same aforementioned 23,000 share RSU issuance, by the Company, for payroll tax purposes only.

SEC source: 0001493152-23-000191 · ownership.xml · nonDerivative · entry 2

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,461

F1 · security: The listed Acquired (as described in the table above) 23,000 shares of Harrow Health, Inc. ("Harrow") common stock represent restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2017 Stock Incentive and Awards Plan on January 2, 2020. The RSUs vested in full on January 2, 2023, the third-year anniversary of the grant of the same, and settled as one share of common stock for each RSU. The listed Disposed (as described in the table above) 9,602 shares of Harrow common stock were not sold by Mr. Boll in any transaction; rather, they were shares of Harrow common stock withheld from the same aforementioned 23,000 share RSU issuance, by the Company, for payroll tax purposes only.

SEC source: 0001493152-23-000191 · ownership.xml · nonDerivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The listed Acquired (as described in the table above) 23,000 shares of Harrow Health, Inc. ("Harrow") common stock represent restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2017 Stock Incentive and Awards Plan on January 2, 2020. The RSUs vested in full on January 2, 2023, the third-year anniversary of the grant of the same, and settled as one share of common stock for each RSU. The listed Disposed (as described in the table above) 9,602 shares of Harrow common stock were not sold by Mr. Boll in any transaction; rather, they were shares of Harrow common stock withheld from the same aforementioned 23,000 share RSU issuance, by the Company, for payroll tax purposes only.

F1 · price: The listed Acquired (as described in the table above) 23,000 shares of Harrow Health, Inc. ("Harrow") common stock represent restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2017 Stock Incentive and Awards Plan on January 2, 2020. The RSUs vested in full on January 2, 2023, the third-year anniversary of the grant of the same, and settled as one share of common stock for each RSU. The listed Disposed (as described in the table above) 9,602 shares of Harrow common stock were not sold by Mr. Boll in any transaction; rather, they were shares of Harrow common stock withheld from the same aforementioned 23,000 share RSU issuance, by the Company, for payroll tax purposes only.

SEC source: 0001493152-22-036395 · ownership.xml · nonDerivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,063

SEC source: 0001493152-22-005271 · ownership.xml · derivative · entry 3

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2017 Stock Incentive and Awards Plan on February 19, 2019. The RSUs settled in one share of common stock for each RSU and vested in full on February 19, 2022, the third anniversary of the grant date. 20,605 shares of common stock were withheld from issuance to Mr. Boll for payroll tax purposes.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2017 Stock Incentive and Awards Plan on February 19, 2019. The RSUs settled in one share of common stock for each RSU and vested in full on February 19, 2022, the third anniversary of the grant date. 20,605 shares of common stock were withheld from issuance to Mr. Boll for payroll tax purposes.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2017 Stock Incentive and Awards Plan on February 19, 2019. The RSUs settled in one share of common stock for each RSU and vested in full on February 19, 2022, the third anniversary of the grant date. 20,605 shares of common stock were withheld from issuance to Mr. Boll for payroll tax purposes.

SEC source: 0001493152-22-005271 · ownership.xml · nonDerivative · entry 2

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,563

F1 · security: Represents restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2017 Stock Incentive and Awards Plan on February 19, 2019. The RSUs settled in one share of common stock for each RSU and vested in full on February 19, 2022, the third anniversary of the grant date. 20,605 shares of common stock were withheld from issuance to Mr. Boll for payroll tax purposes.

SEC source: 0001493152-22-005271 · ownership.xml · nonDerivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2017 Stock Incentive and Awards Plan on February 19, 2019. The RSUs settled in one share of common stock for each RSU and vested in full on February 19, 2022, the third anniversary of the grant date. 20,605 shares of common stock were withheld from issuance to Mr. Boll for payroll tax purposes.

F1 · price: Represents restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2017 Stock Incentive and Awards Plan on February 19, 2019. The RSUs settled in one share of common stock for each RSU and vested in full on February 19, 2022, the third anniversary of the grant date. 20,605 shares of common stock were withheld from issuance to Mr. Boll for payroll tax purposes.

SEC source: 0001493152-21-017685 · ownership.xml · derivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,500

Underlying: Common Stock · 346,500 shares

Expires 2026-07-23

F1 · derivative.exercise_price: Represents performance-based restricted stock units ("PSUs") granted under the Issuer's 2017 Stock Incentive and Awards Plan, as amended (the "Plan"). Each PSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. Vesting of the PSUs requires a minimum of a two-year service period and achievement of pre-determined total stockholder return-based performance targets ranging from a 50% - 250% increase during the term of the PSUs.

