Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2018 Filed May 18, 2018 20:36 UTC |
MATHER COURTNEYDirector
|
GrantPhantom Stock · Derivative | 320 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-018157 · form4.xml · derivative · entry 2 MATHER COURTNEY · CIK 0001608717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,940 Underlying: Common Stock · 320 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F3 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F3 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:36 UTC |
MATHER COURTNEYDirector
|
GrantPhantom Stock · Derivative | 1,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-018157 · form4.xml · derivative · entry 1 MATHER COURTNEY · CIK 0001608717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,620 Underlying: Common Stock · 1,704 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided that the event occurs after the business day immediately preceding the date of the Issuer's 2019 annual meeting of stockholders (or, if earlier following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided that the event occurs after the business day immediately preceding the date of the Issuer's 2019 annual meeting of stockholders (or, if earlier following a change of control). Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:38 UTC |
PASTOR LOUISDirector
|
GrantCommon Stock | 1,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-018158 · form4.xml · nonDerivative · entry 1 PASTOR LOUIS · CIK 0001619344 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,821 F1 · shares: Award of 1,704 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2019 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. F1 · balance_after: Award of 1,704 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2019 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:34 UTC |
Kelly Michael ADirector
|
GrantCommon Stock | 1,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-018155 · form4.xml · nonDerivative · entry 1 Kelly Michael A · CIK 0001378014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,821 F1 · shares: Award of 1,704 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2019 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. F1 · balance_after: Award of 1,704 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2019 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:30 UTC |
Katz Jacob MDirector
|
GrantCommon Stock | 1,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-018148 · form4.xml · nonDerivative · entry 1 Katz Jacob M · CIK 0001715063 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,746 F1 · shares: Award of 1,704 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2019 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. F1 · balance_after: Award of 1,704 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2019 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:25 UTC |
Graziano NickDirector
|
GrantPhantom Stock · Derivative | 1,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-018139 · form4.xml · derivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,704 Underlying: Common Stock · 1,704 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided the event occurs the business day immediately preceding the date of the Issuer's 2019 annual meeting of stockholders (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided the event occurs the business day immediately preceding the date of the Issuer's 2019 annual meeting of stockholders (or, if earlier, following a change of control). Read SEC document |
| April 30, 2018 Filed May 1, 2018 17:09 UTC |
Dressel James BruceSVP & Chief Operating Officer
|
Tax withholdingCommon Stock | 684 | $52.65 | $36,012.60 |
DisclosureSEC source: 0001127602-18-015764 · form4.xml · nonDerivative · entry 1 Dressel James Bruce · CIK 0001496144 · SVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,928 F1 · shares: Shares withheld for taxes upon vesting of performance stock units, for which performance was previously certified and the number of shares earned was previously reported. Read SEC document |
| April 30, 2018 Filed May 1, 2018 21:06 UTC |
Cunningham Christian JSVP & Chief HR Officer
|
Tax withholdingCommon Stock | 354 | $52.65 | $18,638.10 |
DisclosureSEC source: 0001127602-18-015760 · form4.xml · nonDerivative · entry 1 Cunningham Christian J · CIK 0001677468 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,734 F1 · shares: Shares withheld for taxes upon vesting of performance stock units, for which performance was previously certified and the number of shares earned was previously reported. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:50 UTC |
BRASIER BARBARA LSVP & Chief Financial Officer
|
GrantCommon Stock | 3,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010111 · form4.xml · nonDerivative · entry 1 BRASIER BARBARA L · CIK 0001169490 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,850 F1 · shares: Award of restricted stock units ("RSUs"), each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the RSUs will vest on March 1 of each of 2019, 2020 and 2021), subject to the terms and conditions of the applicable RSU agreement. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:53 UTC |
Dressel James BruceSVP & Chief Operating Officer
|
GrantCommon Stock | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010118 · form4.xml · nonDerivative · entry 1 Dressel James Bruce · CIK 0001496144 · SVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,612 F1 · shares: Award of restricted stock units ("RSUs"), each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the RSUs will vest on March 1 of each of 2019, 2020 and 2021), subject to the terms and conditions of the applicable RSU agreement. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:58 UTC |
