Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONDUENT IncCNDT · Entity 1191 | Director | January 15, 2020 | January 17, 2020 |
| HERBALIFE LTD.HLF · Entity 4842 | Director | May 11, 2020 | May 13, 2020 |
| HERC HOLDINGS INCHRI · Entity 3949 | Director | May 14, 2020 | November 17, 2020 |
| OCCIDENTAL PETROLEUM CORP /DE/OXY · Entity 2999 | Director | June 01, 2020 | June 03, 2020 |
| XEROX CORPXRX · Entity 12016 | Director | May 21, 2019 | May 22, 2019 |
| Xerox Holdings CorpXRX · Entity 5610 | Director | May 21, 2020 | May 26, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONDUENT Inc
Report date January 15, 2020 · Filed January 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,381 |
Reported balance
After 2020-01-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-01-15 · Grant · Acquired 32,816 · Balance 54,381 F1: Award of Deferred Stock Units that represent the right to receive one share of common stock on the earlier of one year following date of grant or termination of service. F2: Includes 15,807 Deferred Stock Units previously reported in Table 1 as "Deferred Stock Units (DSU)." For ease of reporting, these shares will be reported going forward in Table 1 as "Common Stock." |
Filing footnotes · ownership attribution and instrument terms
F1: Award of Deferred Stock Units that represent the right to receive one share of common stock on the earlier of one year following date of grant or termination of service.
F2: Includes 15,807 Deferred Stock Units previously reported in Table 1 as "Deferred Stock Units (DSU)." For ease of reporting, these shares will be reported going forward in Table 1 as "Common Stock."
HERBALIFE LTD.
Report date May 11, 2020 · Filed May 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,486 |
Reported balance
After 2020-05-11 transaction · row 1
1 source rowRow 1 · 2020-05-11 · Grant · Acquired 3,407 · Balance 8,486 F1: Consists of restricted stock units ("RSUs") granted under the Herbalife Ltd. 2014 Stock Incentive Plan. The RSUs will vest 100% on April 15, 2021, subject to continued service on the Issuer's Board of Directors through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted stock units ("RSUs") granted under the Herbalife Ltd. 2014 Stock Incentive Plan. The RSUs will vest 100% on April 15, 2021, subject to continued service on the Issuer's Board of Directors through such date.
HERC HOLDINGS INC
Report date May 14, 2020 · Filed November 17, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,819 |
Reported balance
After 2020-05-14 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-05-14 · Grant · Acquired 4,819 · Balance 4,819 F1: A clerical error previously reported the award of 4,819 restricted stock units as phantom stock. The restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2021 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: A clerical error previously reported the award of 4,819 restricted stock units as phantom stock. The restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2021 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date.
OCCIDENTAL PETROLEUM CORP /DE/
Report date June 01, 2020 · Filed June 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,890 |
Reported balance
After 2020-06-01 transaction · row 1
1 source rowRow 1 · 2020-06-01 · Grant · Acquired 11,405 · Balance 13,890 F1: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan.
XEROX CORP
Report date May 21, 2019 · Filed May 22, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table I · non-derivative | Direct | 13,386 |
Reported balance
After 2019-05-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-05-21 · Grant · Acquired 6,116 · Balance 13,386 F1: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. F2: These DSUs vest one year following date of award. |
Filing footnotes · ownership attribution and instrument terms
F1: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director.
F2: These DSUs vest one year following date of award.
Xerox Holdings Corp
Report date May 21, 2020 · Filed May 26, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table I · non-derivative | Direct | 25,423 |
Reported balance
After 2020-05-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-05-21 · Grant · Acquired 12,037 · Balance 25,423 F1: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. F2: 11,538 of these DSUs vest one year following the date of award. The remainder of these DSUs are vested and include 96 DSUs paid on July 31, 2019, 112 DSUs paid on October 31, 2019, 94 DSUs paid on January 31, 2020 and 197 DSUs paid on April 30, 2020 from reinvestment of dividend equivalents paid on DSUs held as of June 28, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director.
F2: 11,538 of these DSUs vest one year following the date of award. The remainder of these DSUs are vested and include 96 DSUs paid on July 31, 2019, 112 DSUs paid on October 31, 2019, 94 DSUs paid on January 31, 2020 and 197 DSUs paid on April 30, 2020 from reinvestment of dividend equivalents paid on DSUs held as of June 28, 2019.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Cloudera, Inc.