F1 · derivative.exercise_date: Represents performance-based restricted stock units ("PSUs") granted under the Issuer's 2017 Stock Incentive and Awards Plan, as amended (the "Plan"). Each PSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. Vesting of the PSUs requires a minimum of a two-year service period and achievement of pre-determined total stockholder return-based performance targets ranging from a 50% - 250% increase during the term of the PSUs.

SEC source: 0001493152-21-009874 · ownership.xml · derivative · entry 3

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 127,500 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents remaining performance-based restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2007 Stock Incentive and Awards Plan on April 25, 2016. The RSUs settled in one share of common stock for each RSU. 49,832 shares of common stock were withheld from issuance to Mr. Boll for payroll tax purposes.

SEC source: 0001493152-21-009874 · ownership.xml · nonDerivative · entry 2

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,168

F1 · security: Represents remaining performance-based restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2007 Stock Incentive and Awards Plan on April 25, 2016. The RSUs settled in one share of common stock for each RSU. 49,832 shares of common stock were withheld from issuance to Mr. Boll for payroll tax purposes.

SEC source: 0001493152-21-009874 · ownership.xml · nonDerivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents remaining performance-based restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2007 Stock Incentive and Awards Plan on April 25, 2016. The RSUs settled in one share of common stock for each RSU. 49,832 shares of common stock were withheld from issuance to Mr. Boll for payroll tax purposes.

SEC source: 0001493152-21-005004 · ownership.xml · derivative · entry 3

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,500

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents performance-based restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2007 Stock Incentive and Awards Plan on April 25, 2016. The RSUs settle in one share of common stock for each RSU and provide for accelerated vesting based on pre-determined stock price-based performance targets during the term of the RSUs. 7,500 shares of common stock were withheld from issuance to Mr. Boll for payroll tax purposes.

F1 · derivative.exercise_date: Represents performance-based restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2007 Stock Incentive and Awards Plan on April 25, 2016. The RSUs settle in one share of common stock for each RSU and provide for accelerated vesting based on pre-determined stock price-based performance targets during the term of the RSUs. 7,500 shares of common stock were withheld from issuance to Mr. Boll for payroll tax purposes.

F1 · derivative.expiration_date: Represents performance-based restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2007 Stock Incentive and Awards Plan on April 25, 2016. The RSUs settle in one share of common stock for each RSU and provide for accelerated vesting based on pre-determined stock price-based performance targets during the term of the RSUs. 7,500 shares of common stock were withheld from issuance to Mr. Boll for payroll tax purposes.

SEC source: 0001493152-21-005004 · ownership.xml · nonDerivative · entry 2

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,500

F1 · security: Represents performance-based restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2007 Stock Incentive and Awards Plan on April 25, 2016. The RSUs settle in one share of common stock for each RSU and provide for accelerated vesting based on pre-determined stock price-based performance targets during the term of the RSUs. 7,500 shares of common stock were withheld from issuance to Mr. Boll for payroll tax purposes.

SEC source: 0001493152-21-005004 · ownership.xml · nonDerivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents performance-based restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2007 Stock Incentive and Awards Plan on April 25, 2016. The RSUs settle in one share of common stock for each RSU and provide for accelerated vesting based on pre-determined stock price-based performance targets during the term of the RSUs. 7,500 shares of common stock were withheld from issuance to Mr. Boll for payroll tax purposes.

F1 · price: Represents performance-based restricted stock units ("RSUs") granted to Mr. Boll under the Issuer's 2007 Stock Incentive and Awards Plan on April 25, 2016. The RSUs settle in one share of common stock for each RSU and provide for accelerated vesting based on pre-determined stock price-based performance targets during the term of the RSUs. 7,500 shares of common stock were withheld from issuance to Mr. Boll for payroll tax purposes.

SEC source: 0001493152-21-004655 · ownership.xml · derivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2024-02-19

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted under the Issuer's 2017 Stock Incentive and Awards Plan. Each RSU represents a contingent right to receive one share of common stock of the Issuer upon the vesting and settlement of the RSU. The RSUs vest and settle in full on the third anniversary of the date of grant.

SEC source: 0001493152-20-000277 · ownership.xml · derivative · entry 2

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2023-01-02

F2 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted under the Plan. Each RSU represents a contingent right to receive one share of common stock of the Issuer upon the vesting and settlement of the RSU. The RSUs vest and settle in full on the third anniversary of the date of grant.