Humphrey MarkVP & Chief Accounting Officer
|
GrantCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010128 · form4.xml · nonDerivative · entry 1 Humphrey Mark · CIK 0001523515 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,186 F1 · shares: Award of restricted stock units ("RSUs"), each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the RSUs will vest on March 1 of each of 2019, 2020 and 2021), subject to the terms and conditions of the applicable RSU agreement. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:56 UTC |
Waryjas MaryannSVP & Chief Legal Officer
|
GrantCommon Stock | 2,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010126 · form4.xml · nonDerivative · entry 1 Waryjas Maryann · CIK 0001556571 · SVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,309 F1 · shares: Award of restricted stock units ("RSUs"), each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the RSUs will vest on March 1 of each of 2019, 2020 and 2021), subject to the terms and conditions of the applicable RSU agreement. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:54 UTC |
Peres TamirSVP&Chief Information Officer
|
GrantCommon Stock | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010121 · form4.xml · nonDerivative · entry 1 Peres Tamir · CIK 0001716790 · SVP&Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,236 F1 · shares: Award of restricted stock units ("RSUs"), each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the RSUs will vest on March 1 of each of 2019, 2020 and 2021), subject to the terms and conditions of the applicable RSU agreement. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:51 UTC |
Cunningham Christian JSVP & Chief HR Officer
|
GrantCommon Stock | 1,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010114 · form4.xml · nonDerivative · entry 1 Cunningham Christian J · CIK 0001677468 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,088 F1 · shares: Award of restricted stock units ("RSUs"), each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the RSUs will vest on March 1 of each of 2019, 2020 and 2021), subject to the terms and conditions of the applicable RSU agreement. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:48 UTC |
Silber Lawrence HarrisDirector · President & CEO
|
GrantCommon Stock | 10,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010107 · form4.xml · nonDerivative · entry 1 Silber Lawrence Harris · CIK 0001560939 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,209 F1 · shares: Award of restricted stock units ("RSUs"), each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the RSUs will vest on March 1 of each of 2019, 2020 and 2021), subject to the terms and conditions of the applicable RSU agreement. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:45 UTC |
BRASIER BARBARA LSVP & Chief Financial Officer
|
GrantCommon Stock | 3,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009128 · form4.xml · nonDerivative · entry 1 BRASIER BARBARA L · CIK 0001169490 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,700 F1 · shares: Performance stock units for which performance has been certified, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which will occur after the applicable three-year performance period has ended, subject to the terms and conditions of the applicable performance stock unit agreement. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 16:50 UTC |
Dressel James BruceSVP & Chief Operating Officer
|
GrantCommon Stock | 2,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009140 · form4.xml · nonDerivative · entry 2 Dressel James Bruce · CIK 0001496144 · SVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,012 F2 · shares: Performance stock units for which performance has been certified, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which will occur after the applicable three-year performance period has ended, subject to the terms and conditions of the applicable performance stock unit agreement. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 16:50 UTC |
Dressel James BruceSVP & Chief Operating Officer
|
GrantCommon Stock | 1,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009140 · form4.xml · nonDerivative · entry 1 Dressel James Bruce · CIK 0001496144 · SVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,796 F1 · shares: Performance stock units for which the three-year performance period has ended and performance has been certified, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, subject to the terms and conditions of the applicable performance stock unit agreement. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 16:57 UTC |
Browning James HDirector
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009159 · form4.xml · nonDerivative · entry 1 Browning James H · CIK 0001475086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,357 F1 · shares: Award of 1,000 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the Issuer's 2018 annual meeting of shareholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. F1 · balance_after: Award of 1,000 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the Issuer's 2018 annual meeting of shareholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:55 UTC |
Waryjas MaryannSVP & Chief Legal Officer
|