Report date January 07, 2021 · Filed January 11, 2021
Section 16 reporting ended · disclosed 2021-01-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 83,405 |
Ending reported balance
After 2021-01-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-01-07 · Exercise / conversion · Acquired 37,500 · Balance 64,286 F1: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Row 2 · 2021-01-07 · Exercise / conversion · Acquired 19,119 · Balance 83,405 F1: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-01-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-01-07 · Exercise / conversion · Disposed 37,500 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F2: The RSUs vest as to 1/3 of the total shares on September 15, 2020 and the remaining RSUs vesting quarterly over the subsequent two years. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-01-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-01-07 · Exercise / conversion · Disposed 19,119 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3: The RSUs vest as to 100% of the total shares on June 15, 2021; provided, however, in the event that the reporting person does not stand for re-election at, or is not re-elected at, or resigns effective as of, the 2021 Annual Meeting of Stockholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total shares shall vest on the date of the 2021 Annual Meeting of Stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
F2: The RSUs vest as to 1/3 of the total shares on September 15, 2020 and the remaining RSUs vesting quarterly over the subsequent two years.
F3: The RSUs vest as to 100% of the total shares on June 15, 2021; provided, however, in the event that the reporting person does not stand for re-election at, or is not re-elected at, or resigns effective as of, the 2021 Annual Meeting of Stockholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total shares shall vest on the date of the 2021 Annual Meeting of Stockholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 07, 2021 Filed Jan 11, 2021 16:30 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 19,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002932 · doc4.xml · derivative · entry 4 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,119 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The RSUs vest as to 100% of the total shares on June 15, 2021; provided, however, in the event that the reporting person does not stand for re-election at, or is not re-elected at, or resigns effective as of, the 2021 Annual Meeting of Stockholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total shares shall vest on the date of the 2021 Annual Meeting of Stockholders. F3 · derivative.expiration_date: The RSUs vest as to 100% of the total shares on June 15, 2021; provided, however, in the event that the reporting person does not stand for re-election at, or is not re-elected at, or resigns effective as of, the 2021 Annual Meeting of Stockholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total shares shall vest on the date of the 2021 Annual Meeting of Stockholders. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 16:30 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002932 · doc4.xml · derivative · entry 3 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs vest as to 1/3 of the total shares on September 15, 2020 and the remaining RSUs vesting quarterly over the subsequent two years. F2 · derivative.expiration_date: The RSUs vest as to 1/3 of the total shares on September 15, 2020 and the remaining RSUs vesting quarterly over the subsequent two years. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 16:30 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 19,119 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-002932 · doc4.xml · nonDerivative · entry 2 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 16:30 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 37,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-002932 · doc4.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 17:25 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 5,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-064159 · doc4.xml · derivative · entry 2 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 5,358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs vest as to 1/3 of the total shares on September 15, 2020 and the remaining RSUs vesting quarterly over the subsequent two years. F2 · derivative.expiration_date: The RSUs vest as to 1/3 of the total shares on September 15, 2020 and the remaining RSUs vesting quarterly over the subsequent two years. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 17:25 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 5,358 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-064159 · doc4.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:43 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantPhantom Stock · Derivative | 226 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-029269 · form4.xml · derivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,902 Underlying: Common Stock · 226 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 16:58 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 21,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050948 · doc4.xml · derivative · entry 2 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,858 Underlying: Common Stock · 21,428 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs vest as to 1/3 of the total shares on September 15, 2020 and the remaining RSUs vesting quarterly over the subsequent two years. F2 · derivative.expiration_date: The RSUs vest as to 1/3 of the total shares on September 15, 2020 and the remaining RSUs vesting quarterly over the subsequent two years. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 16:58 UTC | Cloudera, Inc. CLDR · Entity 11702 | Exercise / conversionCommon Stock | 21,428 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-050948 · doc4.