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HARLEY-DAVIDSON, INC.

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810
SEC CIK
0000793952
Parsed reports
497

Last 12 months

Inside the activity.

6 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202611
Mar 202621
Apr 202600
May 202602
Jun 202601
Jul 202611
Aug 202621
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
Cummings SeanSVP, Global Demand
Tax withholdingCommon Stock 684 $56.25 $38,475.00
Disclosure

SEC source: 0001225208-17-002480 · doc4.xml · nonDerivative · entry 2

Cummings Sean · CIK 0001640083 · SVP, Global Demand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,475

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
Cummings SeanSVP, Global Demand
Exercise / conversionCommon Stock 1,721 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002480 · doc4.xml · nonDerivative · entry 1

Cummings Sean · CIK 0001640083 · SVP, Global Demand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
HUND LAWRENCE GPresident-HDFS
Exercise / conversionRestricted Stock Units · Derivative 3,592 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002478 · doc4.xml · derivative · entry 8

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,299

Underlying: Common Stock · 3,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
HUND LAWRENCE GPresident-HDFS
Tax withholdingCommon Stock 1,704 $56.25 $95,850.00
Disclosure

SEC source: 0001225208-17-002478 · doc4.xml · nonDerivative · entry 2

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,273

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
HUND LAWRENCE GPresident-HDFS
Exercise / conversionCommon Stock 3,592 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002478 · doc4.xml · nonDerivative · entry 1

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
BISCHMANN JOANNE MVice President, Communications
Exercise / conversionRestricted Stock Units · Derivative 852 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002479 · doc4.xml · derivative · entry 8

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,134

Underlying: Common Stock · 852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
BISCHMANN JOANNE MVice President, Communications
Tax withholdingCommon Stock 468 $56.25 $26,325.00
Disclosure

SEC source: 0001225208-17-002479 · doc4.xml · nonDerivative · entry 2

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,118.2223

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
BISCHMANN JOANNE MVice President, Communications
Exercise / conversionCommon Stock 852 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002479 · doc4.xml · nonDerivative · entry 1

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,586.2223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
LEVATICH MATTHEW SDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 13,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002477 · doc4.xml · derivative · entry 9

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,055

Underlying: Common Stock · 13,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
LEVATICH MATTHEW SDirector · President & CEO
Tax withholdingCommon Stock 6,553 $56.25 $368,606.25
Disclosure

SEC source: 0001225208-17-002477 · doc4.xml · nonDerivative · entry 2

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,503

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
LEVATICH MATTHEW SDirector · President & CEO
Exercise / conversionCommon Stock 13,158 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002477 · doc4.xml · nonDerivative · entry 1

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 4, 2017 02:06 UTC
Jones Paul JVP & Chief Legal Officer
GrantRestricted Stock Units · Derivative 5,430 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002389 · doc4.xml · derivative · entry 2

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,257

Underlying: Common Stock · 5,430 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 01, 2017 Filed Feb 4, 2017 02:19 UTC
Rocker TchernaviaVP-Human Resources
GrantRestricted Stock Units · Derivative 5,302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002392 · doc4.xml · derivative · entry 3

Rocker Tchernavia · CIK 0001679626 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,302

Underlying: Common Stock · 5,302 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.

F3 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of stock. The RSUs granted vest in full after 3 years from the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 01, 2017 Filed Feb 4, 2017 02:19 UTC
Rocker TchernaviaVP-Human Resources
GrantRestricted Stock Units · Derivative 3,733 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002392 · doc4.xml · derivative · entry 2

Rocker Tchernavia · CIK 0001679626 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,475

Underlying: Common Stock · 3,733 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 01, 2017 Filed Feb 4, 2017 02:07 UTC
Olin John ASVP & CFO
GrantRestricted Stock Units · Derivative 9,360 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002391 · doc4.xml · derivative · entry 3

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,115

Underlying: Common Stock · 9,360 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 01, 2017 Filed Feb 4, 2017 02:06 UTC
KORNETZKE MARK RChief Accounting Officer
GrantRestricted Stock Units · Derivative 2,457 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002390 · doc4.xml · derivative · entry 2

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,462

Underlying: Common Stock · 2,457 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 01, 2017 Filed Feb 4, 2017 02:06 UTC
HUND LAWRENCE GPresident-HDFS
GrantRestricted Stock Units · Derivative 7,715 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002388 · doc4.xml · derivative · entry 3

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,891

Underlying: Common Stock · 7,715 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 01, 2017 Filed Feb 4, 2017 02:06 UTC
Cummings SeanSVP, Global Demand
GrantRestricted Stock Units · Derivative 3,948 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002387 · doc4.xml · derivative · entry 3

Cummings Sean · CIK 0001640083 · SVP, Global Demand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,582

Underlying: Common Stock · 3,948 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 01, 2017 Filed Feb 4, 2017 02:06 UTC
Kumbier MichelleSVP, Motor Co. Product & Ops
GrantRestricted Stock Units · Derivative 10,603 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002386 · doc4.xml · derivative · entry 3

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,603

Underlying: Common Stock · 10,603 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.