GrantCommon Stock | 1,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009151 · form4.xml · nonDerivative · entry 1 Waryjas Maryann · CIK 0001556571 · SVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,171 F1 · shares: Performance stock units for which performance has been certified, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which will occur after the applicable three-year performance period has ended, subject to the terms and conditions of the applicable performance stock unit agreement. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:42 UTC |
Cunningham Christian JSVP & Chief HR Officer
|
GrantCommon Stock | 1,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009137 · form4.xml · nonDerivative · entry 2 Cunningham Christian J · CIK 0001677468 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,220 F2 · shares: Performance stock units for which performance has been certified, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which will occur after the applicable three-year performance period has ended, subject to the terms and conditions of the applicable performance stock unit agreement. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:42 UTC |
Cunningham Christian JSVP & Chief HR Officer
|
GrantCommon Stock | 721 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009137 · form4.xml · nonDerivative · entry 1 Cunningham Christian J · CIK 0001677468 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,602 F1 · shares: Performance stock units for which the three-year performance period has ended and performance has been certified, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, subject to the terms and conditions of the applicable performance stock unit agreement. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:32 UTC |
Silber Lawrence HarrisDirector · President & CEO
|
GrantCommon Stock | 4,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009125 · form4.xml · nonDerivative · entry 2 Silber Lawrence Harris · CIK 0001560939 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,859 F2 · shares: Performance stock units for which performance has been certified, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which will occur after the applicable three-year performance period has ended, subject to the terms and conditions of the applicable performance stock unit agreement. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:32 UTC |
Silber Lawrence HarrisDirector · President & CEO
|
GrantCommon Stock | 2,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009125 · form4.xml · nonDerivative · entry 1 Silber Lawrence Harris · CIK 0001560939 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,427 F1 · shares: Performance stock units for which the three-year performance period has ended and performance has been certified, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, subject to the terms and conditions of the applicable performance stock unit agreement. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 16:30 UTC |
HENKEL HERBERT LDirector
|
GrantPhantom Stock · Derivative | 360 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006663 · form4.xml · derivative · entry 1 HENKEL HERBERT L · CIK 0001204528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,874 Underlying: Common Stock · 360 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 21:32 UTC |
MATHER COURTNEYDirector
|
GrantPhantom Stock · Derivative | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006666 · form4.xml · derivative · entry 1 MATHER COURTNEY · CIK 0001608717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,916 Underlying: Common Stock · 308 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:41 UTC |
BRASIER BARBARA LSVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 987 | $59.65 | $58,874.55 |
DisclosureSEC source: 0001127602-17-033812 · form4.xml · nonDerivative · entry 1 BRASIER BARBARA L · CIK 0001169490 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,598 F1 · shares: Shares withheld for taxes upon vesting of previously granted restricted stock units. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:39 UTC |
Waryjas MaryannSVP & Chief Legal Officer
|
Tax withholdingCommon Stock | 337 | $59.65 | $20,102.05 |
DisclosureSEC source: 0001127602-17-033810 · form4.xml · nonDerivative · entry 1 Waryjas Maryann · CIK 0001556571 · SVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,509 F1 · shares: Shares withheld for taxes upon vesting of previously granted restricted stock units. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 16:14 UTC |
HENKEL HERBERT LDirector
|
GrantPhantom Stock · Derivative | 398 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032393 · form4.xml · derivative · entry 1 HENKEL HERBERT L · CIK 0001204528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,514 Underlying: Common Stock · 398 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 21:16 UTC |
MATHER COURTNEYDirector
|
GrantPhantom Stock · Derivative | 341 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032396 · form4.xml · derivative · entry 1 MATHER COURTNEY · CIK 0001608717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,608 Underlying: Common Stock · 341 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 21:15 UTC |
HOLLEY JEAN KDirector
|
PurchaseCommon Stock | 1,400 | $54.78 | $76,692.00 |
DisclosureSEC source: 0001127602-17-032035 · form4.xml · nonDerivative · entry 1 HOLLEY JEAN K · CIK 0001207300 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,442 F1 · price: The price reported in Column 4 is a weighed average price. These shares were purchased in multiple transactions at prices ranging from $54.75 to $54.83, inclusive. The reporting person undertakes to provide to Herc Holdings Inc., any security holder of Herc Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 20:20 UTC |