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 21:03 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantPhantom Stock · Derivative | 279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-023839 · form4.xml · derivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,495 Underlying: Common Stock · 279 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 19:44 UTC | Cloudera, Inc. CLDR · Entity 11702 | GrantRestricted Stock Units (RSU) · Derivative | 19,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041585 · doc4.xml · derivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,119 Underlying: Common Stock · 19,119 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs vest as to 100% of the total shares on June 15, 2021; provided, however, in the event that the reporting person does not stand for re-election at, or is not re-elected at, or resigns effective as of, the 2021 Annual Meeting of Stockholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total shares shall vest on the date of the 2021 Annual Meeting of Stockholders. F2 · derivative.expiration_date: The RSUs vest as to 100% of the total shares on June 15, 2021; provided, however, in the event that the reporting person does not stand for re-election at, or is not re-elected at, or resigns effective as of, the 2021 Annual Meeting of Stockholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total shares shall vest on the date of the 2021 Annual Meeting of Stockholders. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 22:02 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | GrantCommon Stock | 11,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011646 · doc1.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,890 F1 · kind: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan. Read SEC document |
| May 21, 2020 Filed May 26, 2020 16:43 UTC | Xerox Holdings Corp XRX · Entity 5610 | GrantDeferred Stock Units | 12,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-017922 · form4.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,423 F1 · security: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. F2 · shares: 11,538 of these DSUs vest one year following the date of award. The remainder of these DSUs are vested and include 96 DSUs paid on July 31, 2019, 112 DSUs paid on October 31, 2019, 94 DSUs paid on January 31, 2020 and 197 DSUs paid on April 30, 2020 from reinvestment of dividend equivalents paid on DSUs held as of June 28, 2019. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:30 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantPhantom Stock · Derivative | 488 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-016929 · form4.xml · derivative · entry 2 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,216 Underlying: Common Stock · 488 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F4 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F4 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F5 · balance_after: The phantom stock reported in this column includes the previously reported phantom stock with different conditions for distribution. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:30 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantPhantom Stock · Derivative | 4,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-016929 · form4.xml · derivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,728 Underlying: Common Stock · 4,819 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided that the event occurs after the business day immediately preceding the date of the Issuer's 2021 annual meeting of stockholders (or, if earlier following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided that the event occurs after the business day immediately preceding the date of the Issuer's 2021 annual meeting of stockholders (or, if earlier following a change of control). F3 · balance_after: The phantom stock reported in this column includes previously reported phantom stock with different conditions for distribution. Read SEC document |
| May 14, 2020 Filed Nov 17, 2020 21:44 UTC Amendment | HERC HOLDINGS INC HRI · Entity 3949 | GrantCommon Stock | 4,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-029271 · form4a.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,819 F1 · shares: A clerical error previously reported the award of 4,819 restricted stock units as phantom stock. The restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2021 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. Read SEC document |
| May 11, 2020 Filed May 13, 2020 20:30 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantCommon Stock | 3,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028824 · doc4.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,486 F1 · shares: Consists of restricted stock units ("RSUs") granted under the Herbalife Ltd. 2014 Stock Incentive Plan. The RSUs will vest 100% on April 15, 2021, subject to continued service on the Issuer's Board of Directors through such date. Read SEC document |
| March 26, 2020 Filed Mar 30, 2020 23:34 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | GrantCommon Stock | 2,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007193 · doc1.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,485 F1 · kind: Award of common stock under Occidental Petroleum Corporation's 2015 Long-Term Incentive Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:43 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantPhantom Stock · Derivative | 247 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006448 · form4.xml · derivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,909 Underlying: Common Stock · 247 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 16:11 UTC | CONDUENT Inc CNDT · Entity 1191 | GrantCommon Stock | 32,816 | $5.79 | $190,004.64 |
DisclosureSEC source: 0001127602-20-001923 · form4.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,381 F1 · shares: Award of Deferred Stock Units that represent the right to receive one share of common stock on the earlier of one year following date of grant or termination of service. F2 · balance_after: Includes 15,807 Deferred Stock Units previously reported in Table 1 as "Deferred Stock Units (DSU)." For ease of reporting, these shares will be reported going forward in Table 1 as "Common Stock." Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:33 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantPhantom Stock · Derivative | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033217 · form4.xml · derivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,662 Underlying: Common Stock · 213 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 21:26 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantPhantom Stock · Derivative | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-026987 · form4.xml · derivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,449 Underlying: Common Stock · 270 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 16:49 UTC | Cloudera, Inc. CLDR · Entity 11702 | GrantRestricted Stock Units · Derivative | 64,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016556 · doc1.xml · derivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,286 Underlying: Common Stock · 64,286 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement. F2 · derivative.exercise_date: The RSUs vest one?third of the total shares on September 15, 2020 and the remaining RSUs vesting quarterly over the subsequent two years. F2 · derivative.expiration_date: The RSUs vest one?third of the total shares on September 15, 2020 and the remaining RSUs vesting quarterly over the subsequent two years. Read SEC document |
