HOPE

SEC source: 0001209191-16-140239 · doc4.xml · derivative · entry 1

KIM JASON K · CIK 0001452653 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common stock · 30,000 shares

Expires 2026-09-01

F1 · derivative.exercise_date: Options granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Options vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020 and 2021.

SEC source: 0001209191-16-140233 · doc4.xml · derivative · entry 1

Ko Alex · CIK 0001442518 · EVP, Deputy CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common stock · 20,000 shares

Expires 2026-09-01

F1 · derivative.exercise_date: Options granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Options vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020 and 2021.

SEC source: 0001209191-16-140238 · doc4.xml · derivative · entry 1

Kim David W. · CIK 0001681623 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common stock · 20,000 shares

Expires 2026-09-01

F1 · derivative.exercise_date: Options granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Options vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020 and 2021.

SEC source: 0001209191-16-140236 · doc4.xml · derivative · entry 1

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common stock · 20,000 shares

Expires 2026-09-01

F1 · derivative.exercise_date: Options granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Options vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020 and 2021.

SEC source: 0001209191-16-140232 · doc4.xml · derivative · entry 1

You Johann Minkyun · CIK 0001680845 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common stock · 30,000 shares

Expires 2026-09-01

F1 · derivative.exercise_date: Options granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Options vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020 and 2021.

SEC source: 0001209191-16-140231 · doc4.xml · derivative · entry 1

GODDARD DOUGLAS · CIK 0001185549 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common stock · 20,000 shares

Expires 2026-09-01

F1 · derivative.exercise_date: Options granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Options vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020 and 2021.

SEC source: 0001209191-16-140227 · doc4.xml · derivative · entry 1

KIM KYU S. · CIK 0001402559 · SEVP, Head of Community Bankin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common stock · 30,000 shares

Expires 2026-09-01

F1 · derivative.exercise_date: Options granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Options vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020 and 2021.

SEC source: 0001209191-17-060986 · doc4a.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · EVP & Chief Comm Banking Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,119

F1 · shares: On 9/1/16, the reporting person was granted 8,000 Restricted Stock Units (RSU) pursuant to the 2016 Incentive Compensation Plan ("2016 ICP"). RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date. This grant of RSU was previously reported in Table II of Form 4 filed on 11/6/17, but is instead being reported in Table I of this amended filing.

F1 · price: On 9/1/16, the reporting person was granted 8,000 Restricted Stock Units (RSU) pursuant to the 2016 Incentive Compensation Plan ("2016 ICP"). RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date. This grant of RSU was previously reported in Table II of Form 4 filed on 11/6/17, but is instead being reported in Table I of this amended filing.

SEC source: 0001209191-17-063336 · doc4.xml · nonDerivative · entry 1

Song David Lee · CIK 0001681560 · EVP, Chief Lending Ofc (West)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,609

F1 · shares: On 9/1/16, the reporting person was granted 5,000 Restricted Stock Units (RSU) pursuant to the 2016 Incentive Compensation Plan ("2016 ICP"). RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date. The amount reflected in Column 5 of Table I corrects the amount of securities beneficially owned in Form 4 filed on 7/27/17.

F1 · price: On 9/1/16, the reporting person was granted 5,000 Restricted Stock Units (RSU) pursuant to the 2016 Incentive Compensation Plan ("2016 ICP"). RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date. The amount reflected in Column 5 of Table I corrects the amount of securities beneficially owned in Form 4 filed on 7/27/17.

F1 · balance_after: On 9/1/16, the reporting person was granted 5,000 Restricted Stock Units (RSU) pursuant to the 2016 Incentive Compensation Plan ("2016 ICP"). RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date. The amount reflected in Column 5 of Table I corrects the amount of securities beneficially owned in Form 4 filed on 7/27/17.

SEC source: 0001209191-18-026963 · doc4.xml · nonDerivative · entry 1

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,282

F1 · shares: On September 1, 2016, the reporting person was granted 7,000 Restricted Stock Units (RSU) pursuant to the 2016 Incentive Compensation Plan ("2016 ICP"). RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date.

F1 · price: On September 1, 2016, the reporting person was granted 7,000 Restricted Stock Units (RSU) pursuant to the 2016 Incentive Compensation Plan ("2016 ICP"). RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date.

