Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HARROW, INC.HROW · Entity 4740 | Director | March 16, 2020 | March 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HARROW, INC.
Report date March 16, 2020 · Filed March 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 91,987 |
Reported balance
After 2020-03-16 transaction · row 1
1 source rowRow 1 · 2020-03-16 · Exercise / conversion · Acquired 72,218 · Balance 91,987 |
| RSUSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2020-03-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-03-16 · Exercise / conversion · Disposed 9,715 · Balance 0 F1: The Reporting Person was awarded Restricted Stock Units for his service as director of the Company that vested quarterly in equal installments over a one-year periods following the date of grant. The shares underlying such Restricted Stock Units were deferred to the Reporting Person until his resignation from the Company's board of directors. F2: The Restricted Stock Units were received as a compensatory award for no consideration. |
| RSUSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 9,715 |
Reported balance
After 2020-03-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-16 · Exercise / conversion · Disposed 34,091 · Balance 9,715 F1: The Reporting Person was awarded Restricted Stock Units for his service as director of the Company that vested quarterly in equal installments over a one-year periods following the date of grant. The shares underlying such Restricted Stock Units were deferred to the Reporting Person until his resignation from the Company's board of directors. F2: The Restricted Stock Units were received as a compensatory award for no consideration. |
| RSUSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 43,806 |
Reported balance
After 2020-03-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-03-16 · Exercise / conversion · Disposed 15,723 · Balance 43,806 F1: The Reporting Person was awarded Restricted Stock Units for his service as director of the Company that vested quarterly in equal installments over a one-year periods following the date of grant. The shares underlying such Restricted Stock Units were deferred to the Reporting Person until his resignation from the Company's board of directors. F2: The Restricted Stock Units were received as a compensatory award for no consideration. |
| RSUSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 59,529 |
Reported balance
After 2020-03-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-03-16 · Exercise / conversion · Disposed 12,690 · Balance 59,529 F1: The Reporting Person was awarded Restricted Stock Units for his service as director of the Company that vested quarterly in equal installments over a one-year periods following the date of grant. The shares underlying such Restricted Stock Units were deferred to the Reporting Person until his resignation from the Company's board of directors. F2: The Restricted Stock Units were received as a compensatory award for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was awarded Restricted Stock Units for his service as director of the Company that vested quarterly in equal installments over a one-year periods following the date of grant. The shares underlying such Restricted Stock Units were deferred to the Reporting Person until his resignation from the Company's board of directors.
F2: The Restricted Stock Units were received as a compensatory award for no consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2020 Filed Mar 18, 2020 18:59 UTC | HARROW, INC. HROW · Entity 4740 | Exercise / conversionRSU · Derivative | 12,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-004287 · ownership.xml · derivative · entry 5 AUSTIN STEPHEN G · CIK 0001219121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,529 Underlying: Common Stock · 12,690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person was awarded Restricted Stock Units for his service as director of the Company that vested quarterly in equal installments over a one-year periods following the date of grant. The shares underlying such Restricted Stock Units were deferred to the Reporting Person until his resignation from the Company's board of directors. F2 · security: The Restricted Stock Units were received as a compensatory award for no consideration. F1 · derivative.exercise_date: The Reporting Person was awarded Restricted Stock Units for his service as director of the Company that vested quarterly in equal installments over a one-year periods following the date of grant. The shares underlying such Restricted Stock Units were deferred to the Reporting Person until his resignation from the Company's board of directors. F2 · derivative.exercise_date: The Restricted Stock Units were received as a compensatory award for no consideration. F1 · derivative.expiration_date: The Reporting Person was awarded Restricted Stock Units for his service as director of the Company that vested quarterly in equal installments over a one-year periods following the date of grant. The shares underlying such Restricted Stock Units were deferred to the Reporting Person until his resignation from the Company's board of directors. F2 · derivative.expiration_date: The Restricted Stock Units were received as a compensatory award for no consideration. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 18:59 UTC | HARROW, INC. HROW · Entity 4740 | Exercise / conversionRSU · Derivative | 15,723 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-004287 · ownership.xml · derivative · entry 4 AUSTIN STEPHEN G · CIK 0001219121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,806 Underlying: Common Stock · 15,723 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person was awarded Restricted Stock Units for his service as director of the Company that vested quarterly in equal installments over a one-year periods following the date of grant. The shares underlying such Restricted Stock Units were deferred to the Reporting Person until his resignation from the Company's board of directors. F2 · security: The Restricted Stock Units were received as a compensatory award for no consideration. F1 · derivative.exercise_date: The Reporting Person was awarded Restricted Stock Units for his service as director of the Company that vested quarterly in equal installments over a one-year periods following the date of grant. The shares underlying such Restricted Stock Units were deferred to the Reporting Person until his resignation from the Company's board of directors. F2 · derivative.exercise_date: The Restricted Stock Units were received as a compensatory award for no consideration. F1 · derivative.expiration_date: The Reporting Person was awarded Restricted Stock Units for his service as director of the Company that vested quarterly in equal installments over a one-year periods following the date of grant. The shares underlying such Restricted Stock Units were deferred to the Reporting Person until his resignation from the Company's board of directors. F2 · derivative.expiration_date: The Restricted Stock Units were received as a compensatory award for no consideration. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 18:59 UTC | HARROW, INC. HROW · Entity 4740 | Exercise / conversionRSU · Derivative | 34,091 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-004287 · ownership.xml · derivative · entry 3 AUSTIN STEPHEN G · CIK 0001219121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,715 Underlying: Common Stock · 34,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person was awarded Restricted Stock Units for his service as director of the Company that vested quarterly in equal installments over a one-year periods following the date of grant. The shares underlying such Restricted Stock Units were deferred to the Reporting Person until his resignation from the Company's board of directors. F2 · security: The Restricted Stock Units were received as a compensatory award for no consideration. F1 · derivative.exercise_date: The Reporting Person was awarded Restricted Stock Units for his service as director of the Company that vested quarterly in equal installments over a one-year periods following the date of grant. The shares underlying such Restricted Stock Units were deferred to the Reporting Person until his resignation from the Company's board of directors. F2 · derivative.exercise_date: The Restricted Stock Units were received as a compensatory award for no consideration. F1 · derivative.expiration_date: The Reporting Person was awarded Restricted Stock Units for his service as director of the Company that vested quarterly in equal installments over a one-year periods following the date of grant. The shares underlying such Restricted Stock Units were deferred to the Reporting Person until his resignation from the Company's board of directors. F2 · derivative.expiration_date: The Restricted Stock Units were received as a compensatory award for no consideration. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 18:59 UTC | HARROW, INC. HROW · Entity 4740 | Exercise / conversionRSU · Derivative | 9,715 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-004287 · ownership.xml · derivative · entry 2 AUSTIN STEPHEN G · CIK 0001219121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,715 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Reporting Person was awarded Restricted Stock Units for his service as director of the Company that vested quarterly in equal installments over a one-year periods following the date of grant. The shares underlying such Restricted Stock Units were deferred to the Reporting Person until his resignation from the Company's board of directors. F2 · security: The Restricted Stock Units were received as a compensatory award for no consideration. F1 · derivative.exercise_date: The Reporting Person was awarded Restricted Stock Units for his service as director of the Company that vested quarterly in equal installments over a one-year periods following the date of grant. The shares underlying such Restricted Stock Units were deferred to the Reporting Person until his resignation from the Company's board of directors. F2 · derivative.exercise_date: The Restricted Stock Units were received as a compensatory award for no consideration. F1 · derivative.expiration_date: The Reporting Person was awarded Restricted Stock Units for his service as director of the Company that vested quarterly in equal installments over a one-year periods following the date of grant. The shares underlying such Restricted Stock Units were deferred to the Reporting Person until his resignation from the Company's board of directors. F2 · derivative.expiration_date: The Restricted Stock Units were received as a compensatory award for no consideration. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 18:59 UTC | HARROW, INC. HROW · Entity 4740 | Exercise / conversionCOMMON STOCK | 72,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-004287 · ownership.xml · nonDerivative · entry 1 AUSTIN STEPHEN G · CIK 0001219121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 21:04 UTC | HARROW, INC. HROW · Entity 4740 | GrantRSU · Derivative | 9,715 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-009923 · ownership.xml · derivative · entry 1 AUSTIN STEPHEN G · CIK 0001219121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,715 Underlying: Common Stock · 9,715 shares Expires 2020-06-26 F1 · security: Award of Restricted Stock Units vests quarterly in equal installments over a one-year period following the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the termination of service. F2 · security: The Restricted Stock Units were received as a compensatory award for no consideration. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 19:43 UTC | HARROW, INC. IMMY · Entity 4740 | GrantRSU · Derivative | 34,091 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-009606 · ownership.xml · derivative · entry 1 AUSTIN STEPHEN G · CIK 0001219121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,091 Underlying: Common Stock · 34,091 shares Expires 2019-06-29 F1 · security: Award of Restricted Stock Units vests quarterly in equal installments over a one-year period following the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the termination of service. F2 · security: The Restricted Stock Units were received as a compensatory award for no consideration. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 18:00 UTC | HARROW, INC. IMMY · Entity 4740 | GrantRSU · Derivative | 15,723 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-17-006713 · form4.xml · derivative · entry 1 AUSTIN STEPHEN G · CIK 0001219121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,723 Underlying: Common Stock · 15,723 shares Expires 2018-06-13 F1 · security: Award of Restricted Stock Units vests quarterly in equal installments over a one year period following the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the termination of service. F2 · security: The Restricted Stock Units were received as a compensatory award for no consideration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.