F3 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of stock. The RSUs granted vest in full after 3 years from the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 01, 2017 Filed Feb 4, 2017 02:06 UTC
Kumbier MichelleSVP, Motor Co. Product & Ops
GrantRestricted Stock Units · Derivative 6,298 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002386 · doc4.xml · derivative · entry 2

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,535

Underlying: Common Stock · 6,298 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 01, 2017 Filed Feb 4, 2017 02:06 UTC
LEVATICH MATTHEW SDirector · President & CEO
GrantRestricted Stock Units · Derivative 28,557 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002385 · doc4.xml · derivative · entry 4

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,213

Underlying: Common Stock · 28,557 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 01, 2017 Filed Feb 4, 2017 01:57 UTC
BISCHMANN JOANNE MVice President, Communications
GrantRestricted Stock Units · Derivative 1,907 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002383 · doc4.xml · derivative · entry 3

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,986

Underlying: Common Stock · 1,907 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
December 14, 2016 Filed Feb 13, 2017 23:09 UTC GiftCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003019 · doc5.xml · nonDerivative · entry 1

NORLING JAMES A · CIK 0001243063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,217.316

Read SEC document
November 14, 2016 Filed Nov 16, 2016 23:56 UTC
HUND LAWRENCE GPresident-HDFS
Exercise / conversionStock Option (right to buy) · Derivative 7,218 $0.00 Strike: $45.32 $0.00
Disclosure

SEC source: 0001225208-16-041892 · doc4.xml · derivative · entry 6

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,218 shares

Expires 2022-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.

F2 · derivative.exercise_date: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 23:56 UTC
HUND LAWRENCE GPresident-HDFS
Exercise / conversionStock Option (right to buy) · Derivative 21,053 $0.00 Strike: $51.78 $0.00
Disclosure

SEC source: 0001225208-16-041892 · doc4.xml · derivative · entry 5

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,053 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.

F2 · derivative.exercise_date: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 23:56 UTC
HUND LAWRENCE GPresident-HDFS
SaleCommon Stock 28,271 $60.00 $1,696,260.00
Disclosure

SEC source: 0001225208-16-041892 · doc4.xml · nonDerivative · entry 3

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,385

Read SEC document
November 14, 2016 Filed Nov 16, 2016 23:56 UTC
HUND LAWRENCE GPresident-HDFS
Exercise / conversionCommon Stock 7,218 $45.32 $327,119.76
Disclosure

SEC source: 0001225208-16-041892 · doc4.xml · nonDerivative · entry 2

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 23:56 UTC
HUND LAWRENCE GPresident-HDFS
Exercise / conversionCommon Stock 21,053 $51.78 $1,090,124.34
Disclosure

SEC source: 0001225208-16-041892 · doc4.xml · nonDerivative · entry 1

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 23:56 UTC
BISCHMANN JOANNE MVice President, Communications
Exercise / conversionStock Option (right to buy) · Derivative 5,037 $0.00 Strike: $45.32 $0.00
Disclosure

SEC source: 0001225208-16-041891 · doc4.xml · derivative · entry 4

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,037 shares

Expires 2022-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.

F2 · derivative.exercise_date: All options are currently exercisable.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 23:56 UTC
BISCHMANN JOANNE MVice President, Communications
SaleCommon Stock 5,037 $60.00 $302,220.00
Disclosure

SEC source: 0001225208-16-041891 · doc4.xml · nonDerivative · entry 2

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734.2223

Read SEC document
November 14, 2016 Filed Nov 16, 2016 23:56 UTC
BISCHMANN JOANNE MVice President, Communications
Exercise / conversionCommon Stock 5,037 $45.32 $228,276.84
Disclosure

SEC source: 0001225208-16-041891 · doc4.xml · nonDerivative · entry 1

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,771.2223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 22:25 UTC SaleCommon Stock 100,000 $56.13 $5,612,550.00
Disclosure

SEC source: 0001225208-16-041165 · doc4.xml · nonDerivative · entry 1

JAMES DONALD A · CIK 0001243051 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 311,788.2384

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $56.00 to 56.40 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares of common stock of Harley-Davidson, Inc. are held by Fred Deeley Limited.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 22:48 UTC GrantPost-2014 Share Unit · Derivative 2,586.9205 $52.38 $135,502.90
Disclosure

SEC source: 0001225208-16-039234 · doc4.xml · derivative · entry 2

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,586.9205

Underlying: Common Stock · 2,586.9205 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended.

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: As provided by the Director Stock Plan, the share units are payable in issuer's common stock on the one year anniversary of the grant date (share units payable in cash in limited circumstances according to the Plan).

F3 · derivative.expiration_date: As provided by the Director Stock Plan, the share units are payable in issuer's common stock on the one year anniversary of the grant date (share units payable in cash in limited circumstances according to the Plan).

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September 08, 2016 Filed Sep 12, 2016 22:48 UTC GrantCommon Stock 2,195.4945 $52.38 $115,000.00
Disclosure

SEC source: 0001225208-16-039234 · doc4.xml · nonDerivative · entry 1

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,195.4945

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended.

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September 08, 2016 Filed Sep 12, 2016 22:45 UTC GrantShare Units · Derivative 4,686.9587 $52.38 $245,502.90
Disclosure

SEC source: 0001225208-16-039233 · doc4.xml · derivative · entry 1

Niccol Brian R · CIK 0001628588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,686.9587

Underlying: Common Stock · 4,686.9587 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan).

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.