SEC source: 0001209191-18-026958 · doc4.xml · nonDerivative · entry 1

KIM KYU S. · CIK 0001402559 · SEVP, Eastern Region President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,598

F1 · shares: On September 1, 2016, the reporting person was granted 9,000 Restricted Stock Units (RSU) pursuant to the 2016 Incentive Compensation Plan ("2016 ICP"). RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date.

F1 · price: On September 1, 2016, the reporting person was granted 9,000 Restricted Stock Units (RSU) pursuant to the 2016 Incentive Compensation Plan ("2016 ICP"). RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date.

SEC source: 0001209191-18-026952 · doc4.xml · nonDerivative · entry 1

Kim David W. · CIK 0001681623 · EVP, Chief Retail Banking Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,133

F1 · shares: On September 1, 2016, the reporting person was granted 6,500 Restricted Stock Units (RSU) pursuant to the 2016 Incentive Compensation Plan ("2016 ICP"). RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date.

F1 · price: On September 1, 2016, the reporting person was granted 6,500 Restricted Stock Units (RSU) pursuant to the 2016 Incentive Compensation Plan ("2016 ICP"). RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date.

SEC source: 0001209191-18-026949 · doc4.xml · nonDerivative · entry 1

You Johann Minkyun · CIK 0001680845 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

F1 · shares: On September 1, 2016, the reporting person was granted 8,500 Restricted Stock Units (RSU) pursuant to the 2016 Incentive Compensation Plan ("2016 ICP"). RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date.

F1 · price: On September 1, 2016, the reporting person was granted 8,500 Restricted Stock Units (RSU) pursuant to the 2016 Incentive Compensation Plan ("2016 ICP"). RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date.

SEC source: 0001209191-18-026940 · doc4.xml · nonDerivative · entry 1

Malone David P · CIK 0001680721 · Director · SEVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

F1 · shares: On 9/1/16, the reporting person was granted 13,500 Restricted Stock Units (RSU) pursuant to the 2016 Incentive Compensation Plan ("2016 ICP"). RSUs convert into common stock on a one-for-one basis and vest annually in three equal installments beginning on the first anniversary of the grant date. This grant of RSU was previously reported in Table II of Form 4 filed on 9/6/16 and 7/31/17, but is instead being reported in Table I of this filing.

F1 · price: On 9/1/16, the reporting person was granted 13,500 Restricted Stock Units (RSU) pursuant to the 2016 Incentive Compensation Plan ("2016 ICP"). RSUs convert into common stock on a one-for-one basis and vest annually in three equal installments beginning on the first anniversary of the grant date. This grant of RSU was previously reported in Table II of Form 4 filed on 9/6/16 and 7/31/17, but is instead being reported in Table I of this filing.

F2 · balance_after: Total 13,500 restricted stock units were granted on September 1, 2016 pursuant to the 2016 ICP. Each restricted stock unit represents a contingent right to receive one share of HOPE Bancorp, Inc. common stock. 1/3 of the award vested immediately on the grant date, with the remaining 2/3 vesting in 2 equal annual installments thereafter.

SEC source: 0001209191-18-049350 · doc4.xml · derivative · entry 2

HA DAISY Y · CIK 0001595570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Total 7,500 restricted stock units were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of HOPE Bancorp, Inc. common stock. 1/3 of the award vested immediately on the grant date, with the remaining 2/3 vesting in 2 equal annual installments thereafter.

F1 · derivative.expiration_date: Total 7,500 restricted stock units were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of HOPE Bancorp, Inc. common stock. 1/3 of the award vested immediately on the grant date, with the remaining 2/3 vesting in 2 equal annual installments thereafter.

SEC source: 0001209191-17-010991 · doc5.xml · nonDerivative · entry 4

Whang Scott Yoon-suk · CIK 0001417498 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By reporting person as UGMA custodian for grandchildren

Disclosed balance after: 7,200

F3 · date: Transfer from the Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust to reporting person as custodian of three of six grandchildren under Uniform Gifts to Minors Act. On 12/28/2016 reporting person gifted to three of six grandchildren common stock in the amount of 650 shares each. On 12/31/2015 reporting person gifted to three of six grandchildren common stock in the amount of 750 shares each. On 12/18/2014 reporting person gifted to three of six grandchildren common stock in the amount of 1,000 shares each. The reporting person inadvertently failed to file Form 5s for 2014 and 2015.