SEC source: 0001493152-20-000277 · ownership.xml · derivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,000

Underlying: Common Stock · 57,000 shares

Expires 2030-01-02

F1 · derivative.exercise_date: Represents stock options granted under the Issuer's 2017 Stock Incentive and Awards Plan (the "Plan"). The stock options vest in equal quarterly installments over a three-year period.

SEC source: 0001493152-20-000271 · ownership.xml · derivative · entry 2

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2023-01-02

F2 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted under the Plan. Each RSU represents a contingent right to receive one share of common stock of the Issuer upon the vesting and settlement of the RSU. The RSUs vest and settle in full on the third anniversary of the date of grant.

SEC source: 0001493152-20-000271 · ownership.xml · derivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,000

Underlying: Common Stock · 57,000 shares

Expires 2030-01-02

F1 · derivative.exercise_date: Represents stock options granted under the Issuer's 2017 Stock Incentive and Awards Plan (the "Plan"). The stock options vest in equal quarterly installments over a three-year period.

SEC source: 0001493152-19-018352 · ownership.xml · derivative · entry 2

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,000 shares

Expires 2019-12-23

SEC source: 0001493152-19-018352 · ownership.xml · nonDerivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,000

SEC source: 0001493152-19-002376 · ownership.xml · derivative · entry 2

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2022-02-19

F2 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted under the Plan. Each RSU represents a contingent right to receive one share of common stock of the Issuer upon the vesting and settlement of the RSU. The RSUs vest and settle in full on the third anniversary of the date of grant.

SEC source: 0001493152-19-002376 · ownership.xml · derivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-02-19

F1 · derivative.exercise_date: Represents stock options granted under the Issuer's 2017 Stock Incentive and Awards Plan (the "Plan"). The stock options vest in equal quarterly installments over a three-year period.

SEC source: 0001493152-18-001435 · form4.xml · derivative · entry 2

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 1, 2018, restricted stock units ("RSUs") granted to Mr. Boll on February 1, 2015 vested, and 30,000 shares of common stock were issued to Mr. Boll. Payroll withholding taxes related to the vested RSUs and share issuance were paid by Mr. Boll.

F1 · derivative.exercise_date: On February 1, 2018, restricted stock units ("RSUs") granted to Mr. Boll on February 1, 2015 vested, and 30,000 shares of common stock were issued to Mr. Boll. Payroll withholding taxes related to the vested RSUs and share issuance were paid by Mr. Boll.

F1 · derivative.expiration_date: On February 1, 2018, restricted stock units ("RSUs") granted to Mr. Boll on February 1, 2015 vested, and 30,000 shares of common stock were issued to Mr. Boll. Payroll withholding taxes related to the vested RSUs and share issuance were paid by Mr. Boll.

SEC source: 0001493152-18-001435 · form4.xml · nonDerivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 1, 2018, restricted stock units ("RSUs") granted to Mr. Boll on February 1, 2015 vested, and 30,000 shares of common stock were issued to Mr. Boll. Payroll withholding taxes related to the vested RSUs and share issuance were paid by Mr. Boll.

SEC source: 0001493152-18-000184 · form4.xml · derivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-01-02

F1 · derivative.exercise_date: Represents stock options granted under the Issuer's 2017 Stock Incentive and Awards Plan. The stock options vest in equal quarterly installments over a three year period.

SEC source: 0001493152-17-001108 · form4.xml · derivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2027-02-01

F1 · derivative.exercise_date: Represents stock options granted under the Issuer's 2007 Stock Incentive and Awards Plan. The stock options vest in equal quarterly installments over a three year period.

SEC source: 0001493152-16-016103 · form4.xml · derivative · entry 2

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common Stock · 39,000 shares

Expires 2019-12-23

F1 · kind: On December 19, 2016, Mr. Boll entered into a definitive agreement to acquire 39,000 Units of Imprimis Pharmaceuticals, Inc.'s (the "Company"), with each Unit consisting of one share of common stock, and a warrant to purchase one share of the Company's common stock, as part of a private placement by the Company to accredited investors.

F2 · price: The value of the Purchase Warrant included in each Unit is $0.125.

SEC source: 0001493152-16-016103 · form4.xml · nonDerivative · entry 1

BOLL ANDREW R. · CIK 0001542150 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

F1 · kind: On December 19, 2016, Mr. Boll entered into a definitive agreement to acquire 39,000 Units of Imprimis Pharmaceuticals, Inc.'s (the "Company"), with each Unit consisting of one share of common stock, and a warrant to purchase one share of the Company's common stock, as part of a private placement by the Company to accredited investors.