Peres TamirSVP&Chief Information Officer
|
GrantCommon Stock | 10,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-027894 · form4.xml · nonDerivative · entry 2 Peres Tamir · CIK 0001716790 · SVP&Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,886 F2 · shares: Award of restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting dates. One-half of the RSUs will vest on September 19, 2018 and one-half of the RSUs will vest on September 19, 2019, in each case subject to the terms and conditions of the applicable restricted stock unit agreement. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 20:20 UTC |
Peres TamirSVP&Chief Information Officer
|
GrantCommon Stock | 1,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-027894 · form4.xml · nonDerivative · entry 1 Peres Tamir · CIK 0001716790 · SVP&Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,966 F1 · shares: Award of restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date of September 19, 2020, subject to the terms and conditions of the applicable restricted stock unit agreement. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 20:07 UTC |
Cunningham Christian JSVP & Chief HR Officer
|
Tax withholdingCommon Stock | 280 | $45.85 | $12,838.00 |
DisclosureSEC source: 0000905148-17-000797 · form4.xml · nonDerivative · entry 1 Cunningham Christian J · CIK 0001677468 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,881 F1 · shares: Shares withheld for taxes upon vesting of previously granted restricted stock units. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 20:22 UTC |
HOLLEY JEAN KDirector
|
GrantCommon Stock | 2,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-026206 · form4.xml · nonDerivative · entry 1 HOLLEY JEAN K · CIK 0001207300 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,042 F1 · shares: Award of 2,042 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately proceeding the date of the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. F1 · balance_after: Award of 2,042 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately proceeding the date of the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 20:27 UTC |
Katz Jacob MDirector
|
GrantCommon Stock | 2,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-026207 · form4.xml · nonDerivative · entry 1 Katz Jacob M · CIK 0001715063 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,042 F1 · shares: Award of 2,042 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately proceeding the date of the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. F1 · balance_after: Award of 2,042 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately proceeding the date of the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 16:14 UTC |
HENKEL HERBERT LDirector
|
GrantPhantom Stock · Derivative | 552 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-025922 · form4.xml · derivative · entry 1 HENKEL HERBERT L · CIK 0001204528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,116 Underlying: Common Stock · 552 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:16 UTC |
MATHER COURTNEYDirector
|
GrantPhantom Stock · Derivative | 536 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-025923 · form4.xml · derivative · entry 1 MATHER COURTNEY · CIK 0001608717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,267 Underlying: Common Stock · 536 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:03 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseShares | 25,675 | $39.00 | $1,001,325.00 |
DisclosureSEC source: 0001140361-17-032142 · doc1.xml · nonDerivative · entry 10 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 4,494,789 F10 · shares: On August 11, 2017, High River purchased 5,135 Shares, Icahn Partners purchased 12,185 Shares and Icahn Master purchased 8,355 Shares, in each case at a price of $39.00 per Share. F11 · ownership.nature: High River directly beneficially owns 898,957 Shares, Icahn Partners directly beneficially owns 2,133,096 Shares, and Icahn Master directly beneficially owns 1,462,736 Shares. F12 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F13 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F14 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 19:33 UTC |
Dressel James BruceSVP & Chief Operating Officer
|
PurchaseCommon Stock | 2,500 | $39.02 | $97,550.00 |
DisclosureSEC source: 0001127602-17-025517 · form4.xml · nonDerivative · entry 1 Dressel James Bruce · CIK 0001496144 · SVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,402 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.98 to $39.05, inclusive. The reporting person undertakes to provide to Herc Holdings Inc., any security holder of Herc Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 22:03 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-032142 · doc1.xml · derivative · entry 18 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · pleasee see footnotes Disclosed balance after: 0 Underlying: Shares · 15,937 shares Expires 2019-06-07 F8 · derivative.exercise_price: On August 10, 2017, Icahn Master acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Master of 15,937 Shares, at a forward price of $35.00 per Share, plus a financing charge. F8 · kind: On August 10, 2017, Icahn Master acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Master of 15,937 Shares, at a forward price of $35.00 per Share, plus a financing charge. F8 · price: On August 10, 2017, Icahn Master acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Master of 15,937 Shares, at a forward price of $35.00 per Share, plus a financing charge. F8 · ownership.nature: On August 10, 2017, Icahn Master acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Master of 15,937 Shares, at a forward price of $35.00 per Share, plus a financing charge. F12 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F13 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F14 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 22:03 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-032142 · doc1.xml · derivative · entry 17 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 0 Underlying: Shares · 23,249 shares Expires 2019-06-07 F7 · derivative.exercise_price: On August 10, 2017, Icahn Partners acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Partners of 23,249 Shares, at a forward price of $35.00 per Share, plus a financing charge. F7 · kind: On August 10, 2017, Icahn Partners acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Partners of 23,249 Shares, at a forward price of $35.00 per Share, plus a financing charge. F7 · price: On August 10, 2017, Icahn Partners acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Partners of 23,249 Shares, at a forward price of $35.00 per Share, plus a financing charge. F7 · ownership.nature: On August 10, 2017, Icahn Partners acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Partners of 23,249 Shares, at a forward price of $35.00 per Share, plus a financing charge. F12 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F13 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F14 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 22:03 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-032142 · doc1.xml · derivative · entry 16 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 0 Underlying: Shares · 9,797 shares Expires 2019-06-07 F6 · derivative.exercise_price: On August 10, 2017, High River acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by High River of 9,797 Shares, at a forward price of $35.00 per Share, plus a financing charge. F6 · kind: On August 10, 2017, High River acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by High River of 9,797 Shares, at a forward price of $35.00 per Share, plus a financing charge. F6 · price: On August 10, 2017, High River acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by High River of 9,797 Shares, at a forward price of $35.00 per Share, plus a financing charge. F6 · ownership.nature: On August 10, 2017, High River acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by High River of 9,797 Shares, at a forward price of $35.00 per Share, plus a financing charge. F12 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F13 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F14 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 22:03 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to pirchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-032142 · doc1.xml · derivative · entry 15 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · pleAse see footnotes Disclosed balance after: 0 Underlying: Shares · 540 shares Expires 2019-06-07 F5 · derivative.exercise_price: On August 10, 2017, Icahn Partners Master Fund LP ("Icahn Master") acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Master of 540 Shares at a forward price of $35.00 per Share, plus a financing charge. F5 · kind: On August 10, 2017, Icahn Partners Master Fund LP ("Icahn Master") acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Master of 540 Shares at a forward price of $35.00 per Share, plus a financing charge. F5 · price: On August 10, 2017, Icahn Partners Master Fund LP ("Icahn Master") acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Master of 540 Shares at a forward price of $35.00 per Share, plus a financing charge. F5 · ownership.nature: On August 10, 2017, Icahn Partners Master Fund LP ("Icahn Master") acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Master of 540 Shares at a forward price of $35.00 per Share, plus a financing charge. F12 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F13 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F14 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 22:03 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-032142 · doc1.xml · derivative · entry 14 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 0 Underlying: Shares · 980 shares Expires 2019-06-07 F4 · derivative.exercise_price: On August 10, 2017, Icahn Partners acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Partners of 980 Shares, at a forward price of $35.00 per Share, plus a financing charge. F4 · kind: On August 10, 2017, Icahn Partners acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Partners of 980 Shares, at a forward price of $35.00 per Share, plus a financing charge. F4 · price: On August 10, 2017, Icahn Partners acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Partners of 980 Shares, at a forward price of $35.00 per Share, plus a financing charge. F4 · ownership.nature: On August 10, 2017, Icahn Partners acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Partners of 980 Shares, at a forward price of $35.00 per Share, plus a financing charge. F12 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F13 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F14 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 22:03 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-032142 · doc1.xml · derivative · entry 13 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 0 Underlying: Shares · 380 shares Expires 2019-06-07 F3 · derivative.exercise_price: On August 10, 2017, High River acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by High River of 380 Shares, at a forward price of $35.00 per Share, plus a financing charge. F3 · kind: On August 10, 2017, High River acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by High River of 380 Shares, at a forward price of $35.00 per Share, plus a financing charge. F3 · price: On August 10, 2017, High River acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by High River of 380 Shares, at a forward price of $35.00 per Share, plus a financing charge. F3 · ownership.nature: On August 10, 2017, High River acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by High River of 380 Shares, at a forward price of $35.00 per Share, plus a financing charge. F12 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F13 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F14 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 22:03 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-032142 · doc1.xml · derivative · entry 12 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 0 Underlying: Shares · 17,438 shares Expires 2019-06-07 F2 · derivative.exercise_price: On August 10, 2017, Icahn Partners LP ("Icahn Partners") acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Partners of 17,438 Shares at a forward price of $35.00 per Share, plus a financing charge. F2 · kind: On August 10, 2017, Icahn Partners LP ("Icahn Partners") acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Partners of 17,438 Shares at a forward price of $35.00 per Share, plus a financing charge. F2 · price: On August 10, 2017, Icahn Partners LP ("Icahn Partners") acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Partners of 17,438 Shares at a forward price of $35.00 per Share, plus a financing charge. F2 · ownership.nature: On August 10, 2017, Icahn Partners LP ("Icahn Partners") acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Partners of 17,438 Shares at a forward price of $35.00 per Share, plus a financing charge. F12 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F13 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F14 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 22:03 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
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OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-032142 · doc1.xml · derivative · entry 11 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 0 Underlying: Shares · 4,359 shares Expires 2019-06-07 F1 · derivative.exercise_price: On August 10, 2017, High River Limited Partnership ("High River") acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by High River of 4,359 Shares, at a forward price of $35.00 per Share, plus a financing charge. F1 · kind: On August 10, 2017, High River Limited Partnership ("High River") acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by High River of 4,359 Shares, at a forward price of $35.00 per Share, plus a financing charge. F1 · price: On August 10, 2017, High River Limited Partnership ("High River") acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by High River of 4,359 Shares, at a forward price of $35.00 per Share, plus a financing charge. F1 · ownership.nature: On August 10, 2017, High River Limited Partnership ("High River") acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by High River of 4,359 Shares, at a forward price of $35.00 per Share, plus a financing charge. F12 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F13 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F14 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 22:03 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseShares | 83,574 | $38.93 | $3,253,535.82 |
DisclosureSEC source: 0001140361-17-032142 · doc1.xml · nonDerivative · entry 9 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 4,469,114 F9 · shares: On August 10, 2017, High River purchased 16,715 Shares, Icahn Partners purchased 39,387 Shares and Icahn Master purchased 27,472 Shares, in each case at a price of $38.93 per Share. F11 · ownership.nature: High River directly beneficially owns 898,957 Shares, Icahn Partners directly beneficially owns 2,133,096 Shares, and Icahn Master directly beneficially owns 1,462,736 Shares. F12 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F13 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F14 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 22:03 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 15,937 | $37.48 | $597,318.76 |
DisclosureSEC source: 0001140361-17-032142 · doc1.xml · nonDerivative · entry 8 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 4,385,540 F8 · kind: On August 10, 2017, Icahn Master acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Master of 15,937 Shares, at a forward price of $35.00 per Share, plus a financing charge. F8 · ownership.nature: On August 10, 2017, Icahn Master acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Master of 15,937 Shares, at a forward price of $35.00 per Share, plus a financing charge. F11 · ownership.nature: High River directly beneficially owns 898,957 Shares, Icahn Partners directly beneficially owns 2,133,096 Shares, and Icahn Master directly beneficially owns 1,462,736 Shares. F12 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F13 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F14 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.