F3 · kind: Transfer from the Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust to reporting person as custodian of three of six grandchildren under Uniform Gifts to Minors Act. On 12/28/2016 reporting person gifted to three of six grandchildren common stock in the amount of 650 shares each. On 12/31/2015 reporting person gifted to three of six grandchildren common stock in the amount of 750 shares each. On 12/18/2014 reporting person gifted to three of six grandchildren common stock in the amount of 1,000 shares each. The reporting person inadvertently failed to file Form 5s for 2014 and 2015.

F2 · ownership.direct: The reporting person disclaims beneficial ownership of all securities held by his grandchildren, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-17-010991 · doc5.xml · nonDerivative · entry 3

Whang Scott Yoon-suk · CIK 0001417498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,702

F3 · date: Transfer from the Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust to reporting person as custodian of three of six grandchildren under Uniform Gifts to Minors Act. On 12/28/2016 reporting person gifted to three of six grandchildren common stock in the amount of 650 shares each. On 12/31/2015 reporting person gifted to three of six grandchildren common stock in the amount of 750 shares each. On 12/18/2014 reporting person gifted to three of six grandchildren common stock in the amount of 1,000 shares each. The reporting person inadvertently failed to file Form 5s for 2014 and 2015.

F3 · kind: Transfer from the Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust to reporting person as custodian of three of six grandchildren under Uniform Gifts to Minors Act. On 12/28/2016 reporting person gifted to three of six grandchildren common stock in the amount of 650 shares each. On 12/31/2015 reporting person gifted to three of six grandchildren common stock in the amount of 750 shares each. On 12/18/2014 reporting person gifted to three of six grandchildren common stock in the amount of 1,000 shares each. The reporting person inadvertently failed to file Form 5s for 2014 and 2015.

SEC source: 0001209191-17-010991 · doc5.xml · nonDerivative · entry 2

Whang Scott Yoon-suk · CIK 0001417498 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife as UGMA custodian for grandchildren

Disclosed balance after: 7,200

F1 · date: Transfer from the Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust to reporting person's wife as custodian for three of six grandchildren under Uniform Gifts to Minors Act. On 12/28/2016 reporting person gifted to three of six grandchildren common stock in the amount of 650 shares each. On 12/31/2015, reporting person gifted to three of six grandchildren common stock in the amount of 750 shares each. On 12/18/2014 reporting person gifted to three of six grandchildren common stock in the amount of 1,000 shares each. The reporting person inadvertently failed to file Form 5s for 2014 and 2015.

F1 · kind: Transfer from the Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust to reporting person's wife as custodian for three of six grandchildren under Uniform Gifts to Minors Act. On 12/28/2016 reporting person gifted to three of six grandchildren common stock in the amount of 650 shares each. On 12/31/2015, reporting person gifted to three of six grandchildren common stock in the amount of 750 shares each. On 12/18/2014 reporting person gifted to three of six grandchildren common stock in the amount of 1,000 shares each. The reporting person inadvertently failed to file Form 5s for 2014 and 2015.

F2 · ownership.direct: The reporting person disclaims beneficial ownership of all securities held by his grandchildren, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-17-010991 · doc5.xml · nonDerivative · entry 1

Whang Scott Yoon-suk · CIK 0001417498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,902

F1 · date: Transfer from the Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust to reporting person's wife as custodian for three of six grandchildren under Uniform Gifts to Minors Act. On 12/28/2016 reporting person gifted to three of six grandchildren common stock in the amount of 650 shares each. On 12/31/2015, reporting person gifted to three of six grandchildren common stock in the amount of 750 shares each. On 12/18/2014 reporting person gifted to three of six grandchildren common stock in the amount of 1,000 shares each. The reporting person inadvertently failed to file Form 5s for 2014 and 2015.

F1 · kind: Transfer from the Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust to reporting person's wife as custodian for three of six grandchildren under Uniform Gifts to Minors Act. On 12/28/2016 reporting person gifted to three of six grandchildren common stock in the amount of 650 shares each. On 12/31/2015, reporting person gifted to three of six grandchildren common stock in the amount of 750 shares each. On 12/18/2014 reporting person gifted to three of six grandchildren common stock in the amount of 1,000 shares each. The reporting person inadvertently failed to file Form 5s for 2014 and 2015.