| May 21, 2019 Filed May 22, 2019 21:04 UTC | XEROX CORP XRX · Entity 12016 | GrantDeferred Stock Units | 6,116 | $32.71 | $200,023.78 |
DisclosureSEC source: 0001127602-19-019477 · form4.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,386 F1 · security: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. F2 · shares: These DSUs vest one year following date of award. Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:11 UTC | XEROX CORP XRX · Entity 12016 | GrantDeferred Stock Units | 2,390 | $32.36 | $77,328.45 |
DisclosureSEC source: 0001127602-19-019355 · form4.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,270 F1 · security: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of services as a director. F2 · balance_after: This amount includes 45 shares paid on 10/31/18, 62 shares paid on 1/31/2019 and 38 shares paid on April 30, 2019 from the reinvestment of dividend equivalents paid on Deferred Stock Units held as of 9/28/2018, respectively. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:48 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantPhantom Stock · Derivative | 231 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-019191 · form4.xml · derivative · entry 2 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,179 Underlying: Common Stock · 231 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F4 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F4 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F5 · balance_after: The phantom stock reported in this column includes previously reported phantom stock with different conditions for distribution. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:48 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantPhantom Stock · Derivative | 2,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-019191 · form4.xml · derivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,948 Underlying: Common Stock · 2,578 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided that the event occurs after the business day immediately preceding the date of the Issuer's 2020 annual meeting of stockholders (or, if earlier following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided that the event occurs after the business day immediately preceding the date of the Issuer's 2020 annual meeting of stockholders (or, if earlier following a change of control). F3 · balance_after: The phantom stock reported in this column includes previously reported phantom stock with different conditions for distribution. Read SEC document |
| May 06, 2019 Filed May 8, 2019 22:53 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantCommon Stock | 2,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028342 · doc4.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,079 F1 · shares: Consists of restricted stock units ("RSUs") granted under the Herbalife Ltd. 2014 Stock Incentive Plan. The RSUs will vest 100% on April 15, 2020, subject to continued service on the Issuer's Board of Directors through such date. F2 · balance_after: Reflects 1,195 additional shares of common stock, after giving effect to the Issuer's 2-for-1 stock split on May 14, 2018. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:41 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantPhantom Stock · Derivative | 229 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007216 · form4.xml · derivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,370 Underlying: Common Stock · 229 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 12:21 UTC | CONDUENT Inc CNDT · Entity 1191 | GrantDeferred Stock Units (DSU) | 15,807 | $12.02 | $190,000.14 |
DisclosureSEC source: 0001127602-19-002265 · form4.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,565 Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:25 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantPhantom Stock · Derivative | 251 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033420 · form4.xml · derivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,141 Underlying: Common Stock · 251 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:20 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantPhantom Stock · Derivative | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-025681 · form4.xml · derivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,890 Underlying: Common Stock · 186 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 19:35 UTC | XEROX CORP XRX · Entity 12016 | GrantDeferred Stock Units | 4,735 | $25.35 | $120,008.58 |
DisclosureSEC source: 0001127602-18-023389 · form4.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,735 F1 · security: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 16:02 UTC | CONDUENT Inc CNDT · Entity 1191 | GrantDeferred Stock Units (DSU) | 5,758 | $19.25 | $110,841.50 |
DisclosureSEC source: 0001127602-18-019517 · form4.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,758 F1 · shares: Each DSU represents the right to receive one share of common stock at the earlier of one year from the date of grant or termination of service. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:25 UTC | HERC HOLDINGS INC HRI · Entity 3949 | GrantPhantom Stock · Derivative | 1,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-018139 · form4.xml · derivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,704 Underlying: Common Stock · 1,704 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided the event occurs the business day immediately preceding the date of the Issuer's 2019 annual meeting of stockholders (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided the event occurs the business day immediately preceding the date of the Issuer's 2019 annual meeting of stockholders (or, if earlier, following a change of control). Read SEC document |
| May 07, 2018 Filed May 9, 2018 21:11 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantCommon Stock | 1,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028919 · doc4.xml · nonDerivative · entry 1 Graziano Nick · CIK 0001398154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,195 F1 · kind: Consists of restricted stock units ("RSU") under the Herbalife Nutrition Ltd. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Herbalife Nutrition Ltd. common stock on vesting. This award will vest 100% on April 15, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.